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Code of Federal Regulations (Last Updated: November 8, 2024) |
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Title 37 - Patents, Trademarks, and Copyrights |
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Chapter I - United States Patent and Trademark Office, Department of Commerce |
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SubChapter A - General |
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Part 11 - Representation of Others Before the United States Patent and Trademark Office |
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Subpart D - USPTO Rules of Professional Conduct |
| § 11.100 - [Reserved] |
| Client-Practitioner Relationship |
| § 11.101 - Competence. |
| § 11.102 - Scope of representation and allocation of authority between client and practitioner. |
| § 11.103 - Diligence. |
| § 11.104 - Communication. |
| § 11.105 - Fees. |
| § 11.106 - Confidentiality of information. |
| § 11.107 - Conflict of interest; Current clients. |
| § 11.108 - Conflict of interest; Current clients; Specific rules. |
| § 11.109 - Duties to former clients. |
| § 11.110 - Imputation of conflicts of interest; General rule. |
| § 11.111 - Former or current Federal Government employees. |
| § 11.112 - Former judge, arbitrator, mediator or other third-party neutral. |
| § 11.113 - Organization as client. |
| § 11.114 - Client with diminished capacity. |
| § 11.115 - Safekeeping property. |
| § 11.116 - Declining or terminating representation. |
| § 11.117 - Sale of law practice. |
| § 11.118 - Duties to prospective client. |
| §§ 11.119--11.200 - [Reserved] |
| Information About Legal Services |
| § 11.701 - Communications concerning a practitioner's services. |
| § 11.702 - Communications concerning a practitioner's services: specific rules. |
| § 11.703 - Solicitation of clients. |
| § 11.704 - Communication of fields of practice and specialization. |
| § 11.705 - Firm names and letterheads. |
| §§ 11.706--11.800 - [Reserved] |
| Law Firms and Associations |
| § 11.501 - Responsibilities of partners, managers, and supervisory practitioners. |
| § 11.502 - Responsibilities of a subordinate practitioner. |
| § 11.503 - Responsibilities regarding non-practitioner assistance. |
| § 11.504 - Professional independence of a practitioner. |
| § 11.505 - Unauthorized practice of law. |
| § 11.506 - Restrictions on right to practice. |
| § 11.507 - Responsibilities regarding law-related services. |
| §§ 11.508--11.700 - [Reserved] |
| Transactions With Persons Other Than Clients |
| § 11.401 - Truthfulness in statements to others. |
| § 11.402 - Communication with person represented by a practitioner. |
| § 11.403 - Dealing with unrepresented person. |
| § 11.404 - Respect for rights of third persons. |
| §§ 11.405--11.500 - [Reserved] |
| Advocate |
| § 11.301 - Meritorious claims and contentions. |
| § 11.302 - Expediting proceedings. |
| § 11.303 - Candor toward the tribunal. |
| § 11.304 - Fairness to opposing party and counsel. |
| § 11.305 - Impartiality and decorum of the tribunal. |
| § 11.306 - Trial publicity. |
| § 11.307 - Practitioner as witness. |
| § 11.308 - [Reserved] |
| § 11.309 - Advocate in nonadjudicative proceedings. |
| §§ 11.310--11.400 - [Reserved] |
| Maintaining the Integrity of the Profession |
| § 11.801 - Registration, recognition and disciplinary matters. |
| § 11.802 - Judicial and legal officials. |
| § 11.803 - Reporting professional misconduct. |
| § 11.804 - Misconduct. |
| § 11.901 - Savings clause. |
| §§ 11.805--11.900 - [Reserved] |
| Counselor |
| § 11.201 - Advisor. |
| § 11.202 - [Reserved] |
| § 11.203 - Evaluation for use by third persons. |
| § 11.204 - Practitioner serving as third-party neutral. |
| §§ 11.205--11.300 - [Reserved] |