§ 38.150 - Core Principle 2.

§ 38.151 - Access requirements.

§ 38.152 - Abusive trading practices prohibited.

§ 38.153 - Capacity to detect and investigate rule violations.

§ 38.154 - Regulatory services provided by a third party.

§ 38.155 - Compliance staff and resources.

§ 38.156 - Automated trade surveillance system.

§ 38.157 - Real-time market monitoring.

§ 38.158 - Investigations and investigation reports.

§ 38.159 - Ability to obtain information.

§ 38.160 - Additional sources for compliance.