96-6235. Approval and Promulgation of Implementation Plans; State of Missouri  

  • [Federal Register Volume 61, Number 53 (Monday, March 18, 1996)]
    [Proposed Rules]
    [Pages 10962-10968]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-6235]
    
    
    
    -----------------------------------------------------------------------
    
    
    ENVIRONMENTAL PROTECTION AGENCY
    40 CFR Part 52
    
    [MO-001-1001(b); FRL-5442-3]
    
    
    Approval and Promulgation of Implementation Plans; State of 
    Missouri
    
    AGENCY: Environmental Protection Agency (EPA).
    
    ACTION: Proposed rule.
    
    -----------------------------------------------------------------------
    
    SUMMARY: The EPA proposes to disapprove revisions to the air pollution 
    control State Implementation Plan (SIP) submitted by the state of 
    Missouri. The SIP pertains to the St. Louis vehicle inspection and 
    maintenance (I/M) program. These revisions require the implementation 
    of an enhanced motor vehicle I/M program in the St. Louis
    
    [[Page 10963]]
    metropolitan area, i.e., Jefferson, St. Louis, and St. Charles 
    counties, and St. Louis city. This proposal is being published to meet 
    the EPA's statutory obligation under the Clean Air Act (CAA).
    
    DATES: Comments must be received on or before April 17, 1996.
    
    ADDRESSES: Comments may be mailed to Stanley A. Walker, Environmental 
    Protection Agency, Air Planning and Development Branch, 726 Minnesota 
    Avenue, Kansas City, Kansas 66101.
    
    FOR FURTHER INFORMATION CONTACT: Stanley A. Walker at (913) 551-7494.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Introduction
    
        The CAA as amended in 1990 (the Act) requires areas that do not 
    meet the National Ambient Air Quality Standard for ozone pollution to 
    adopt either a ``basic'' or an ``enhanced'' I/M program, depending on 
    the severity of the problem and the population of the area. The Act 
    further requires each state, with an area required to have an I/M 
    program, to incorporate the I/M requirements into its SIP. Section 
    182(b)(4) requires basic I/M programs to be updated and implemented in 
    any 1990 Census-defined urbanized area classified as moderate ozone 
    nonattainment, e.g., the St. Louis nonattainment area. In order to 
    correct deficiencies in its basic program and to obtain greater 
    emission reductions (as explained below), Missouri opted to establish 
    an enhanced program. The state is required to comply with the I/M 
    requirements published in the Federal Register (57 FR 52950) I/M 
    Program Requirements (I/M rule) on November 5, 1992, codified at 40 CFR 
    Part 51, subpart S, as those requirements relate to basic I/M programs.
        One reason for Missouri's election to develop an enhanced I/M 
    program is that section 182 (b)(1)(A) of the CAA requires states, with 
    nonattainment areas classified as moderate and above for ozone, to 
    develop a plan to reduce areawide volatile organic compound (VOC) 
    emissions from a 1990 baseline by 15 percent. The reduction must 
    account for growth in emissions between 1990 and 1996. Missouri, like 
    other states, was required to submit the plan by November 15, 1993, and 
    reductions were required to be achieved within six years after 
    enactment or by November 15, 1996.
        In addition, for areas such as St. Louis, the Act prohibits credit 
    toward the 15 percent reduction for basic I/M programs. On May 25, 
    1995, Missouri submitted to the EPA a plan to reduce VOC emissions by 
    15 percent compared to 1990 VOC emission levels. The plan included 
    reasonably available control technology corrections, stationary source 
    rules, and an enhanced I/M program. By implementing an enhanced 
    program, Missouri could make the required improvements in its existing 
    program and gain greater emission reduction benefits which are 
    creditable toward the rate-of-progress plan (ROPP).
        The enhanced I/M program can reduce mobile source emissions over 40 
    percent; consequently, it plays a vital role in Missouri's ability to 
    meet the 15% ROPP. Based on Missouri's ROPP submission, the enhanced 
    program accounts for a substantial amount of the necessary 15 percent 
    emission reduction. Failure to implement a full enhanced I/M program 
    limits the state's ability to meet all the requirements under section 
    182 of the Act and to attain the ozone standards.
        Section 182(a)(2)(B) of the Act directed the EPA to publish updated 
    guidance for state I/M programs, taking into consideration findings of 
    the Administrator's audits and investigations of these programs. Based 
    on these requirements, the EPA promulgated I/M regulations on November 
    5, 1992 (57 FR 52950), codified at 40 CFR 51.350 through 50.373.
        The performance standard for enhanced I/M programs is normally 
    based on a high-tech test designed for new technology vehicles (i.e., 
    those with closed-loop control and, especially, fuel injected engines), 
    including a transient loaded exhaust short test incorporating 
    hydrocarbons (HC), carbon monoxide (CO), and nitrogen oxides (NOX) 
    cutpoints; an evaporative system integrity (pressure) test; and an 
    evaporative system performance (purge) test. The performance standard 
    for basic I/M programs remains the same as it has been since the 
    initial I/M policy was established in 1978, pursuant to the 1977 Clean 
    Air Act Amendments.
        Although Missouri has submitted an enhanced I/M program, the EPA is 
    proposing to act on the submittal with regard to compliance with the 
    basic I/M requirements in section 182(b)(4) and 40 CFR Part 51, Subpart 
    S, since those are the I/M requirements applicable to St. Louis. 
    However, in order to assist the state in developing an enhanced program 
    (should it choose to continue pursuit of that program), the EPA's 
    review will also include an analysis of the submission as it relates to 
    requirements for enhanced I/M.
    
    Background on Missouri's Program
    
        On January 1, 1984, the state of Missouri implemented a motor 
    vehicle I/M program in the St. Louis metropolitan area. The St. Louis 
    program is decentralized and jointly administered by the Missouri State 
    Highway Patrol and the Missouri Department of Natural Resources (MDNR). 
    The St. Louis I/M program was implemented to help reduce ozone and CO 
    pollution through testing vehicle emissions and requiring those 
    vehicles that have excessive emissions to be repaired.
        The EPA first audited the St. Louis, Missouri, I/M program in 1985. 
    The audit found that the St. Louis I/M program experienced a 
    significant shortfall in achieving the minimum required VOC emission 
    reductions necessary for an acceptable I/M program. As a follow-up to 
    the 1985 audit, the EPA conducted a second audit of the St. Louis I/M 
    program in 1987. The follow-up audit showed that the state had not made 
    sufficient progress toward improving the program. Based on the 
    continued low failure rate, an unrepresentative reporting on the 
    tampering rate, and an excessive waiver rate, the I/M program again 
    failed to achieve a level of emission reductions consistent with the 
    minimum emission reduction requirements (MERR).
        Since the St. Louis I/M program did not meet the minimum 
    requirements, the EPA requested the state to submit a corrective action 
    plan (CAP) to correct the St. Louis I/M program deficiencies. As part 
    of the CAP, Missouri implemented computerized BAR-90 type analyzers on 
    December 1, 1990.
        The EPA conducted an audit of the revised program in August 1992. 
    Despite improvements following the EPA's two previous audits, the St. 
    Louis I/M program still had not demonstrated a level of VOC emission 
    reductions consistent with the MERR for a basic program. The I/M 
    program is an important strategy toward achieving healthful air quality 
    in St. Louis. To maximize progress toward that goal, the state of 
    Missouri and the EPA believed the most effective approach would be to 
    implement a centralized, test-only program including high-tech testing.
        As discussed in the EPA's I/M rule, states such as Missouri were 
    required to submit an SIP by November 15, 1992, including a schedule, 
    analysis, description, legal authority, and adequate evidence of 
    funding and resources for program implementation discussed in section 
    51.372 (a)(1)-(a)(8).
        Missouri, however, failed to submit an SIP revision which would 
    meet the
    
    [[Page 10964]]
    requirements of applicable guidance and regulations for an I/M program. 
    Therefore, on January 15, 1993, pursuant to section 179(a) of the CAA, 
    the EPA made a finding of failure to submit a plan. As provided by the 
    Act, Missouri had 18 months (until July 15, 1994) to submit a complete 
    SIP revision or be subject to the sanction provisions identified in 
    section 179(b).
        Missouri could not adopt corrections to program deficiencies 
    without additional legal authority. Therefore, on May 13, 1994, 
    Missouri received legislative authority not only to correct the 
    deficiencies identified in the current basic I/M program, but to 
    implement a more cost-effective enhanced I/M program (Senate Bill 590). 
    With legislative authority to implement the enhanced I/M program, MDNR 
    and the EPA began working together to develop a complete SIP revision, 
    which was necessary to stop the sanction clock. Although the 18-month 
    clock expired, the EPA could not impose sanctions until the effective 
    date of a final rulemaking prescribing the order in which the section 
    179(b) sanctions were to be applied. The final rulemaking (59 FR 39832) 
    on the order of CAA sanctions was published on August 4, 1994, and 
    became effective on September 6, 1994.
        On September 1, 1994, Missouri submitted to the EPA a revised SIP 
    for an enhanced I/M program. The plan had undergone proper notice and 
    public hearing, and was adopted by the Missouri Air Conservation 
    Commission (MACC) on August 28, 1994. The revision included a copy of 
    the emergency rulemaking filed with the Secretary of State, a letter 
    from the Attorney General's Office describing the legal authority for 
    the emergency rulemaking, a copy of Senate Bill 590, and a Request for 
    Proposal narrative. Through upfront coordination with MDNR, the EPA was 
    able to determine that the SIP was complete on September 1, 1994. Thus, 
    Missouri was able to avoid sanctions. Subsequent amendments were 
    submitted by Missouri on May 25, 1995, in conjunction with the 15% 
    ROPP. On June 29, 1995, Missouri submitted additional documentation for 
    the I/M SIP. The rule was adopted by the MACC on July 27, 1995. 
    However, during the 1995 legislative session, the Missouri legislature 
    voted to delete I/M funding for operation of the centralized I/M 
    program. Lack of I/M funding severely hinders Missouri's ability to 
    implement several key aspects of the program (as explained below). 
    Consequently, the EPA is proposing to disapprove Missouri's I/M SIP 
    submission.
    
    III. The EPA's Analysis of Missouri's I/M Program Submittal
    
        As discussed above, sections 182(b)(4), 182(c)(3), 184(b)(1)(A), 
    187(a)(6), and 187(b)(1) of the Act require that states adopt and 
    implement regulations for a basic or an enhanced I/M program in certain 
    areas. The following sections of this notice summarize the requirements 
    of the Federal I/M regulations and address whether the elements of the 
    state's submittal comply with the Federal rule. Although Missouri opted 
    to revise its SIP to implement an enhanced I/M program, the CAA merely 
    required the state to submit a plan to correct deficiencies associated 
    with the current basic I/M program. As such, the EPA's decision 
    regarding the approvability of Missouri's SIP is based solely on the 
    criteria for a basic program. However, because Missouri chose to 
    correct its basic program by submitting an enhanced program, the EPA 
    has also reviewed the submittal for compliance with the requirements of 
    an enhanced program. Nonetheless, the deficiencies necessitating the 
    proposed disapproval, described below, relate to requirements for a 
    basic I/M program. Parties needing more specific information should 
    consult the Technical Support Document.
    
    Applicability--40 CFR Section 51.350
    
        Sections 182(b)(4) of the Act and 40 CFR section 51.350(a) require 
    all states classified as moderate ozone nonattainment, and not required 
    to implement enhanced I/M, to implement an I/M program no less 
    stringent than a basic I/M program. Implementation must occur in the 
    nonattainment area.
        The state's submittal contains legal authority and regulations 
    necessary to establish the program boundaries for enhanced I/M. The 
    program area which includes the St. Louis metropolitan nonattainment 
    area, i.e., Jefferson, St. Charles, and St. Louis counties, and St. 
    Louis city meets Federal requirements. Therefore, this portion of the 
    SIP is approvable.
    
    I/M Performance Standard--40 CFR Sections 51.351 and 51.352
    
        Section 51.351 contains the performance standard for enhanced I/M 
    programs, and section 51.352 contains the performance standard for 
    basic programs. As provided in the state submittal, Missouri's program 
    design parameters meet the Federal I/M regulations and are approvable. 
    The emission levels achieved by the state were modeled using MOBILE5a. 
    The modeling demonstration was performed adequately using local 
    characteristics and demonstrating that the program design meets the 
    minimum enhanced I/M performance standards. Therefore, the SIP meets 
    requirements for enhanced I/M programs under section 51.351. In 
    addition, the SIP meets the basic I/M requirements under section 
    51.352.
    
    Network Type and Program Evaluation--40 CFR Section 51.353
    
        As required for enhanced programs in the I/M rule, Missouri's 
    submittal provides for a centralized, test-only network. The SIP 
    includes a discussion regarding program evaluation and includes a 
    schedule for the biennial report. As indicated in the SIP, many program 
    evaluation aspects will be accomplished by a contractor. However, the 
    SIP lacks procedures describing the method by which the evaluation will 
    be conducted. Therefore, the SIP does not meet the program evaluation 
    requirements in section 51.353 of the I/M rule. However, the program 
    evaluation criterion is required for enhanced I/M programs only. 
    Therefore, this deficiency is not relevant to the EPA's proposed action 
    with respect to the basic I/M requirements.
    
    Adequate Tools and Resources--40 CFR Section 51.354
    
        In accord with section 51.354 of the I/M rule, the state must 
    provide a description of the resources and personnel to be used in the 
    program. According to section 51.372, the state must demonstrate that 
    adequate funding and resources for the program are available. Section 
    51.372(a)(8) requires that the SIP contain evidence of adequate funding 
    and resources to implement all aspects of the program.
        As required, the SIP includes a detailed budget plan which 
    describes the source of funds for personnel, program administration, 
    program enforcement, and purchase of equipment. The SIP also includes a 
    description of personnel resources dedicated to overt and covert 
    auditing, data analysis, program administration, enforcement, and other 
    necessary functions. The description of funding and resources is 
    adequate for purposes of section 51.354. However, the SIP does not meet 
    the Federal requirements for evidence of adequate tools and resources 
    under section 51.372. See the discussion of section 51.372 below for 
    more details.
    
    Test Frequency and Convenience--40 CFR Section 51.355
    
        The enhanced I/M performance standards assume an annual test
    
    [[Page 10965]]
    frequency; however, other schedules may be approved if the performance 
    standard is achieved. In addition, Missouri must demonstrate that the 
    network of stations providing the test services is sufficient to ensure 
    short waiting times and short driving distances.
        Missouri's enhanced I/M regulations provide for a biennial test 
    frequency which meets the performance standard. However, the SIP lacks 
    sufficient evidence that convenient services will be provided to the 
    motorist. The state submittal lacks a signed contract or a completed 
    Request for Proposal (RFP) that demonstrates the convenience 
    requirements, which is required for enhanced I/M programs only, will be 
    met. If Missouri chooses to rely on an enhanced I/M program to meet the 
    I/M SIP element required by section 182(b)(4) and the ROPP requirement 
    of section 182(b)(1), the state must address this requirement. 
    Consequently, this portion of the SIP does not meet the Federal 
    requirements for an enhanced I/M program. However, this deficiency is 
    not relevant to the EPA's proposed action with respect to the basic I/M 
    requirements.
    
    Vehicle Coverage--40 CFR Section 51.356
    
        According to Federal regulations, the SIP needs to include a 
    detailed description of the number and types of vehicles to be covered 
    by the program, and a description of any special exemptions which will 
    be granted by the program.
        Missouri's enhanced I/M legislation requires coverage of 1971 and 
    newer light-duty vehicles and light-duty trucks up to 8500 pounds gross 
    vehicle weight rating which are registered or required to be registered 
    in the I/M program area. This level of coverage is approvable because, 
    overall, the program design meets the enhanced I/M performance 
    standard. Also, Missouri is authorized in its enabling legislation to 
    impose fleet testing requirements and requirements for special 
    exemptions in accordance with Federal I/M requirements. This portion of 
    the SIP is approvable.
    
    Test Procedures and Standards--40 CFR Section 51.357
    
        Consistent with Federal regulation, Missouri's submittal includes a 
    description of the test procedures for transient, idle, evaporative 
    system purge, evaporative system pressure testing, and a visual 
    emission control device inspection. These test procedures conform to 
    the EPA approved test procedures detailed in the Federal I/M rule and 
    in the EPA document entitled ``High-Tech I/M Test Procedures, Emission 
    Standards, Quality Control Requirements, and Equipment 
    Specifications,'' EPA-AA-EPSD-I/M-93-1, dated July 1993, and are 
    approvable. The state I/M regulation establishes {HC, CO, CO, and 
    NOX} pass/fail exhaust standards for all test procedures for each 
    applicable model year and vehicle type. The exhaust standards adopted 
    by the state conform to the EPA established standards and are 
    approvable. The Missouri I/M regulation establishes evaporative purge 
    and pressure test standards which conform to the EPA established 
    standards and are approvable. The state regulation provides for start-
    up standards during the first two years of program implementation. 
    However, details of how the program start-up will be accomplished are 
    not included, and the SIP submittal indicates they will be provided by 
    a contractor. Without a signed contract or an RFP detailing 
    implementation of the start-up process, the EPA cannot approve this 
    portion of the SIP.
    
    Test Equipment--40 CFR Section 51.358
    
        Computerized test systems are required for performing any emission 
    measurements on subject vehicles. The Federal I/M regulation requires 
    Missouri's submittal to include written technical specifications for 
    all test equipment used in the program. The specifications describe the 
    emission analysis process, the necessary test equipment, the required 
    features, and written acceptance testing criteria and procedures. 
    Missouri's SIP meets these criteria.
    
    Quality Control--40 CFR Section 51.359
    
        The state submittal contains a procedure manual and regulations 
    which describe and establish quality control measures for the emission 
    measurement equipment, recordkeeping requirements, and measures to 
    maintain the security of all documents used to establish compliance 
    with the inspection requirements. The submittal states that many 
    quality control functions will be carried out by a contractor. However, 
    the submittal does not contain an adequate description of how the 
    contractor will carry out the functions relating to quality control. 
    Without a signed contract or RFP detailing these functions, the EPA 
    cannot evaluate whether these controls are adequate and cannot 
    determine that the state has adequate authority to ensure that these 
    functions will be implemented.
    
    Waivers and Compliance Via Diagnostic Inspection--40 CFR Section 51.360
    
        Missouri's regulation includes provisions which address waiver 
    criteria and procedures. The state regulation includes provisions 
    regarding cost limits, tampering and warranty-related repairs, quality 
    control, and administration. The state regulation requires repairs for 
    1981 and newer model year vehicles to be performed by a recognized 
    repair technician. The waiver rate has been used in the performance 
    standard modeling demonstration and is approvable. The waiver 
    provisions outlined in the submittal meet Federal I/M regulations and 
    are acceptable. However, the EPA notes that the waiver provision in the 
    current operating basic program allows waivers of emission testing for 
    persons who receive a low-emission tune-up. This is one of the 
    deficiencies the EPA noted in its January 15, 1993, finding that 
    Missouri had failed to submit corrections to its basic I/M program. 
    Without implementation of the program submitted in September 1, 1994, 
    this deficiency has not been corrected.
    
    Motorist Compliance Enforcement--40 CFR Section 51.361
    
        The Federal regulation requires compliance to be ensured through 
    the denial of motor vehicle registration in enhanced I/M programs, 
    unless an exception for use of an existing alternative is approved.
        The Missouri SIP commits to a compliance rate of 96 percent which 
    was used in the performance standard modeling demonstration and is 
    approvable. The submittal includes detailed information concerning the 
    registration denial enforcement process which meets Federal I/M 
    regulations and is approvable.
    
    Motorist Compliance Enforcement Program Oversight--40 CFR Section 
    51.362
    
        According to the Federal I/M regulation, the enforcement program 
    must be audited regularly and must follow effective program management 
    practices, including adjustments to improve operations when necessary. 
    The lack of adequate oversight was cited as a deficiency in the basic 
    program in the January 15, 1993, findings letter described previously.
        The Missouri regulation, procedure manual, and supporting documents 
    describe how the enforcement program oversight is quality controlled 
    and quality assured. The enforcement program oversight activities 
    included in the submittal meet most of the Federal
    
    [[Page 10966]]
    I/M regulation requirements. However, the state submittal lacks details 
    of how the information management system will be implemented. As 
    indicated in the SIP, requirements of this section depend on 
    participation from the Missouri Department of Revenue (MDOR) and the 
    assigned contractor. The state needs a Memorandum of Understanding with 
    MDOR, and a signed contract or an RFP outlining the duties of the 
    contractor to meet the requirements of this section. The enforcement 
    program oversight activities included in the submittal do not meet the 
    Federal I/M requirements and are not approvable. Therefore, the EPA 
    cannot approve this portion of the SIP.
    
    Quality Assurance--40 CFR Section 51.363
    
        The Federal regulation requires the SIP to describe the quality 
    assurance program and meet the applicable provision of the rule. 
    Missouri's submittal lacks a quality assurance procedural manual and 
    supporting documents which describe details and procedures for 
    implementing inspector records and equipment audits, as well as 
    providing formal training to all state enforcement officials. 
    Performance audits of inspectors will consist of both covert and overt 
    audits. The SIP indicates many functions of this section are to be 
    carried out by a contractor. The SIP states the contractor will be 
    responsible for portions of the oversight and enforcement provisions. 
    For example, the contractor is to be responsible for developing the 
    interactive software that would allow real-time access to all test 
    station information. Without a signed contract or an RFP detailing the 
    quality assurance program and procedures, the EPA cannot adequately 
    evaluate this portion of the SIP. Thus, the EPA cannot approve this 
    portion of the SIP.
    
    Enforcement Against Contractors, Stations, and Inspectors--40 CFR 
    Section 51.364
    
        The Federal regulation requires the state to meet applicable 
    enforcement provisions. The Federal I/M regulation requires the 
    establishment of minimum penalties for violations of program rules.
        The Missouri submittal includes the legal authority to establish 
    and impose penalties against stations, contractors, and inspectors. The 
    state I/M regulation gives the state auditor the authority to 
    temporarily suspend station and inspector registrations immediately 
    upon finding a violation. The submittal includes an official opinion 
    from the State Attorney General which explains the state constitutional 
    impediment to immediate suspension authority, and explains that a 
    system is in place to hold a hearing to suspend or revoke a license 
    within three business days of finding a violation. The submittal 
    includes a description of administrative and judicial procedures 
    relevant to the enforcement process. However, as discussed in the SIP, 
    a penalty schedule for the inspectors and details on how the contractor 
    will impose penalties against the inspectors will be included in the 
    contracts between the state and inspection station contractors. Without 
    a signed contract or RFP detailing this procedure, the EPA is unable to 
    approve this portion of the SIP.
    
    Data Collection--40 CFR Section 51.365
    
        Accurate data collection is essential to the management, 
    evaluation, and enforcement of an I/M program. The narrative in the SIP 
    states that data will be collected on each individual test conducted 
    and describes the type of data to be collected. The submittal also 
    commits to gather and report the results of the quality control checks 
    required pursuant to the Federal I/M regulations. However, the SIP 
    indicates much of this function will be fulfilled by a contractor, and 
    the submittal lacks a description of how the data will be collected. 
    Therefore, without an RFP or a signed contract detailing this 
    procedure, the EPA cannot approve this portion of the SIP.
    
    Data Analysis and Reporting--40 CFR Section 51.366
    
        Data analysis and reporting are required to assist in monitoring 
    and evaluating the program by the state and the EPA. The Federal I/M 
    regulation requires annual reports to be submitted which provide 
    information and statistics and summarize activities performed.
        The narrative provides for the analysis and reporting of data for 
    the testing program, quality assurance program, quality control 
    program, and the enforcement program. Again, the SIP indicates much of 
    this function will be fulfilled by the contractor and lacks an adequate 
    description of how the data will be collected and reported. Therefore, 
    without an RFP or a signed contract, the EPA cannot approve this 
    portion of the SIP.
    
    Inspector Training and Licensing or Certification--40 CFR Section 
    51.367
    
        The Federal I/M regulation requires all inspectors to be formally 
    trained and licensed or registered to perform inspections.
        The narrative in the submittal states that all inspectors will 
    receive formal training, will be registered by MDNR or the operating 
    contractor, and will renew their registration every two years. The 
    narrative includes a description of the items that need to be covered 
    in the training program. However, the SIP lacks a detailed description 
    of the written and hands-on tests and a description of the registration 
    process. The narrative states that a contractor will fulfill most of 
    the requirement of this section. Therefore, without an RFP or a 
    contract specifically detailing how this requirement will be met, the 
    EPA is unable to approve this portion of the SIP.
    
    Public Information and Consumer Protection--40 CFR Section 51.368
    
        The Federal I/M regulation requires the SIP to include public 
    information and consumer protection programs.
        Missouri addresses these provisions in the SIP. Missouri must 
    develop a public information program which educates the public on I/M, 
    state and Federal regulations, air quality and the role of motor 
    vehicles in the air pollution problem, and other items as described in 
    the Federal rule. The consumer protection program needs to include 
    provisions for a challenge mechanism, protection of whistle-blowers, 
    and providing assistance to motorists in obtaining warranty-covered 
    repairs. The SIP indicates that the requirement of this section will 
    primarily be the responsibility of a contractor. However, without an 
    RFP or a signed contract between the contractor and MDNR providing an 
    adequate description of these programs, the EPA is unable to approve 
    this portion of the SIP.
    
    Improving Repair Effectiveness--40 CFR Section 51.369
    
        As required by Federal regulation, the Missouri submittal needs to 
    require the implementation of a technical assistance program which 
    includes a hotline service to assist repair technicians, and a method 
    of regularly informing the repair facilities of changes in the program, 
    training courses, and common repair problems. Missouri lacks a repair 
    facility performance monitoring program which is expected to be 
    included in the RFP and I/M contract. Also, the monitoring program 
    would provide the motorist whose vehicle fails the test a summary of 
    local repair facilities performance, would provide regular feedback to 
    each facility on its repair performance, and would require the 
    submittal of a completed repair form at the time of retest. The 
    submittal lacks
    
    [[Page 10967]]
    an adequate description of the performance monitoring program design 
    and technician training program, and does not meet the criteria 
    described in the Federal regulation and is not approvable.
    
    Compliance With Recall Notices--40 CFR Section 51.370
    
        The Federal regulation requires the states to establish methods to 
    ensure that vehicles that are subject to the testing requirements and 
    are included in an emission-related recall receive the required repairs 
    before completing the emission test or renewing the vehicle 
    registration.
        The Missouri regulation provides the legal authority to require 
    owners to comply with emission-related recalls before completing the 
    emission test or renewing the vehicle registration. The submittal 
    includes a commitment to submit an annual report to the EPA which 
    includes the information as required by Federal regulation. However, 
    the SIP does not include an adequate description of procedures to be 
    used to incorporate national database recall information into the state 
    inspection database, and does not include quality control methods to 
    ensure recall repairs are properly documented and tracked. Therefore, 
    the recall compliance program contained in the SIP submittal does not 
    meet the Federal requirements and is not approvable.
    
    On-Road Testing--40 CFR Section 51.371
    
        On-road testing is required in enhanced I/M areas. Although 
    Missouri is not required to implement these on-road requirements, the 
    use of either remote sensing devices or roadside pullover (including 
    tailpipe emission testing) can increase the program's efficiency. Any 
    additional emission reductions achieved would be creditable towards 
    Missouri's 15% ROPP. Missouri does have enabling authority to implement 
    the on-road testing requirements. This requirement is optional for 
    basic I/M areas. Therefore, if Missouri chooses not to include all of 
    the on-road testing requirements in the program, it will not affect the 
    EPA's proposed action with respect to the basic requirements.
    
    SIP Submissions/Implementation Deadlines--40 CFR Section 51.372-373
    
        The Federal regulation requires enhanced I/M programs to meet the 
    submission deadline and to be implemented in accord with 40 CFR section 
    51.372-373.
        The Missouri submittal included the final state I/M regulations and 
    legislative authority to implement the program. The SIP lacks final 
    specifications, a final RFP, the contractor's proposal, the signed 
    contract between the state and the contractor, procedural documents, 
    interagency agreements, memoranda of understanding for program 
    implementation, and evidence of adequate funding and resources to 
    implement the program.
        Regarding adequate tools and resources, the state must demonstrate 
    that adequate funding and resources for the program are available. 
    Section 51.372(a)(8) requires that the SIP contain evidence of adequate 
    funding and resources to implement all aspects of the program. In 
    attempting to meet the aforementioned requirements, some of Missouri's 
    test fee or separately assessed per vehicle fee is to be collected, 
    placed in a dedicated fund, and used to help finance the program. 
    However, legislative action would be required to enable MDNR to use the 
    funds for operation of the program. In addition, the Missouri General 
    Assembly has specifically deleted funding for operation of the program 
    from Missouri's fiscal year 1996 budget. Consequently, the state has 
    not demonstrated that adequate funding is available to meet the budget 
    plan and carry out other program functions.
        The state submittal does not meet the adequate tools and resources 
    requirements set forth in 40 CFR section 51.372.
    
    Conclusion
    
        As discussed previously in this rulemaking, Missouri does not meet 
    the CAA requirements because its SIP submittal does not correct 
    deficiencies with respect to the basic I/M program. Currently, the 
    program is still operating under the system for which the EPA issued a 
    January 15, 1993, findings letter for failure to submit a plan to meet 
    MERR. Although the state has submitted a plan in an attempt to correct 
    I/M program deficiencies, the state has not demonstrated the I/M 
    program includes adequate resources to implement the program. Without 
    other supporting documents, such as a signed contract or an RFP 
    detailing how other requirement of the EPA's I/M rule will be met, the 
    EPA is unable to evaluate and approve the state's submittal.
        EPA Action: The EPA's review of the material indicates that the 
    state has not adopted an adequate I/M program in accordance with the 
    requirements of the Act. The EPA is proposing to disapprove the 
    Missouri SIP revision for an I/M program, which was submitted on 
    September 1, 1994. The EPA is soliciting public comments on the issues 
    discussed in this notice and on other relevant matters. These comments 
    will be considered before taking final action. Interested parties may 
    participate in the Federal rulemaking procedure by submitting written 
    comments to the EPA Regional Office listed in the ADDRESSES section of 
    this notice.
        Nothing in this action should be construed as permitting or 
    allowing or establishing a precedent for any future request for 
    revision to any SIP. Each request for revision to the SIP shall be 
    considered separately in light of specific technical, economic, and 
    environmental factors, and in relation to relevant statutory and 
    regulatory requirements.
        Under the Regulatory Flexibility Act, 5. U.S.C. 600 et seq., the 
    EPA must prepare a regulatory flexibility analysis assessing the impact 
    of any proposed or final rule on small entities (5 U.S.C. 603 and 604). 
    Alternatively, the EPA may certify that the rule will not have a 
    significant impact on a substantial number of small entities. Small 
    entities include small businesses, small not-for-profit enterprises, 
    and government entities with jurisdiction over populations of less than 
    50,000.
        The EPA's disapproval of the state request under section 110 and 
    subchapter I, Part D of the CAA does not affect any existing 
    requirements applicable to small entities. Any preexisting Federal 
    requirements remain in place after this disapproval. Federal 
    disapproval of the state submittal does not affect its state 
    enforceability. Moreover, the EPA's disapproval of the submittal does 
    not impose any new Federal requirements. Therefore, the EPA certifies 
    that this disapproval action does not have a significant impact on a 
    substantial number of small entities because it does not remove 
    existing requirements or impose any new Federal requirement.
        This action has been classified as a Table 3 action for signature 
    by the Regional Administrator under the procedures published in the 
    Federal Register on January 19, 1989 (54 FR 2214-2225), as revised by a 
    July 10, 1995, memorandum from Mary Nichols, Assistant Administrator 
    for Air and Radiation. The Office of Management and Budget has exempted 
    this regulatory action from E.O. 12866 review.
    
    Unfunded Mandates
    
        Under sections 202, 203, and 205 of the Unfunded Mandates Reform 
    Act of 1995 (``Unfunded Mandates Act''),
    
    [[Page 10968]]
    signed into law on March 22, 1995, the EPA must undertake various 
    actions in association with proposed or final rules that include a 
    Federal mandate that may result in estimated costs of $100 million or 
    more to the private sector, or to state, local, or tribal governments 
    in the aggregate.
        The proposed disapproval would have no impact on tribal governments 
    as regulators. The EPA has also determined that the proposed 
    disapproval would not impose any mandate on the private sector. 
    Existing rules previously approved by the EPA remain in effect and 
    would not be impacted by the disapproval. With respect to the impact on 
    state and local governments, the state may choose, but is not required, 
    to respond to a disapproval by revising and resubmitting the plan. In 
    any event, the EPA estimates that the cost to state and local 
    government of revising the plan would be less than $100 million in the 
    aggregate.
        Therefore, the EPA has determined that this proposed action does 
    not include a mandate that may result in estimated costs of $100 
    million or more to state, local, or tribal governments in the aggregate 
    or to the private sector.
    
    List of Subjects in 40 CFR Part 52
    
        Environmental protection, Air pollution control, Carbon monoxide, 
    Hydrocarbons, Incorporation by reference, Intergovernmental relations, 
    Lead, Nitrogen dioxide, Ozone, Particulate matter, Reporting and 
    recordkeeping requirements, Sulfur oxides, Volatile organic compounds.
    
        Authority: 42 U.S.C. 7401-7671q.
    
        Dated: March 7, 1996.
    Dennis Grams,
    Regional Administrator.
    [FR Doc. 96-6235 Filed 3-15-96; 8:45 am]
    BILLING CODE 6560-50-P
    
    

Document Information

Published:
03/18/1996
Department:
Environmental Protection Agency
Entry Type:
Proposed Rule
Action:
Proposed rule.
Document Number:
96-6235
Dates:
Comments must be received on or before April 17, 1996.
Pages:
10962-10968 (7 pages)
Docket Numbers:
MO-001-1001(b), FRL-5442-3
PDF File:
96-6235.pdf
CFR: (1)
40 CFR 52