95-28862. Lands Eligible for Remining  

  • [Federal Register Volume 60, Number 227 (Monday, November 27, 1995)]
    [Rules and Regulations]
    [Pages 58480-58492]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-28862]
    
    
    
          
    
    [[Page 58479]]
    
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    Part VIII
    
    
    
    
    
    Department of the Interior
    
    
    
    
    
    _______________________________________________________________________
    
    
    
    Office of Surface Mining Reclamation and Enforcement
    
    
    
    _______________________________________________________________________
    
    
    
    30 CFR Part 701, et al.
    
    
    
    Lands Eligible for Remining; Final Rule
    
    Federal Register / Vol. 60, No. 227 / Monday, November 27, 1995 / 
    Rules and Regulations
    
    [[Page 58480]]
    
    
    DEPARTMENT OF THE INTERIOR
    
    Office of Surface Mining Reclamation and Enforcement
    
    30 CFR Parts 701, 773, 785, 816, and 817
    
    RIN 1029-AB74
    
    
    Lands Eligible for Remining
    
    agency: Office of Surface Mining Reclamation and Enforcement, Interior.
    
    action: Final rule.
    
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    summary: The Office of Surface Mining Reclamation and Enforcement (OSM) 
    is issuing final rules at 30 CFR chapter VII implementing changes made 
    to Title V of the Surface Mining Control and Reclamation Act of 1977 
    (the Act or SMCRA) by the Energy Policy Act of 1992. The final rules 
    are intended to provide incentives for the remining and reclamation of 
    previously mined and inadequately reclaimed lands eligible for 
    expenditures under section 402(g)(4) or 404 of SMCRA.
    
    effective date: December 27, 1995.
    
    for further information contact: Douglas J. Growitz, P.G., Office of 
    Surface Mining Reclamation and Enforcement, Room 110 SIB, 1951 
    Constitution Avenue, NW., Washington, DC 20240; Telephone: 202-208-
    2561.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Background.
    II. Rules adopted and Responses to Public Comments on Proposed 
    Rules.
    III. Procedural Matters.
    
    I. Background
    
        On October 24, 1992, the President signed into law the Energy 
    Policy Act of 1992, Pub. L. 102-486. Section 2503 of the Energy Policy 
    Act, Coal Remining, in part amended sections 404, 510, 515(b)(20), and 
    701 of SMCRA in order to provide the following incentives to encourage, 
    in an environmentally-sound manner, the remining of lands eligible for 
    expenditures under sections 402(g)(4) and 404 SMCRA: (1) The permittee 
    of such remaining operations shall not be subject to permit blocking 
    under section 510(c) of SMCRA for any violation resulting from an 
    unanticipated event or condition occurring on the remaining site; and 
    (2) The period of responsibility for successful revegetation for such 
    remining operations is reduced to five years in the West and two years 
    in the East.
        The relevant portion of section 2503 provides as follows:
        Section 510 is amended by adding the following new subsection at 
    the thereof:
    
        (e) MODIFICATION OF PROHIBITION--After the date of enactment of 
    this subsection, the prohibition of subsection (c) shall not apply 
    to a permit application due to any violation resulting from an 
    unanticipated event or condition at a surface coal mining operation 
    on lands eligible for remining under a permit held by the person 
    making such application. As used in this subsection, the term 
    ``violation'' has the same meaning as such term has under subsection 
    (c). The authority of this section and section 515(b)(20)(B) shall 
    terminate on September 30, 2004.
    
        Section 515(b)(20) is amended to insert (A) after (20) and add the 
    following new subparagraph at the end thereof:
    
        (B) on lands eligible for remining assume the responsibility for 
    successful revegetation for a period of two full years after the 
    last year of augmented seeding, fertilizing, irrigation, or other 
    work in order to assure compliance with the applicable standards, 
    except in those areas or regions of the country where the annual 
    average precipitation is twenty-six inches or less, then the 
    operator's assumption of responsibility and liability will be 
    extended for a period of five full years after the last year of 
    augmented seeding, fertilizing, irrigation, or other work in order 
    to assure compliance with the applicable standards.
    
        Section 701 is amended by adding the following two new paragraphs:
    
        (33) the term ``unanticipated event or condition'' as used in 
    section 510(e) means an event or condition encountered in a remining 
    operation that was not contemplated by the applicable surface coal 
    mining and reclamation permit; and
        (34) the term ``lands eligible for remining'' means those lands 
    that would otherwise be eligible for expenditures under section 404 
    or under section 412(g)(4).
    
        The purpose of section 2503 was set forth in the House of 
    Representatives Report from the Committee on Interior and Insular 
    Affairs on H.R. 776, the predecessor bill in the House of 
    Representatives (H.R. Rep. No. 102-474, 102d Cong., 2d Sess. 85 (1992)) 
    which contains the following discussion: ``The (coal remining) 
    provisions of this section seek to make coal available that otherwise 
    would be bypassed by providing incentives for industry to extract and 
    reprocess, in an environmentally sound manner, coal that remains in 
    abandoned mine lands and refuse piles. Current law reclamation 
    performance standards were devised to address surface coal mining on 
    undisturbed lands; the unintended result is to discourage remining. 
    Remining also serves to mitigate the health, safety, and environmental 
    threats posed to coal field residents by augmenting the work done under 
    the Abandoned Mine Reclamation Program.''
        To implement sections 510(e) and 515(b)(20)(B) of SMCRA, OSM 
    proposed rules on June 2, 1994 (59 FR 28744) which would: (1) Revise 30 
    CFR 701.5, Definitions; 30 CFR 773.15, Review of Permit Applications; 
    30 CFR 816.116 and 817.116, Revegetation: Standards for Success; and 
    (2) add a new 30 CFR 785.25, Lands Eligible for Remining.
        Public comments were received until August 1, 1994. No public 
    meetings nor hearings were requested or held. OSM received letters in 
    response to the June 2, 1994, proposed rule from eight commenters 
    representing industry, State regulatory authorities, Federal agencies, 
    Environmental groups, and individual citizens. OSM has reviewed each 
    comment carefully and has considered the commenters' suggestions and 
    remarks in writing this final rule.
        OSM previously implemented another remining provision of the Energy 
    Policy Act dealing with AML eligibility under a separate rulemaking (59 
    FR 28136, May 31, 1994). A provision dealing with abandoned coal refuse 
    sites is also being addressed under a separate rulemaking.
    
    II. Rules Adopted and Responses to Public Comments on Proposed 
    Rules
    
    1. 30 CFR Part 701--Permanent Regulatory Program
    
        Section 701.5, Definitions, is being amended by adding two terms--
    ``lands eligible for remining'' and ``unanticipated event or 
    condition''--both of which were defined in section 2503(c) of the 
    Energy Policy Act.
        a. Lands eligible for remining. The definition adopted for the term 
    ``lands eligible for remining'' is the same as the proposal and the 
    definition is section 701(34) of SMCRA. Under the final rule, ``lands 
    eligible for expenditures under sections 404 or 402(g)(4) of the Act. 
    Thus, the following lands would be included under this definition: 
    those lands which were mined by surface coal mining operations or 
    otherwise affected by surface or underground mining operations and 
    which were either (1) abandoned or left in an inadequate reclamation 
    status prior to August 3, 1977, and for which there is no continuing 
    reclamation responsibility under State or other Federal laws; (2) 
    abandoned or left in an inadequate reclamation status after August 3, 
    1977 but before State received primacy under SMCRA and for which 
    available bond is insufficient to provide for adequate reclamation; or 
    (3) completed being mined between August 4, 1977, and November 5, 1990, 
    and remain unreclaimed due to the insolvency of a surety company 
    occurring during that same period.
    
    [[Page 58481]]
    
        Many remining operations involve the surface mining or 
    ``daylighting'' of underground workings. Depending on the extent that 
    overlaying or adjacent surface lands are affected by the prior 
    underground workings, e.g., through subsidence, those lands may or may 
    not fall within section 701(34)'s definition of ``lands eligible for 
    remining.'' if, under the example above, the surface disturbances 
    resulting from previous underground mining are so slight that the lands 
    do not constitute ``lands eligible for remining,'' the ``daylighting'' 
    of the underground workings would then not qualify for the remining 
    incentives provided by sections 510(e) and 515(b)(20)(B) and 
    implemented by this rulemaking.
        One commenter suggested that the definition of ``lands eligible for 
    remining'' contain the phrase ``under a permit issued prior to 
    September 30, 2004.'' Although OSM has not made the suggested change to 
    the definition, OSM agrees that Sections 510(e) and 515(b)(20)(B) of 
    SMCRA apply only to permits issued before September 30, 2004. As 
    explained below, this concept is reflected in 30 CFR 773.15(b)(4) and 
    in 30 CFR 816.116 and 817.116.
        b. Unanticipated event or condition. The definition adopted for 
    ``unanticipated event or condition'' is similar to the proposal and 
    consistent with the definition in section 701(33) of SMCRA. An 
    ``unanticipated event or condition'' is defined in the final rule as an 
    event or condition related to prior mining activity which arises from a 
    surface coal mining and reclamation operation on lands eligible for 
    remining and was not contemplated by the applicable permit. Pursuant to 
    final Sec. 773.15(b)(4), an operator will not be permit blocked for any 
    violation resulting from an unanticipated event or condition occurring 
    during the term of such remining permit issued before September 30, 
    2004, or any renewals thereof. The rationale for the final rules' use 
    of the term ``arises from'' in lieu of the term ``encountered in'' used 
    in the statutory definition is discussed later under the heading 
    ``Phase-out of section 510(e) permit block exemption.''
        (i) Related to prior mining activity The phrase ``related to prior 
    mining'' has been added to the final definition of ``unanticipated 
    event or condition'' to qualify which events or conditions could give 
    rise to violations subject to the Sec. 773.15(b)(4) permit block 
    exemption.
        This change is made in response to several commenters, one of which 
    asserted that the proposed definition of ``unanticipated event or 
    condition'' was too broad to be of practical value and asked whether an 
    event or condition ``causally related'' to the unreclaimed or 
    previously mined status of the area covered by the remining permit 
    would qualify as unantipated. A second commenter suggested that an 
    unanticipated event or condition must arise from the previously 
    disturbed nature of the site. A third commenter, citing the history 
    associated with the development of the remining amendments of the 
    Energy Policy Act, proposed that an unanticipated event or condition 
    should embody any event or occurrence that arises from the previously 
    disturbed nature of the site, including acid mine discharges, despite 
    substantial adherence to the permit.
        OSM agrees with these comments that only unanticipated events or 
    conditions related to the previously disturbed nature of the site 
    should qualify for the section 510(e) exemption. The addition of the 
    qualifying phrase ``related to prior mining activity'' is consistent 
    with Congressional intent to encourage remining by extending the permit 
    block exemption of section 510(e) to the problem events or conditions 
    occasioned by such prior mining operations. OSM does not believe, on 
    the other hand, that Congress intended to exempt applicants from permit 
    blocking for violations occurring on the remining site but resulting 
    from conditions unrelated to previous mining activities. Applicants 
    would thereby remain permit blocked for violations solely attributable 
    to their own conduct.
        An example of an event or condition which might arise during a 
    remining operation but not related to the prior mining activity would 
    be the mining of previously undisturbed toxic coal seams located below 
    previously disturbed deposits.
        An example of an event or condition which might arise during a 
    remining operation and considered related to the prior mining activity 
    would be the discovery of hazardous materials or substances buried in 
    depressions or pits left at an abandoned site. Such an event or 
    condition would be considered as related to a prior mining activity 
    because without the previous mining the hazardous materials or 
    hazardous substances would not have been buried at the site.\1\
    
        \1\ If hazardous materials or hazardous substances of any type 
    are uncovered or released during remining, the operator must follow 
    the requirements for notifying the National Response Center as 
    required by the National Contingency Plan (40 CFR part 300). This 
    would apply to the discovery or release, whether regulated under the 
    statutory authority of the Toxic Substances Control Act (TSCA), the 
    Resource Conservation and Recovery Act (RCRA), or the Comprehensive 
    Environmental Response, Compensation and Liability Act (CERCLA). 
    These laws are administered by the U.S. Environmental Protection 
    Agency or State environmental agencies. Additional reporting and 
    notification requirements may exist under State or local laws.
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        OSM is broadly interpreting the qualifying phrase ``related to 
    prior mining'' so as to afford some practical incentive to remining 
    while also maintaining consistency with the provisions of the Energy 
    Policy Act. Thus, for the purposes of this final rule, an event or 
    condition can qualify as an ``unanticipated'' event or condition if it 
    is related to prior mining at the site. One commenter asked if OSM 
    meant only that acts of God could result in unanticipated events or 
    conditions and requested some clarification in terms of examples. An 
    act of God resulting in extreme hydrologic conditions might 
    significantly vary from the permit's estimate and could reasonably 
    qualify as one example of an unanticipated event or condition if the 
    event or condition causing the violation is related to prior mining 
    activity at the site.
        (ii) Acid mine drainage. An industry commenter asserted that any 
    acid mine drainage (AMD) which occurs despite substantial adherence to 
    a permit should be included in the meaning of ``unanticipated event or 
    condition'' and pointed to the legislative history of the remining 
    legislation to further its argument. The commenter cited first to 
    strong State and industry support for the definition of ``unanticipated 
    event or condition'' in H.R. 4053 (1990) which it characterized as 
    addressing the issue of AMD. The commenter then cites to State and 
    industry opposition to the subsequent provisions of H.R. 1078 (1991) 
    which would have explicitly excluded from the definition of 
    ``unanticipated event or condition'' any event or condition involving 
    more than a minimal amount of toxic overburden or pre-existing acid 
    discharge. Industry concluded that because H.R. 4381 (1992) 
    substantially carried forward the H.R. 4053 and 1078 definitions of 
    ``unanticipated event or condition'' but deleted the objectionable H.R. 
    1078 exclusion for toxic overburden or pre-existing acid discharge, and 
    that H.R. 776 (1992) incorporates that definition as the eventual 
    Energy Policy Act definition, AMD should therefore be included within 
    the meaning of ``unanticipated event or condition.
        OSM agrees with the commenter that the Energy Policy Act does not 
    exclude AMD as a type of condition which may constitute an 
    ``unanticipated event or condition.'' On the other hand, although the 
    Energy Policy Act does not include the AMD exclusion language of H.R. 
    1078, neither does the legislative history 
    
    [[Page 58482]]
    indicate that Congress intended for all AMD to be categorically 
    included within the meaning of ``unanticipated event or condition.'' 
    Clearly the issues of AMD and the allowance to be given in remining to 
    toxic overburden and pre-existing acid discharge were high profile and 
    controversial among environmentalist, industry and regulatory 
    supporters during the drafting of all the cited House Bills. The 
    hearings on these Bills reflect a recognition that the definition of 
    ``unanticipated event or condition'' later incorporated into the Energy 
    Policy Act did not address or resolve the AMD issue. (See Testimony of 
    Dave Rosenbaum, Dept. Commissioner, Kentucky Natural Resources and 
    Environmental Protection Cabinet, H.R. 4053, 101-72, March 13, 1990). 
    Therefore, OSM concludes that AMD should be treated like any other 
    condition to be evaluated on a case-by-case basis to determine whether 
    it constitutes an ``unanticipated event or condition.''
    
    2. 30 CFR Part 773--Requirements for Permits and Permit Processing
    
        Section 773.15, Review of Permit Applications, is being amended by 
    adding two new paragraphs, (b)(4) and (c)(13). These paragraphs will 
    generally correspond to proposed paragraphs (f) and (c)(13) of 
    Sec. 773.15.
        (a) Sec. 773.15(b)(4). Final Sec. 773.15(b)(4) (proposed 
    Sec. 773.15(f)) implements section 510(e) of SMCRA which establishes an 
    exemption from the permit blocking provisions of section 510(c) of 
    SMCRA. Subsequent to October 24, 1992, the final rule exempts from the 
    permit-block provisions of paragraph (b) of Sec. 773.15 situations 
    where an unabated violation occurring after that date is attributed to 
    an unanticipated event or condition arising from a remining site under 
    a permit issued before September 30, 2004, or any renewals thereof. In 
    such cases, the person holding the remining permit would not be 
    rendered ineligible for a new surface coal mining permit at another 
    site simply because of the unabated violation at the remining site. 
    Responsibility to abate the violation, however, is not affected by the 
    final rule.
        (i) Sec. 773.15(b)(4)(i). Final Sec. 773.15(b)(4) has been divided 
    into two paragraphs (i) and (ii). Although paragraph (b)(4)(i) was 
    originally proposed as Sec. 773.15(f), OSM believes the permit block 
    exemption related to unabated violations resulting from an 
    unanticipated event or condition is more appropriately located in 
    Sec. 773.15(b) which deals with review of violations.
    Phase-In of Section 510(e) Permit Block Exemption
        Comments were received seeking clarification as to the rule's 
    phase-in i.e., when must violations have occurred and when must 
    remining permits have been issued to qualify for the section 510(e)'s 
    permit block exemption. In addition, OSM recently approved an amendment 
    to the Kentucky regulatory program which substantially tracked section 
    510(e) of the Act (60 FR 33110, June 27, 1995). This amendment, Senate 
    Bill 208, also focussed OSM on the need for further clarification of 
    the proposed rule's section 510(e) permit block exemption as to when 
    remining permits need to have been issued to have violations at the 
    site qualify for that exemption.
        By its own terms, the permit block exemption in section 510(e) of 
    SMCRA applies to all section 510(c) determinations that occur 
    subsequent to October 24, 1992. Thus, final Sec. 773.15(b)(4)(i) 
    includes the introductory phrase ``Subsequent to October 24, 1992,'' as 
    identifying the date after which a determination can be made as to the 
    applicability of the exemption of Sec. 773.15(b)(4).
        In partial response to comments discussed below, the final rule's 
    Sec. 773.15(b)(4) permit block exemption will extend to unabated 
    violations (1) occurring after section 510(e)'s October 24, 1992, 
    enactment date; and (2) resulting from an unanticipated event or 
    condition occurring under remining permits issued either before or 
    after that same date. This clarification as to the intended reach of 
    Sec. 773.15(b)(4) is consistent with OSM's approval of the Kentucky 
    State program amendment substantially tracking section 510(e)'s 
    provisions.
        One commenter representing several environmental associations 
    stated that the goals of the October 24, 1992, amendments would be best 
    served by limiting the application of the section 510(e) permit block 
    exemption to violations that occur on a remined site after that date 
    and under a remining permit issued in accordance with the provisions of 
    the amended Act. (It also made similar comments on the Kentucky 
    amendments.) In support of these positions, the commenter made a number 
    of assertions. With regard to limiting the permit block exemption to 
    violations that occur after October 24, 1992, the commenter asserted 
    that Congress intended the remining provisions of the Energy Policy Act 
    to be forward-looking in seeking to provide an incentive for future 
    operations on previously mined and abandoned areas. In support thereof, 
    it referenced the H.R. Rep. No. 102-474, at 85 (1992), as well as the 
    existence of significant pre-Energy Policy Act mining of previously 
    mined and abandoned areas. The commenter further asserted that Congress 
    intended the section 510(e) permit block exemption to be narrowly 
    interpreted and not used to excuse applicants who had been previously 
    permit blocked because of pre-Energy Policy Act violations. It again 
    referenced the House Report at 85.
        This commenter also asserted that limiting the section 510(e) 
    permit block exemption to violations occurring under a remining permit 
    issued in accordance with the provisions of the amended Act would 
    couple existing informational requirements in part 773 with those of 
    proposed Sec. 785.25 to provide a more comprehensive objective 
    assessment of site conditions against which any claim of 
    ``unanticipated event'' could be assessed.
        Finally the commenter asserted that the Act's section 701(33) 
    definition of the phrase ``lands eligible for remining'' implies a 
    determination by the regulatory authority in advance of issuing a 
    remining permit that the site would otherwise be eligible for AML 
    expenditures.
        OSM agrees that the plain language of the section 510(e) permit 
    block exemption limits its application to violations that occurred on a 
    remining site after the October 24, 1992, amendment date. Inclusion of 
    the statutory phrase ``(a)fter the date of enactment of this 
    subsection,'' in section 510(e) of SMCRA evinces a clear Congressional 
    intent that the provision be prospective from October 24, 1992, and 
    relate to events occurring after that date. OSM also agrees with the 
    commenter that the legislative history of the exemption supports such a 
    limitation and that persons already permit-blocked under section 510(c) 
    of SMCRA for violations occurring before October 24, 1992, could not 
    become unblocked by enactment of section 510(e). Accordingly, the 
    section 510(e) permit block exemption of final Sec. 773.15(b)(4)(i) 
    will be limited to violations occurring after October 24, 1992.
        The incentive for future remining provided by the section 510(e) 
    permit block exemption logically extends both to parties already 
    conducting remining operations as of October 24, 1992, and those 
    contemplating entirely new remining operations after that date. For the 
    first group, section 510(e) provides some incentive to continue 
    remining. 
    
    [[Page 58483]]
    For the second group, section 510(e) provides an incentive to begin 
    remining new properties.
        OSM disagrees with the commenter's suggestion that the goals of the 
    1992 amendments would be best served by limiting the section 510(e) 
    permit block exemption to post-October 24, 1992, violations occurring 
    at a remining permit issued only in accordance with the provisions of 
    the amended Act, i.e., a Sec. 785.25 permit. Although the language of 
    section 510(e) and its legislative history limits the exemption to 
    post-October 24, 1992, violations, neither the language of section 
    510(e) nor its legislative history requires that the permit be issued 
    after October 24, 1992, or under Sec. 785.25 or a State program 
    equivalent.
        While the commenter's suggestion of limiting the permit block 
    exemption to Sec. 785.25 permits would provide enhanced information on 
    site conditions, there are practical considerations which would weigh 
    against such a suggestion. For primacy States, limiting the permit 
    block exemption to Sec. 785.25 permits would further postpone the 
    availability of the exemption until 1996 or 1997 because of the time 
    normally needed to submit and gain approval of a state program 
    amendment. The commenter's suggestion of limiting the permit block 
    exemption to Sec. 785.25 permits would, therefore, not accommodate the 
    plain language of the Act and clear legislative intent that the 
    remining amendments provide a timely incentive for the remining of 
    previously abandoned mine lands.
        The commenter's suggestion that the section 510(e) exemption be 
    limited to Sec. 785.25 permits would also conflict with its previously 
    discussed position that the section 510(e) exemption be limited to 
    post-October 24, 1992, violations occurring on remining sites. For the 
    remining incentive of section 510(e) to apply to violations occurring 
    immediately following the October 24, 1992, enactment date, the 
    underlying remining permit would have had to have been issued prior to 
    that date. Accordingly, OSM does not interpret section 510(e) as 
    imposing a post-October 24, 1992, limitation on when permits must have 
    been issued to qualify for the permit block exemption.
        In addition, contrary to the commenter's assertion, the Act's 
    section 701(33) definition for ``lands eligible for remining'' does not 
    establish the requirement for a determination by the regulatory 
    authority in advance of issuing a remining permit that the site would 
    otherwise be eligible for AML expenditures. While final 
    Sec. 773.15(c)(13) will require a ``lands eligible'' finding before 
    issuance of remining permits in the future under Sec. 785.25, the 
    determination of ``lands eligible'' for remining will also have to be 
    made for existing permittees seeking to avail themselves under 
    Sec. 773.15(b)(4)(i) of the section 510(e) permit block exemption.
        On the basis of the above discussion, the phase-in for the section 
    510(e) permit block exemption at Sec. 773.15(b)(4)(i) will be tied to 
    the date of violation but not to the date of permit issuance. 
    Violations must have occurred after October 24, 1992, and resulted from 
    an unanticipated event or condition arising from surface coal mining 
    and reclamation operations on lands eligible for remining under a 
    permit issued either before or after that date.
    Phase-Out of Section 510(e) Permit Block Exemption
        Final paragraph (b)(4)(i) does not contain the language of proposed 
    paragraph (f) that the permit block prohibition of paragraph (b) shall 
    not apply ``(u)ntil September 30, 2004.'' In its place, final paragraph 
    (b)(4)(i) provides that the permit block prohibitions of paragraph (b) 
    shall not apply to ``* * * any violation resulting from an 
    unanticipated event or condition * * * under a permit, issued before 
    September 30, 2004, or any renewal thereof * * *.'' Thus final 
    Sec. 773.15(b)(4)(i) provides that the permit block exemption will 
    continue to be available for violations occurring on lands eligible for 
    remining under a remining permit issued before September 30, 2004, or 
    any renewals thereof, even if the Sec. 772.15(b)(4) determination 
    occurs after that date.
        This change in the final regulatory text from the proposed rule 
    implements the phase-out provision of section 510(e) and is made in 
    response to comments received from industry and State regulatory 
    authorities. These commenters questioned the apparent intent of the 
    proposed rule language that the permit block exemption would continue 
    only until September 30, 2004. The effect of such provision was seen as 
    allowing a company to be permit blocked on October 1, 2004, and 
    thereafter, for a violation occurring on an eligible remining site 
    permitted before September 30, 2004, which had earlier been exempted 
    from the permit block section. The industry commenter asserted that 
    Congress could not have intended an anomalous result such that one 
    violation would be excluded from causing a permit block and 
    subsequently form the basis for causing a permit block. Viewing the 
    whole of the language of section 510(e) and not limiting itself solely 
    to the provision which provided that ``(t)he authority of (that) 
    section shall terminate on September 30, 2004,'' that commenter 
    asserted that what Congress intended was to provide an exemption from 
    the permit blocking provisions of section 510(c) for violations 
    resulting from unanticipated events or conditions under permits issued 
    prior to September 30, 2004, and not to provide such an exclusion on a 
    temporary basis for violations occurring prior to September 30, 2004, 
    but which exemption would suddenly disappear after September 30, 2004.
        The commenter cited to the following language of section 510(e) as 
    confirming this intent since it renders section 501(c) inapplicable to 
    ``any violation resulting from an unanticipated event of condition at a 
    surface coal mining operation on lands eligible for remining under a 
    permit held by the person * * *.'' (emphasis added by commenter).
        The commenter reasoned that this language clearly ties the 
    exemption to the date of issuance of the remining permit, not the 
    violation. Accordingly, the commenter stated that the language of 
    section 510(e) terminating the authority of the section on September 
    30, 2004, should be construed to foreclose the permit block exemption 
    to violations under a permit issued subsequent to that date. In turn, 
    the final regulatory rule language should clearly set forth that the 
    exemption applies to any violation arising from an unanticipated event 
    or condition at a remining operation under a permit issued prior to 
    September 30, 2004.
        While OSM does not view the discerning of Congressional intent as 
    to the termination of authority provisions of section 510(e) to be as 
    clear-cut as portrayed by the commenter, OSM agrees with the principal 
    arguments set forth above. Viewing the permit blocking exemption of 
    section 501(e) as a whole, the emphasis should not be on whether the 
    violation occurred before September 30, 2004, but whether the remining 
    permit was issued before authority to grant such exemption terminated 
    on September 30, 2004. Congress could not have reasonably intended for 
    the small violation a ``now you are not permit blocked, now you are 
    permit blocked'' approach. Scant incentive for remining would be 
    provided if the permit block exemption for violations at a remining 
    site would be temporary and expire on September 30, 2004. OSM 
    interprets the termination date, September 30, 2004, 
    
    [[Page 58484]]
    as the last date upon which a remining permit may be issued for which 
    violations resulting from an unanticipated event or condition may be 
    excluded from future permit block determinations.
        In support of this statutory interpretation, OSM notes that by 
    2004, an increasingly large proportion of remining permits will meet 
    the standards of Sec. 785.25. These permits' enhanced requirements for 
    site condition information and identification of event/condition-
    specific mitigation measures will go far to ensure that the section 
    510(e) permit block exemption will not be abused. Interpreting the 
    section 510(e) permit block exemption so as to tie its termination of 
    authority provision to the date of issuance of the remining permit, not 
    to the date of the violation or to the date of the section 510(c) 
    determination, promotes a clear Congressional intent with respect to 
    the remining amendments to SMCRA to provide, in an environmentally 
    sound manner, a meaningful incentive for the remining of previously 
    abandoned sites. H.R. Rep. No. 102-474, at 85 (1992).
        Accordingly, final paragraph (b)(4)(i) provides that the exclusion 
    will continue to be available for violations occurring on lands 
    eligible for remining under a remining permit issued prior to September 
    30, 2004, and any renewals thereof.
        Final paragraph (b)(4)(i) also includes the term ``and any renewals 
    thereof'' to indicate that the permit block exemption will apply to 
    unabated violations occurring under permits issued before September 30, 
    2004, and subsequently renewed. The baseline information from which a 
    Sec. 773.15(b)(4) determination will be made as to whether a violation 
    results from an unanticipated event or condition also does not change 
    if the violation occurs during the original permit term or its renewal. 
    While the ``and renewals thereof'' provision is consistent with 
    Congressional intent to provide a remining incentive for operations on 
    lands eligible for remining, OSM does not anticipate many occurrences 
    when a qualifying Sec. 773.15(b)(4) violation would first occur during 
    the permit renewal period. In most cases, the mining on lands eligible 
    for remining will be accomplished well within the original 5-year 
    permit term.
        Final paragraph (b)(4)(i) uses the term ``arises from'' in lieu of 
    the term ``encountered at'' used in the statutory definition of 
    ``unanticipated event or condition'' indicating that a violation 
    resulting from an unanticipated event or condition can arise from a 
    remining operation and does not have to be encountered at that remining 
    operation in order to qualify for the permit block exemption. For 
    further discussion of when a violation may arise away from a remining 
    operation but as a result of an unanticipated event or condition 
    occurring at the remining operation, see a. (ii) Abatement obligation 
    continues.
        (ii) Sec. 773.15(b)(4)(ii). Final Sec. 773.15(b)(4)(ii) represents 
    provisions taken from other parts of the proposed rule relocated in 
    this paragraph. Final paragraph (b)(4)(ii) provides that events or 
    conditions arising subsequent to permit issuance related to prior 
    mining which were not identified in the permit issued under Sec. 785.25 
    shall be presumed to constitute unanticipated events or conditions for 
    the purposes of Sec. 773.15(b). This provision is derived from proposed 
    Sec. 773.15(c)(13) and has been moved in the final rule to paragraph 
    (b)(4)(ii) as proper part of the regulatory authority's 
    Sec. 773.15(b)(4) determination of whether events or conditions are 
    unanticipated. The ``may be presumed'' language of proposed 
    Sec. 773.15(c)(13) was changed in the final rule to ``shall be 
    presumed'' as discussed below in response to comments.
        The final rule drops the proposed heading for paragraph (b)(4), 
    ``Lands eligible for remining'' to be consistent with the format of 
    other paragraphs.
    Presumption of Unanticipated Event or Condition
        OSM recognizes that without a reasonable degree of certainty as to 
    their regulatory application, the remining provisions proposed as 
    incentives for remining operations would not serve as an effective 
    incentive for remining. Thus, certain changes from the proposed to the 
    final rules reflect an intent to provide such certainty for remining 
    operations. Most particularly is the change from the language of 
    proposed Sec. 773.15(c)(13) that events or conditions arising 
    subsequent to permit issuance ``may be presumed'' to constitute 
    unanticipated events or conditions to the language of final 
    Sec. 773.15(b)(4)(ii) that such events or conditions arising subsequent 
    to permit issuances ``shall be presumed'' to constitute unanticipated 
    events or conditions. Operators will be able to rely on the provision 
    that once a Sec. 785.25 permit has been issued, events or conditions 
    not identified in the permit shall be presumed to constitute 
    unanticipated events or conditions for the purposes of the permit block 
    exemption of Sec. 773.15(b). This is primarily predicated upon the 
    operator performing a due diligence investigation to determine which 
    events or conditions are reasonably anticipated and then identifying 
    such events or conditions in the permit application. This presumption 
    could be rebutted if a permit applicant fails to identify significant 
    potential environmental or safety problems related to prior mining 
    activity at the site which could have been reasonably anticipated to 
    occur and were known to the applicant or should have been known to the 
    applicant through the due diligence investigation required under 
    Sec. 785.25.
        This change of language in final Sec. 773.15(b)(4)(ii) to the words 
    ``shall be presumed'' is not intended to diminish the substantial 
    flexibility available to, and the responsibility of, a regulatory 
    authority prior to permit issuance to make its own informed judgment as 
    to which events or conditions should be properly identified in the 
    permit application. Final Sec. 785.25(b) requires an identification of 
    potential environmental and safety problems which could be reasonably 
    anticipated to occur at the site. The identification would be based on 
    a due-diligence site-specific investigation. Under final 
    Sec. 773.15(c)(13), the regulatory authority is required to make a 
    finding for Sec. 785.25 permits that the permit application contains an 
    identification of the particular environmental and safety problems 
    which could reasonably be anticipated to occur at the site.
    The Presumption for Permits Not Issued Under Section 785.25
        As discussed above under the Phase-in of Section 510(e) permit 
    block exemption, the permit block exemption of Sec. 773.15(b)(4)(i) 
    extends to permits in existence on October 24, 1992, and is not limited 
    to permits solely issued under Sec. 785.25. Permits for lands eligible 
    for remining not originally issued under Sec. 785.25 but subsequently 
    revised and upgraded to satisfy the permit information and permit 
    finding requirements of Secs. 785.25 and 773.15(c)(13) would qualify 
    for the Sec. 773.15(b)(4)(ii) presumption.
        Permits for lands eligible for remining not originally issued under 
    Sec. 785.25 and not subsequently revised to satisfy the permit 
    information and permit finding requirements of Secs. 785.25 and 
    773.15(c)(13) would not qualify for the Sec. 773.15(b)(4)(ii) 
    presumption. An applicant for a new permit in such circumstances would 
    have the burden of establishing that any violation which arose at one 
    of these non-Sec. 785.25 permits resulted from an unanticipated event 
    or condition. OSM agrees with a commenter that it is likely to be more 
    difficult to establish for these permits that violations resulted from 
    
    [[Page 58485]]
    unanticipated events or conditions than for future permits issued or 
    revised in accordance with Sec. 785.25 which will have identified 
    reasonably anticipated problems and for which the Sec. 773.15(b)(4)(ii) 
    presumption applies.
        Several comments to the proposed rule were received regarding 
    application of the ``unanticipated event or condition'' language. One 
    industry group asserted that events or conditions should be considered 
    unanticipated for the purposes of the section 510(e) exemption if the 
    operator substantially adheres to its operation and reclamation plans. 
    The industry commenter stated that this was Congress' initial 
    understanding of such events or conditions and cited statements made by 
    Rep. Rahall both in introducing H.R. 4053 (101st Cong., 1990), an early 
    predecessor to the Energy Policy Act, and later in hearings on that 
    bill. Rep. Rahall is quoted as stating that H.R. 4053's provision were 
    intended to free a qualified operator from responsibility to address an 
    event or condition encountered during a remining operation that was not 
    originally anticipated under an approved reclamation plan. Furthermore, 
    the H.R. 4053 provisions were stated as intending to provide the 
    regulatory authority with some ``wiggle room'' as to what constitutes 
    an unanticipated event or condition.
        OSM agrees with the commenter's position but not for the reasons 
    asserted. OSM agrees that where a permit applicant diligently conducted 
    an investigation to identify conditions that are reasonably 
    anticipated, and references such conditions in the permit application, 
    the operator should be able to have a degree of comfort that he will 
    not be permit blocked for violations resulting from non-identified 
    conditions which occur despite compliance with the operation and 
    reclamation plans. This is the presumption set forth in 
    Sec. 773.15(4)(ii). A permit not predicated upon such complete 
    information, however, will not be entitled to the presumption.
        OSM does not agree with the commenter that the legislative history 
    of the Energy Policy Act mandates that an event or condition that 
    occurs despite an operator's adherence to its operations and 
    reclamation plans should always constitute an ``unanticipated event or 
    condition'' for the purposes of the section 510(e) exemption. Rep. 
    Rahall's referenced introduction to H.R. 4053 would have tied reduced 
    operator liability to full compliance with the reclamation plan but 
    only with regard to providing operators a date-certain release of their 
    reclamation bond. While earlier H.R. 2791 (101st Cong., 1989) did 
    contain specific provisions terminating (all) operator liability for 
    compliance with all the requirements of the permit and reclamation 
    plan, such provisions were not carried forward to H.R. 4053 (1990), 
    H.R. 1078 (102nd Cong., 1991), H.R. 4381 (102nd Cong., 1992), H.R. 776 
    (102nd Cong., 1992), or to the Energy Policy Act of 1992.
    Penalties To Be Assessed
        One commenter suggested that OSM has discretion not to require a 
    civil penalty for violations tied to unanticipated events or 
    conditions. The commenter further suggested that OSM should adopt a 
    policy whereby civil penalties are not assessed for violations arising 
    from unanticipated events or conditions. OSM finds no basis in the 
    Energy Policy Act or its legislative history to support either 
    suggestion.
    Delinquencies Not Covered by Exemption
        In the preamble to the proposed rule OSM posed the question of 
    whether the nonpayment of delinquent penalties assessed after a notice 
    of violation or a failure-to-abate cessation order based on an ``on the 
    ground'' violation resulting from an unanticipated event or condition 
    should be covered by the Energy Policy Act permit block exemption. OSM 
    stated in the proposed rule that it intended that such delinquencies, 
    which are violations themselves, would be covered by the exemption if 
    they were construed as ``resulting from an unanticipated event or 
    condition at a surface coal mining operation.'' OSM sought comments on 
    this issue but no comments were received.
        Upon consideration, OSM concludes that the non-payment of 
    delinquent civil penalties assessed because of an unabated violation 
    resulting from an unanticipated event or condition should not be 
    construed as resulting from the underlying unanticipated event or 
    condition. OSM has reached this conclusion because non-payment of 
    penalties is a violation solely within an operator's control and is 
    independent of the underlying on-the-ground violation caused by the 
    unanticipated event or condition. This construction of the permit block 
    exemption will still afford substantial incentive for remining while 
    limiting the exemption to unabated violations resulting from events or 
    conditions which could not reasonably have been anticipated at the time 
    of the remining permit's issuance.
    Abatement Obligation Continues
        Another commenter asked whether an operator cited for a violation 
    related to an unanticipated event or condition occurring on land 
    eligible for remining would have an obligation to reclaim or resolve 
    such violation even though the operator would not be permit blocked 
    because of it. Nothing in the Energy Policy Act nor this final 
    rulemaking insulates the operator from his existing responsibilities to 
    abate his violations whether or not they stem from anticipated or 
    unanticipated events or conditions. Neither is that operator insulated 
    from other enforcement actions stemming from these unabated violations.
        A third commenter questioned particular preamble discussion in the 
    proposed rule and asked that the final rule clarify that a violation 
    occurring off the remining site that results directly from an 
    unanticipated event or condition occurring on the remining site is also 
    subject to the permit-block exemption. The commenter correctly noted 
    that the Energy Policy Act requires only that the unanticipated event 
    or condition, not necessarily the violation itself, be at a surface 
    coal mining operation on lands eligible for remining. In response to 
    this comment and consistent with substantial preamble discussion in the 
    proposed rule and as discussed elsewhere in this final preamble, OSM 
    confirms that a violation that occurs off-site but as a direct result 
    of an unanticipated event or condition occurring on the remining site 
    is also covered by the Sec. 773.15(b)(4) permit block exemption.
        As discussed in the proposed rule, if a mining operator on a 
    previously undisturbed site contributes to a violation occurring on 
    that site but originating from an unanticipated event or condition on 
    an adjacent or nearby remining operation, and if the operator of the 
    previously undisturbed site did not abate the violation, he would be 
    permit blocked. On the other hand, if the operator of the previously 
    undisturbed site did not contribute to the unabated violation occurring 
    on his site, he would not be permit blocked.
        OSM's proposed rule sought comments on this and other possible 
    examples of interplay between remining operations and adjacent 
    operations which needed to be explained in the final rulemaking. Two 
    commenters responded. The first stressed that the operator of a 
    previously undisturbed site should not be held responsible for any 
    condition on his own site that originated from a nearby remining 
    operation, whether the originating event 
    
    [[Page 58486]]
    or condition is anticipated or not. OSM agrees that the liability of 
    operators for events or conditions originating on a nearby remining 
    site should not be a function of whether or not the originating event 
    or condition was anticipated. As discussed above, an operator of a 
    previously undisturbed site would be responsible for events or 
    conditions on his site that originated from a nearby site only if his 
    operation contributed to that event or condition.
        The same commenter asserted that operators should not be held 
    responsible for correcting conditions that are caused by or stem from 
    existing abandoned mine lands. SMCRA, as amended by the Energy Policy 
    Act, provides, under restricted circumstances, for an exemption to the 
    permit block provisions of section 510(c) and for reduced periods of 
    responsibility for successful revegetation. These amended SMCRA 
    sections (510(e) and 515(b)(20)(B)) do not, however, provide exemption 
    from other existing regulatory standards as the commenter would 
    suggest. OSM's position on this issue is also consistent with the 
    second commenter who correctly noted that an operator is responsible 
    for meeting effluent limits where runoff from other sites is commingled 
    with runoff from his own site.
        c. Section 773.15(c)(13). A new final Sec. 773.15(c)(13) will 
    require the regulatory authority to make three findings in order to 
    issue permits under new 30 CFR 785.25: (1) The permit application 
    contains lands eligible for remining; (2) The permit application 
    identifies potential environmental and safety problems reasonably 
    anticipated to occur at the site; and (3) The permit application 
    contains mitigation plans to address the identified potential 
    environmental and safety problems in order to ensure that the required 
    reclamation can be accomplished.
        (i) Comparison of proposed and final Sec. 773.15(c)(13). Final 
    Sec. 773.15(c)(13) differs from proposed paragraph (c)(13) in the 
    following ways: Final paragraph (c)(13) does not contain the references 
    to parts 779, 780, 783, and 784 found in the proposal. These parts are 
    included implicitly in the phrase ``Any application for a permit under 
    this section shall be made according to all requirements of this 
    subchapter applicable to surface coal mining and reclamation 
    operations'' contained in proposed and final Sec. 785.25(b). The 
    proposed reference to these Parts at Sec. 773.15(c)(13) was therefore 
    duplicative of Sec. 785.25 provisions. The final rule also does not 
    contain the proposed requirement that the regulatory authority set a 
    threshold beyond which conditions or events arising subsequent to the 
    issuance of the remining permit may be presumed to constitute 
    unanticipated events or conditions for the purposes of Sec. 773.15(f). 
    As will be discussed later under the analysis for final rule 
    Sec. 785.25, the majority of the environmental, industry, and 
    regulatory commenters strongly opposed the proposed threshold. In lieu 
    of requiring the regulatory authority to set some threshold, OSM will 
    instead at paragraph (c)(13)(ii) require the regulatory authority to 
    make a permit finding, based on permit information required in new 
    Sec. 785.25(b)(1), that the application identifies the potential 
    environmental and safety problems related to prior mining activity 
    which could reasonably be anticipated to occur at the site.
        Final Sec. 773.15(c)(13)(iii) requires the regulatory authority to 
    make a finding based on the permit information required in new 
    Sec. 785.25(b)(2) that the application contains sufficient mitigation 
    plans for each of the previously identified environmental or safety 
    problems to ensure that the required reclamation can be accomplished. 
    This required finding as to the sufficiency of the mitigation plans is 
    expected to increase the likelihood that the targeted environmental or 
    safety problems will be fully reclaimed by the operator. Such 
    reclamation would not require a subsequent draw on the Abandoned Mine 
    Reclamation funds and thus could extend the reach of these limited 
    monies.
    
    3. 30 CFR Part 785--Requirements for Permits for Special Categories of 
    Mining
    
        The final rule adds a new 30 CFR 785.25, Lands eligible for 
    remining.
        Final Sec. 785.25 (a) identifies this section as containing the 
    permitting requirements necessary for the regulatory authority to make 
    a Sec. 773.15(b)(4) determination. Paragraph (a) also requires that any 
    person who submits a permit application to conduct a surface coal 
    mining operation on lands eligible for remining must comply with the 
    provisions in paragraphs (b) and (c).
        Final Sec. 785.25(b) prescribes that a Sec. 785.25 permit 
    application comply with all applicable 30 CFR subchapter G permitting 
    requirements for surface coal mining and reclamation operations. 
    Paragraph (b)(1) requires that the application identify potential 
    environmental and safety problems at the proposed site related to past 
    mining which could be reasonably anticipated to occur based on all 
    available data, including visual observations at the site, a record 
    review of past mining at the site, and sampling tailored to current 
    site conditions. Paragraph (b)(2) requires that the application 
    describe the mitigative measures which will be taken to ensure that the 
    requisite reclamation of the previously identified environmental and 
    safety problems can be achieved.
        Final Sec. 785.25(c) provides that the requirements of this section 
    shall not apply after September 30, 2004.
        (i) Comparison of proposed and final Sec. 785.25. The final rule 
    differs from proposed Sec. 785.25 in the following ways: First, the 
    language of proposed paragraph (a) applying this section to any person 
    who conducts or intends to conduct a surface coal mining operation on 
    lands eligible for remining has been replaced in final paragraph (a)(1) 
    with more direct language obligating such persons to comply with this 
    section's requirements. Final paragraph (a)(2) also includes new 
    language to reflect the rule's reorganization from one in which the 
    regulatory authority's section 510(e) permit block exemption 
    determination was based on a threshold set by that authority in 
    proposed Sec. 773.15(c)(13) to one in which the permit block exemption 
    determination is based foundationally on the site condition information 
    contained in a Sec. 785.25 permit application and the permit finding 
    requirements of Sec. 773.15(c)(13).
    Reasonably Anticipated Problems
        The proposed Sec. 785.25(b)(1) requirement for an identification of 
    all potential environmental and safety problems associated with the 
    site has, in response to comments, been eliminated in favor of the 
    final Sec. 785.25(b)(1) which requires identification of all reasonably 
    anticipated environmental and safety problems which might occur at the 
    site. Proposed paragraph (b)(1) would have required an open-ended 
    quantitative risk analysis. From the data gained from this analysis and 
    the data provided under other specific permitting sections, the 
    regulatory authority would have, under proposed Sec. 773.15(c)(13), set 
    a threshold beyond which subsequent conditions or events may be 
    presumed to be unanticipated for the purposes of the section 510(e) 
    permit block exemption.
        Final Sec. 785.25(b)(1) requires a due-diligence investigation by 
    the applicant tailored to each remining site from which the applicant 
    is expected to generate a list of environmental and safety problems 
    related to past mining which could be reasonably anticipated to occur 
    at the site. The due-diligence investigation requires a review of all 
    available data including visual observations, a review of records 
    
    [[Page 58487]]
    associated with past mining, and necessary environmental sampling. The 
    list of problems will be the basis of the regulatory authority's 
    finding in final Sec. 773.15(c)(13) and any subsequent 
    Sec. 773.15(b)(4) permit block exemption determination.
        Although the proposed rule's risk analysis/threshold approach may 
    have proven to be the most protective of the environment in its 
    determination of anticipated events or conditions, OSM's preamble to 
    the proposed rule reflected the agency's reservation as to the 
    practicability of its implementation. These reservations were confirmed 
    by the weight of comment response.
        Two commenters provided qualified endorsement of the proposed risk 
    analysis/threshold approach. The first commenter supported that 
    approach because it required consideration of the previous disturbed 
    character of the land, which was felt to be lacking under existing 
    regulations. In suggesting an alternative expression of probability, 
    the commenter was, however, careful to exclude from consideration 
    events or conditions which might be deemed highly unlikely to occur.
        The second commenter was concerned that the proposed requirement to 
    establish maximum impacts would dramatically increase the risk of 
    permit block to the point where remining would not occur and could 
    limit the flexibility of regulators to account for site-specific 
    conditions. This commenter felt that restructuring the proposed rule's 
    threshold should be based instead on considerations of events or 
    conditions that could be ``reasonably foreseen based on available 
    information'' and allowing for the use of ``best professional judgement 
    by the applicant and regulator'' would significantly improve the 
    proposed rule's ability to meet the intent of the Energy Policy Act to 
    provide specific incentives for remining.
        Three commenters, including environmental and industry 
    associations, strongly opposed the risk analysis/threshold approach of 
    proposed Secs. 785.25(b)(1) and 773.15(c)(13). They characterized its 
    components--the probability and maximum degree of impact analyses, the 
    identification of all potential problems, and the setting of a 
    threshold--all to be unrealistic, too costly and time-consuming, an 
    invitation to litigation, and lacking readily-available supporting 
    technical methodology for conducting the requisite undertakings. One of 
    these commenters questioned the statutory basis for the proposal's 
    reliance on the aforementioned component parts as creating an all-
    inclusive term seen as expanding the limited standards set by Congress 
    for the term ``unanticipated event or condition.''
        All three commenters represented that existing regulatory 
    permitting requirements provided sound basis upon which to assess and 
    characterize pre-mining site conditions. The commenter representing the 
    industry association suggested that a ``good faith'' listing of 
    potential problems could be made on the basis of such baseline 
    information. The whole of the industry's comment seemed to indicate 
    that this information must necessarily include sound site-specific data 
    on hydrology, soils, geology, etc.
        The commenter representing the environmental association also 
    submitted that, based on visual inspection and proper sampling tailored 
    to the site and a record review of prior mining at the site, potential 
    problems could be reasonably anticipated. Such site-specific 
    investigations were characterized as necessary for establishing a 
    comprehensive, objective assessment of site conditions from which a 
    reclamation plan could be developed and against which any later claims 
    of ``unanticipated event'' could, in turn, be assessed.
        In response to the objections posed by these commenters to the risk 
    analysis/threshold approach of the proposed rule, the final rule will 
    reflect many of the commenters' suggestions for an alternative approach 
    for determining when an event or condition is unanticipated. Final 
    Sec. 785.25(b)(1) will require site-specific development of baseline 
    data based on visual inspection, environmental sampling, and a review 
    of records of past mining to identify potential problems related to 
    prior mining activity at the site which could reasonably be anticipated 
    to occur. A requirement for these site-specific investigations could be 
    construed to exist already as part of the permanent program 
    regulations. OSM believes, however, that the potential for 
    environmental problems occurring is particularly high at remining 
    sites. Therefore, these investigations have sufficient importance that 
    they should be expressly required by rule as preconditions to all 
    Sec. 785.25 remining operations.
        OSM submits that the final rule's approach of identifying 
    ``reasonably anticipated'' potential problems will be as effective as 
    the proposed rule's approach of identifying (all) potential problems in 
    providing a level of protection commensurate with a reasonable 
    expectation that certain environmental and safety problems might occur. 
    The final rule's reliance upon more of reasonably anticipated standard 
    for identifying potential problems will also substantially reduce the 
    information gathering burden associated with the analyses that would 
    have been required under the proposed rule.
    Degree of Variance from Anticipated Problem
        OSM intends that the final Sec. 785.25(b)(1) identification of 
    potential problems reasonably anticipated to occur will extend not only 
    to an identification of the type of such problems but also the degree 
    of such problems, e.g., that AMD is anticipated at a rate of 150 
    gallons per minute (gpm).
        The allowable degree of variance from an anticipated problem is an 
    issue indirectly raised by associations representing both environmental 
    and industry interests. The commenter representing the environmental 
    association opposed the risk analyses required under the proposed rule. 
    This commenter asserted that with adequate data collection, potential 
    problems can be reasonably anticipated and there should be very few 
    instances where an ``unanticipated'' event or condition occurs.
        Such statement suggests, for instance, that if any AMD is 
    identified as a potential problem, then the eventual amount or degree 
    of AMD experienced is immaterial for the purposes of qualifying for the 
    section 510(e) permit block exemption. All such experienced AMD, 
    however large the amount, would be considered anticipated and the 
    operator would not qualify for the exemption.
        The industry association commenter also opposed the risk analyses 
    required under the proposed rule, but addressed the issue of degree of 
    unanticipated problem somewhat differently. This commenter focussed on 
    the difficulties in accurately predicting the likelihood of potential 
    problems occurring and the associated maximum degree of impact. Even 
    with good baseline data, there appeared to be too many variables to 
    accurately assess a potential problem's maximum degree of impact. This 
    commenter's solution was for the applicant to provide a list of 
    potential problems that it could in ``good faith'' identify. Any 
    problem that then arose from the previous disturbed nature of the site, 
    including AMD, despite the operator's substantial adherence to the 
    permit, would be considered to be unanticipated.
        Such statement suggests that if any AMD is identified as a 
    potential 
    
    [[Page 58488]]
    problem and it occurs despite the operator's substantial adhereance to 
    its operation and reclamation plans, the actual amount or degree of the 
    post-treatment problem is immaterial for the purposes of qualifying for 
    the section 510(e) permit block exemption. All such AMD, however small 
    the amount, would be considered unanticipated and the operator would 
    qualify for the exemption.
        OSM rejects both environmental and industry comments regarding the 
    degree of problem anticipated and experienced at the remining site. 
    Because the AMD problem is recognized as the largest deterrant to 
    remining, and some AMD can be anticipated from many remining sites, the 
    environmental approach would substantially narrow the remining 
    inceptive which OSM believes Congress intended in providing the section 
    510(e) exemption. Conversely, the industry approach would substantially 
    broaden the incentive beyond which OSM believes Congress intended for 
    this exemption.
        The final rule seeks to implement the ``(reasonably) anticipated 
    event or condition'' language of section 510(e). The rule's reliance 
    upon the permit information and permit finding requirements of 
    Secs. 785.25 and 773.15(c)(13) maps a middle course between the 
    environmental and industry approaches and provides a flexibility which 
    accounts for the realities of remining operations where environmental 
    and safety problems may reasonably be anticipated only in terms of 
    degrees or relative amounts.
        Under the final rule it falls to the regulatory authority to 
    determine whether the degree of problems experienced in excess of that 
    which was originally anticipated and identified in the permit would 
    qualify as unanticipated for the purposes of the section 510(e) 
    exemption. For example, if on the basis of available baseline 
    information required under existing permit application rules and the 
    site-specific investigations required by new Sec. 785.25, the operation 
    and reclamation plans reasonably anticipate an AMD discharge of 150 gpm 
    to occur with mitigation plans set forth to handle that amount, a later 
    occurence of a discharge of 1500 gpm may reasonably be said to have not 
    been contemplated by those plans and, therefore, qualifies as an 
    unanticipated event or condition for the purposes of the 
    Sec. 773.15(b)(4) (section 510(e)) exemption. This fact-specific 
    inquiry would be made by the regulatory authority on a case-by-case 
    basis. Regardless of the level of discharge, the operator would, 
    however, be responsible for abating any violation related to the 
    discharge and providing appropriate treatment.
        There can be no hard and fast rules for what degree of variance 
    from the permit estimate reasonably qualifies as an unanticipated event 
    or condition. The final rule recognizes that each site has its unique 
    characteristics and must be investigated accordingly. The final 
    decision as to whether an event or condition was unanticipated will be 
    made by the regulatory authority conducting the Sec. 773.15(b) permit 
    review.
    Required Mitigation Measures
        Final Sec. 785.25 differs from the proposed rule in that paragraph 
    (b)(2) requires a description of the mitigation measures which will be 
    taken to ensure that the reclamation required by the applicable 
    requirements of the regulatory program can be met rather than the 
    description required by proposed paragraph (b)(2) of how such measures 
    will meet applicable performance standards. This change focuses the 
    required description on ensuring that the applicant is prepared to 
    reclaim the reasonably anticipated potential environmental and safety 
    problems identified in paragraph (b)(1).
    Phase-Out of Section 785.25 Requirements
        Final Sec. 785.25 also differs from the proposal in that a new 
    paragraph (c) has been added providing that the requirements of that 
    section shall not apply after September 30, 2004. The effect of this 
    provision will be that no Sec. 785.25 remining permits will be issued 
    after September 30, 2004. This is consistent with OSM's interpretation 
    of the Energy Policy Act amendments to SMCRA as allowing violations 
    resulting from an unanticipated event or condition arising on lands 
    eligible for remining under a permit issued before September 30, 2004, 
    and any renewals thereof, to be eligible for the permit block exemption 
    of section 510(e).
    
    4. 30 CFR Part 816--Permanent Program Performance Standards-Surface 
    Mining Activities and Part 817--Permanent Program Performance 
    Standards-Underground Mining Activities
    
        The final rule amends paragraphs (c)(2) and (c)(3) of Secs. 816.116 
    and 817.116, Revegetation: Standards for Success, by adding paragraphs 
    (c)(2)(ii) and (c)(3)(ii) which implement section 515(b)(20)(B) of 
    SMCRA. Paragraph (c)(2) deals with areas receiving more than 26.0 
    inches of average annual precipitation. Final paragraph (c)(2)(i) is 
    identical to former paragraph (c)(2), with the addition of a reference 
    to the exception to the regular five-year revegetation responsibility 
    period provided at final paragraph (c)(2)(ii) for lands eligible for 
    remining included in permits issued before September 30, 2004, and any 
    renewals thereof. Final paragraph (c)(2)(ii) reduces the revegetation 
    responsibility period to two years for lands eligible for remining 
    included in such permits. Final paragraph (c)(2)(ii) also provides that 
    to the extent that the success standards for certain lands previously 
    disturbed by mining are established by Secs. 816/817.116(b), the lands 
    shall equal or exceed those standards during the growing season of the 
    last year of the responsibility period. Because OSM anticipates that in 
    most cases the post-mining land use for lands eligible for remining 
    will be as specified in paragraph (b)(5), final paragraph (c)(2)(ii) 
    merely includes the paragraph (b)(5) success standards. This does not 
    preclude the regulatory authority from prescribing paragraph (c)(2)(ii) 
    two-year success standards when the post-mining lands use is grazing, 
    crop, or pastureland.
        Final paragraph (c)(3) relates to areas of less than 26.0 inches of 
    annual average precipitation and incorporates language similar to 
    paragraph (c)(2) except that the period of responsibility has been 
    reduced from ten years to five years.
        The changes in these periods of responsibility for revegetation are 
    mandated by section 515(b)(20)(B) of SMCRA as amended by section 
    2503(b) of the Energy Policy Act.
        a. Comparison of proposed and final Secs. 816.116 and 817.116. The 
    format of the proposed rule apparently created some confusion for 
    commenters with respect to distinguishing between the responsibility 
    periods for revegetation and success standards for revegetation 
    intended by the proposed rule for lands eligible for remining. The 
    final rule seeks to clarify this situation for lands eligible for 
    remining by placing the requirements for both responsibility periods 
    for revegetation and success standards for revegetation in one 
    paragraph, either (c)(2)(ii) for areas of more than 26.0 inches of 
    average annual precipitation or (c)(3)(ii) for areas of 26.0 inches or 
    less average annual precipitation.
        Each of these paragraphs also contain the statement that if the 
    success standards are established by paragraph (b)(5), then the lands 
    eligible for remining shall equal or exceed these standards during the 
    growing season of the last year of the responsibility period (paragraph 
    (c)(2)(ii)) or of the last two 
    
    [[Page 58489]]
    consecutive years of the responsibility period (paragraph (c)(3)(ii)). 
    This reformatting change should make clear that the final rule is not 
    intended to vary the success standards for revegetation of the existing 
    rules.
    Phase-In for Reduced Revegetation Responsibility Periods
        Final Secs. 816/817.116 (c)(2)(ii) and (c)(3)(ii) tie the reduced 
    revegetation responsibility periods for lands eligible for remining to 
    permits issued before September 30, 2004, and any renewals thereof. 
    Because the statutory language of section 515(b)(20)(B) does not 
    contain the triggering language of section 510(e): ``[a]fter the date 
    of enactment of this subsection,'' OSM is interpreting final Secs. 816/
    817.116(c)(2)(ii) and (c)(3)(ii) as requiring existing permits to 
    obtain a permit revision to qualify for the rule's reduced revegetation 
    responsibility periods. This permit revision would require a 
    Sec. 773.13(c)(13)(i) finding by the regulatory authority that the 
    permit covers lands eligible for remining. Permits issued under new 
    Sec. 785.25 would also require a similar Sec. 773.13(c)(13)(i) finding. 
    Whether for existing permits or those issued under Sec. 785.25, the 
    reduced revegetation responsibility periods would apply only to lands 
    within the permit found to be eligible for remining.
        OSM is aware that, for existing operations on lands eligible for 
    remining which have ceased mining and have already begun reclamation, 
    the above interpretation of final Secs. 816/817.116 would allow for 
    reduced revegetation responsibility periods without operating as an 
    incentive for future remining. This interpretation is, however, 
    permissible under the language of section 515(b)(20)(B), whose only 
    qualification for the reduced revegetation responsibility periods is 
    that the affected land be eligible for remining, and is structurally 
    consistent with OSM's implementation of the Energy Policy Act's other 
    remining provision at section 510(e) (Sec. 773.15.(b)(4)(i)).
    Phase-Out for Reduced Revegetation Responsibility Periods
        Because final Secs. 816/817.116(c)(2)(ii) and (c)(3)(ii) tie the 
    reduced revegetation responsibility periods to remining permits issued 
    before September 30, 2004, or any renewals thereof, the reduced 
    revegetation responsibility provisions will not cease to be operative 
    on September 30, 2004, for permits issued before that date as would 
    have been the case under the proposed rule. Under the final rule, as 
    long as the permit was issued before September 30, 2004, the reduced 
    revegetation responsibility periods could extend beyond that date 
    through the prescribed duration of the remining permit or any renewals 
    thereof.
        This change was made in response to commenters who recommended that 
    the period of responsibility should apply to any remining permit issued 
    prior to September 30, 2004, even if the mining and/or period of 
    responsibility extended past that date.
        Both the reduced revegetation responsibility period provisions of 
    section 515(b)(20)(B) and the permit block exemption provisions of 
    section 510(e) are tied to lands eligible for remining. The same 
    provision in section 510(e) terminates the authority for both sections 
    on September 30, 2004. This termination provision suggests that 
    Congress intended sections 510(e) and 515(b)(20)(B) to operate in 
    tandem, providing structurally consistent incentives for remining 
    operations on lands eligible for remining.
        Interpreting the phase-out provisions of section 515(b)(20)(B) as 
    ending the reduced responsibility periods on September 30, 2004, would, 
    for remining operations existing on that date, render the shortened 
    responsibility period meaningless. A reduced two or five-year period 
    which runs past September 30, 2004, would be transformed on October 1, 
    2004, into a five and ten-year period. Thus no relief would be afforded 
    operations who would otherwise rely upon that statutory provision. Such 
    an interpretation would, particularly for potential remining operations 
    in the arid West and less so for those in the East, provide severely 
    limited incentive for remining. For instance, assuming one year would 
    be spent permit processing, one-half a year for preparing the site, one 
    and one-half years for actual remining, seven years to satisfy the 
    five-year responsibility period resulting in bond release, a Western 
    operator would then have had to have begun the permitting process in 
    September of 1994 to have availed himself of a section 515(b)(20)(B) 
    incentive if that incentive ended on September 30, 2004. If this 
    hypothetical remining schedule were in any way delayed, the operator 
    would run the risk of exceeding the 2004 barrier and being held to the 
    standard ten-year responsibility period.
        Rather than such an interpretation, OSM interprets consistently the 
    permit block exemption of section 510(e) and the reduced responsibility 
    provisions of section 515(b)(20)(B) by tying both to a remining permit 
    issued before September 30, 2004, or any renewals thereof. In other 
    words, the reduced responsibility period can extend beyond that date if 
    the permit is issued before September 30, 2004.
        One commenter correctly noted that the Energy Policy Act amendments 
    to section 515(b)(20) ``abridged the duration of the period of 
    responsibility, but did not alter the provisions relating to 
    demonstrating achievement of the revegetation standards.'' On the other 
    hand, several commenters suggested that OSM incorrectly interpreted the 
    requirements of the Energy Policy Act in the proposal with regard to 
    what the commenters referred to as ``success standards'' for 
    revegetation. Another commenter asked whether ``both ground cover and 
    productivity must meet standards for both years of the two-year 
    maintenance period * * *.''
        In response to both groups of comments, OSM stresses that the 
    Energy Policy Act only reduces the ``periods of responsibility'' for 
    revegetation from five to two years for areas of more than 26.0 inches 
    of average annual precipitation and from ten to five years for areas of 
    26.0 inches or less average annual precipitation. The Energy Policy Act 
    amendments to SMCRA do not prescribe any changes to revegetation 
    standards, success standards, or productivity standards. All of these 
    standards are unaffected by both the proposed and final rule. Thus, in 
    the proposal as well as the final rule, OSM has adopted the success 
    standards of the existing rules. OSM recognizes that the success 
    standard applicable to remining sites will likely be that of existing 
    30 CFR 816.116(b)(5) and 817.116(b)(5).
        Several commenters noted two editorial problems at Secs. 816/
    817.116(c)(2) of the proposal: (1) Remining was misspelled; and (2) The 
    word ``not'' was inadvertently omitted. The text has been corrected to 
    read ``In areas of more than 26.0 inches of annual average 
    precipitation, the period of responsibility shall continue for a period 
    of not less than: * * * (ii) Two full years for lands eligible for 
    remining * * *.''
    
    5. Other Comments
    
        One commenter stated that parts 816 and 817 should require that 
    rivers and streams within 20 miles of a remining site be capable of 
    sustaining fish populations and that wetlands destroyed during remining 
    must be replaced and added to. These comments go well beyond the 
    proposed rule and are not accepted.
        Two commenters recommended that the final rule provide for a date-
    certain bond release. One commenter stated that for operators with 
    previous 
    
    [[Page 58490]]
    reclamation success on remined lands there would be little additional 
    risk for bond releases tied to time versus bond releases tied to 
    success standards. The other commenter stated that H.R. 4053, a 
    predecessor to the Energy Policy Act, contained language relating to 
    ``date-certain release of an operator's bond'' and this language 
    established requisite Congressional intent in the Energy Policy Act for 
    a date-certain bond release. This language was not, however, carried 
    forward into H.R. 4381 (1992), H.R. 776 (1992), or the Energy Policy 
    Act. No provisions in the Energy Policy Act can be construed to 
    authorize a date-certain bond release and OSM rejects this 
    recommendation.
        One commenter recommended that adoption of final rules should be 
    delayed until all aspects of incentives dealing with abandoned coal 
    refuse sites have been worked out. The incentives and requirements for 
    removal and/or reprocessing of material at abandoned coal refuse sites 
    are mandated by section 2503(e) of the Energy Policy Act and are being 
    developed under a separate rulemaking. The statutory authority and the 
    subject matter for both the coal refuse and the current rulemaking are 
    sufficiently distinct and independent of each other so that there is no 
    need nor advantage gained by delaying this rule until resolution of all 
    coal refuse issues.
        Another commenter suggested the use of negotiated compliance 
    schedules to address abatement of unanticipated events prior to issuing 
    a violation. This suggested procedure was not included in the proposal 
    and, therefore, is beyond the scope of this rulemaking.
        Several commenters recommended inclusion in the final rule of 
    additional incentives which they felt would encourage remining. The 
    commenters provided no legal basis for the following recommendations: 
    (1) Creating minimum requirements for information on environmental 
    resources. This is based on the commenter's assertion that remining 
    operations are intended to mitigate or correct adverse effects of 
    mining while operations on previously undisturbed areas are intended to 
    prevent adverse effects; (2) Promulgating a new standard that would 
    encourage the most environmentally effective use of spoil as opposed to 
    current standards which require spoil to be used for highwall 
    elimination as a first priority; (3) Providing a bonding advantage for 
    remining operations; (4) Reducing the potential for bond forfeiture 
    resulting from unanticipated events or conditions by allowing the AML 
    program and not the operator to be responsible for final abatement of 
    preexisting conditions. OSM does not accept these comments. The 
    recommended incentives were not included in the proposal and are beyond 
    the scope of this rulemaking.
    
    III. Procedural Matters
    
    Federal Paperwork Reduction Act
    
        The collections of information contained in this rule have been 
    approved by the Office of Management and Budget under 44 U.S.C. 3501 et 
    seq and assigned clearance numbers 1029-0040 and 1029-0041.
    
    Executive Order 12778; Civil Justice Reform Certification
    
        This rule has been reviewed under the applicable standards of 
    section 2(b)(2) of Executive Order 12778, Civil Justice Reform (56 FR 
    55195). In general, the requirements of section 2(b)(2) of Executive 
    Order 12778 are covered by the preamble discussion of this final rule. 
    Additional remarks follow concerning individual elements of the 
    Executive Order:
        A. What is the preemptive effect, if any, to be given to the 
    regulation?
        The rule would have the same preemptive effect as other standards 
    adopted pursuant to SMCRA. To retain primacy, States have to adopt and 
    apply standards for their regulatory programs that are no less 
    effective than those set forth in OSM's rules. Ordinarily, any State 
    law that is inconsistent with, or that would preclude implementation of 
    a new Federal rule, would be subject to preemption under SMCRA section 
    505 and implementing regulations at 30 CFR 730.11. However, any State 
    law which provides for more stringent land use and environmental 
    controls and regulation of coal exploration and surface mining and 
    reclamation operations than do the provisions of the Act and any rules 
    issued pursuant thereto, shall not be construed as inconsistent with 
    those rules. Because the current amendments to SMCRA contained in the 
    Energy Policy Act are intended to ease certain requirements of the Act, 
    these rules will not preempt more stringent State laws.
        B. What is the effect on existing Federal law or regulation, if 
    any, including all provisions repealed or modified?
        This rule modifies the implementation of SMCRA, as described 
    herein, and is not intended to modify the implementation of any other 
    Federal statute. The preceding discussion of this rule specifies the 
    Federal regulatory provisions that are affected by this rule.
        C. Does the rule provide a clear and certain legal standard for 
    affected conduct rather than a general standard, while promoting 
    simplification and burden reduction?
        The standards established by this rule are as clear and certain as 
    practicable, given the complexity of the topics covered and the 
    mandates of SMCRA.
        D. What is the retroactive effect, if any, to be given to the 
    regulation?
        This rule implements portions of the Energy Policy Act that were 
    effective on October 24, 1992. Although this rule may be considered 
    retroactive to the extent it covers actions occurring October 24, 1992, 
    the Energy Policy Act requires such effects. OSM also recognizes that 
    the rule may allow revisions to existing permits to change revegetation 
    responsibility periods. This impact was explained above.
        E. Are administrative proceedings required before parties may file 
    suit in court? Which proceedings apply? Is the exhaustion of 
    administrative remedies required?
        No administrative proceedings are required before parties may file 
    suit in court challenging the provisions of this rule under section 
    526(a) of SMCRA, 30 U.S.C. 1276(a).
        Prior to any judicial challenge to the application of the rule, 
    however, administrative procedures must be exhausted. In situations 
    involving OSM application of the rule, applicable administrative 
    procedures may be found at 43 CFR part 4. In situations involving State 
    regulatory authority application of provisions equivalent to those 
    contained in this rule, applicable administrative procedures are set 
    forth in the particular State program.
        F. Does the rule define key terms, either explicitly or by 
    reference to other regulations or statutes that explicitly define those 
    items?
        Terms which are important to the understanding of this rule are set 
    forth in 30 CFR 700.5 and 701.5.
        G. Does the rule address other important issues affecting clarity 
    and general draftsmanship of regulations set forth by the Attorney 
    General, with the concurrence of the Director of the Office of 
    Management and Budget, that are determined to be in accordance with the 
    purposes of the Executive Order?
        The Attorney General and the Director of the Office of Management 
    and Budget have not issued any guidance on this requirement.
    
    Regulatory Flexibility Act
    
        The Department of the Interior has determined that the final rule 
    will not have a significant economic effect on a substantial number of 
    small entities under the Regulatory Flexibility Act, 5 U.S.C. 601 et 
    seq. This determination is based on the findings that the regulatory 
    
    [[Page 58491]]
    additions in the rule will not change costs to industry or to the 
    Federal, State, or local governments. Furthermore, the rule produces no 
    adverse effects on competition, employment, investment, productivity, 
    innovation, or the ability of United States enterprises to compete with 
    foreign/based enterprises in domestic or export markets.
    
    Executive Order 12866
    
        This final rule has been reviewed under Executive Order 12866.
    
    National Environmental Policy Act
    
        OSM has prepared an environmental assessment (EA) of this final 
    rule and has made a finding that it will not significantly affect the 
    quality of the human environment under section 102(2)(C) of the 
    National Environmental Policy Act of 1969 (NEPA), 42 U.S.C. 4332(2)(C). 
    The EA and finding of no significant impact are on file in the OSM 
    Administrative Record, Room 101, 1951 Constitution Avenue, NW., 
    Washington, DC.
    
    Author
    
        The principal author of this final rule is: Douglas J. Growitz, 
    P.G., Hydrologist, Branch of Research and Technical Standards, Office 
    of Surface Mining Reclamation and Enforcement, Room 110 SIB, 1951 
    Constitution Avenue, NW., Washington, DC 20240, Telephone: 202-208-
    2561.
    
    List of Subjects
    
    30 CFR Part 701
    
        Law enforcement, Surface mining, Underground mining.
    
    30 CFR Part 773
    
        Administrative practice and procedure, Surface mining, Underground 
    mining.
    
    30 CFR Part 785
    
        Reporting and recordkeeping requirements, Surface mining, 
    Underground mining.
    
    30 CFR Part 816
    
        Environmental protection, Reporting and recordkeeping requirements, 
    Surface mining.
    
    30 CFR Part 817
    
        Environmental protection, Reporting and recordkeeping requirements, 
    Underground mining.
    
        Dated: October 11, 1995.
    Bob Armstrong,
    Assistant Secretary, Land and Minerals Management.
    
        Accordingly, 30 CFR parts 701, 773, 785, 816 and 817 are amended as 
    set forth below:
    
    PART 701--PERMANENT REGULATORY PROGRAM
    
        1. The authority citation for part 701 is revised to read as 
    follows:
    
        Authority: 30 U.S.C. 1201 et seq., as amended; Pub. L. 100-34; 
    and Pub. L. 102-486.
    
        2. Section 701.5 is amended by adding alphabetically definitions of 
    ``lands eligible for remining'' and ``unanticipated event or 
    condition'' as follows:
    
    
    Sec. 701.5  Definitions.
    
    * * * * *
        Lands eligible for remining means those lands that would otherwise 
    be eligible for expenditures under section 404 or under section 
    402(g)(4) of the Act.
    * * * * *
        Unanticipated event or condition, as used in Sec. 773.15 of this 
    chapter, means an event or condition related to prior mining activity 
    which arises from a surface coal mining and reclamation operation on 
    lands eligible for remining and was not contemplated by the applicable 
    permit.
    * * * * *
    
    PART 773--REQUIREMENTS FOR PERMITS AND PERMIT PROCESSING
    
        3. The authority citation for part 773 is revised to read as 
    follows:
    
        Authority: 30 U.S.C. 1201 et seq., as amended, Pub. L. 100-34; 
    16 U.S.C. 470 et seq.; 16 U.S.C. 1531 et seq.; 16 U.S.C. 661 et 
    seq.; 16 U.S.C. 703 et seq.; 16 U.S.C. 668a; 16 U.S.C. 469 et seq.; 
    16 U.S.C. 470aa et seq.; and Pub. L. 102-486.
    
        4. Section 773.15 is amended by adding new paragraphs (b)(4) and 
    (c)(13) to read as follows:
    
    
    Sec. 773.15  Review of permit applications.
    
        (b) * * *
        (4)(i) Subsequent to October 24, 1992, the prohibitions of 
    paragraph (b) of this section regarding the issuance of a new permit 
    shall not apply to any violation that:
        (A) Occurs after that date;
        (B) Is unabated; and
        (C) Results from an unanticipated event or condition that arises 
    from a surface coal mining and reclamation operation on lands that are 
    eligible for remining under a permit:
        (1) Issued before September 30, 2004, or any renewals thereof; and
        (2) Held by the person making application for the new permit.
        (ii) For permits issued under Sec. 785.25 of this chapter, an event 
    or condition shall be presumed to be unanticipated for the purposes of 
    this paragraph if it:
        (A) Arose after permit issuance;
        (B) Was related to prior mining; and
        (C) Was not identified in the permit.
        (c) * * *
        (13) For permits to be issued under Sec. 785.25 of this chapter, 
    the permit application must contain:
        (i) Lands eligible for remining;
        (ii) An identification of the potential environmental and safety 
    problems related to prior mining activity which could reasonably be 
    anticipated to occur at the site; and
        (iii) Mitigation plans to sufficiently address these potential 
    environmental and safety problems so that reclamation as required by 
    the applicable requirements of the regulatory program can be 
    accomplished.
    * * * * *
    
    PART 785--REQUIREMENTS FOR PERMITS FOR SPECIAL CATEGORIES OF MINING
    
        5. The authority citation for part 785 is revised to read as 
    follows:
    
        Authority: 30 U.S.C. 1201 et seq., as amended; Pub. L. 100-34; 
    and Pub. L. 102-486.
    
        6. Section 785.25 is added to read as follows:
    
    
    Sec. 785.25  Lands eligible for remining.
    
        (a) This section contains permitting requirements to implement 
    Sec. 773.15(b)(4). Any person who submits a permit application to 
    conduct a surface coal mining operation on lands eligible for remining 
    must comply with this section.
        (b) Any application for a permit under this section shall be made 
    according to all requirements of this subchapter applicable to surface 
    coal mining and reclamation operations. In addition, the application 
    shall--
        (1) To the extent not otherwise addressed in the permit 
    application, identify potential environmental and safety problems 
    related to prior mining activity at the site and that could be 
    reasonably anticipated to occur. This identification shall be based on 
    a due diligence investigation which shall include visual observations 
    at the site, a record review of past mining at the site, and 
    environmental sampling tailored to current site conditions.
        (2) With regard to potential environmental and safety problems 
    referred to in paragraph (b)(1) of this section, describe the 
    mitigative measures that will be taken to ensure that the applicable 
    reclamation requirements of the regulatory program can be met.
        (c) The requirements of this section shall not apply after 
    September 30, 2004.
    
    [[Page 58492]]
    
    
    PART 816--PERMANENT PROGRAM PERFORMANCE STANDARDS--SURFACE MINING 
    ACTIVITIES
    
        7. The authority citation for part 816 is revised to read as 
    follows:
    
        Authority: 30 U.S.C. 1201 et seq., as amended; sec 115 of Pub. 
    L. 98-146, 30 U.S.C. 1257; Pub. L. 100-34; and Pub. L. 102-486.
    
        8. Section 816.116 is amended by revising paragraphs (c)(2) and 
    (c)(3) to read as follows:
    
    
    Sec. 816.116  Revegetation: Standards for success.
    
    * * * * *
        (c) * * *
        (2) In areas of more than 26.0 inches of annual average 
    precipitation, the period of responsibility shall continue for a period 
    of not less than:
        (i) Five full years, except as provided in paragraph (c)(2)(ii) of 
    this section. The vegetation parameters identified in paragraph (b) of 
    this section for grazing land, pasture land, or cropland shall equal or 
    exceed the approved success standard during the growing season of any 2 
    years of the responsibility period, except the first year. Areas 
    approved for the other uses identified in paragraph (b) of this section 
    shall equal or exceed the applicable success standard during the 
    growing season of the last year of the responsibility period.
        (ii) Two full years for lands eligible for remining included in 
    permits issued before September 30, 2004, or any renewals thereof. To 
    the extent that the success standards are established by paragraph 
    (b)(5) of this section, the lands shall equal or exceed the standards 
    during the growing season of the last year of the responsibility 
    period.
        (3) In areas of 26.0 inches or less average annual precipitation, 
    the period of responsibility shall continue for a period of not less 
    than:
        (i) Ten full years, except as provided in paragraph (c)(3)(ii) 
    below. Vegetation parameters identified in paragraph (b) of this 
    section shall equal or exceed the approved success standard for at 
    least the last two consecutive years of the responsibility period.
        (ii) Five full years for lands eligible for remining included in 
    permits issued before September 30, 2004, or any renewals thereof. To 
    the extent that the success standards are established by paragraph 
    (b)(5) of this section, the lands shall equal or exceed the standards 
    during the growing seasons of the last two consecutive years of the 
    responsibility period.
    * * * * *
    
    PART 817--PERMANENT PROGRAM PERFORMANCE STANDARDS--UNDERGROUND 
    MINING ACTIVITIES
    
        9. The authority citation for part 817 is revised to read as 
    follows:
    
        Authority: 30 U.S.C. 1201 et seq., as amended; sec. 115 of Pub. 
    L. 98-146, 30 U.S.C. 1257; Pub. L. 100-34; and Pub. L. 102-486.
    
        10. Section 817.116 is amended by revising paragraphs (c)(2) and 
    (c)(3) to read as follows:
    
    
    Sec. 817.116  Revegetation: Standards for success.
    
    * * * * *
        (c) * * *
        (2) In areas of more than 26.0 inches of annual average 
    precipitation, the period of responsibility shall continue for a period 
    of not less than:
        (i) Five full years, except as provided in paragraph (c)(2)(ii) of 
    this section. The vegetation parameters identified in paragraph (b) of 
    this section for grazing land, pasture land, or cropland shall equal or 
    exceed the approved success standard during the growing season of any 2 
    years of the responsibility period, except the first year. Areas 
    approved for the other uses identified in paragraph (b) of this section 
    shall equal or exceed the applicable success standard during the 
    growing season of the last year of the responsibility period.
        (ii) Two full years for lands eligible for remining included in 
    permits issued before September 30, 2004, or any renewals thereof. To 
    the extent that the success standards are established by paragraph 
    (b)(5) of this section, the lands shall equal or exceed the standards 
    during the growing season of the last year of the responsibility 
    period.
        (3) In areas of 26.0 inches or less average annual precipitation, 
    the period of responsibility shall continue for a period of not less 
    than:
        (i) Ten full years, except as provided in paragraph (c)(3)(ii) of 
    this section. Vegetation parameters identified in paragraph (b) of this 
    section shall equal or exceed the approved success standard for at 
    least the last two consecutive years of the responsibility period.
        (ii) Five full years for lands eligible for remining included in 
    permits issued before September 30, 2004, or any renewals thereof. To 
    the extent that the success standards are established by paragraph 
    (b)(5) of this section, the lands shall equal or exceed the standards 
    during the growing seasons of the last two consecutive years of the 
    responsibility period.
    * * * * *
    [FR Doc. 95-28862 Filed 11-24-95; 8:45 am]
    BILLING CODE 4310-05-M
    
    

Document Information

Effective Date:
12/27/1995
Published:
11/27/1995
Department:
Surface Mining Reclamation and Enforcement Office
Entry Type:
Rule
Action:
Final rule.
Document Number:
95-28862
Dates:
December 27, 1995.
Pages:
58480-58492 (13 pages)
RINs:
1029-AB74: Coal Remining
RIN Links:
https://www.federalregister.gov/regulations/1029-AB74/coal-remining
PDF File:
95-28862.pdf
CFR: (6)
30 CFR 773.15(b)(4)
30 CFR 701.5
30 CFR 773.15
30 CFR 785.25
30 CFR 816.116
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