Subpart C - CMS Enforcement With Respect to Issuers and Non-Federal Governmental Plans - Civil Money Penalties  


§ 150.301 - General rule regarding the imposition of civil money penalties.
§ 150.303 - Basis for initiating an investigation of a potential violation.
§ 150.305 - Determination of entity liable for civil money penalty.
§ 150.307 - Notice to responsible entities.
§ 150.309 - Request for extension.
§ 150.311 - Responses to allegations of noncompliance.
§ 150.313 - Market conduct examinations.
§ 150.315 - Amount of penalty - General.
§ 150.317 - Factors CMS uses to determine the amount of penalty.
§ 150.319 - Determining the amount of the penalty - mitigating circumstances.
§ 150.321 - Determining the amount of penalty - aggravating circumstances.
§ 150.323 - Determining the amount of penalty - other matters as justice may require.
§ 150.325 - Settlement authority.
§ 150.341 - Limitations on penalties.
§ 150.343 - Notice of proposed penalty.
§ 150.345 - Appeal of proposed penalty.
§ 150.347 - Failure to request a hearing.
Appendix A to Subpart C of Part 150 - Examples of Violations