95-17023. Radiation Protection Requirements: Amended Definitions and Criteria  

  • [Federal Register Volume 60, Number 134 (Thursday, July 13, 1995)]
    [Rules and Regulations]
    [Pages 36038-36043]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-17023]
    
    
    
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    NUCLEAR REGULATORY COMMISSION
    
    10 CFR Parts 19 and 20
    
    RIN 3150-AE80
    
    
    Radiation Protection Requirements: Amended Definitions and 
    Criteria
    
    AGENCY: Nuclear Regulatory Commission.
    
    ACTION: Final rule.
    
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    SUMMARY: The Nuclear Regulatory Commission (NRC) is amending its 
    regulations to revise the radiation protection training requirement so 
    that it applies to workers who are likely to receive, in a year, 
    occupational dose in excess of 100 mrem (1 mSv); revise the definition 
    of ``Member of the public'' to include anyone who is not a worker 
    receiving an occupational dose; revise the definition of ``Occupational 
    Dose'' to delete reference to location so that the occupational dose 
    limit applies only to workers whose assigned duties involve exposure to 
    radiation and not to members of the public; revise the definition of 
    ``Public Dose'' to apply to dose received by members of the public from 
    material released by a licensee or from any other source of radiation 
    under the control of the licensee; assure that prior dose is determined 
    for anyone subject to the monitoring requirements in 10 CFR part 20, or 
    in other words, anyone likely to receive, in a year, 10 percent of the 
    annual occupational dose limit; and retain a requirement that known 
    overexposed individuals receive copies of any reports of the 
    overexposure that are required to be submitted to the NRC. This change 
    highlights a requirement which requires licensees to inform members of 
    the public that they have been overexposed. These amendments are 
    necessary to clarify criteria that determine when radiation protection 
    training is required and to restore a notification requirement.
    
    EFFECTIVE DATE: August 14, 1995.
    
    FOR FURTHER INFORMATION CONTACT: Alan Roecklein, Office of Nuclear 
    Regulatory Research, Mail Stop T-9 C24, U.S. Nuclear Regulatory 
    Commission, Washington, DC 20555, telephone (301) 415-6223.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        On May 21, 1991 (56 FR 23360), the NRC amended 10 CFR part 20 to 
    add its revised ``Standards for Protection Against Radiation'' (10 CFR 
    20.1001-20.2402). Compliance became mandatory for all licensees on 
    January 1, 1994. Extensive discussions regarding interpretations and 
    implementation of the new regulations resulted in a proposed rulemaking 
    (February 3, 1994; 59 FR 5132), which would amend certain definitions 
    and criteria in 10 CFR part 19 and the new 10 CFR part 20. As a result 
    of public comments and further NRC staff discussions, the NRC is taking 
    the following actions on the proposed changes.
        The proposed rule would have revised Sec. 19.12, Instructions to 
    workers, so that training in radiation protection would be required of 
    an individual, who in the course of employment had assigned duties 
    involving the potential for exposure to radiation. This was intended to 
    correct the current regulations that require radiation protection 
    training for individuals who work in or frequent any portion of a 
    restricted area. It is believed that the current rule may result in 
    some workers not receiving training even though they may exceed public 
    dose limits during assigned duties. Seven commenters objected to the 
    phrase ``potential for'' exposure to radiation stating that it was 
    vague and might require training for a large number of workers not 
    currently being trained or receiving significant exposure. These same 
    commenters requested use of the words ``likely to receive'' since it 
    would be consistent with language in the Sec. 20.1502 monitoring 
    requirement, and all added suggestions for a threshold of 100 mrem (1 
    mSv) in a year. These comments were convincing and this final rule 
    adopts the new training criterion as ``All individuals who in the 
    course of employment are likely to receive in a year an occupational 
    dose in excess of 100 mrem (1 mSv) shall be * * *.''
        This approach clearly provides radiation protection training to 
    workers whose assignments are likely to result in occupational 
    exposure. Adoption of the 100 mrem (1 mSv) in a year criterion is 
    believed to provide reasonable assurance that those workers that are 
    likely to receive a small fraction of the occupational dose limit will 
    be trained without resulting in an undue burden on licensees in 
    providing training to workers. The rule does not prohibit licensees 
    from providing training to workers who are not expected to exceed 100 
    mrem (1 mSv) in a year. General employee safety training required by 
    Occupational Safety and Health Administration (OSHA) and others is not 
    waived by this rule.
        In addition, Sec. 20.1101(b) requires that licensees adopt 
    procedures and engineering controls to achieve occupational doses and 
    doses to members of the public that are as low as is reasonably 
    achievable (ALARA). Radiation protection training programs continue to 
    be an important element of an ALARA program.
        Training is an effective mechanism for helping to minimize 
    radiation exposure to workers. Most workers who work in or frequent 
    restricted areas are currently provided training on radiation safety 
    issues. Typically, this training includes instruction on the procedures 
    that would be used to minimize radiation exposure such as limiting time 
    in certain areas and actions to be taken in the case of an accident. In 
    addition, 
    
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    individuals who enter areas to perform services such as maintenance or 
    cleaning should be provided information on the location of radioactive 
    material and should be instructed to avoid contact with radioactive 
    material.
        For interpretation of this rule, the words ``* * * likely to 
    receive * * *'' include normal situations as well as abnormal 
    situations involving exposure to radiation which can reasonably be 
    expected to occur during the life of a licensed facility. For example, 
    reactor licensees should consider both normal operations and 
    anticipated operational occurrences (AOOs). AOOs can include, for 
    example, unplanned onsite events involving spills of reactor coolant; 
    sudden increases in external radiation levels (loss of shielding); and 
    a loss of control of radioactive materials leading to a localized high 
    airborne radioactivity area. However, reactors would not need to 
    consider for the purpose of 10 CFR 19.12(b) those design basis 
    accidents analyzed in FSARs which are not reasonably expected to occur 
    but which are hypothesized or postulated for the purpose of 
    establishing conservative design requirements for safety equipment.
        The decision as to whether a specific worker is likely to receive 
    in a year a dose in excess of 100 mrem (1 mSv) cannot be based solely 
    on past experiences at a given facility or the exposure history of the 
    individual. These decisions may need to take into account the impact 
    training might have on maintaining exposures below 100 mrem (1 mSv) in 
    a year for certain workers.
        For example, certain workers such as janitors or maintenance 
    workers who either frequent restricted areas or work in the vicinity of 
    restricted areas, and are likely to receive doses in excess of 100 mrem 
    (1 mSv) unless properly trained, should receive training sufficient to 
    prepare them to avoid unnecessary exposure. On the other hand, clerical 
    workers, who may work in restricted areas but whose duties are unlikely 
    to involve direct interaction with radioactive material, are unlikely 
    to receive doses in excess of 100 mrem (1 mSv) in a year, and for whom 
    training would have no bearing on exposures, would not necessarily 
    require training just because of the location of their work.
        The final rule adds the following language to 10 CFR 19.12(b) to 
    clarify that these situations would be included in the phrase ``likely 
    to receive'': In determining those individuals subject to the 
    requirements of paragraph (a) of this section, licensees must take into 
    consideration assigned activities during normal and abnormal situations 
    involving exposure to radiation and/or radioactive material which can 
    reasonably be expected to occur during the life of a licensed facility. 
    This clarification has been integrated with the existing requirement 
    that the training should be commensurate with the potential health 
    protection problems present in the workplace. Further, the format of 
    Sec. 19.12 is revised to clearly indicate the requirements for training 
    which previously were combined in a single long paragraph.
        The proposed rule would have deleted the definition of, and 
    numerous references to, the ``Controlled Area.'' The intent was to make 
    it clear that any area to which access is restricted for the purpose of 
    radiological protection is a ``Restricted Area'' as defined in the 
    regulation and thus appropriate radiation protection measures 
    associated with restricted areas would apply. Neither the existing 
    definitions nor the supplemental information to the new regulations 
    provide a basis for deciding whether to designate a given area as a 
    ``Restricted Area,'' or a ``Controlled Area,'' and there was a concern 
    that some confusion had resulted regarding how to implement the new 
    standards.
        Deletion of ``Controlled Area'' was supported by three Agreement 
    States and several materials licensees. However, six power reactor 
    licensees and the Nuclear Energy Institute (NEI), argued that deletion 
    of ``Controlled Area'' would constitute a major and costly backfit. The 
    commenters stated that nuclear power plants have areas that sometimes 
    exceed 2 mrem (0.02 mSv) in an hour, but to which access can easily be 
    restricted so that no one can exceed 100 mrem (1 mSv) in a year. The 
    power reactor licensees argued that to change written procedures and 
    facilities to remove existing ``Controlled Areas'' would be costly. 
    These licensees believed that using controlled areas permits better 
    ``defense'' of restricted areas. Also, the utilities said that if 
    unrestricted area boundaries were moved inward, power licensees could 
    have difficulty monitoring occupancy and calculating effluent doses to 
    demonstrate compliance with the public dose limits. The commenters 
    stated that if restricted area boundaries were moved outward, the cost 
    of applying unneeded radiation protection measures to large areas would 
    be extensive. NEI stated that the cost per plant to delete the term 
    ``Controlled Area'' now would be from 10 to 100 thousand dollars per 
    plant with no significant benefit to health and safety.
        The NRC agrees with the backfit argument. The concept of Controlled 
    Area is not deleted from 10 CFR Part 20.
        The proposed rule would have revised the definition of ``Public 
    Dose'' so that a licensee was responsible for dose to any member of the 
    public, from effluents or any other source of radiation under the 
    control of the licensee, regardless of location. The current rule 
    limits dose to a member of the public from radiation within a 
    licensee's controlled area or in unrestricted areas, but permits member 
    of the public to receive a dose up to the occupational limit within the 
    licensee's restricted area. Public comment supported the proposed 
    change and it is adopted in the final rule. The definition of ``Public 
    Dose'' thus means the dose received by a member of the public from 
    exposure to radiation and/or radioactive material released by a 
    licensee, or to any other source of radiation under the control of a 
    licensee. The change is consistent with the new definition of 
    ``Occupational Dose,'' also made final by this rulemaking action, and 
    eliminates the possibility that a member of the public could become 
    subject to occupational dose limits simply by entering a restricted 
    area. This change also makes it clear that licensees are not 
    responsible for doses from sources not under their control. This change 
    does not relieve a licensee from responsibility for, nor does it limit 
    a licensee's flexibility in, determining whether individual doses 
    received are occupational or public. Further guidance on this issue is 
    provided in question and answer numbers 26 and 444 in NUREG/CR-
    6204,1 ``Questions and Answers Based on Revised 10 CFR Part 20.''
    
        \1\ Copies of NUREGs may be purchased from the Superintendent of 
    Documents, U.S. Government Printing Office, P.O. Box 37082, 
    Washington, DC 20013-7082. Copies are also available from the 
    National Technical Information Service, 5285 Port Royal Road, 
    Springfield, VA 22161. A copy is also available for inspection and/
    or copying at the NRC Public Document Room, 2120 L Street, NW. 
    (Lower Level), Washington, DC.
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        The proposed rule included a revision to the definition of ``Member 
    of the Public,'' so that an individual is a member of the public except 
    when that individual is a worker receiving an occupational dose. Part 
    20 currently defines ``Member of the Public'' as an individual in a 
    controlled or unrestricted area. This permits the radiation dose to a 
    member of the public to be controlled by occupational dose limits 
    rather than public dose limits solely because the individual entered a 
    restricted area. The proposed change was supported by public comment 
    and 
    
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    is adopted. This change further clarifies that a member of the public 
    is limited to the public dose limit regardless of where the individual 
    is located.
        Section 20.2104(a), currently requires determination of prior 
    occupational dose for each individual who may enter a licensee's 
    restricted or controlled area and is likely to receive, in a year, an 
    occupational dose requiring monitoring pursuant to Sec. 20.1502. The 
    final rule adopts the following change. Determination of prior dose 
    will be required for any individual who is likely to receive, in a 
    year, an occupational dose requiring monitoring, pursuant to 
    Sec. 20.1502. Thus, under the new regulations, prior dose 
    determinations are based only on the likelihood of receiving 
    significant occupational dose, not on where an individual may be 
    located.
        Before issuance of the revised standards for protection against 
    radiation, Sec. 20.409(b) provided that whenever a licensee is required 
    to report to the Commission any overexposure of an identified 
    individual worker or member of the public to radiation and/or 
    radioactive material, the licensee must also notify that 
    individual.2 Although, it was the intent of the Commission that 
    this provision remain in 10 CFR Part 20, the requirement was 
    inadvertently omitted from the revised standards. Accordingly, 
    Sec. 20.2205 was proposed to clearly restore to 10 CFR Part 20, the 
    requirement that individual workers and members of the public are to be 
    notified of their exposure when such individuals receive doses in 
    excess of the dose limits that would require notifying the NRC. This 
    proposed addition was supported by public comment and is codified here. 
    Under Sec. 20.2205, the licensee's obligation to notify an individual 
    will be triggered if (and only if) the licensee's required report to 
    NRC identifies that individual by name as having received an exposure 
    to radiation and/or to radioactive material. The licensee's obligation 
    to identify individuals in a required report to the NRC is provided for 
    in 10 CFR 20.2203. If an assessment, analysis or evaluation of an 
    exposure incident is provided to the NRC then it must also be provided 
    to the individual.
    
        \2\  See also 10 CFR 19.13(d) when a licensee is required to 
    report to the Commission any exposure of an individual to radiation 
    or radioactive material, the licensee must also provide the 
    individual a report on their exposure data.
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        The proposed rule would have changed the definition of 
    ``Unrestricted area'' to ``* * * any area that is not a restricted 
    area.'' With retention of the ``Controlled area'' concept this change 
    is not needed.
        Changes were proposed to Secs. 20.1301, 20.1302, 20.1801, and 
    20.1802 to accommodate the proposed deletion of the ``Controlled area'' 
    term. These changes are not needed in view of the decision to retain 
    ``Controlled Area,'' and are withdrawn.
    
    Public Comments
    
        Proposed revisions to 10 CFR Parts 19 and 20 were published on 
    February 3, 1994 (59 FR 5132). The public comment period closed on 
    April 4, 1994. Twenty-three letters of public comment were received. 
    Comment letters were received from four Agreement States, seven nuclear 
    utilities and an extensive commentary from the Nuclear Energy Institute 
    (NEI) for the nuclear power industry. Two radiopharmaceutical 
    manufacturers, two radiation protection services firms, three 
    interested individuals, National Institute of Science and Technology 
    (NIST), the Department of Veterans Affairs, the American Iron and Steel 
    Institute, Continental Airlines and Columbia Gas responded to the 
    proposed rule request for comment.
        All of the Agreement States and Continental Airlines agreed in 
    general with the proposed rule. The State of Texas suggested further 
    revision of 10 CFR 20.1801, which states ``The licensee shall secure 
    from unauthorized removal or access licensed materials that are stored 
    in unrestricted areas.'' Texas would delete the words ``in unrestricted 
    areas,'' arguing that materials can be stored in restricted areas as 
    well. The NRC agrees but because other provisions for access control to 
    restricted areas exist and are considered adequate to prevent 
    unauthorized removal of sources, this suggestion is rejected.
        Columbia Gas supported the proposed rule, but questioned the 
    proposed wording of the training requirement in Sec. 19.12. This 
    commenter suggested adding the underlined words as follows: ``All 
    individuals who in the course of employment with a licensee or a 
    contractor to a licensee in which * * *.'' This suggestion is not 
    included because many individuals, such as INPO and NRC 
    representatives, often require training but are not employees or 
    contractors to the licensee.
        Both radiopharmaceutical firms, the Department of Veterans Affairs, 
    the American Iron and Steel Institute, and a radiation protection 
    service firm questioned basing training requirements on the 
    ``potential'' for exposure. These commenters argued that this term was 
    so vague that prudence would require training everyone. Each of these 
    commenters suggested language consistent with the monitoring 
    requirement in Sec. 20.1502, ``individuals likely to receive 
    exposure.'' In addition, the public dose limit of 100 mrem (1 mSv) in a 
    year was suggested by several commenters as a threshold for training. 
    These suggestions are incorporated into the final rule. The phrase 
    ``likely to receive'' has been clarified in Sec. 19.12(b) and in this 
    statement of considerations.
        NIST argued that removing the definition of ``Controlled Area'' 
    while explicitly permitting its use in the statement of considerations, 
    accomplishes little. NIST stated that although 2 mrem (0.02 mSv) in any 
    hour is a boundary condition for the unrestricted area, the current 
    regulations do not make it clear that a dose greater than 2 mrem (0.02 
    mSv) must be a boundary condition for the restricted area. NIST also 
    stated that it is the public dose limit (100 mrem (1 mSv) in a year) 
    that distinguishes a restricted area from an unrestricted area. NIST 
    also stated that within the existing definition a restricted area is 
    any area to which access is controlled for radiological purposes. Since 
    the concept of a controlled area has demonstrated usefulness to certain 
    types of licensees and does not affect the permissible dose to a member 
    of the public the definition of ``Controlled Area'' is retained.
        NIST objected to the proposed definition of ``Occupational dose'' 
    on the grounds that it is vague and suggested that licensees should be 
    required to specifically identify those individuals subject to 
    occupational dose limits. NIST suggested adding a definition of a 
    ``worker'' as someone subject to occupational dose limits. This 
    suggestion is not added to the final rule because licensees must 
    designate individuals as either occupationally exposed or members of 
    the public. The NRC believes that the language in the definition of 
    occupational dose makes it clear that only individuals designated by 
    the licensee are subject to occupational dose limits.
        A radiation protection service firm questioned the proposed 
    definition of ``Occupational dose'' because it does not specify who 
    assigns the individuals duties. The NRC believes that it is clearly the 
    responsibility of licensees to control occupational dose and thus 
    licensees must be directly or indirectly responsible for assigning 
    individual duties.
        This commenter also objected to deletion of the definition of 
    ``Controlled Area'' because for many general licensees using sealed 
    sources such as gauges, it serves as an intermediate area 
    
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    between restricted and unrestricted areas where dose rates might exceed 
    2 mrem (0.02 mSv) in any one hour but where doses would not exceed l00 
    mrem (1 mSv) in a year. The commenter observes that installation of 
    shielding and other dose reduction measures would be very costly for 
    these licensees.
        An individual commenter suggested that before the inclusion of the 
    term ``Controlled Area,'' nuclear power plants had two kinds of 
    restricted areas, (1) inside the site boundary for effluent and public 
    dose control; and (2) a smaller area within the plant for occupational 
    radiation protection. The term ``Controlled Area'' replaced the former 
    and is used to control exposure to the public. This commenter suggested 
    that deletion of the controlled area concept would create problems with 
    respect to calculating effluent doses at the boundary of the smaller 
    restricted area because of uncertainty in the uniformity of 
    concentrations at distances close to the release point.
        NEI supported by six nuclear utilities with comments, strongly 
    opposed deletion of the term ``Controlled Area.'' These commenters 
    contended that nuclear power plants are not having difficulty, nor is 
    there any confusion, with implementing the new rules. Further, nuclear 
    plants have extensive experience with the use of the term ``controlled 
    area.'' The physical plant designs at nuclear plants make it practical 
    to control access to controlled areas to assure compliance with public 
    dose limits. Finally, the existence of a controlled area in many cases 
    permits better control of access to restricted areas.
        These commenters noted that removing the provision for controlled 
    areas now would require extensive and costly changes in procedures and 
    plant layout and would constitute a backfit. NEI estimated a cost of 
    from 10 to 100 thousand dollars per plant just for changing procedures 
    and training. Deleting controlled areas would require changing 
    unrestricted area boundaries. This would result in problems with 
    monitoring occupancy factors and calculating effluent concentrations in 
    close proximity to release points to monitor public dose.
        NEI, NIST and five nuclear utilities objected to the proposed 
    criterion for training indicating that the ``potential for exposure'' 
    language is vague. NEI estimated that this wording would add 
    significantly to training costs (50 percent) with no decrease in dose. 
    These commenters also suggested that training should be required for 
    anyone likely to receive in a year an occupational dose in excess of 
    100 mrem (1 mSv).
        As a result of its analysis of public comments, the NRC has decided 
    that changes to the proposed rule are necessary. The definition of the 
    term ``Controlled Area'' is retained but licensees are reminded that 
    the dose limits for members of the public apply. The training 
    requirement is revised so that workers who are likely to receive in a 
    year, an occupational dose in excess of 100 mrem (1 mSv) shall receive 
    training.
    
    Agreement States
    
        The amendments apply to all NRC licensees and are considered 
    matters of compatibility for the Agreement States. The division 
    classification for the changes are: the changes in definitions in 
    Sec. 20.1003 and the changes in Sec. 20.2104 are considered Division I 
    items; the change to Sec. 19.12 is considered a Division II item; and 
    the addition of Sec. 20.2205 is considered a Division III item. The 
    proposed changes had been discussed in June 1994, with Agreement State 
    representatives and there was strong support for the proposed changes. 
    Four States commented during the comment period and supported the 
    proposed amendments. Subsequent to the comment period, the Organization 
    of Agreement States submitted a letter that, among other things, 
    presented that the Agreement States unanimously voted to oppose 
    retention of the controlled area concept in 10 CFR Part 20. One of the 
    primary reasons stated was because they found little value in adopting 
    this provision for materials licensees. The NRC has decided to retain 
    the definition of Controlled area, and since the designation of an area 
    as controlled is optional for licensees it is considered to be a 
    division III matter of compatibility. Use of the designation 
    ``restricted area'' alone is sufficient to assure protection of 
    individuals against undue risks from exposure to radiation and 
    radioactive materials.
    
    Finding of No Significant Environmental Impact: Availability
    
        The NRC has determined under the National Environmental Policy Act 
    of 1969, as amended, and the Commission's regulations in Subpart A of 
    10 CFR Part 51, that this rule will not be a major Federal action 
    significantly affecting the quality of the human environment and 
    therefore, an environmental impact statement is not required.
        Changing the definition of ``Occupational dose'' to make it clear 
    that individual's whose assigned duties involve exposure to radiation 
    and radioactivity are subject to radiation protection procedures 
    associated with occupational exposure and that members of the public 
    cannot be permitted to receive doses that exceed public dose limits 
    just by entering a restricted area is considered a benefit with no 
    environmental impact. This change will have no effect on the type or 
    quantity of material released into the environment and, if anything, 
    will make it less likely for members of the public to be exposed to 
    more than public dose limits.
        Amending the radiation protection training requirements to clarify 
    that they apply to individuals who are likely to receive, in a year, an 
    occupational dose in excess of 100 mrem (1 mSv), regardless of whether 
    they may or may not be within a restricted area, will result in no 
    impact on the environment.
        Adding Sec. 20.2205 which clearly restores the requirement that 
    individual workers and individual members of the public are notified 
    that they have been exposed to radiation or radioactive material in 
    excess of the dose limits whenever NRC is notified, will have no impact 
    on the environment.
        The environmental assessment and finding of no significant impact 
    on which this determination is based are available for inspection at 
    the NRC Public Document Room, 2120 L Street, NW. (Lower Level), 
    Washington, DC. Single copies of the environmental assessment and 
    finding of no significant impact are available from Alan K. Roecklein, 
    U.S. NRC, 11555 Rockville Pike, Rockville, MD 20852, (301) 415-6223.
    
    Paperwork Reduction Act Statement
    
        This final rule does not contain a new or amended information 
    collection requirement subject to the Paperwork Reduction Act of 1980 
    (44 U.S.C. 3501 et seq.). Existing requirements were approved by the 
    Office of Management and Budget, approval numbers 3150-044, 3150-0014, 
    3150-0005, and 3150-0006.
    
    Regulatory Analysis
    
        The NRC has prepared a regulatory analysis on this regulation. The 
    analysis examines the costs and benefits of the alternatives considered 
    by the NRC. The analysis is available for inspection in the NRC Public 
    Document Room, 2120 L Street, NW. (Lower Level), Washington, DC. Single 
    copies of the regulatory analysis are available from Alan K. Roecklein, 
    U.S. NRC, 11555 Rockville Pike, Rockville, MD 20852, (301) 415-6223. 
    
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    Regulatory Flexibility Certification
    
        As required by the Regulatory Flexibility Act of 1980, 5 U.S.C. 
    605(b), the Commission certifies that this rule will not have a 
    significant economic impact upon a substantial number of small 
    entities. The amendments apply to all NRC and Agreement State 
    licensees. Because these amendments only clarify, restore, and conform 
    existing requirements to the 1991 version of Part 20, they are 
    considered to have no significant economic impact on any large or small 
    entities.
    Backfit Analysis
    
        Because 10 CFR Parts 19 and 20 apply to all NRC licensees, any 
    proposed changes to these parts must be evaluated to determine if these 
    changes constitute backfitting for reactor licensees such that the 
    provisions of 10 CFR 50.109, ``Backfitting,'' apply. These requirements 
    apply to the rule only to the extent the changes affect reactor 
    licensees. That evaluation follows.
        The final rule consists of six changes: (1) Modification of the 
    training requirement contained in 10 CFR 19.12; (2) deletion of the 
    phrase ``in a restricted area'' contained in the definition of 
    occupational dose; (3) revision of the definition of ``Public dose'' so 
    that it applies to dose to the public from sources under the control of 
    the licensee; (4) revision of the definition of ``Member of the 
    public'' so that it includes anyone who is not receiving an 
    occupational dose; (5) revision of Sec. 20.2104(a) so that prior dose 
    must be determined for anyone who is likely to require monitoring; and 
    (6) retaining a requirement in Part 20 so that known overexposed 
    individuals receive copies of any reports of the overexposure that are 
    required to be submitted to the NRC.
        The change to 10 CFR 19.12 is consistent with the revised 
    definition of occupational exposure. Because occupational dose is to be 
    based upon the individual's activities involving radiation and/or 
    radioactive materials, rather than the location of the work (e.g., 
    restricted area), a conforming change in Part 19 is needed to ensure 
    that workers who receive an occupational dose are appropriately trained 
    regardless of the physical location where the work is performed. This 
    is also needed so that members of the public, such as delivery persons, 
    who occasionally enter a restricted area will not be required to 
    receive occupational training merely because they enter a restricted 
    area when their potential exposures do not exceed the 100 mrem (1 mSv) 
    public dose limit and their activities, therefore, would not subject 
    them to any significant risk.
        The NRC staff believes that the impact of the change to 10 CFR Part 
    19.12 is negligible for 10 CFR Part 50 licensees, given that the 
    expected numbers of additional occupationally exposed individuals 
    requiring training is small relative to the number of workers already 
    receiving training at these facilities and compared to the number who 
    will no longer require training only because they enter a restricted 
    area. In any case requiring training of additional workers who do not 
    enter a restricted area but who are exposed to radiation in excess of 
    the 100 mrem (1 mSv) in a year is considered as providing a substantial 
    improvement in safety for those individuals. Since the training would 
    address ALARA and measures to reduce exposure, this training would 
    assist those workers in controlling risk. Given the overall reduction 
    in training and the fact that the additional trained workers will 
    experience a significant improvement in safety, this change is 
    justified under 10 CFR 50.109.
        The deletion of the phrase ``in a restricted area or,'' contained 
    in the definition of occupational dose is to ensure that the 
    Commission's intent to apply the dose limits of 10 CFR 20.1301 to 
    members of the public regardless of their physical location, is 
    properly implemented. Currently, only occupationally exposed 
    individuals are subject to the higher occupational dose limits and just 
    because a member of the public is permitted entry into a restricted 
    area does not mean that he or she should be allowed to receive an 
    occupational dose and exceed the public dose limit. For this reason, 
    the reference to a restricted area is removed from the definition of 
    occupational dose.
        The staff believes that designating employment and assigned duties 
    as criteria for determining that exposure is occupational will have 
    little impact on Part 50 licensed operations, other than to make it 
    even more unlikely that members of the public will be subject to 
    occupational dose limits.
        Changing the definition of ``Public dose'' so that it is not 
    dependent on where an individual is, and so that licensees are 
    responsible for doses to the public only from effluents and from 
    sources under their control, adds no significant burden to Part 50 
    licensees. This change is consistent with the changes to ``Occupational 
    dose'' and is considered clarifying.
        Revising the definition of ``Member of the public'' is conforming 
    with the revised definition of ``Occupational dose,'' and makes it 
    clear that a member of the public does not become a worker just by 
    entering a restricted area. This change has no significant impact on 
    Part 50 licensees.
        The requirement to determine prior dose is changed so that the 
    possibility of entering a restricted or controlled area is no longer a 
    condition. Prior dose determination is only required if an individual 
    is likely to receive, in a year, an occupational dose requiring 
    monitoring, which is not a change. This change is considered to have 
    little impact on Part 50 licensees.
        The addition of 10 CFR 20.2205, ``Reports to individuals of 
    exceeding dose limits'' is considered to be the restoration of a 
    previous requirement. The provisions of 10 CFR 20.409(b) required 
    licensees to notify an individual worker or member of the public 
    whenever a report to the NRC is required regarding an exposure of the 
    identified individual. This requirement was inadvertently omitted from 
    the revised standards published on May 21, 1991, (56 FR 23360).2 
    Although few incidents occur that involve exposure of a member of the 
    public in excess of dose limits, restoring this provision to Part 20 
    will ensure that licensees are aware of their obligation to notify 
    members of the public as well as workers if, and when, they are 
    required to submit a report to the NRC of an occurrence that identifies 
    that individual as having received an overexposure. If an assessment, 
    analysis or evaluation of an exposure incident is provided to the NRC 
    then it must also be provided to the identified individual.
    
        \2\  See also 10 CFR 19.13(d) when a licensee is required to 
    report to the Commission any exposure of an individual to radiation 
    or radioactive material, the licensee must also provide the 
    individual a report on their exposure data.
    ---------------------------------------------------------------------------
    
        The NRC believes that these changes to 10 CFR Part 20 will have 
    some, albeit minor, impacts on reactor licensees. Licensees who have 
    implemented the revised standards, or who have written procedures to do 
    so, will need to revise those procedures to reflect the changes. 
    Benefits such as simplifying the use of occupational and public dose 
    designation, making it clear that only workers can receive occupational 
    dose, relating training requirements to the likelihood of receiving 
    occupational exposure and ensuring that overexposed individuals are 
    notified, are considered by the NRC to far outweigh the impacts. 
    However, these benefits are qualitative in nature, and are expressed in 
    terms of reduced uncertainty in regulatory requirements, clarity of 
    regulatory intent, and consistency of regulatory approach. Thus, the 
    NRC believes that the modifications are not backfits. 
    
    [[Page 36043]]
    
    
    List of Subjects
    
    10 CFR Part 19
    
        Criminal penalties, Environmental protection, Nuclear materials, 
    Nuclear power plants and reactors, Occupational safety and health, 
    Radiation protection, Reporting and recordkeeping requirements, Sex 
    discrimination.
    
    10 CFR Part 20
    
        Byproduct material, Criminal penalties, Licensed material, Nuclear 
    materials, Nuclear power plants and reactors, Occupational safety and 
    health, Packaging and containers, Radiation protection, Reporting and 
    recordkeeping requirements, Source material, Special nuclear material, 
    Waste treatment and disposal.
    
        For the reasons set out in the preamble and under the authority of 
    the Atomic Energy Act of 1954, as amended, the Energy Reorganization 
    Act of 1974, as amended, and 5 U.S.C. 552 and 553, the NRC is adopting 
    the following amendments to 10 CFR parts 19 and 20.
    
    PART 19--NOTICES, INSTRUCTIONS AND REPORTS TO WORKERS: INSPECTION 
    AND INVESTIGATIONS
    
        1. The authority citation for part 19 continues to read as follows:
    
        Authority: Secs. 53, 63, 81, 103, 104, 161, 186, 68 stat. 930, 
    933, 935, 936, 937, 948, 955, as amended, sec. 234, 83 Stat. 444, as 
    amended, sec. 1701, 106 Stat. 2951, 2952, 2953 (42 U.S.C. 2073, 
    2093, 2111, 2133, 2134, 2201, 2236, 2282, 2297f); sec. 201, 88 Stat. 
    1242, as amended (42 U.S.C. 5841). Pub. L. 95-601, sec. 10, 92 Stat. 
    2951 (42 U.S.C. 5851).
    
        2. Section 19.12 is revised to read as follows:
    
    
    Sec. 19.12  Instruction to workers.
    
        (a) All individuals who in the course of employment are likely to 
    receive in a year an occupational dose in excess of 100 mrem (1 mSv) 
    shall be--
        (1) Kept informed of the storage, transfer, or use of radiation 
    and/or radioactive material;
        (2) Instructed in the health protection problems associated with 
    exposure to radiation and/or radioactive material, in precautions or 
    procedures to minimize exposure, and in the purposes and functions of 
    protective devices employed;
        (3) Instructed in, and required to observe, to the extent within 
    the workers control, the applicable provisions of Commission 
    regulations and licenses for the protection of personnel from exposure 
    to radiation and/or radioactive material;
        (4) Instructed of their responsibility to report promptly to the 
    licensee any condition which may lead to or cause a violation of 
    Commission regulations and licenses or unnecessary exposure to 
    radiation and/or radioactive material;
        (5) Instructed in the appropriate response to warnings made in the 
    event of any unusual occurrence or malfunction that may involve 
    exposure to radiation and/or radioactive material; and
        (6) Advised as to the radiation exposure reports which workers may 
    request pursuant to Sec. 19.13.
        (b) In determining those individuals subject to the requirements of 
    paragraph (a) of this section, licensees must take into consideration 
    assigned activities during normal and abnormal situations involving 
    exposure to radiation and/or radioactive material which can reasonably 
    be expected to occur during the life of a licensed facility. The extent 
    of these instructions must be commensurate with potential radiological 
    health protection problems present in the work place.
    
    PART 20--STANDARDS FOR PROTECTION AGAINST RADIATION
    
        3. The authority citation for part 20 continues to read as follows:
    
        Authority: Secs. 53, 63, 65, 81, 103, 104, 161, 182, 186, 68 
    stat. 930, 933, 935, 936, 937, 948, 953, 955, as amended, sec. 1701, 
    106 Stat. 2951, 2952, 2953 (42 U.S.C. 2073, 2093, 2095, 2111, 2133, 
    2134, 2201, 2232, 2236), secs. 201, as amended, 202, 206, 88 stat. 
    1242, as amended, 1244, 1246 (42 U.S.C. 5841, 5842, 5846).
    
        4. In Sec. 20.1003, the definitions of ``Member of the public'' 
    ``Occupational dose,'' and ``Public dose'' are revised to read as 
    follows:
    
    
    Sec. 20.1003  Definitions.
    
    * * * * *
        Member of the public means any individual except when that 
    individual is receiving an occupational dose.\1\
    
        \1\ Except as delineated in other parts of 10 CFR chapter I.
    ---------------------------------------------------------------------------
    
    * * * * *
        Occupational dose means the dose received by an individual in the 
    course of employment in which the individual's assigned duties involve 
    exposure to radiation and/or to radioactive material from licensed and 
    unlicensed sources of radiation, whether in the possession of the 
    licensee or other person. Occupational dose does not include dose 
    received from background radiation, as a patient from medical 
    practices, from voluntary participation in medical research programs, 
    or as a member of the public.
    * * * * *
        Public dose means the dose received by a member of the public from 
    exposure to radiation and/or radioactive material released by a 
    licensee, or to any other source of radiation under the control of a 
    licensee. It does not include occupational dose or doses received from 
    background radiation, as a patient from medical practices, or from 
    voluntary participation in medical research programs.
    * * * * *
        5. In Sec. 20.2104, the introductory text of paragraph (a) is 
    revised to read as follows:
    
    
    Sec. 20.2104  Determination of prior occupational dose.
    
        (a) For each individual who is likely to receive in a year, an 
    occupational dose requiring monitoring pursuant to Sec. 20.1502 the 
    licensee shall--
    * * * * *
        6. Section 20.2205 is added to read as follows:
    
    
    Sec. 20.2205  Reports to individuals of exceeding dose limits.
    
        When a licensee is required, pursuant to the provisions of 
    Secs. 20.2203, 20.2204, or 20.2206, to report to the Commission any 
    exposure of an identified occupationally exposed individual, or an 
    identified member of the public, to radiation or radioactive material, 
    the licensee shall also provide a copy of the report submitted to the 
    Commission to the individual. This report must be transmitted at a time 
    no later than the transmittal to the Commission.
    
        Dated at Rockville, Maryland, this 30th day of June, 1995.
    
        For the Nuclear Regulatory Commission.
    James M. Taylor,
    Executive Director for Operations.
    [FR Doc. 95-17023 Filed 7-12-95; 8:45 am]
    BILLING CODE 7590-01-P
    
    

Document Information

Effective Date:
8/14/1995
Published:
07/13/1995
Department:
Nuclear Regulatory Commission
Entry Type:
Rule
Action:
Final rule.
Document Number:
95-17023
Dates:
August 14, 1995.
Pages:
36038-36043 (6 pages)
RINs:
3150-AE80
PDF File:
95-17023.pdf
CFR: (4)
10 CFR 19.12
10 CFR 20.1003
10 CFR 20.2104
10 CFR 20.2205