Appendix A to Part 218  


Latest version.
  • Section Violation Willful violation Subpart B - Blue signal protection of workmen: 218.22 Utility employees: (a) Employee qualifications$5,000$7,500 (b) Concurrent service5,0007,500 (c) Assignment conditions (1) No controlling locomotive5,0007,500 (2) Empty cab5,0007,500 (3)(4) Improper communication5,0007,500 (5) Performing functions not listed2,0004,000 (d) Improper release of utility employee2,0004,000 (f) More than three utility employees with one crew2,0004,000 218.23 Blue signal display5,0007,500 218.24 One-person crew: (a)(1) Equipment not coupled or insufficiently separated2,0004,000 (a)(2) Unoccupied locomotive cab not secured5,0007,500 (b) Helper service2,0004,000 218.25 Workmen on a main track5,0007,500 218.27 Workmen on track other than main track: (a) Protection provided except that signal not displayed at switch2,0004,000 (b) through (e)5,0007,500 218.29 Alternate methods of protection: (a)(1) protection provided except that signal not displayed at switch2,0004,000 (a)(2) through (a)(8)5,0007,500 (b)(1) Protection provided except that signal not displayed at switch2,0004,000 (b)(2) through (b)(4)5,0007,500 (c) Use of derails5,0007,500 (d) Emergency repairs5,0007,500 218.30 Remotely controlled switches: (a) and (b)5,0007,500 (c)1,0002,000 Subpart C - Protection of trains and locomotives: 218.35 Yard limits: (a) and (b)5,0007,500 (c)1,0002,000 218.37 Flag protection: (a)5,0007,500 (b) and (c)5,0007,500 218.39 Hump operations5,0007,500 218.41 Noncompliance with hump operations rule5,0007,500 Subpart D - Prohibition against tampering with safety devices: 218.55 Tampering7,500 218.57 (i) Knowingly operating or permitting operation of disabled equipment2,500 (ii) Willfully operating or permitting operation of disabled equipment5,000 218.59 Operation of disabled equipment2,5005,000 Subpart F - Handling Equipment, Switches and Derails: 218.95 Instruction, Training, and Examination: (a) Program9,500-12,50013,000-16,000 (b) Records7,50011,000 (c) Failure to timely or appropriately amend program after disapproval9,500-12,50013,000-16,000 218.97 Good Faith Challenge Procedures: (a) Employee Responsibility Failure5,000 (b) through (d) Failure to adopt or implement procedures7,500 218.99 Shoving or Pushing Movements: (a) Failure to implement required operating rule9,500 (b) Failure to conduct job briefing, use a qualified employee, or establish proper protection7,500-9,50011,000-13,000 (c) Failure to observe equipment direction9,50013,000 (d) Failure to properly establish point protection within a remote control zone9,50013,000 (e) Failure to abide by operational exception requirements9,50013,000 218.101 Leaving Equipment in the Clear: (a) Failure to implement required operating rule9,500 (b) Equipment left improperly fouling9,50013,000 (c) Failure to implement procedures for identifying clearance points9,50013,000 218.103 Hand-operated switches, including crossover switches: (a) Failure to implement required operating rule9,500 (b) through (d) Railroad and employee failures7,500 218.105 Additional operational requirements for hand-operated main track switches: (a) Failure to implement required operating rule9,500 (b) and (c) Railroad and employee failures7,50011,000 (d) Failure to properly release authority limits12,500 218.107 Additional operational requirements for hand-operated crossover switches: (a) Failure to implement required operating rule9,500 (b) and (c) Railroad and employee failures7,50011,000 218.109 Hand-operated fixed derails: (a) Failure to implement required operating rule9,50013,000 (b) and (c) Railroad and employee failures7,50011,000 [53 FR 52928, Dec. 29, 1988, as amended at 54 FR 5492, Feb. 3, 1989; 58 FR 43293, Aug. 16, 1993; 60 FR 11050, Mar. 1, 1995; 63 FR 11621, Mar. 10, 1998; 72 FR 51196, Sept. 6, 2007; 73 FR 8503, Feb. 13, 2008; 73 FR 79701, Dec. 30, 2008; 77 FR 24420, Apr. 24, 2012; 81 FR 43109, July 1, 2016; 83 FR 60747, Nov. 27, 2018[Reserved]