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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter I - Commodity Futures Trading Commission |
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Part 38 - Designated Contract Markets |
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Subpart N - Disciplinary Procedures |
| § 38.700 - Core Principle 13. |
| § 38.701 - Enforcement staff. |
| § 38.702 - Disciplinary panels. |
| § 38.703 - Notice of charges. |
| § 38.704 - Right to representation. |
| § 38.705 - Answer to charges. |
| § 38.706 - Denial of charges and right to hearing. |
| § 38.707 - Hearings. |
| § 38.708 - Decisions. |
| § 38.709 - Final decisions. |
| § 38.710 - Disciplinary sanctions. |
| § 38.711 - Warning letters. |
| § 38.712 - Additional sources for compliance. |