97-8197. Design Standards for Highways; Geometric Design of Highways and Streets  

  • [Federal Register Volume 62, Number 62 (Tuesday, April 1, 1997)]
    [Rules and Regulations]
    [Pages 15392-15398]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-8197]
    
    
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    DEPARTMENT OF TRANSPORTATION
    
    Federal Highway Administration
    
    23 CFR Part 625
    
    [FHWA Docket No. 95-12]
    RIN 2125-AD38
    
    
    Design Standards for Highways; Geometric Design of Highways and 
    Streets
    
    AGENCY: Federal Highway Administration (FHWA), DOT.
    
    ACTION: Final rule.
    
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    SUMMARY: The National Highway System (NHS) was established by the 
    National Highway System Designation Act of 1995 (NHS Act), Pub. L. 104-
    59, 109 Stat. 568. In order to reflect the establishment of the NHS, 
    the FHWA is revising several areas of the text in its regulation at 23 
    CFR part 625 governing design standards for highways; updating the 
    listing of standards; relocating the guides and references; and 
    adopting as its policy for the design standards which apply to highway 
    construction and reconstruction projects on the NHS, a 1994 revision of 
    the American Association of State Highway and Transportation Officials' 
    (AASHTO) publication, ``A Policy on Geometric Design of Highways and 
    Streets'' (AASHTO 1994 Policy). The primary reason for development of 
    the new AASHTO 1994 Policy was to convert the numerical values in 
    AASHTO's 1990 Policy to the metric system (SI). With the recent 
    enactment of the NHS Act, the Secretary of the Department of 
    Transportation (Secretary) cannot require that any State use, or plan 
    to use, the metric system for Federal-aid projects before September 30, 
    2000. However, almost all of the States continued their conversion to 
    metric to meet the previously established deadline of September 30, 
    1996, and are either awarding contracts in metric or plan to do so in 
    the near future.
    
    DATES: This final rule is effective May 1, 1997. The incorporation by 
    reference of certain publications listed in the regulation is approved 
    by the Director of the Federal Register as of May 1, 1997.
    
    ADDRESSES: The current design standards are on file at the Office of 
    the Federal Register in Washington, DC, and are available for 
    inspection and copying from the FHWA Washington, D.C., Headquarters and 
    all FHWA Division and Regional Offices as prescribed in 49 CFR Part 7, 
    appendix D. Copies of the current AASHTO publications are also 
    available for purchase from the American Association of State Highway 
    and Transportation Officials, Suite 249, 444 North Capitol Street, NW., 
    Washington, DC 20001.
    
    FOR FURTHER INFORMATION CONTACT: Mr. Seppo I. Sillan, Geometric and 
    Roadside Design Branch, Federal-Aid and Design Division, Office of 
    Engineering (202) 366-0312, or Mr. Wilbert Baccus, Office of Chief 
    Counsel (202) 366-0780, Federal Highway Administration, 400 Seventh 
    Street SW., Washington DC 20590. Office hours are from 7:45 a.m. to 
    4:15 p.m., e.t., Monday through Friday, except Federal holidays.
    
    SUPPLEMENTARY INFORMATION: This final rule is based on the FHWA's 
    Interim Final Rule (IFR), FHWA Docket No. 95-12, Design Standards for 
    Highways; Geometric Design of Highways and Streets, at 61 FR 17566 
    (April 22, 1996). All comments received in response to the IFR have 
    been considered in adopting this final rule. For discussion of 
    comments, see the section entitled ``Discussion of Comments'' later in 
    this final rule.
        Revisions to the text in 23 CFR part 625 reflect the establishment 
    of the NHS by the NHS Act as the basic highway network in the United 
    States. References to ``Federal-aid highway projects'' have accordingly 
    been changed to ``NHS projects.'' The standards, policies, and standard 
    specifications that have been approved by the FHWA for application on 
    all projects on the NHS are incorporated by reference in 23 CFR part 
    625.
        Section 625.3(d) of the rule provides that these Federal design 
    standards apply to all projects on the NHS, regardless of funding 
    source. Under prior law, Federal standards applied to most projects 
    solely as a condition of receipt of Federal grant funds. The change, 
    applying Federal standards even to NHS projects wholly funded by
    
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    a State based on provisions in both the Intermodal Surface 
    Transportation Efficiency Act of 1991 (ISTEA), Pub. L. 102-240, 105 
    Stat. 1914, and the NHS Act, is consistent with the purpose for which 
    the NHS was established. In 23 U.S.C. 109(c), as amended by section 304 
    of the NHS Act, the Secretary is required, in cooperation with the 
    State highway departments, to approve design and construction standards 
    on the NHS. These provisions mirror the language and assignment of 
    responsibility appearing in 23 U.S.C. 109(b), which has long been 
    interpreted to require the Secretary to establish design standards for 
    the Interstate System without regard for funding source. In expanding 
    the Secretary's authority to all roads on the NHS, Congress sought to 
    accommodate interstate commerce by ensuring a uniform, safe, 
    interconnected system of principal arterial routes.
        Federal-aid projects not on the NHS are to be designed, 
    constructed, operated, and maintained in accordance with State laws, 
    regulations, directives, safety standards, design standards, and 
    construction standards. This change implements section 1016(d) of the 
    ISTEA, which added a new subsection (p) to section 109, title 23, 
    U.S.C., requiring non-NHS projects to be designed, constructed, 
    operated, and maintained in accordance with State laws and standards.
        The AASHTO is an organization which represents 52 State highway and 
    transportation agencies (including the District of Columbia and Puerto 
    Rico). Its members consist of the duly constituted heads and other 
    chief officials of those agencies. The Secretary is an ex officio 
    member, and DOT officials participate in various AASHTO activities as 
    nonvoting representatives. Among other functions, the AASHTO develops 
    and issues standards, specifications, policies, guides and related 
    materials for use by the States for highway projects. Many of the 
    standards, policies, and standard specifications approved by the FHWA 
    and incorporated in 23 CFR part 625 were developed and issued by the 
    AASHTO. Revisions to such documents of the AASHTO are independently 
    reviewed and adopted by the FHWA before they are applied to the NHS 
    projects.
        Recently, in 1994, the AASHTO revised the publication, ``A Policy 
    on Geometric Design of Highways and Streets.'' The primary reason for 
    development of the new document was to convert the numerical values in 
    the AASHTO 1990 Policy to the metric system (SI). The FHWA's Metric 
    Conversion Policy, published in the Federal Register on June 11, 1992 
    (57 FR 24843), provided that newly authorized Federal-aid construction 
    contracts must be only in metric units by September 30, 1996. Although 
    this date will have to be changed to comply with the NHS Act of 1995, 
    almost all of the States either are awarding contracts in metric or 
    plan to do so in the near future. A more detailed discussion of the 
    changes in the revised Policy is included later in this preamble.
        The new AASHTO 1994 Policy has replaced the previous version of 
    this Policy, which was published by the AASHTO in 1990 and adopted by 
    the FHWA in a final rule published in the Federal Register on April 29, 
    1993 (58 FR 25939). The 1994 Policy also takes the place of the 
    publication, ``Interim Selected Metric Values for Geometric Design,'' 
    AASHTO 1993, which was adopted by FHWA in a final rule published in the 
    Federal Register on December 10, 1993 (58 FR 64895). Through this 
    rulemaking, the FHWA is adopting the metric values established by the 
    AASHTO in this new 1994 Policy for geometric design of projects on the 
    NHS.
        Although the standards contained in the AASHTO 1994 Policy apply to 
    the Interstate System, specific guidance applicable to highways on the 
    Interstate System is included in another AASHTO publication, ``A Policy 
    on Design Standards-Interstate System,'' AASHTO 1991. The current 
    edition of that publication will be converted to the metric system in 
    the near future.
        Generally, the criteria in the functional chapters on local roads 
    and streets and on collectors (Chapters V and VI of the Policy) are not 
    applicable to projects on the NHS. However, if highway segments 
    functionally classified as less than principal arterials are 
    incorporated in the NHS by virtue of being Strategic Highway Network 
    (STRAHNET) Connectors or Intermodal Connectors, the standards used may 
    be those appropriate for the functional classification of the segment 
    taking into account the type of traffic using the segment.
    
    Summary of Changes
    
        The reference to FHWA Order M1100.1 in the Interim Final Rule was 
    incorrect. It should have been FHWA Order M1100.1A and this has been 
    corrected. For the convenience of the reader, 23 CFR part 625 is 
    published in its entirety. All other changes discussed in this section 
    refer to changes from the existing 23 CFR part 625.
        The following revisions have been made to the list of standards, 
    policies, and standard specifications in 23 CFR part 625, section 
    625.4:
        1. ``A Policy on Geometric Design of Highways and Streets,'' AASHTO 
    1990, has been updated to indicate the 1994 edition.
        2. ``Interim Selected Metric Values for Geometric Design,'' AASHTO 
    1993, has been deleted because metric values are now included in the 
    publication, ``A Policy on Geometric Design of Highways and Streets,'' 
    AASHTO 1994.
        3. ``A Policy on U-Turn Median Openings on Freeways,'' AASHTO 1960, 
    has been deleted. This document is no longer applicable and not 
    available from the AASHTO.
        4. ``A Policy on Access Between Adjacent Railroads and Interstate 
    Highways,'' AASHTO 1960, has been deleted. This document is no longer 
    applicable and not available from the AASHTO.
        5. ``Water Supply and Sewage Treatment at Safety Rest Areas,'' 
    FHWA, 23 CFR part 650, subpart E, has been deleted. The safe drinking 
    water requirements of this regulation have been superseded by the 
    national primary drinking water regulations promulgated by the U.S. 
    Environmental Protection Agency (40 CFR part 141) to comply with safe 
    drinking water legislation.
        6. ``Standard Specifications for Highway Bridges,'' Thirteenth 
    Edition, AASHTO 1983, has been updated to indicate the fifteenth 
    edition published in 1992 and the publication, ``Interim 
    Specifications--Bridges,'' AASHTO 1984 through 1988, has been updated 
    to indicate the 1993 through 1995 editions.
        7. ``AASHTO LRFD Bridge Design Specifications,'' AASHTO 1994, has 
    been added. These improved load and resistance factor design 
    specifications are an alternative to the long-standing ``Standard 
    Specifications for Highway Bridges,'' AASHTO 1992.
        8. ``Bridge Welding Code, ANSI/AASHTO/AWS D1.5-88,'' AASHTO has 
    been updated to indicate the 1995 edition.
        9. ``Reinforcing Steel Welding Code'' has been updated to indicate 
    the new name and current edition, ``Structural Welding Code--
    Reinforcing Steel,'' 1992.
        10. ``Standard Specifications for Structural Supports for Highway 
    Signs, Luminaires and Traffic Signals,'' AASHTO 1985, has been updated 
    to indicate the 1994 edition.
        The following changes have been made to 23 CFR part 625, section 
    625.5, entitled ``Guides and References,'' which contain a listing of 
    citations to publications that provide general information or guidance. 
    This section is
    
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    being removed from 23 CFR part 625 and will appear instead in the 
    ``Federal-Aid Policy Guide'' (FAPG). The FAPG is an organized, 
    looseleaf, single source documentation of the FHWA's current policies, 
    regulations, and nonregulatory procedural guidance information related 
    to the Federal-aid highway program. It is available for inspection and 
    copying as prescribed in 49 CFR part 7, appendix D.
        The remaining discussion describes the changes in the AASHTO 1994 
    Policy. There were a number of changes that were made throughout the 
    AASHTO 1990 Policy. These include the following:
        1. All dimensions were converted to the metric system.
        2. Slope is expressed in nondimensional ratios. The vertical 
    component is shown first and then the horizontal.
        3. Superelevation is expressed in percent.
        4. The more descriptive terms ``traveled way,'' ``roadway,'' 
    ``lane,'' and ``highway'' have been substituted for the term 
    ``pavement'' where appropriate; however, where the term ``pavement'' 
    refers to a type of surface it is retained.
        The following paragraphs provide a brief synopsis of the 
    information that is included in each of the 10 chapters of the AASHTO 
    1994 Policy and, as appropriate, any significant additions, revisions 
    or deletions beyond those listed above made to the currently approved 
    AASHTO 1990 Policy in the 1994 Policy.
    
    Chapter I--Highway Functions
    
        In this chapter the concept of functional classification is 
    presented and the various components considered in detail. This serves 
    as an introduction to functional classification and provides an 
    explanation of how the concept is employed in the publication. There 
    are no significant changes made in this chapter other than 
    identification of the NHS as a new administrative system.
    
    Chapter II--Design Controls and Criteria
    
        Those characteristics of vehicles, pedestrians, and traffic that 
    act as criteria for the design of various highway and street functional 
    classes are covered in this chapter. The coverage of capacity is 
    revised to agree with the Transportation Research Board's revised 
    chapters of the ``Highway Capacity Manual.'' (At the time this part of 
    the new Policy was undergoing revision, in mid-1993, a number, but not 
    all, of the chapters in the manual had been revised.)
        More emphasis is placed on accommodating elderly persons based on 
    information that has been published and studies that have been 
    conducted since the old Policy was published. More information on 
    bicycle transportation and characteristics has been included. The 
    concept of ``access management,'' which refers to setting access 
    standards for various types of highways and incorporating access 
    standards into legislation, has been added to the section on ``Access 
    Control.'' The terminology used in the Americans with Disabilities Act 
    of 1990 (ADA), Pub. L. 101-336, 104 Stat. 327, and its implementing 
    regulations has been incorporated in the discussion on designing 
    highways and facilities to meet the needs of persons with disabilities.
    
    Chapter III--Elements of Design
    
        The basic elements of design, such as sight distance, horizontal 
    alinement, superelevation, widths of turning roadways, vertical 
    alinement, maximum grades and climbing lanes are covered in this 
    chapter. Significant revisions to the chapter include the following:
        1. In order to eliminate confusion as to which values are used to 
    calculate lengths of vertical and horizontal curves, only the 
    calculated values of stopping and passing sight distance are shown. 
    These unrounded values are used in calculating lengths of vertical 
    curves and, then, the lengths of vertical curves are rounded, as was 
    done in the AASHTO 1990 Policy.
        2. Degree of curve is eliminated; curve criteria is based only on 
    radius.
        3. The term ``crown'' has been replaced by more appropriate 
    terminology, such as ``cross slope'' in most places.
        4. The information on distribution of superelevation and 
    superelevation runoff for curves with radii greater than the minimum 
    for low-speed urban streets has been eliminated. A recommendation that 
    as much superelevation and as long runoff lengths as possible be 
    provided, even on curves greater than minimum, is included.
        5. The values for the minimum middle ordinate on the inside of 
    horizontal curves needed to provide horizontal stopping sight distance 
    are based on computed values rather than rounded values.
        6. The information on design and capacity of climbing lanes for 
    two-lane and multilane highways has been revised based on the new, 
    revised chapters of the ``Highway Capacity Manual.''
        7. The information on truck escape ramps has been updated based on 
    the latest published information.
        8. The AASHTO 1994 Policy notes that personal computers can be used 
    to assist designers in developing vertical and horizontal alinements.
        9. The section on ``Maintenance of Traffic Through Construction 
    Areas'' has been revised to be consistent with the ``Manual on Uniform 
    Traffic Control Devices.''
        10. The references on highway drainage have been revised to refer 
    to the latest publications.
    
    Chapter IV--Cross Section Elements
    
        The elements of a highway, such as pavement cross slope, traffic 
    lanes, shoulders, medians, frontage roads, and roadsides are discussed 
    in this chapter. Significant revisions to the chapter include the 
    following:
        1. More information on design to accommodate bicyclists has been 
    added.
        2. The information on design of, and use of, curbs has been 
    revised.
        3. The section on design of pedestrian facilities has been modified 
    somewhat to conform to the ADA implementing regulations.
    
    Chapter V--Local Roads and Streets
    
        The design guidance applicable to those roads functionally 
    classified as local rural roads and local urban streets is covered in 
    this chapter. Significant revisions include the following:
        1. Traffic volume criteria in the tables for design speed, traveled 
    way, shoulder width, and width and design loading for bridges is 
    presented on the common basis of average daily traffic (ADT). This is 
    based on recent research which concluded the existing practice of 
    mixing ADT and design hour volume (DHV) is confusing.
        2. The values for minimum widths of traveled way and shoulder for 
    local roads having various ranges of ADT have been modified based on 
    National Cooperative Highway Research Program (NCHRP) Report 362, 
    ``Roadway Width for Low Traffic Volume Roads.'' In particular, a 5.4-m 
    traveled way is now permitted for highways with ADT's of under 400. For 
    rural local roads with ADT's of 400 to 1500 the lane and shoulder 
    widths may be adjusted to a minimum roadway width of 9.0 m.
    
    Chapter VI--Collector Roads and Streets
    
        The design guidance applicable to those roads functionally 
    classified as rural collector roads and urban collector streets is 
    covered in this chapter. Significant revisions to the chapter include 
    the following:
        1. Traffic volume criteria in the tables for design speed, traveled 
    way, shoulder width, and width and design loading for bridges is 
    presented on the common
    
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    basis of ADT. This is based on recent research which concluded the 
    existing practice of mixing ADT and DHV is confusing.
        2. The values for minimum widths of traveled way and shoulder for 
    rural collector roads having various ranges of ADT have been modified 
    based on NCHRP Report 362, ``Roadway Width for Low Traffic Volume 
    Roads.'' In particular, 2.7-m lane widths are now permitted for 
    highways with ADT's of 250 or less and design speeds of 60 km/h or 
    less.
        3. Traveled ways of a minimum width of 6.6 m are permitted to 
    remain on reconstructed highways with any ADT provided the alinement is 
    adequate and the safety records are satisfactory.
        4. More information on design to accommodate bicycles is included.
    
    Chapter VII--Rural and Urban Arterials
    
        The basis for design of the principal and minor arterial road 
    systems in rural and urban areas is presented in this chapter.
        The only significant change between the old and new Policy was to 
    modify the table providing minimum widths of traveled way and shoulder 
    based on information in NCHRP Report 362. Traffic volume criteria in 
    the table is only in terms of ADT (either current or projected). The 
    width of traveled way for ADT's of 400 to 2000 and design speeds of 
    under 100 km/h have been reduced slightly.
    
    Chapter VIII--Freeways
    
        The various types of freeways, their design elements, controls, 
    criteria and cross-sectional elements are covered in this chapter. The 
    only significant change to this chapter was to eliminate specific 
    right-of-way widths for the freeway cross sections. It is not 
    considered necessary to specify a total right-of-way width since this 
    is the sum of the individual cross-sectional elements.
    
    Chapter IX--At-Grade Intersections
    
        The basic types of intersections and the elements involved in their 
    designs, primarily those concerning the accommodation of turning 
    movements, are described in this chapter. The following are the major 
    changes in the chapter:
        1. Information on design to accommodate bicycles has been added.
        2. A discussion concerning the provision of free-flow right turns, 
    where speed change lanes are not provided and where pedestrians and 
    bicyclists are a consideration, has been added.
        3. Another case dealing with stopped vehicles turning left from a 
    major highway has been added to the discussion on intersection control.
        4. The section on sight distance at ramp terminals was eliminated 
    because sight distance at these locations is calculated in the same 
    manner as at any other intersection.
        5. The section on railroad grade crossings was revised to add 
    information on highway intersections adjacent to railroad grade 
    crossings.
    
    Chapter X--Grade Separations and Interchanges
    
        The basic types of interchanges and grade separations, along with 
    the design of their features, are discussed in this chapter. The 
    following are the significant changes in this chapter:
        1. Information on single point diamond interchanges was added.
        2. Information on the accommodation of pedestrians at interchanges 
    was added.
        3. A discussion on ramp metering was added.
        4. Most of the information on models was eliminated because models 
    and model types are illustrative only and not directly related to 
    design criteria.
    
    Discussion of Comments
    
        Interested persons were invited to participate in the development 
    of this final rule by submitting written comments on the IFR to FHWA 
    Docket No. 95-12 on, or before, June 21, 1996. There were 8 commenters 
    to this docket; 7 were State transportation agencies and 1 was a safety 
    interest group. The major comments relative to the subject of the final 
    rule are discussed below.
        One commenter noted that a previous rulemaking, the IFR for the 
    publication, ``Interim Selected Metric Values for Geometric Design'' 
    (Interim Metric Values), published in the Federal Register on December 
    10, 1993, at 58 FR 64895 (FHWA Docket No. 93-14), was not finalized. 
    Also, the commenter objected to the metric values used in both the 
    above document and in the AASHTO 1994 Policy. The Interim Metric 
    Values, as explained earlier, was developed so that States would have 
    immediate guidance for developing metric values. This was not finalized 
    because development of the 1994 version of the AASHTO Policy was 
    underway and would supersede the Interim Metric Values. Comments 
    received on the Interim Metric Values, however, were considered during 
    development of the AASHTO 1994 Policy and the IFR for 23 CFR part 625.
        The metric values for geometric design were developed by AASHTO 
    between 1992 and 1994. Exact conversion from English values in the 
    AASHTO 1990 Policy would have resulted in awkward, hard-to-use metric 
    values. The decision was made and voted on by AASHTO members to 
    slightly alter the metric values for usability. In some cases (for 
    example, lane width and shoulder width), this resulted in slightly 
    lesser values. On the other hand, other cases (for example, vertical 
    clearance and some curve radii), resulted in slightly greater values 
    when compared to the previous English values. The new metric values 
    represent the collective judgement of highway design professionals. The 
    FHWA has determined that the metric values come as close as possible to 
    retaining the English values already adopted pursuant to notice and 
    comment. That rulemaking appeared in the Federal Register on April 29, 
    1993, at 58 FR 25939, wherein FHWA adopted AASHTO's 1990 Policy 
    containing English values.
        One commenter suggested that it was not appropriate to move former 
    section 625.5, of 23 CFR part 625, entitled ``Guides and References,'' 
    into the Federal-aid Policy Guide (FAPG). The FHWA is subject to a 
    continuing mandate to remove all non-regulatory material from the Code 
    of Federal Regulations and this section has been identified as 
    guidelines rather than regulations. The FAPG is available for 
    inspection and copying as prescribed in 49 CFR part 7, appendix D.
        One commenter recommended that the resurfacing, restoration, and 
    rehabilitation (RRR) standards be applied on freeway facilities. 
    Current legislation does not permit use of the RRR standards on the 
    Interstate system nor does Congress intend for them to be used on non-
    Interstate freeways. Highways classified as freeways generally carry 
    the highest speed traffic with a safety record which is usually better 
    than any other type facility. Application of other than new or 
    reconstruction standards on these facilities might compromise their 
    safety and is not considered appropriate. There is some recognition of 
    the issues related to the RRR as stated in ``A Policy on Design 
    Standards--Interstate System.'' The standards used for horizontal 
    alignment, vertical alignment, and widths of median, traveled way, and 
    shoulder for Interstate resurfacing, restoration and rehabilitation 
    projects may be the AASHTO Interstate standards that were in effect at 
    the time of original construction or inclusion into the Interstate 
    system.
        One commenter was confused about approval authority for the RRR 
    standards. The approval authority is
    
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    delegated by the Secretary to the FHWA and remains unchanged.
        One commenter was concerned about incorporation of the NHS Act into 
    the regulation at 23 CFR part 625. Certain language from the NHS Act 
    was included in the IFR to ensure that factors such as the 
    ``constructed'' and ``natural'' environment, the environmental, scenic, 
    aesthetic, historic, community, and preservation impacts, and access to 
    other modes of transportation were considered as soon as possible. The 
    effort to develop additional guidance for consideration of these 
    community and environmental factors is a separate endeavor which is 
    underway. The FHWA sponsored a consultant contract for development of 
    guidance factors. The results of that contract, which was recently 
    completed, will be distributed to the highway community as well as to a 
    broad spectrum of environmental, scenic, historic, and community 
    interest groups. The AASHTO has established a joint task force to 
    consider the results of the contract for official adoption and to 
    promote incorporation of sensitive community and environmental issues 
    into design of transportation facilities. The FHWA and the AASHTO, 
    along with other partners, will begin the development of a training 
    course to further emphasize this subject.
    
    Rulemaking Analysis and Notices
    
        Section 553(b)(3)(B), title 5, U.S.C., of the Administrative 
    Procedure Act provides that agencies may dispense with prior notice and 
    opportunity for comment when the agency for good cause finds that such 
    procedures are impracticable, unnecessary, or contrary to the public 
    interest. The FHWA determined previously that publication of a proposed 
    rulemaking would be contrary to the public interest, and that prior 
    notice and opportunity for comment is unnecessary under 553(b)(3)(B).
        One commenter opposed the FHWA's adoption of the new geometric 
    design values without prior notice and opportunity for comment. 
    According to the commenter, the AASHTO 1994 Policy metric values 
    decrease lane and shoulder widths to levels far below the prevailing 
    English unit values of the AASHTO 1990 Policy. Because the decrease in 
    lane and shoulder widths result in both capacity and safety hazards, 
    the commenter strongly disagrees with the new metric values that the 
    FHWA adopts here as new cross section design standards. Prior notice 
    and opportunity for comment, the commenter argues, will allow the FHWA 
    to demonstrate the extent of the effects of narrower lanes and 
    shoulders on both safety and capacity.
        Going straight to a final rule is in the public interest because 
    the amendments to 23 CFR part 625 made by this document will allow the 
    FHWA to emulate its Metric Conversion Policy to authorize new Federal-
    aid construction contracts solely in metric units by September 30, 
    1996. Although this date will need to be changed to comply with the 
    recently enacted NHS Act, almost all of the States continued their 
    conversion to metric to meet the previously established deadline and 
    are either awarding contracts in metric or plan to do so in the near 
    future. The Metric Conversion Policy was developed as required by 
    section 3 of the Metric Conversion Act of 1975, Pub. L. 94-168, 89 
    Stat. 1007 (Metric Act), as amended, which mandates that all Federal 
    Government agencies begin using the International System of Units in 
    procurements, grants, and other business-related activities. As we 
    stated in the IFR, planning for Federal-aid construction projects is 
    already well underway, and States and other FHWA partners need to know 
    now (not four years from now), that the metric conversions used to 
    formulate their plans will match the FHWA's conversions. Thus, the FHWA 
    believes that implementation of the AASHTO's new 1994 policy, which 
    uses only metric values, should be accomplished as soon as possible. 
    The FHWA's adoption of the metric values in the new 1994 Policy 
    provides necessary certainty and continuity for States and other FHWA 
    partners, including highway construction contractors and consultants.
        As stated previously in the IFR, the FHWA determined that prior 
    notice and opportunity for comment are unnecessary. This is because the 
    text changes in 23 CFR part 625 reflect only the establishment of the 
    NHS. Any significant revisions are incorporated due to the FHWA's 
    adoption of the AASHTO 1994 Policy and the metric values contained 
    therein. The new 1994 Policy has replaced the previous version, which 
    was published by the AASHTO in 1990 and adopted by the FHWA pursuant to 
    notice and comment. [58 FR 25939 (April 29, 1993)]. The 1994 Policy 
    also takes the place of the publication, ``Interim Selected Metric 
    Values for Geometric Design,'' AASHTO 1993, which was adopted by the 
    FHWA in a rule published in the Federal Register on December 10, 1993 
    (58 FR 64895). All other changes to the AASHTO 1990 Policy that have 
    been incorporated into the 1994 Policy, for the most part, merely 
    clarify the meaning of certain terminology, incorporate the latest 
    geometric design information, or correct some minor errors in the 1990 
    Policy.
        Contrary to the commenters assertion, the FHWA has determined that 
    the AASHTO 1994 Policy metric values are essentially the same as the 
    English measurements already adopted by the FHWA pursuant to the notice 
    and comment rulemaking published in the Federal Register on April 29, 
    1993, wherein the FHWA adopted the AASHTO 1990 Policy.
        The new AASHTO 1994 Policy cross-section values do not drastically 
    reduce the prevailing values contained in the AASHTO 1990 Policy. As 
    mentioned in the section ``Discussion of Comments,'' exact conversion 
    from English values in the 1990 Policy would have resulted in awkward, 
    hard-to-use metric values. Therefore, the decision was made, and voted 
    on by AASHTO members, to slightly alter the metric values for 
    usability. The commenter also contends that a reduction of cross-
    section values may result in both capacity and safety hazards. As cited 
    previously in the section ``Summary of Changes,'' the minor 
    modifications for minimum widths of traveled way and shoulder were all 
    based on recent research studies. The research included extensive data 
    collection and analyses to assess safety, operational, and economic 
    impacts.
        The FHWA solicited public comment on this action and eight comments 
    were received in response to the IFR. All of the comments received have 
    been considered in evaluating whether any change to this action is 
    needed. The FHWA determines that no significant change is required.
        Because this final rule allows the FHWA to use the metric system of 
    measurements in its procurements, grants, and other business-related 
    activities consistent with the requirements of the Metric Conversion 
    Act, the FHWA believes that good cause exists to publish this rule.
    
    Executive Order 12866 (Regulatory Planning and Review) and DOT 
    Regulatory Policies and Procedures
    
        The FHWA has determined that this action is not a significant 
    regulatory action within the meaning of Executive Order 12866 or 
    significant within the meaning of Department of Transportation 
    Regulatory Policies and Procedures. The metric values selected in the 
    new AASHTO 1994 Policy are functionally equivalent to the English 
    system measurements contained in the old AASHTO 1990 Policy previously 
    adopted by notice and comment
    
    [[Page 15397]]
    
    rulemaking. Although the new AASHTO 1994 Policy contains new material, 
    the basic criteria remain essentially the same. In all practicality, 
    the new AASHTO 1994 Policy reflects the criteria, for the most part, 
    which have been in use in designing Federal-aid highways. It is 
    anticipated that the economic impact of the rulemaking will be minimal; 
    therefore, a full regulatory evaluation is not required.
    
    Regulatory Flexibility Act
    
        In compliance with the Regulatory Flexibility Act, Pub. L. 96-345, 
    5 U.S.C. 601-612, the FHWA has evaluated the effects of this rule on 
    small entities. Based on the evaluation, the FHWA hereby certifies that 
    this action will not have a significant economic impact on a 
    substantial number of small entities. As stated above, the FHWA made 
    this determination based on the fact that metric values in the new 
    AASHTO 1994 Policy are functionally equivalent to the English system 
    values they replace. Moreover, the new material contained in the new 
    AASHTO 1994 Policy reflects criteria which, for the most part, is 
    presently in use.
    
    Executive Order 12612 (Federalism Assessment)
    
        This action has been analyzed in accordance with the principles and 
    criteria contained in Executive Order 12612 and it has been determined 
    that this action does not have sufficient federalism implications to 
    warrant the preparation of a federalism assessment.
    
    Executive Order 12372 (Intergovernmental Review)
    
        Catalog of Federal Domestic Assistance Program Number 20.205, 
    Highway Planning and Construction. The regulations implementing 
    Executive Order 12372 regarding intergovernmental consultation on 
    Federal programs and activities apply to this program.
    
    Paperwork Reduction Act
    
        This action does not contain a collection of information 
    requirement for purposes of the Paperwork Reduction Act of 1980, 44 
    U.S.C. 3501 et seq.
    
    National Environmental Policy Act
    
        The agency has analyzed this action for the purpose of the National 
    Environmental Policy Act of 1969 (42 U.S.C. 4321 et seq.) and has 
    determined that this action would not have any effect on the quality of 
    the environment.
    
    Regulation Identification Number
    
        A regulation identification number (RIN) is assigned to each 
    regulatory action listed in the Unified Agenda of Federal Regulations. 
    The Regulatory Information Service Center publishes the Unified Agenda 
    in April and October of each year. The RIN contained in the heading of 
    this document can be used to cross reference this action with the 
    Unified Agenda.
    
    List of Subjects in 23 CFR Part 625
    
        Design standards, Grant programs--Transportation, Highways and 
    roads, Incorporation by reference, Reporting and recordkeeping 
    requirements.
    
        Issued: March 25, 1997.
    Jane Garvey,
    Acting Administrator, Federal Highway Administration.
    
        In consideration of the foregoing, the FHWA is amending Chapter I 
    of title 23, Code of Federal Regulations, by revising part 625 as set 
    forth below:
    
    PART 625--DESIGN STANDARDS FOR HIGHWAYS
    
    Sec.
    625.1  Purpose.
    625.2  Policy.
    625.3  Application.
    625.4  Standards, policies, and standard specifications.
    
        Authority: 23 U.S.C. 109, 315, and 402; Sec. 1073 of Pub. L. 
    102-240, 105 Stat. 1914, 2012; 49 CFR 1.48(b) and (n).
    
    
    Sec. 625.1  Purpose.
    
        To designate those standards, policies, and standard specifications 
    that are acceptable to the Federal Highway Administration (FHWA) for 
    application in the geometric and structural design of highways.
    
    
    Sec. 625.2  Policy.
    
        (a) Plans and specifications for proposed National Highway System 
    (NHS) projects shall provide for a facility that will--
        (1) Adequately serve the existing and planned future traffic of the 
    highway in a manner that is conducive to safety, durability, and 
    economy of maintenance; and
        (2) Be designed and constructed in accordance with criteria best 
    suited to accomplish the objectives described in paragraph (a)(1) of 
    this section and to conform to the particular needs of each locality.
        (b) Resurfacing, restoration, and rehabilitation (RRR) projects, 
    other than those on the Interstate system and other freeways, shall be 
    constructed in accordance with standards which preserve and extend the 
    service life of highways and enhance highway safety. Resurfacing, 
    restoration, and rehabilitation work includes placement of additional 
    surface material and/or other work necessary to return an existing 
    roadway, including shoulders, bridges, the roadside, and appurtenances 
    to a condition of structural or functional adequacy.
        (c) An important goal of the FHWA is to provide the highest 
    practical and feasible level of safety for people and property 
    associated with the Nation's highway transportation systems and to 
    reduce highway hazards and the resulting number and severity of 
    accidents on all the Nation's highways.
    
    
    Sec. 625.3  Application.
    
        (a) Applicable Standards. (1) Design and construction standards for 
    new construction, reconstruction, resurfacing (except for maintenance 
    resurfacing), restoration, or rehabilitation of a highway on the NHS 
    (other than a highway also on the Interstate System or other freeway) 
    shall be those approved by the Secretary in cooperation with the State 
    highway departments. These standards may take into account, in addition 
    to the criteria described in Sec. 625.2(a), the following:
        (i) The constructed and natural environment of the area;
        (ii) The environmental, scenic, aesthetic, historic, community, and 
    preservation impacts of the activity; and
        (iii) Access for other modes of transportation.
        (2) Federal-aid projects not on the NHS are to be designed, 
    constructed, operated, and maintained in accordance with State laws, 
    regulations, directives, safety standards, design standards, and 
    construction standards.
        (b) The standards, policies, and standard specifications cited in 
    Sec. 625.4 of this part contain specific criteria and controls for the 
    design of NHS projects. Deviations from specific minimum values therein 
    are to be handled in accordance with procedures in paragraph (f) of 
    this section. If there is a conflict between criteria in the documents 
    enumerated in Sec. 625.4 of this part, the latest listed standard, 
    policy, or standard specification will govern.
        (c) Application of FHWA regulations, although cited in Sec. 625.4 
    of this part as standards, policies, and standard specifications, shall 
    be as set forth therein.
        (d) This regulation establishes Federal standards for work on the 
    NHS regardless of funding source.
        (e) The Division Administrator shall determine the applicability of 
    the roadway geometric design standards to traffic engineering, safety, 
    and
    
    [[Page 15398]]
    
    preventive maintenance projects which include very minor or no roadway 
    work. Formal findings of applicability are expected only as needed to 
    resolve controversies.
        (f) Exceptions. (1) Approval within the delegated authority 
    provided by FHWA Order M1100.1A may be given on a project basis to 
    designs which do not conform to the minimum criteria as set forth in 
    the standards, policies, and standard specifications for:
        (i) Experimental features on projects; and
        (ii) Projects where conditions warrant that exceptions be made.
        (2) The determination to approve a project design that does not 
    conform to the minimum criteria is to be made only after due 
    consideration is given to all project conditions such as maximum 
    service and safety benefits for the dollar invested, compatibility with 
    adjacent sections of roadway and the probable time before 
    reconstruction of the section due to increased traffic demands or 
    changed conditions.
    
    
    Sec. 625.4  Standards, policies, and standard specifications.
    
        The documents listed in this section are incorporated by reference 
    with the approval of the Director of the Federal Register in accordance 
    with 5 U.S.C. 552(a) and 1 CFR part 51 and are on file at the Office of 
    the Federal Register in Washington, DC. They are available as noted in 
    paragraph (d) of this section. The other CFR references listed in this 
    section are included for cross-reference purposes only.
        (a) Roadway and appurtenances. (1) A Policy on Geometric Design of 
    Highways and Streets, AASHTO 1994. [See Sec. 625.4(d)(1)]
        (2) A Policy on Design Standards--Interstate System, AASHTO 1991. 
    [See Sec. 625.4(d)(1)]
        (3) The geometric design standards for resurfacing, restoration, 
    and rehabilitation (RRR) projects on NHS highways other than freeways 
    shall be the procedures and the design or design criteria established 
    for individual projects, groups of projects, or all nonfreeway RRR 
    projects in a State, and as approved by the FHWA. The other geometric 
    design standards in this section do not apply to RRR projects on NHS 
    highways other than freeways, except as adopted on an individual State 
    basis. The RRR design standards shall reflect the consideration of the 
    traffic, safety, economic, physical, community, and environmental needs 
    of the projects.
        (4) Erosion and Sediment Control on Highway Construction Projects, 
    refer to 23 CFR part 650, subpart B.
        (5) Location and Hydraulic Design of Encroachments on Flood Plains, 
    refer to 23 CFR part 650, subpart A.
        (6) Procedures for Abatement of Highway Traffic Noise and 
    Construction Noise, refer to 23 CFR part 772.
        (7) Accommodation of Utilities, refer to 23 CFR part 645, subpart 
    B.
        (8) Pavement Design, refer to 23 CFR part 626.
        (b) Bridges and structures. (1) Standard Specifications for Highway 
    Bridges, Fifteenth Edition, AASHTO 1992. [See Sec. 625.4(d)(1)]
        (2) Interim Specifications--Bridges, AASHTO 1993. [See 
    Sec. 625.4(d)(1)]
        (3) Interim Specifications--Bridges, AASHTO 1994. [See 
    Sec. 625.4(d)(1)]
        (4) Interim Specifications--Bridges, AASHTO 1995. [See 
    Sec. 625.4(d)(1)]
        (5) AASHTO LRFD Bridge Design Specifications, First Edition, AASHTO 
    1994 (U.S. Units). [See Sec. 625.4(d)(1)]
        (6) AASHTO LRFD Bridge Design Specifications, First Edition, AASHTO 
    1994 (SI Units). [See Sec. 625.4(d)(1)]
        (7) Standard Specifications for Movable Highway Bridges, AASHTO 
    1988. [See Sec. 625.4(d)(1)]
        (8) Bridge Welding Code, ANSI/AASHTO/AWS D1.5-95, AASHTO. [See 
    Sec. 625.4(d) (1) and (2)]
        (9) Structural Welding Code--Reinforcing Steel, ANSI/AWS D1.4-92, 
    1992. [See Sec. 625.4(d)(2)]
        (10) Standard Specifications for Structural Supports for Highway 
    Signs, Luminaires and Traffic Signals, AASHTO 1994. [See 
    Sec. 625.4(d)(1)]
        (11) Navigational Clearances for Bridges, refer to 23 CFR part 650, 
    subpart H.
        (c) Materials. (1) General Materials Requirements, refer to 23 CFR 
    part 635, subpart D.
        (2) Standard Specifications for Transportation Materials and 
    Methods of Sampling and Testing, parts I and II, AASHTO 1995. [See 
    Sec. 625.4(d)(1)]
        (3) Sampling and Testing of Materials and Construction, refer to 23 
    CFR part 637, subpart B.
        (d) Availability of documents incorporated by reference. The 
    documents listed in Sec. 625.4 are incorporated by reference and are on 
    file and available for inspection at the Office of the Federal 
    Register, 800 North Capitol Street, NW., Suite 700, Washington, DC. 
    These documents may also be reviewed at the Department of 
    Transportation Library, 400 Seventh Street, SW., Washington, DC, in 
    Room 2200. These documents are also available for inspection and 
    copying as provided in 49 CFR part 7, appendix D. Copies of these 
    documents may be obtained from the following organizations:
        (1) American Association of State Highway and Transportation 
    Officials (AASHTO), Suite 249, 444 North Capitol Street, NW., 
    Washington, DC 20001.
        (2) American Welding Society (AWS), 2501 Northwest Seventh Street, 
    Miami, FL 33125.
    
    [FR Doc. 97-8197 Filed 3-31-97; 8:45 am]
    BILLING CODE 4910-22-P
    
    
    

Document Information

Effective Date:
5/1/1997
Published:
04/01/1997
Department:
Federal Highway Administration
Entry Type:
Rule
Action:
Final rule.
Document Number:
97-8197
Dates:
This final rule is effective May 1, 1997. The incorporation by reference of certain publications listed in the regulation is approved by the Director of the Federal Register as of May 1, 1997.
Pages:
15392-15398 (7 pages)
Docket Numbers:
FHWA Docket No. 95-12
RINs:
2125-AD38: Design Standards for Highways; A Policy on Geometric Design of Highways and Streets; Design and Construction Criteria
RIN Links:
https://www.federalregister.gov/regulations/2125-AD38/design-standards-for-highways-a-policy-on-geometric-design-of-highways-and-streets-design-and-constr
PDF File:
97-8197.pdf
CFR: (7)
23 CFR 625.4(d)(1)]
23 CFR 625.4(d)
23 CFR 625.4(d)(1)]
23 CFR 625.1
23 CFR 625.2
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