§ 9.13 - Publication of notice.

§ 9.13 Publication of notice.

Cross Reference

Link to an amendment published at 83 FR 1547, January 12, 2018.

Whenever an exchange suspends, expels or otherwise disciplines, or denies any person access to the exchange, it must make public its findings by disclosing at least the information contained in the notice required by § 9.11(b). An exchange must make such findings public as soon as the disciplinary action or access denial action becomes effective in accordance with the provisions of § 9.12 by posting a notice in a conspicuous place on its premises website to which its members and the public regularly have access for a period of five consecutive business days. Thereafter, the exchange must maintain and make available for public inspection a record of the information contained in the disciplinary or access denial notice. . Such notice must be maintained and readily available on the exchange's website.

[83 FR 1548, Jan. 12, 2018]