96-19260. Use of Force and Application of Restraints  

  • [Federal Register Volume 61, Number 147 (Tuesday, July 30, 1996)]
    [Rules and Regulations]
    [Pages 39800-39801]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-19260]
    
    
          
    
    [[Page 39799]]
    
    
    _______________________________________________________________________
    
    Part VI
    
    
    
    
    
    Department of Justice
    
    
    
    
    
    _______________________________________________________________________
    
    
    
    Bureau of Prisons
    
    
    
    _______________________________________________________________________
    
    
    
    28 CFR Part 552
    
    
    
    Use of Force and Application of Restraints; Annual Determination of 
    Average Cost of Incarceration; Final Rule and Notice
    
    Federal Register / Vol. 61, No. 147 / Tuesday, July 30, 1996 / Rules 
    and Regulations
    
    [[Page 39800]]
    
    
    
    DEPARTMENT OF JUSTICE
    
    Bureau of Prisons
    
    28 CFR Part 552
    
    [BOP-1053-F]
    RIN 1120-AA41
    
    
    Use of Force and Application of Restraints
    
    AGENCY: Bureau of Prisons, Justice.
    
    ACTION: Final rule.
    
    -----------------------------------------------------------------------
    
    SUMMARY: In this document, the Bureau of Prisons is amending its rule 
    on Use of Force and Application of Restraints to require staff checks 
    on inmates in four-point restraints at least every 15 minutes. 
    Additional changes have been made for clarification or for editorial 
    purposes. This amendment is intended to provide for the continued 
    security and good order of the institution and the safety and well-
    being of inmates.
    
    EFFECTIVE DATE: July 30, 1996.
    
    ADDRESSES: Office of General Counsel, Bureau of Prisons, HOLC Room 754, 
    320 First Street, NW., Washington, DC 20534.
    
    FOR FURTHER INFORMATION CONTACT: Roy Nanovic, Office of General 
    Counsel, Bureau of Prisons, phone (202) 514-6655.
    
    SUPPLEMENTARY INFORMATION: The Bureau of Prisons is amending its rule 
    on Use of Force and Application of Restraints (28 CFR 552, subpart C, 
    which was published in the Federal Register May 17, 1989 (54 FR 21394) 
    and amended June 13, 1994 (59 FR 30468).
        In accordance with revised American Correctional Association 
    standards, the Bureau is increasing the frequency to at least every 15 
    minutes for staff monitoring of an inmate in four-point restraints. 
    Previously, staff were required to check the inmate at least every 30 
    minutes (see former Sec. 552.24(d)). Additional changes to the Bureau's 
    regulations being made for clarification or editorial purposes are 
    described below.
        Section 552.20 is amended to reduce repetitious use of ``inmate`` 
    in paragraphs (a) through (e). Section 552.21 is amended to include the 
    phrase ``using sound correctional judgment'' as a qualifier rather than 
    the previous phrase ``with correctional experience''. The revised 
    phrase more accurately describes the qualitative nature of the standard 
    and is used more consistently in the Bureau's regulations. In 
    Sec. 552.22, paragraph (c) is amended to include further paragraph 
    designations (1) through (3) for the sake of clarity; the opening 
    sentence of paragraph (g) of the section is amended for stylistic 
    reasons. In Sec. 552.24, the introductory paragraph is amended to 
    clarify that the determination on the use of four-point restraints is 
    made by the Warden. Paragraph (a) of the section is revised to include 
    further paragraph designations (1) and (2) for the sake of clarity. 
    Section 552.26 and paragraphs (f) and (g) of Sec. 552.24 are revised to 
    remove unnecessary passive constructions and to revise staff 
    nomenclature (``qualified health personnel'' rather than ``medical 
    staff'').
        Because these changes either are administrative or editorial in 
    nature, or provide for the continued safety and well-being of inmates 
    and do not impose further restrictions on inmates, the Bureau finds 
    good cause for exempting the provisions of the Administrative Procedure 
    Act (5 U.S.C. 553) requiring notice of proposed rulemaking, the 
    opportunity for public comment, and delay in effective date. Members of 
    the public may submit comments concerning this rule by writing to the 
    previously cited address. These comments will be considered but will 
    receive no response in the Federal Register. The Bureau of Prisons has 
    determined that this rule is not a significant regulatory action for 
    the purpose of E.O. 12866, and accordingly this rule was not reviewed 
    by the Office of Management and Budget pursuant to E.O. 12866. After 
    review of the law and regulations, the Director, Bureau of Prisons has 
    certified that this rule, for the purpose of the Regulatory Flexibility 
    Act (5 U.S.C. 601 et seq.), does not have a significant economic impact 
    on a substantial number of small entities, within the meaning of the 
    Act. Because this rule pertains to the correctional management of 
    offenders committed to the custody of the Attorney General or the 
    Director of the Bureau of Prisons, its economic impact is limited to 
    the Bureau's appropriated funds.
    
    List of Subjects in 28 CFR Part 552
    
        Prisoners.
    Kathleen M. Hawk,
    Director, Bureau of Prisons.
    
        Accordingly, pursuant to the rulemaking authority vested in the 
    Attorney General in 5 U.S.C. 552(a) and delegated to the Director, 
    Bureau of Prisons in 28 CFR 0.96(p), 28 CFR part 552 is amended as 
    follows:
    
    SUBCHAPTER C--INSTITUTIONAL MANAGEMENT
    
    PART 552--CUSTODY
    
        1. The authority citation for 28 CFR part 552 continues to read as 
    follows:
    
        Authority: 5 U.S.C. 301; 18 U.S.C. 3621, 3622, 3624, 4001, 4042, 
    4081, 4082 (Repealed in part as to offenses committed on or after 
    November 1, 1987), 5006-5024 (Repealed October 12, 1984 as to 
    offenses committed after that date), 5039; 28 U.S.C. 509, 510; 28 
    CFR 0.95-0.99.
    
        2. In Sec. 552.20, the last sentence of the introductory text and 
    paragraphs (a) through (e) are revised to read as follows (the 
    concluding text to the section remains unchanged):
    
    
    Sec. 552.20  Purpose and scope.
    
        * * * Staff are authorized to apply physical restraints necessary 
    to gain control of an inmate who appears to be dangerous because the 
    inmate:
        (a) Assaults another individual;
        (b) Destroys government property;
        (c) Attempts suicide;
        (d) Inflicts injury upon self; or
        (e) Becomes violent or displays signs of imminent violence.
    * * * * *
    
    
    Sec. 552.21   [Amended]
    
        3. In Sec. 552.21, paragraph (d) is amended by revising the phrase 
    ``with correctional experience'' to read ``using sound correctional 
    judgment''.
        4. In Sec. 552.22, paragraph (g) is amended by revising the opening 
    phrase ``Except where'' to read ``Except when'' and paragraph (c) is 
    revised to read as follows:
    
    
    Sec. 552.22   Principles governing the use of force and application of 
    restraints.
    
    * * * * *
        (c) Staff shall use only that amount of force necessary to gain 
    control of the inmate. Situations when an appropriate amount of force 
    may be warranted include, but are not limited to:
        (1) Defense or protection of self or others;
        (2) Enforcement of institutional regulations; and
        (3) The prevention of a crime or apprehension of one who has 
    committed a crime.
    * * * * *
        5. In Sec. 552.24, the introductory text and paragraphs (a), (f) 
    and (g) are revised, and paragraph (d) is amended by revising the first 
    sentence to read as follows:
    
    
    Sec. 552.24   Use of four-point restraints.
    
        When the Warden determines that four-point restraints are the only 
    means available to obtain and maintain control
    
    [[Page 39801]]
    
    over an inmate, the following procedures must be followed:
        (a) Soft restraints (e.g., vinyl) must be used to restrain an 
    inmate, unless:
        (1) Such restraints previously have proven ineffective with respect 
    to that inmate, or
        (2) Such restraints are proven ineffective during the initial 
    application procedure.
    * * * * *
        (d) Staff shall check the inmate at least every 15 minutes, both to 
    ensure that the restraints are not hampering circulation and for the 
    general welfare of the inmate. * * *
    * * * * *
        (f) When the inmate is placed in four-point restraints, qualified 
    health personnel shall initially assess the inmate to ensure 
    appropriate breathing and response (physical or verbal). Staff shall 
    also ensure that the restraints have not restricted or impaired the 
    inmate's circulation. When inmates are so restrained, qualified health 
    personnel ordinarily are to visit the inmate at least twice during each 
    eight hour shift. Use of four-point restraints beyond eight hours 
    requires the supervision of qualified health personnel. Mental health 
    and qualified health personnel may be asked for advice regarding the 
    appropriate time for removal of the restraints.
        (g) When it is necessary to restrain an inmate for longer than 
    eight hours, the Warden (or designee) or institution administrative 
    duty officer shall notify the Regional Director or Regional Duty 
    Officer by telephone.
        6. Section 552.26 is revised to read as follows:
    
    
    Sec. 552.26   Medical attention in use of force and application of 
    restraints incidents.
    
        (a) In immediate use of force situations, staff shall seek the 
    assistance of mental health or qualified health personnel upon gaining 
    physical control of the inmate. When possible, staff shall seek such 
    assistance at the onset of the violent behavior. In calculated use of 
    force situations, the use of force team leader shall seek the guidance 
    of qualified health personnel (based upon a review of the inmate's 
    medical record) to identify physical or mental problems. When mental 
    health staff or qualified health personnel determine that an inmate 
    requires continuing care, and particularly when the inmate to be 
    restrained is pregnant, the deciding staff shall assume responsibility 
    for the inmate's care, to include possible admission to the institution 
    hospital, or, in the case of a pregnant inmate, restraining her in 
    other than face down four-point restraints.
        (b) After any use of force or forcible application of restraints, 
    the inmate shall be examined by qualified health personnel, and any 
    injuries noted, immediately treated.
    
    [FR Doc. 96-19260 Filed 7-29-96; 8:45 am]
    BILLING CODE 4410-05-P
    
    
    

Document Information

Effective Date:
7/30/1996
Published:
07/30/1996
Department:
Prisons Bureau
Entry Type:
Rule
Action:
Final rule.
Document Number:
96-19260
Dates:
July 30, 1996.
Pages:
39800-39801 (2 pages)
Docket Numbers:
BOP-1053-F
RINs:
1120-AA41: Use of Force
RIN Links:
https://www.federalregister.gov/regulations/1120-AA41/use-of-force
PDF File:
96-19260.pdf
CFR: (5)
28 CFR 552.20
28 CFR 552.21
28 CFR 552.22
28 CFR 552.24
28 CFR 552.26