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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 17 - Commodity and Securities Exchanges |
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Chapter I - Commodity Futures Trading Commission |
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Part 4 - Commodity Pool Operators and Commodity Trading Advisors |
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Subpart C - Commodity Trading Advisors |
| § 4.30 - Prohibited activities. |
| § 4.31 - Required delivery of Disclosure Document to prospective clients. |
| § 4.32 - [Reserved] |
| § 4.33 - Recordkeeping. |
| § 4.34 - General disclosures required. |
| § 4.35 - Performance disclosures. |
| § 4.36 - Use, amendment and filing of Disclosure Document. |