Part 303 - Early Intervention Program for Infants and Toddlers With Disabilities  


Subpart A - General
Purpose and Applicable Regulations
§ 303.1 - Purpose of the early intervention program for infants and toddlers with disabilities.
§ 303.2 - Eligible recipients of an award and applicability of this part.
§ 303.3 - Applicable regulations.
Definitions Used in This Part
§ 303.4 - Act.
§ 303.5 - At-risk infant or toddler.
§ 303.6 - Child.
§ 303.7 - Consent.
§ 303.8 - Council.
§ 303.9 - Day.
§ 303.10 - Developmental delay.
§ 303.11 - Early intervention service program.
§ 303.12 - Early intervention service provider.
§ 303.13 - Early intervention services.
§ 303.14 - Elementary school.
§ 303.15 - Free appropriate public education.
§ 303.16 - Health services.
§ 303.17 - Homeless children.
§ 303.18 - Include; including.
§ 303.19 - Indian; Indian tribe.
§ 303.20 - Individualized family service plan.
§ 303.21 - Infant or toddler with a disability.
§ 303.22 - Lead agency.
§ 303.23 - Local educational agency.
§ 303.24 - Multidisciplinary.
§ 303.25 - Native language.
§ 303.26 - Natural environments.
§ 303.27 - Parent.
§ 303.28 - Parent training and information center.
§ 303.29 - Personally identifiable information.
§ 303.30 - Public agency.
§ 303.31 - Qualified personnel.
§ 303.32 - [Reserved]
§ 303.33 - Secretary.
§ 303.34 - Service coordination services (case management).
§ 303.35 - State.
§ 303.36 - State educational agency.
§ 303.37 - Ward of the State.
Purpose, Eligibility, and Other General Provisions
Subpart B - State Eligibility for a Grant and Requirements for a Statewide System
Positive Efforts to Employ and Advance Qualified Individuals With Disabilities
§ 303.105 - Positive efforts to employ and advance qualified individuals with disabilities.
Components of a Statewide System—Application Requirements for Years Four, Five, and Thereafter
General Requirements for a State Application
§ 303.140 - General.
§ 303.141 - Information about the Council.
§ 303.142 - Designation of lead agency.
§ 303.143 - Designation regarding financial responsibility.
§ 303.144 - Assurance regarding use of funds.
§ 303.145 - Description of use of funds.
§ 303.146 - Information about public participation.
§ 303.147 - Services to all geographic areas.
§ 303.148 - Transition to preschool programs.
General Authority and Eligibility
§ 303.100 - General authority.
§ 303.101 - State eligibility - requirements for a grant under this part.
Participation by the Secretary of the Interior
§ 303.180 - Payments to the Secretary of the Interior for Indian tribes and tribal organizations.
Components of a Statewide System—Application Requirements
§ 303.160 - Minimum components of a statewide system.
§ 303.161 - State definition of developmental delay.
§ 303.162 - Central directory.
§ 303.163 - [Reserved]
§ 303.164 - Public awareness program.
§ 303.165 - Comprehensive child find system.
§ 303.166 - Evaluation, assessment, and nondiscriminatory procedures.
§ 303.167 - Individualized family service plans.
§ 303.168 - Comprehensive system of personnel development (CSPD).
§ 303.169 - Personnel standards.
§ 303.170 - Procedural safeguards.
§ 303.171 - Supervision and monitoring of programs.
§ 303.172 - Lead agency procedures for resolving complaints.
§ 303.173 - Policies and procedures related to financial matters.
§ 303.174 - Interagency agreements; resolution of individual disputes.
§ 303.175 - Policy for contracting or otherwise arranging for services.
§ 303.176 - Data collection.
Statement of Assurances
§ 303.127 - Assurance regarding expenditure of funds.
§ 303.128 - Traditionally underserved groups.
General Requirements
State Conformity With Part C of the Act and Abrogation of State Sovereign Immunity
§ 303.102 - State conformity with Part C of the Act.
§ 303.103 - Abrogation of State sovereign immunity.
Public Participation
Equipment and Construction
§ 303.104 - Acquisition of equipment and construction or alteration of facilities.
Minimum Components of a Statewide System
§ 303.110 - Minimum components of a statewide system.
§ 303.111 - State definition of developmental delay.
§ 303.112 - Availability of early intervention services.
§ 303.113 - Evaluation, assessment, and nondiscriminatory procedures.
§ 303.114 - Individualized family service plan (IFSP).
§ 303.115 - Comprehensive child find system.
§ 303.116 - Public awareness program.
§ 303.117 - Central directory.
§ 303.118 - Comprehensive system of personnel development (CSPD).
§ 303.119 - Personnel standards.
§ 303.120 - Lead agency role in supervision, monitoring, funding, interagency coordination, and other responsibilities.
§ 303.121 - Policy for contracting or otherwise arranging for services.
§ 303.122 - Reimbursement procedures.
§ 303.123 - Procedural safeguards.
§ 303.124 - Data collection.
§ 303.125 - State interagency coordinating council.
§ 303.126 - Early intervention services in natural environments.
Specific Application Requirements for Years One Through Five and Thereafter
§ 303.149 - Application requirements for first and second years.
§ 303.150 - Third year applications.
§ 303.151 - Waiver of the policy adoption requirement for the third year.
§ 303.152 - Fourth year applications.
§ 303.153 - States with mandates as of September 1, 1986, to serve children with disabilities from birth.
§ 303.154 - Applications for year five and each year thereafter.
§ 303.155 - Differential funding.
Subpart C - State Application and Assurances
Application Requirements
§ 303.201 - Designation of lead agency.
§ 303.202 - Certification regarding financial responsibility.
§ 303.203 - Statewide system and description of services.
§ 303.204 - Application's definition of at-risk infants and toddlers and description of services.
§ 303.205 - Description of use of funds.
§ 303.206 - Referral policies for specific children.
§ 303.207 - Availability of resources.
§ 303.208 - Public participation policies and procedures.
§ 303.209 - Transition to preschool and other programs.
§ 303.210 - Coordination with Head Start and Early Head Start, early education, and child care programs.
§ 303.211 - State option to make services under this part available to children ages three and older.
§ 303.212 - Additional information and assurances.
General
§ 303.200 - State application and assurances.
Assurances
§ 303.220 - Assurances satisfactory to the Secretary.
§ 303.221 - Expenditure of funds.
§ 303.222 - Payor of last resort.
§ 303.223 - Control of funds and property.
§ 303.224 - Reports and records.
§ 303.225 - Prohibition against supplanting; indirect costs.
§ 303.226 - Fiscal control.
§ 303.227 - Traditionally underserved groups.
Subsequent Applications and Modifications, Eligibility Determinations, and Standard of Disapproval
§ 303.228 - Subsequent State application and modifications of application.
§ 303.229 - Determination by the Secretary that a State is eligible.
§ 303.230 - Standard for disapproval of an application.
Department Procedures
§ 303.231 - Notice and hearing before determining that a State is not eligible.
§ 303.232 - Hearing Official or Panel.
§ 303.233 - Hearing procedures.
§ 303.234 - Initial decision; final decision.
§ 303.235 - Filing requirements.
§ 303.236 - Judicial review.
Subpart D - Child Find, Evaluations and Assessments, and Individualized Family Service Plans
§ 303.300 - General.
PRE-REFERRAL Procedures - Public Awareness Program and Child Find System
§ 303.301 - Public awareness program - information for parents.
§ 303.302 - Comprehensive child find system.
General
Identification and Evaluation
§ 303.323 - Nondiscriminatory procedures.
Individualized Family Service Plans (IFSPs)
Post-Referral Procedures—Screenings, Evaluations, and Assessments
Referral Procedures
§ 303.303 - Referral procedures.
§§ 303.304--303.309 - [Reserved]
Pre-Referral Procedures—Public Awareness Program and Child Find System
Personnel Training and Standards
§ 303.360 - Comprehensive system of personnel development.
§ 303.361 - Personnel standards.
POST-REFERRAL Procedures - Screenings, Evaluations, and Assessments
§ 303.310 - Post-referral timeline (45 days).
§ 303.320 - Screening procedures (optional).
§ 303.321 - Evaluation of the child and assessment of the child and family.
§ 303.322 - Determination that a child is not eligible.
§§ 303.311--303.319 - [Reserved]
Individualized Family Service Plan (IFSP)
§ 303.340 - Individualized family service plan - general.
§ 303.341 - [Reserved]
§ 303.342 - Procedures for IFSP development, review, and evaluation.
§ 303.343 - IFSP Team meeting and periodic review.
§ 303.344 - Content of an IFSP.
§ 303.345 - Interim IFSPs - provision of services before evaluations and assessments are completed.
§ 303.346 - Responsibility and accountability.
Subpart E - Procedural Safeguards
Mediation and Due Process Procedures for Parents and Children
§ 303.419 - Mediation.
§ 303.423 - Convenience of proceedings; timelines.
§ 303.424 - Civil action.
§ 303.425 - Status of a child during proceedings.
Surrogate Parents
§ 303.422 - Surrogate parents.
State Complaint Procedures
§ 303.432 - Adoption of State complaint procedures.
§ 303.433 - Minimum State complaint procedures.
§ 303.434 - Filing a complaint.
Confidentiality
§ 303.460 - Confidentiality of information.
Dispute Resolution Options
§ 303.430 - State dispute resolution options.
General
§ 303.400 - General responsibility of lead agency for procedural safeguards.
States That Choose to Adopt the Part C Due Process Hearing Procedures Under Section 639 of the Act
§ 303.435 - Appointment of an impartial due process hearing officer.
§ 303.436 - Parental rights in due process hearing proceedings.
§ 303.437 - Convenience of hearings and timelines.
§ 303.438 - Civil action.
Confidentiality of Personally Identifiable Information and Early Intervention Records
§ 303.401 - Confidentiality and opportunity to examine records.
§ 303.402 - Confidentiality.
§ 303.403 - Definitions.
§ 303.404 - Notice to parents.
§ 303.405 - Access rights.
§ 303.406 - Record of access.
§ 303.407 - Records on more than one child.
§ 303.408 - List of types and locations of information.
§ 303.409 - Fees for records.
§ 303.410 - Amendment of records at a parent's request.
§ 303.411 - Opportunity for a hearing.
§ 303.412 - Result of hearing.
§ 303.413 - Hearing procedures.
§ 303.414 - Consent prior to disclosure or use.
§ 303.415 - Safeguards.
§ 303.416 - Destruction of information.
§ 303.417 - Enforcement.
Impartial Procedures for Resolving Individual Child Complaints
Mediation
§ 303.431 - Mediation.
States That Choose to Adopt the Part B Due Process Hearing Procedures Under Section 615 of the Act
§ 303.440 - Filing a due process complaint.
§ 303.441 - Due process complaint.
§ 303.442 - Resolution process.
§ 303.443 - Impartial due process hearing.
§ 303.444 - Hearing rights.
§ 303.445 - Hearing decisions.
§ 303.446 - Finality of decision; appeal; impartial review.
§ 303.447 - Timelines and convenience of hearings and reviews.
§ 303.448 - Civil action.
§ 303.449 - State enforcement mechanisms.
Parental Consent and Notice
§ 303.420 - Parental consent and ability to decline services.
§ 303.421 - Prior written notice and procedural safeguards notice.
Subpart F - Use of Funds and Payor of Last Resort
Lead Agency Procedures for Resolving Complaints
§ 303.512 - Minimum State complaint procedures.
Payor of Last Resort - General Provisions
§ 303.510 - Payor of last resort.
§ 303.511 - Methods to ensure the provision of, and financial responsibility for, Part C services.
Payor of Last Resort—General Provisions
Payor of Last Resort & System of Payments Provisions - Use of Insurance, Benefits, Systems of Payments, and Fees
Use of Funds
§ 303.501 - Permissive use of funds by the lead agency.
Reporting Requirements
§ 303.540 - Data collection.
General
§ 303.500 - Use of funds, payor of last resort, and system of payments.
Payor of Last Resort & System of Payments Provisions—Use of Insurance, Benefits, Systems of Payments, and Fees
Payor of Last Resort & System of Payments Provisions - Use of Insurance, Benefits, Systems of Payments, and Fees
§ 303.520 - Policies related to use of public benefits or insurance or private insurance to pay for Part C services.
§ 303.521 - System of payments and fees.
Use of Funds for State Administration
§ 303.560 - Use of funds by the lead agency.
Policies and Procedures Related to Financial Matters
§ 303.522 - Identification and coordination of resources.
§ 303.523 - Interagency agreements.
§ 303.524 - Resolution of disputes.
§ 303.525 - Delivery of services in a timely manner.
§ 303.526 - Policy for contracting or otherwise arranging for services.
§ 303.527 - Payor of last resort.
§ 303.528 - Reimbursement procedure.
Subpart G - State Interagency Coordinating Council
§ 303.600 - Establishment of Council.
§ 303.601 - Composition.
§ 303.602 - Meetings.
§ 303.603 - Use of funds by the Council.
§ 303.604 - Functions of the Council - required duties.
§ 303.605 - Authorized activities by the Council.
General
Existing Councils
§ 303.670 - Use of existing councils.
Functions of the Council
§ 303.650 - General.
§ 303.651 - Advising and assisting the lead agency in its administrative duties.
§ 303.652 - Applications.
§ 303.653 - Transitional services.
§ 303.654 - Annual report to the Secretary.
Subpart H - State Monitoring and Enforcement; Federal Monitoring and Enforcement; Reporting; and Allocation of Funds
Federal and State Monitoring and Enforcement
§ 303.700 - State monitoring and enforcement.
§ 303.701 - State performance plans and data collection.
§ 303.702 - State use of targets and reporting.
§ 303.703 - Secretary's review and determination regarding State performance.
§ 303.704 - Enforcement.
§ 303.705 - Withholding funds.
§ 303.706 - Public attention.
§ 303.707 - Rule of construction.
§ 303.708 - State enforcement.
Allocation of Funds
§ 303.730 - Formula for State allocations.
§ 303.731 - Payments to Indians.
§ 303.732 - State allotments.
§ 303.733 - Reallotment of funds.
§ 303.734 - Reservation for State incentive grants.
Reports—Program Information
Reports - Program Information
§ 303.720 - Data requirements - general.
§ 303.721 - Annual report of children served - report requirement.
§ 303.722 - Data reporting.
§ 303.723 - Annual report of children served - certification.
§ 303.724 - Annual report of children served - other responsibilities of the lead agency.
Appendix A to Part 303 - Index for IDEA Part C Regulations