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Code of Federal Regulations (Last Updated: April 5, 2024) |
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Title 29 - Labor |
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Subtitle B - Regulations Relating to Labor |
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Chapter XXV - Employee Benefits Security Administration, Department of Labor |
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SubChapter G - Administration and Enforcement Under the Employee Retirement Income Security Act of 1974 |
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Part 2570 - Procedural Regulations Under the Employee Retirement Income Security Act |
| Subpart A - Procedures for the Assessment of Civil Sanctions Under ERISA Section 502(i) |
| § 2570.1 - Scope of rules. |
| § 2570.2 - Definitions. |
| § 2570.3 - Service: Copies of documents and pleadings. |
| § 2570.4 - Parties. |
| § 2570.5 - Consequences of default. |
| § 2570.6 - Consent order or settlement. |
| § 2570.7 - Scope of discovery. |
| § 2570.8 - Summary decision. |
| § 2570.9 - Decision of the administrative law judge. |
| § 2570.10 - Review by the Secretary. |
| § 2570.11 - Scope of review. |
| § 2570.12 - Procedures for review by the Secretary. |
| Subpart B - Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications |
| § 2570.30 - Scope of rules. |
| § 2570.31 - Definitions. |
| § 2570.32 - Persons who may apply for exemptions. |
| § 2570.33 - Applications the Department will not ordinarily consider. |
| § 2570.34 - Information to be included in every exemption application. |
| § 2570.35 - Information to be included in applications for individual exemptions only. |
| § 2570.36 - Where to file an application. |
| § 2570.37 - Duty to amend and supplement exemption applications. |
| § 2570.38 - Tentative denial letters. |
| § 2570.39 - Opportunities to submit additional information. |
| § 2570.40 - Conferences. |
| § 2570.41 - Final denial letters. |
| § 2570.42 - Notice of proposed exemption. |
| § 2570.43 - Notification of interested persons by applicant. |
| § 2570.44 - Withdrawal of exemption applications. |
| § 2570.45 - Requests for reconsideration. |
| § 2570.46 - Hearings in opposition to exemptions from restrictions on fiduciary self-dealing. |
| § 2570.47 - Other hearings. |
| § 2570.48 - Decision to grant exemptions. |
| § 2570.49 - Limits on the effect of exemptions. |
| § 2570.50 - Revocation or modification of exemptions. |
| § 2570.51 - Public inspection and copies. |
| § 2570.52 - Effective date. |
| Subpart C - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(2) |
| § 2570.60 - Scope of rules. |
| § 2570.61 - Definitions. |
| § 2570.62 - Service: Copies of documents and pleadings. |
| § 2570.63 - Parties, how designated. |
| § 2570.64 - Consequences of default. |
| § 2570.65 - Consent order or settlement. |
| § 2570.66 - Scope of discovery. |
| § 2570.67 - Summary decision. |
| § 2570.68 - Decision of the administrative law judge. |
| § 2570.69 - Review by the Secretary. |
| § 2570.70 - Scope of review. |
| § 2570.71 - Procedures for review by the Secretary. |
| Subpart D - Procedure for the Assessment of Civil Penalties Under ERISA Section 502(l) |
| § 2570.80 - Scope of rules. |
| § 2570.81 - In general. |
| § 2570.82 - Definitions. |
| § 2570.83 - Assessment of civil penalty. |
| § 2570.84 - Payment of civil penalty. |
| § 2570.85 - Waiver or reduction of civil penalty. |
| § 2570.86 - Reduction of penalty by other penalty assessments. |
| § 2570.87 - Revision of assessment. |
| § 2570.88 - Effective date. |
| Subpart E - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(5) |
| § 2570.90 - Scope of rules. |
| § 2570.91 - Definitions. |
| § 2570.92 - Service: Copies of documents and pleadings. |
| § 2570.93 - Parties, how designated. |
| § 2570.94 - Consequences of default. |
| § 2570.95 - Consent order or settlement. |
| § 2570.96 - Scope of discovery. |
| § 2570.97 - Summary decision. |
| § 2570.98 - Decision of the administrative law judge. |
| § 2570.99 - Review by the Secretary. |
| § 2570.100 - Scope of review. |
| § 2570.101 - Procedures for review by the Secretary. |
| § 2570.502c-1 - Adjusted civil penalty under section 502(c)(1). |
| § 2570.502c-2 - Adjusted civil penalty under section 502(c)(2). |
| § 2570.502c-3 - Adjusted civil penalty under section 502(c)(3). |
| § 2570.209b-1 - Adjusted civil penalty under section 209(b). |
| Subpart F - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(6) |
| § 2570.110 - Scope of rules. |
| § 2570.111 - Definitions. |
| § 2570.112 - Service: Copies of documents and pleadings. |
| § 2570.113 - Parties, how designated. |
| § 2570.114 - Consequences of default. |
| § 2570.115 - Consent order or settlement. |
| § 2570.116 - Scope of discovery. |
| § 2570.117 - Summary decision. |
| § 2570.118 - Decision of the administrative law judge. |
| § 2570.119 - Review by the Secretary. |
| § 2570.120 - Scope of review. |
| § 2570.121 - Procedures for review by the Secretary. |
| Subpart G - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(7) |
| § 2570.130 - Scope of rules. |
| § 2570.131 - Definitions. |
| § 2570.132 - Service: Copies of documents and pleadings. |
| § 2570.133 - Parties, how designated. |
| § 2570.134 - Consequences of default. |
| § 2570.135 - Consent order or settlement. |
| § 2570.136 - Scope of discovery. |
| § 2570.137 - Summary decision. |
| § 2570.138 - Decision of the administrative law judge. |
| § 2570.139 - Review by the Secretary. |
| § 2570.140 - Scope of review. |
| § 2570.141 - Procedures for review by the Secretary. |
| Subpart H - Procedures for Issuance of Findings Under ERISA Sec. 3(40) |
| § 2570.150 - Scope of rules. |
| § 2570.151 - In general. |
| § 2570.152 - Definitions. |
| § 2570.153 - Parties. |
| § 2570.154 - Filing and contents of petition. |
| § 2570.155 - Service. |
| § 2570.156 - Expedited proceedings. |
| § 2570.157 - Allocation of burden of proof. |
| § 2570.158 - Decision of the Administrative Law Judge. |
| § 2570.159 - Review by the Secretary. |
| Subpart I - Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(8) |
| § 2570.160 - Scope of rules. |
| § 2570.161 - Definitions. |
| § 2570.162 - Service: Copies of documents and pleadings. |
| § 2570.163 - Parties, how designated. |
| § 2570.164 - Consequences of default. |
| § 2570.165 - Consent order or settlement. |
| § 2570.166 - Scope of discovery. |
| § 2570.167 - Summary decision. |
| § 2570.168 - Decision of the administrative law judge. |
| § 2570.169 - Review by the Secretary. |
| § 2570.170 - Scope of review. |
| § 2570.171 - Procedures for review by the Secretary. |