§ 306.16 - Exchanges of registered securities.  


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  • § 306.16 Exchanges of registered securities.

    No assignments will be required for:

    (a) Authorized denominational exchanges of registered securities for like securities in the same names and forms of registration and

    (b) Redemption-exchanges, or prefundings, or advance refundings in the same names and forms as appear in the registration or assignments of the securities surrendered.