96-22426. Introduction of New Employment Authorization Document  

  • [Federal Register Volume 61, Number 172 (Wednesday, September 4, 1996)]
    [Rules and Regulations]
    [Pages 46534-46537]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-22426]
    
    
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    DEPARTMENT OF JUSTICE
    
    Immigration and Naturalization Service
    
    8 CFR Parts 210, 245a, 264, 274a and 299
    
    [INS No. 1399 E-96]
    RIN 1115-AB73
    
    
    Introduction of New Employment Authorization Document
    
    AGENCY: Immigration and Naturalization Service, Justice.
    
    ACTION: Final rule.
    
    -----------------------------------------------------------------------
    
    SUMMARY: The Immigration and Naturalization Service (Service) is 
    publishing a final rule introducing a more secure Employment 
    Authorization Document (EAD), Form I-766. The
    
    [[Page 46535]]
    
    Service will begin issuing Form I-766 on or after October 4, 1996. This 
    rule will confer authority for INS to begin issuing Form I-766 to 
    certain classes of aliens as evidence of authorization to work 
    temporarily in the United States. Form I-766 may be used by employees 
    and employers for purposes of employment verification eligibility 
    requirements on the Service Form I-9. No action is necessary for those 
    aliens who have valid evidence of employment authorization on Service 
    Forms I-688A and I-688B.
    
    EFFECTIVE DATE:  October 4, 1996.
    
    FOR FURTHER INFORMATION CONTACT:
     MayBurn DeBoe, Senior Immigration Examiner, Immigration and 
    Naturalization Service, Adjudications and Nationality Division, 425 I 
    Street NW., room 3214, Washington, DC. 20536, telephone (202) 514-5014.
    
    SUPPLEMENTARY INFORMATION: The Service published a supplemental 
    proposed rule (INS No. 1399S-94) in the Federal Register at 60 FR 
    32472-32477 on June 22, 1995. That rule, among other things, proposed 
    to introduce a new, more secure Employment Authorization Document 
    (EAD), Form I-766. This final rule introduces Form I-766 as a 
    designated employment authorization document and, for Form I-688A and 
    I-688B Employment Authorization Document holders, evidence of alien 
    registration; while also amending 8 CFR parts 210 and 245a to reflect 
    revised document numbers.
        The Service will begin to issue Form I-766 on October 4, 1996. At 
    this time, the Service is publishing in final form those provisions 
    which will allow for the use of Form I-766. Form I-766 will eventually 
    replace two existing Employment Authorization Documents, Forms I-688A 
    and I-688B. These provisions were contained in the proposed document 
    reduction rule (INS No. 1399-92) published on November 23, 1993, at 58 
    FR 61846-61850, and the supplemental proposed rule (INS No. 1399S-94) 
    published on June 22, 1995. The Service has elected to publish only 
    these select provisions in final form at this time. The remainder of 
    the provisions contained in the proposed document reduction rule and 
    supplemental proposed rule will be published in final form at a later 
    date.
    
    Centralized EAD Production
    
        The Service will centralize I-766 production at the service 
    centers. The Service has determined that utilizing state-of-the-art 
    technology at one or more of its service centers will enable the 
    Service to produce a more secure EAD which will benefit employers, 
    aliens who have been granted employment authorization, and the Service 
    as well.
        Currently, more than half of all EAD applications are filed and 
    processed at the service centers through direct mail, and the Service 
    plans to shift all remaining EAD applications to direct mail as a new 
    production system becomes available in the service centers. As noted in 
    the proposed supplemental rule, direct mail is a Service program which 
    allows the public to file certain applications and petitions for 
    benefits under the Immigration and Nationality Act (Act), as amended, 
    at service centers instead of field offices. This centralization has 
    improved inventory control, data integrity, and overall service.
    
    Introduction of Form I-766
    
        In the proposed rule published November 23, 1993, the Service 
    proposed amending 8 CFR parts 210 and 245a to reflect the eventual 
    replacement of Form I-688A with Form I-766. The Service will amend 
    those parts to include specific references to the form number of 
    Service-issued employment authorization documents (e.g., Form I-688B 
    and Form I-766). In addition, current language in sections under 8 CFR 
    parts 210 and 245a provide for employment authorization in 6-month 
    increments. This rule amends those sections to make them consistent 
    with language in 8 CFR 274a.12(c) which provides for employment 
    authorization in increments not to exceed 1 year.
    
    Related Regulatory and Process Changes
    
        To clarify the regulatory provisions for legalization applicant 
    work authorization in 8 CFR 274a.12, the Service is adding paragraphs 
    to (c) (20) and (22) to include these legalization groups as classes of 
    aliens who must apply for employment authorization while their 
    applications are pending before the Service. The addition of these two 
    (2) paragraphs will permit the Service to indicate on the EAD, the 
    different terms and conditions of legalization applicants under 
    sections 210 and 245A of the Act.
        In addition, since Form I-688A, which is issued to legalization 
    applicants, is designated by existing regulation as evidence of alien 
    registration, 8 CFR part 264 will be amended to permit Form I-766, 
    which eventually will replace Form I-688A, to be used as evidence of 
    alien registration. Also, because an employment authorization document 
    is considered an alien registration document for purposes of identity 
    and employment eligibility (List A) of the Form I-9, the Service is 
    amending part 264 to add Forms I-688B and I-766.
    
    Elimination of Certain Service-Issued Paper Documents
    
        In the supplemental proposed rule published on June 22, 1995, the 
    Service notified the public of its intent to eliminate from circulation 
    an unknown number of paper work authorization documents issued prior to 
    June 1, 1987. These pre-1987 paper work authorization documents neither 
    adhered to uniform standards for issuance and recordkeeping nor 
    contained security features. The Service, by its own regulation, 
    intended that these paper documents be terminated automatically on June 
    1, 1988. However, the Service was not in a state of readiness to issue 
    a secure employment authorization document on June 1, 1988 and 
    published in the Federal Register a stay and suspension of this 
    paragraph of its regulation. The Service is now prepared to issue a 
    highly secure document, Form I-766. Accordingly, effective December 31, 
    1996, consistent with the provisions of 8 CFR 274a.14(c), this rule 
    will lift the stay on the expiration of Service-issued paper work 
    permits issued before June 1, 1987, that was noticed at 53 FR 20086-87 
    on June 1, 1988. The stay was imposed ``to promote clarity in the 
    issuance of employment authorization documents'' while the Service 
    investigated technologies for a secure, standardized employment 
    authorization system. The technology behind Form I-766 represents an 
    important step towards such a system. Holders of such documents will be 
    required to obtain the new, secure Form I-766, through the prescribed 
    process for filing an Application for Employment Authorization (Form I-
    765. This provision applies exclusively to paper documents evidencing 
    periods of temporary employment authorization issued prior to June 1, 
    1987. Although the Service does not know the precise number of aliens 
    holding these pre-1987 paper work permits, it is reasonable to expect 
    that most such aliens have applied for immigration benefits under the 
    legalization program enacted in 1986 or otherwise sought immigration 
    benefits at which time the question of employment authorization would 
    have been revisited.
    
    Comments
    
        Many of the comments received on the proposed supplement relate to 
    sections that are not the subject of this final rule. Those will be 
    addressed when the Service publishes the final
    
    [[Page 46536]]
    
    document reduction rule. One commenter supported the eventual 
    elimination of the Form I-688B in conjunction with Form I-688A with the 
    introduction of the Form I-766. However, another commenter requested 
    that prompt adjudication of EAD applications be ensured. The commender 
    expressed concern that the processing time for Form I-766 will further 
    increase overall adjudication and processing time. The commenter also 
    encouraged the Service to engage in an aggressive informational 
    campaign to make affected aliens aware of the need to eventually 
    replace their EADs and to advise employers about the proposed changes 
    so that inadvertent discrimination and verification mistakes do not 
    occur.
        The Service is prepared to institute an aggressive informational 
    and educational campaign advising both employers and employees of the 
    introduction of the Form I-766. The Form I-766 is a more secure card 
    and is being introduced by the Service as a means to ensure quicker 
    processing time, as well as greater uniformity and consistency among 
    EADs. It is anticipated that the new EAD will ultimately result in less 
    confusion for the employment community.
    
    Regulatory Flexibility Act
    
        The Commissioner of the Immigration and Naturalization Service, in 
    accordance with the Regulatory Flexibility Act (5 U.S.C. Sec. 605(b)), 
    has reviewed this regulation and, by approving it, certifies that the 
    rule will not have a significant economic impact on a substantial 
    number of small entities. Employers, including small entities, are 
    required to comply with existing employment verification eligibility 
    requirements under the Act. Introduction of the more secure EAD, Form 
    I-766, imposes no such additional requirement. Rather, introduction of 
    the more secure EAD and centralizing its production are intended to 
    streamline the current process and simplify existing employment 
    verification eligibility requirements imposed on employers.
    
    Executive Order 12866
    
        This rule is considered by the Department of Justice, Immigration 
    and Naturalization Service, to be a ``significant regulatory action'' 
    under Executive Order 12866, section 3(f), Regulatory Planning and 
    Review, and has been reviewed by the Office of Management and Budget 
    (OMB). As noted in the supplementary section of this rule, this action 
    is intended to streamline and simplify compliance with the employment 
    eligibility verification requirements of the Act.
    
    Executive Order 12612
    
        This regulation will not have substantial direct effects on the 
    States, on the relationship between the National Government and the 
    States, or on the distribution of power and responsibility among the 
    various levels of government. Therefore, in accordance with Executive 
    Order 12612, it is determined that this rule does not have sufficient 
    federalism implications to warrant the preparation of a Federalism 
    Assessment.
    
    List of Subjects
    
    8 CFR Part 210
    
        Aliens, Reporting and recordkeeping requirements.
    
    8 CFR Part 245a
    
        Aliens, Immigration, Reporting and recordkeeping requirements.
    
    8 CFR Part 264
    
        Aliens, Reporting and recordkeeping requirements.
    
    8 CFR Part 274a
    
        Administrative practice and procedure, Aliens, Employment, 
    Penalties, Reporting and recordkeeping requirements.
    
    8 CFR Part 299
    
        Immigration, Reporting and recordkeeping requirements.
    
        Accordingly, chapter I of title 8 of the Code of Federal 
    Regulations is amended as follows:
    
    PART 210--SPECIAL AGRICULTURAL WORKERS
    
        1. The authority citation for part 210 continues to read as 
    follows:
    
        Authority: 8 U.S.C. 1103, 1160; 8 CFR part 2.
    
        2. In Sec. 210.4 paragraphs (b) (2) and (3) are revised to read as 
    follows:
    
    
    Sec. 210.4   Status and benefits.
    
    * * * * *
        (b) * * *
        (2) Employment and travel authorization prior to the granting of 
    temporary resident status. Permission to travel abroad and to accept 
    employment will be granted to the applicant after an interview has been 
    conducted in connection with a nonfrivolous application at a Service 
    office. If an interview appointment cannot be scheduled within 30 days 
    from the date an application is filed at a Service office, 
    authorization to accept employment will be granted, valid until the 
    scheduled appointment date. Employment authorization, both prior and 
    subsequent to an interview, will be restricted to increments not 
    exceeding 1 year, pending final determination on the application for 
    temporary resident status. If a final determination has not been made 
    prior to the expiration date on the Employment Authorization Document 
    (Form I-766, Form I-688A or Form I-688B) that date may be extended upon 
    return of the employment authorization document by the applicant to the 
    appropriate Service office. Persons submitting applications who 
    currently have work authorization incident to status as defined in 
    Sec. 274a.12(b) of this chapter shall be granted work authorization by 
    the Service effective on the date the alien's prior work authorization 
    expires. Permission to travel abroad shall be granted in accordance 
    with the Service's advance parole provisions contained in Sec. 212.5(e) 
    of this chapter.
        (3) Employment and travel authorization upon grant of temporary 
    resident status. Upon the granting of an application for adjustment to 
    temporary resident status, the service center will forward a notice of 
    approval to the applicant at his or her last known address and to his 
    or her qualified designated entity or representative. The applicant may 
    appear at any Service office, and upon surrender of the previously 
    issued Employment Authorization Document, will be issued Form I-688, 
    Temporary Resident Card. An alien whose status is adjusted to that of a 
    lawful temporary resident under section 210 of the Act has the right to 
    reside in the United States, to travel abroad (including commuting from 
    a residence abroad), and to accept employment in the United States in 
    the same manner as aliens lawfully admitted to permanent residence.
    * * * * *
    
    PART 245a--ADJUSTMENT OF STATUS TO THAT OF PERSONS ADMITTED FOR 
    LAWFUL TEMPORARY OR PERMANENT RESIDENT STATUS UNDER SECTION 245A OF 
    THE IMMIGRATION AND NATIONALITY ACT
    
        3. The authority citation for part 245a continues to read as 
    follows:
    
        Authority: 8 U.S.C. 1101, 1103, 1255a and 1255a note.
    
        4. In Sec. 245a.2 paragraph (n)(2) heading, and paragraphs 
    (n)(2)(ii) and (n)(3) are revised to read as follows:
    
    
    Sec. 245a.2   Application for temporary residence.
    
    * * * * *
    
    [[Page 46537]]
    
        (n) * * *
        (2) Employment authorization prior to the granting of temporary 
    resident status.
    * * * * *
        (ii) If an interview appointment cannot be scheduled within 30 days 
    from the date an application is filed at a Service office, 
    authorization to accept employment will be granted, valid until the 
    scheduled appointment date. Employment authorization, both prior and 
    subsequent to an interview, will be restricted to increments of 1 year, 
    pending final determination on the application for temporary resident 
    status. If a final determination has not been made prior to the 
    expiration date on the Employment Authorization Document (Form I-766, 
    Form I-688A or Form I-688B), that date may be extended upon return of 
    the employment authorization document by the applicant to the 
    appropriate Service office.
        (3) Employment and travel authorization upon grant of temporary 
    resident status. Upon the granting of an application for adjustment to 
    temporary resident status, the service center will forward a notice of 
    approval to the applicant at his or her last known address and to his 
    or her qualified designated entity or representative. The applicant may 
    appear at any Service office and, upon surrender of the previously 
    issued Employment Authorization Document, will be issued Form I-688, 
    Temporary Resident Card, authorizing employment and travel abroad.
    * * * * *
    
    PART 264--REGISTRATION AND FINGERPRINTING OF ALIENS IN THE UNITED 
    STATES
    
        5. The authority citation for part 264 continues to read as 
    follows:
    
        Authority: 8 U.S.C. 1103, 1201, 1201a, 1301-1305.
    
        6. In Sec. 264.1 paragraph (b) is amended by adding the entries for 
    ``Form I-766'' and ``Form I-688B'' to the listing of forms, in proper 
    numerical sequence, to read as follows:
    
    
    Sec. 264.1  Registration and fingerprinting.
    
    * * * * *
        (b) * * *
    Form No. and Class
    * * * * *
    I-688B, Employment Authorization Document.
    I-766, Employment Authorization Document.
    * * * * *
    
    PART 274A--CONTROL OF EMPLOYMENT OF ALIENS
    
        7. The authority citation for part 274a continues to read as 
    follows:
    
        Authority: 8 U.S.C. 1101, 1103, 1324a; 8 CFR part 2.
    
        8. Section 274a is amended by revising paragraph (b)(1)(v)(A)(6) 
    and removing and reserving paragraphs (b)(1)(v)(A)(7) and 
    (b)(1)(v)(A)(10) to read as follows:
    
    
    Sec. 274a.2  Verification of employment eligibility.
    
    * * * * *
        (b) * * *
        (1) * * *
        (v) * * *
        (A) * * *
        (6) An unexpired Employment Authorization Document issued by the 
    Immigration and Naturalization Service which contains a photograph, 
    Form I-766; Form I-688, Form I-688A, or Form I-688B;
        (7) [Reserved]
    * * * * *
        (10) [Reserved]
    * * * * *
        9. In Sec. 274a.12, new paragraphs (c)(20) and (c)(22) are added, 
    to read as follows:
    
    
    Sec. 274a.12  Classes of aliens authorized to accept employment.
    
    * * * * *
        (c) * * *
        (20) Any alien who has filed a completed legalization application 
    pursuant to section 210 of the Act (and part 210 of this chapter). 
    Employment authorization shall be granted in increments not exceeding 1 
    year during the period the application is pending (including any period 
    when an administrative appeal is pending) and shall expire on a 
    specified date.
    * * * * *
        (22) Any alien who has filed a completed legalization application 
    pursuant to section 245A of the Act (and part 245a of this chapter). 
    Employment authorization shall be granted in increments not exceeding 1 
    year during the period the application is pending (including any period 
    when an administrative appeal is pending) and shall expire on a 
    specified date.
    * * * * *
        10. In 274a.14 paragraphs (c)(1) and (c)(2) are revised to read as 
    follows:
    
    
    Sec. 274a.14  Termination of employment authorization.
    
    * * * * *
        (c) Automatic termination of temporary employment authorization 
    granted prior to June 1, 1987--(1) Temporary employment authorization 
    granted prior to June 1, 1987, pursuant to 8 CFR 274a.12(c) 
    (Sec. 109.1(b) contained in the 8 CFR edition revised as of January 1, 
    1987), shall automatically terminate on the date specified by the 
    Service on the document issued to the alien, or on December 31, 1996, 
    whichever is earlier. Automatic termination of temporary employment 
    authorization does not preclude a subsequent application for temporary 
    employment authorization.
        (2) A document issued by the Service prior to June 1, 1987, that 
    authorized temporary employment authorization for any period beyond 
    December 31, 1996, is null and void pursuant to paragraph (c)(1) of 
    this section. The alien shall be issued a new employment authorization 
    document upon application to the Service if the alien is eligible for 
    temporary employment authorization pursuant to 274A.12(c).
    * * * * *
    
    PART 299--IMMIGRATION FORMS
    
        11. The authority citation for part 299 continues to read as 
    follows:
    
        Authority: 8 U.S.C. 1101, 1103; 8 CFR part 2.
    
        12. Section 299.1 is amended by adding the entry for ``Form I-766'' 
    in proper numerical sequence to the listing of forms, to read as 
    follows:
    
    
    Sec. 299.1  Prescribed forms.
    
    * * * * *
    
    ------------------------------------------------------------------------
                                    Edition                                 
              Form No.               date                  Title            
    ------------------------------------------------------------------------
                                                                            
                      *        *        *        *        *                 
    I-766.......................    01-03-96  Employment Authorization      
                                               Document.                    
                                                                            
                      *        *        *        *        *                 
    ------------------------------------------------------------------------
    
        Dated: May 20, 1996.
    Doris Meissner,
    Commissioner, Immigration and Naturalization Service.
    [FR Doc. 96-22426 Filed 9-3-96; 8:45 am]
    BILLING CODE 4410-10-M
    
    
    

Document Information

Effective Date:
10/4/1996
Published:
09/04/1996
Department:
Immigration and Naturalization Service
Entry Type:
Rule
Action:
Final rule.
Document Number:
96-22426
Dates:
October 4, 1996.
Pages:
46534-46537 (4 pages)
Docket Numbers:
INS No. 1399 E-96
RINs:
1115-AB73: Reduction of the Number of Acceptable Documents and Other Changes to Employment Verification Requirements
RIN Links:
https://www.federalregister.gov/regulations/1115-AB73/reduction-of-the-number-of-acceptable-documents-and-other-changes-to-employment-verification-require
PDF File:
96-22426.pdf
CFR: (8)
8 CFR 274a.12(b)
8 CFR 245a.2
8 CFR 210.4
8 CFR 264.1
8 CFR 274a.2
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