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Code of Federal Regulations (Last Updated: April 5, 2024) |
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Title 31 - Money and Finance: Treasury |
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Subtitle B - Regulations Relating to Money and Finance |
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Chapter II - Fiscal Service, Department of the Treasury |
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SubChapter A - Bureau of the Fiscal Service |
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Part 363 - Regulations Governing Securities Held in TreasuryDirect |
| Subpart A - General |
| § 363.0 - What is the TreasuryDirect ® system? |
| § 363.1 - What Treasury securities are covered by these regulations? |
| § 363.2 - What agency administers TreasuryDirect ®? |
| § 363.3 - [Reserved] |
| § 363.4 - How is TreasuryDirect® different from the Legacy Treasury Direct® system and the commercial book-entry system? |
| § 363.5 - How do I contact Fiscal Service? |
| § 363.6 - What special terms do I need to know to understand this part? |
| §§ 363.7--363.14 - [Reserved] |
| Subpart B - General Provisions Governing Securities Held in TreasuryDirect |
| § 363.9 - What does this subpart cover? |
| § 363.10 - What is a TreasuryDirect ® account? |
| § 363.11 - Who is eligible to open a TreasuryDirect ® account? |
| § 363.12 - Who may purchase and hold book-entry securities in TreasuryDirect ®? |
| § 363.13 - How can I open a TreasuryDirect ® account? |
| § 363.14 - How will you verify my identity? |
| § 363.15 - What is the procedure for offline verification? |
| § 363.16 - How do I access my account? |
| § 363.17 - Who is liable if someone else accesses my TreasuryDirect ® account using my password? |
| § 363.18 - Is Fiscal Service liable if the electronic transmission of my data is intercepted? |
| § 363.19 - What should I do if I become aware that my password or other form of authentication has become compromised? |
| § 363.20 - What do I need to know about the forms of registration that are available for purchases of securities through my TreasuryDirect ® account? |
| § 363.21 - When may you require offline authentication and documentary evidence? |
| § 363.22 - Who has the right to conduct online transactions in book-entry securities? |
| § 363.23 - What should I do if I become aware that my password has become compromised? |
| § 363.24 - What transactions can I perform online through my New Treasury Direct account? |
| § 363.25 - How do I conduct transactions in my account or in Treasury securities held in my account? |
| § 363.26 - What is a transfer? |
| § 363.27 - What do I need to know about accounts for minors who have not had a legal guardian appointed by a court? |
| § 363.28 - Does Fiscal Service reserve the right to require that any TreasuryDirect ® transaction be conducted in paper form? |
| § 363.29 - May Treasury close an account, suspend transactions in an account, or refuse to open an account? |
| § 363.30 - What actions may Treasury take if funds used to purchase a security were credited or debited in error or through fraud? |
| § 363.31 - How can a minor gain control of his or her account when he or she reaches the age of 18 years? |
| §§ 363.30--363.32 - [Reserved] |
| § 363.32 - Does Public Debt assume any liability for any transactions conducted by a parent or legal guardian in the minor's account? |
| § 363.33 - Can an attorney-in-fact conduct transactions in my TreasuryDirect ® account? |
| § 363.34 - What happens if an owner becomes incompetent after opening a TreasuryDirect ® account? |
| § 363.35 - When is a transaction effective? |
| § 363.36 - What securities can I purchase and hold in my TreasuryDirect ® account? |
| § 363.37 - How do I purchase and make payment for eligible Treasury securities through my TreasuryDirect ® account? |
| § 363.38 - What happens if my financial institution returns an ACH debit? |
| § 363.39 - Will I receive a confirmation of my request to purchase a Treasury security? |
| § 363.40 - How are payments of principal and interest made? |
| § 363.41 - What happens if an ACH payment is returned to Fiscal Service? |
| § 363.42 - How will my interest income be reported for tax purposes? |
| § 363.43 - What are the procedures for certifying my signature on an offline application for a TreasuryDirect ® account, or on an offline transaction form? |
| § 363.44 - What happens when a TreasuryDirect ® account owner dies and the estate is entitled to securities held in the account? |
| § 363.45 - What are the rules for judicial and administrative actions involving securities held in TreasuryDirect ®? |
| § 363.46 - What evidence is required to establish the validity of judicial proceedings? |
| § 363.47 - Will Fiscal Service pay Treasury securities pursuant to a forfeiture proceeding? |
| §§ 363.31--363.32 - [Reserved] |
| §§ 363.23--363.24 - [Reserved] |
| §§ 363.44--363.49 - [Reserved] |
| §§ 363.7--363.8 - [Reserved] |
| §§ 363.28--363.32 - [Reserved] |
| §§ 363.48--363.49 - [Reserved] |
| Subpart C - Book-Entry Savings Bonds Purchased Through TreasuryDirect |
| Minors |
| § 363.80 - May a minor purchase book-entry savings bonds? |
| § 363.81 - May book-entry savings bonds be purchased for a minor as a gift? |
| § 363.82 - May an account owner deliver a book-entry savings bond purchased as a gift to a minor? |
| § 363.84 - [Reserved] |
| §§ 363.84--363.89 - [Reserved] |
| Judicial and Administrative Proceedings |
| § 363.110 - Will Public Debt recognize a court order that attempts to defeat the survivorship rights of a beneficiary, secondary owner, or recipient of an undelivered gift bond? |
| § 363.111 - Will Public Debt accept notice of an adverse claim or notice of pending judicial proceedings involving book-entry savings bonds? |
| § 363.112 - Is Public Debt a proper party in a judicial proceeding involving competing claims to a book-entry savings bonds? |
| § 363.113 - Will Public Debt pay or transfer book-entry savings bonds pursuant to an order in a divorce proceeding? |
| § 363.114 - Will Public Debt recognize a court order? |
| § 363.115 - Will Public Debt pay a savings bonds pursuant to a levy? |
| § 363.116 - Will Public Debt pay a bond to the Internal Revenue Service (IRS) pursuant to a levy? |
| § 363.117 - Will Public Debt pay a bond to a trustee in bankruptcy or similar court officer? |
| § 363.118 - What evidence is required to establish the validity of judicial proceedings? |
| § 363.119 - Will Public Debt pay a bond pursuant to a forfeiture proceeding? |
| §§ 363.120--363.124 - [Reserved] |
| Gifts |
| § 363.95 - How may I give, and who can receive, a book-entry savings bond as a gift? |
| § 363.96 - What do I need to know if I initially purchase a bond as a gift? |
| § 363.97 - What do I need to know if I transfer a book-entry savings bond to another person as a gift? |
| § 363.98 - [Reserved] |
| § 363.99 - What is the minimum amount of a bond that I may transfer or deliver as a gift in any one transaction? |
| § 363.100 - What are the rules for purchasing and delivering gift savings bonds to minors? |
| § 363.101 - Can an account owner transfer a book-entry savings bond to a minor? |
| §§ 363.100--363.104 - [Reserved] |
| §§ 363.102--363.124 - [Reserved] |
| Payment |
| § 363.125 - How is payment made on a book-entry savings bond? |
| § 363.126 - Under what circumstances will payment be made? |
| §§ 363.127--363.129 - [Reserved] |
| Incompetent Person |
| § 363.85 - May savings bonds be registered in the name of an incompetent person for whom a legal guardian has been appointed? |
| §§ 363.86--363.89 - [Reserved] |
| General |
| § 363.50 - What Treasury securities does this subpart govern? |
| § 363.51 - [Reserved] |
| § 363.52 - What is the principal amount of book-entry Series EE and Series I savings bonds that I may acquire in one year? |
| § 363.53 - What is the minimum amount of book-entry savings bonds that I may purchase in any transaction? |
| § 363.54 - What is the minimum amount of a book-entry savings bond that I must hold in my account? |
| § 363.55 - May I transfer my book-entry savings bonds to another person? |
| § 363.56 - What is the minimum amount of book-entry savings bonds that I may transfer in any one transaction? |
| § 363.57 - What is the minimum amount of book-entry savings bonds that I may redeem in any one transaction? |
| § 363.58 - May book-entry savings bonds be pledged or used as collateral? |
| § 363.59 - What is a payroll savings plan? |
| § 363.60 - How do I discontinue my participation in my payroll savings plan? |
| § 363.83 - May an account owner transfer a book-entry savings bond to a minor? |
| §§ 363.61--363.82 - [Reserved] |
| §§ 363.84--363.94 - [Reserved] |
| §§ 363.59--363.64 - [Reserved] |
| §§ 363.59--363.82 - [Reserved] |
| Transactions |
| § 363.105 - Who has the right to conduct transactions in book-entry savings bonds? |
| § 363.106 - How are online transactions conducted in savings bonds? |
| § 363.107 - Does Public Debt reserve the right to require that any transaction be conducted offline? |
| §§ 363.108--363.109 - [Reserved] |
| Registration |
| § 363.65 - What do I need to know about the registration of book-entry savings bonds? |
| § 363.66 - What forms of registration are available for book-entry savings bonds? |
| § 363.67 - What do I need to know about the single owner form of registration? |
| § 363.68 - What do I need I need to know about the owner with beneficiary form of registration? |
| § 363.69 - What do I need to know about the primary owner with secondary owner form of registration? |
| § 363.70 - What are special forms of registration? |
| § 363.71 - What special forms of registration are permitted? |
| §§ 363.70--363.79 - [Reserved] |
| §§ 363.72--363.79 - [Reserved] |
| Deceased Owners |
| § 363.90 - What happens when a New Treasury Direct account owner dies and his or her estate is entitled to savings bonds held in the account? |
| §§ 363.91--363.94 - [Reserved] |
| Subpart D - Zero-Percent Certificate of Indebtedness |
| Payroll Zero-Percent Certificate of Indebtedness |
| § 363.146 - Who may purchase a payroll zero-percent certificate of indebtedness? |
| § 363.147 - How do I purchase a payroll zero-percent certificate of indebtedness? |
| § 363.148 - Can I redeem all or a portion of my accumulated payroll zero-percent certificate of indebtedness? |
| §§ 363.149--363.152 - [Reserved] |
| Zero-Percent Certificate of Indebtedness |
| § 363.141 - How do I purchase a zero-percent certificate of indebtedness? |
| § 363.142 - When is a zero-percent certificate of indebtedness issued? |
| § 363.143 - How do I purchase a security using the redemption proceeds of my zero-percent certificate of indebtedness? |
| § 363.144 - Can I redeem my zero-percent certificate of indebtedness? |
| § 363.145 - May I delete a pending transaction involving a zero-percent certificate of indebtedness? |
| General |
| § 363.130 - What does this subpart cover? |
| § 363.131 - What is a TreasuryDirect ® zero-percent certificate of indebtedness? |
| § 363.132 - Can the sale of the zero-percent certificate of indebtedness be suspended? |
| § 363.133 - What happens to my zero-percent certificate of indebtedness if the offering is terminated by the Secretary? |
| § 363.134 - What regulations cover a zero-percent certificate of indebtedness? |
| § 363.135 - In what form is a zero-percent certificate of indebtedness issued? |
| § 363.136 - Do zero-percent certificates of indebtedness pay interest? |
| § 363.137 - What do I need to know about the registration of a zero-percent certificate of indebtedness? |
| § 363.138 - Is Treasury liable for the purchase of a zero-percent certificate of indebtedness that is made in error? |
| § 363.139 - May I transfer or deliver my zero-percent certificate of indebtedness? |
| § 363.140 - May a zero-percent certificate of indebtedness be pledged or used as collateral? |
| §§ 363.147--363.152 - [Reserved] |
| Subpart E - Conversion of a Definitive Savings Bond |
| § 363.160 - What subparts govern the conversion of definitive savings bonds? |
| § 363.161 - What definitive savings bonds are eligible to be converted to book-entry bonds? |
| § 363.162 - Who may convert a definitive savings bond? |
| § 363.163 - How do I convert an eligible definitive savings bond? |
| § 363.164 - Is a converted savings bond eligible to be converted back into a definitive bond? |
| § 363.165 - What happens when I convert a savings bond that is registered in my name as a single owner, either coowner, an owner with a beneficiary, or an entity? |
| § 363.166 - What happens when I convert a savings bond that is not registered in my name as owner, either coowner, or owner with beneficiary (including a bond registered in the name of a minor)? |
| § 363.167 - How will a converted savings bond be registered? |
| § 363.168 - What rules regarding registration apply to a converted savings bond? |
| § 363.169 - What transactions can I conduct in a converted savings bond on which I am registered as the single owner, either coowner, the owner with a beneficiary, or an entity? |
| § 363.170 - What transactions can I conduct in a savings bond that I converted on which I am not registered as the owner, either coowner, or owner with beneficiary? |
| § 363.171 - How do I redeem a converted savings bond? |
| § 363.176 - May a converted savings bond be pledged or used as collateral? |
| § 363.179 - Does Fiscal Service make any reservations as to the conversion of an eligible savings bond? |
| §§ 363.180--363.199 - [Reserved] |
| §§ 363.172--363.175 - [Reserved] |
| §§ 363.177--363.178 - [Reserved] |
| Subpart F - Marketable Treasury Securities |
| § 363.175 - May Public Debt waive these regulations? |
| § 363.177 - May Public Debt amend or supplement these regulations? |
| § 363.200 - What Treasury securities does this subpart govern? |
| § 363.201 - What other regulations govern book-entry marketable book-entry Treasury bills, notes, and bonds? |
| § 363.202 - What marketable Treasury securities may I purchase and hold through my TreasuryDirect ® account? |
| § 363.203 - After I purchase my marketable Treasury security in TreasuryDirect ®, is there a period of time during which I may not transfer the security? |
| § 363.204 - What registrations are available for my marketable Treasury securities held in TreasuryDirect ®? |
| § 363.205 - How do I reinvest the proceeds of a maturing security held in TreasuryDirect ®? |
| § 363.206 - How can I transfer my marketable Treasury security into my TreasuryDirect ® account from another book-entry system? |
| § 363.207 - Can I transfer my marketable Treasury security from my TreasuryDirect ® account to another TreasuryDirect account? |
| § 363.208 - Can I transfer my marketable Treasury security from my TreasuryDirect ® account to an account in another book-entry system? |
| § 363.209 - [Reserved] |
| § 363.210 - Is there any period of time during which I will be unable to process certain transactions regarding my security? |
| §§ 363.211--363.249 - [Reserved] |
| Subpart G - XXX |
| Subpart H - Miscellaneous |
| § 363.250 - May Fiscal Service waive these regulations? |
| § 363.251 - Can I be required to provide additional evidence to support a transaction? |
| § 363.252 - May Fiscal Service amend or supplement these regulations? |