Code of Federal Regulations (Last Updated: April 5, 2024) |
Title 17 - Commodity and Securities Exchanges |
Chapter I - Commodity Futures Trading Commission |
Part 38 - Designated Contract Markets |
Subpart N - Disciplinary Procedures |
§ 38.711 - Warning letters.
Latest version.
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§ 38.711 Warning letters.
Where a rule violation is found to have occurred, no more than one warning letter may be issued per rolling 12-month period for the same violation.