§ 4.2 - Requirements as to filing.  


Latest version.
  • (a) All material filed with the Commission under this part 4 must be filed with the Commission at its Washington, DC office (Att: Division of Clearing and Intermediary Oversight, CFTC, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581); Provided, however, that Disclosure Documents, profile documents, and amendments thereto may be filed at the following electronic mail address: ddoc-efile@cftc.gov.

    (b) All such material shall be considered filed when received by the Commission at the address specified in paragraph (a) of this section.

    (Approved by the Office of Management and Budget under control number 3038-0005)