§ 416.1545 - Violations of our requirements, rules, or standards.  


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  • § 416.1545 Violations of our requirements, rules, or standards.

    When we have evidence that a representative fails to meet our qualification requirements or has violated the rules governing dealings with us, we may begin proceedings to suspend or disqualify that individual from acting in a representational capacity before us. We may file charges seeking such sanctions when we have evidence that a representative:

    (a) Does not meet the qualifying requirements described in § 416.1505;

    (b) Has violated the affirmative duties or engaged in the prohibited actions set forth in § 416.1540;

    (c) Has been convicted of a violation under section 1631(d) of the Act;

    (d) Has been, by reason of misconduct, disbarred or suspended from any bar or court to which he or she was previously admitted to practice (see § 416.1570(a)); or

    (e) Has been, by reason of misconduct, disqualified from participating in or appearing before any Federal program or agency (see § 416.1570(a)); or

    (f) Who, as a non-attorney, has been removed from practice or suspended by a professional licensing authority for reasons that reflect on the person's character, integrity, judgment, reliability, or fitness to serve as a fiduciary.

    [63 FR 41418, Aug. 4, 1998, as amended at 71 FR 2877, Jan. 18, 2006; 83 FR 30858, July 2, 2018]