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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter I - Commodity Futures Trading Commission |
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Part 38 - Designated Contract Markets |
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Subpart L - Financial Integrity of Transactions |
| § 38.600 - Core Principle 11. |
| § 38.601 - Mandatory clearing. |
| § 38.602 - General financial integrity. |
| § 38.603 - Protection of customer funds. |
| § 38.604 - Financial surveillance. |
| § 38.605 - Requirements for financial surveillance program. |
| § 38.606 - Financial regulatory services provided by a third party. |
| § 38.607 - Direct access. |