97-3096. Technical Amendments of Rules Relating to Labor-Management Programs, Labor-Management Standards, and Standards of Conduct for Federal Sector Labor Organizations  

  • [Federal Register Volume 62, Number 27 (Monday, February 10, 1997)]
    [Rules and Regulations]
    [Pages 6090-6094]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-3096]
    
    
          
    
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    _______________________________________________________________________
    
    Part IV
    
    
    
    
    
    Department of Labor
    
    
    
    
    
    _______________________________________________________________________
    
    
    
    Office of Labor-Management Standards
    
    
    
    _______________________________________________________________________
    
    
    
    29 CFR Part 215 et al.
    
    
    
    Technical Amendments of Rules Relating to Labor-Management Programs, 
    Labor-Management Standards, and Standards of Conduct for Federal Sector 
    Labor Organizations; Final Rule
    
    Federal Register / Vol. 62, No. 27 / Monday, February 10, 1997 / 
    Rules and Regulations
    
    [[Page 6090]]
    
    
    
    DEPARTMENT OF LABOR
    
    Office of Labor-Management Standards,
    
    29 CFR Parts 215, 220, 401, 402, 403, 404, 405, 406, 408, 409, 417, 
    451, 452, 453, 457, 458, 459
    
    RIN 1215-AB16
    
    
    Technical Amendments of Rules Relating to Labor-Management 
    Programs, Labor-Management Standards, and Standards of Conduct for 
    Federal Sector Labor Organizations
    
    AGENCY: Office of Labor-Management Standards, Employment Standards 
    Administration, Labor.
    
    ACTION: Final Rule.
    
    -----------------------------------------------------------------------
    
    SUMMARY: This document makes a number of technical amendments to 
    Chapters II and IV of the Department of Labor's regulations. These 
    amendments are necessary because of a reorganization within the 
    Department and the enactment of the Congressional Accountability Act of 
    1995. This document also makes several other technical amendments and 
    corrections.
    
    EFFECTIVE DATE: February 10, 1997.
    
    FOR FURTHER INFORMATION CONTACT: Kay H. Oshel, Chief, Division of 
    Interpretations and Standards, Office of Labor-Management Standards, 
    Employment Standards Administration, U.S. Department of Labor, Room N-
    5605, Washington, D.C. 20210, (202) 219-7373 (this is not a toll-free 
    number).
    
    SUPPLEMENTARY INFORMATION: Secretary's Order No. 5-96 (62 FR 107, 
    January 2, 1997) delegated authority and assigned responsibilities to 
    the Assistant Secretary for Employment Standards, head of the 
    Employment Standards Administration (ESA), which had been previously 
    delegated and assigned to the Assistant Secretary for the American 
    Workplace, head of the Office of the American Workplace (OAW). OAW and 
    the position of Assistant Secretary for the American Workplace have 
    been abolished. The Office of Labor-Management Standards (OLMS), which 
    had been a unit within OAW, is now a unit within ESA. The Office of 
    Labor-Management Programs, which had also been a unit within OAW, has 
    been abolished and the statutory programs for which it had authority 
    and responsibilities have been delegated and assigned to OLMS.
        In addition, section 220(a)(1) of the Congressional Accountability 
    Act (CAA), 2 U.S.C. 1351(a), and part 2428 of the implementing 
    regulations, 142 Cong. R. S12062 (daily ed., October 1, 1996), 142 
    Cong. R. H10369 (daily ed., September 12, 1996), grant the Department 
    jurisdiction over labor organizations covered by the CAA in 
    implementing the standards of conduct provisions of the Civil Service 
    Reform Act of 1980, 5 U.S.C. 7120. Secretary's Order 5-96 (62 FR 107, 
    January 2, 1997) also assigned this jurisdiction to the Assistant 
    Secretary for Employment Standards.
        Consequently, the authority and responsibilities of the Assistant 
    Secretary for Employment Standards now include the functions to be 
    performed by the Secretary of Labor under (1) the employee protection 
    provisions of the Federal Transit Law, 49 U.S.C. 5333(b) and related 
    provisions, (2) section 43(d) of the Airline Deregulation Act of 1978, 
    repealed and reenacted at 49 U.S.C. 42101-42103, (3) section 405(a), 
    (b), (c), and (e) of the Rail Passenger Service Act of 1970, 45 U.S.C. 
    565(a), (b), (c), and (e), (4) the Labor-Management Reporting and 
    Disclosure Act of 1959, as amended (LMRDA), 29 U.S.C. 401 et seq.; (5) 
    section 1209 of the Postal Reorganization Act of 1970, 39 U.S.C. 1209; 
    (6) the provisions relating to standards of conduct for federal sector 
    labor organizations in the Civil Service Reform Act of 1978, 5 U.S.C. 
    7120, and the Foreign Service Act of 1980, 22 U.S.C. 4117, and (7) 
    section 220(a)(1) of the Congressional Accountability Act of 1995, 2 
    U.S.C. 1351(a)(1), Public Law No. 104-1, 109 Stat. 3.
        As a result of this reorganization and the enactment of the CAA, a 
    number of technical amendments to the regulations are necessary. First, 
    the heading for chapter II of title 29 of the Code of Federal 
    Regulations (CFR) is changed from ``Office of Labor-Management 
    Programs, Department of Labor'' to ``Office of Labor-Management 
    Standards, Department of Labor.'' Second, the authority citation for 
    each part in chapters II and IV of title 29 of the Code of Federal 
    Regulations is amended to replace ``Secretary's Order No. 2-93 (58 FR 
    42578)'' with ``Secretary's Order No. 5-96 (62 FR 107, January 2, 
    1997).'' Third, the definition of ``Assistant Secretary'' is changed 
    from ``Assistant Secretary for the American Workplace'' to ``Assistant 
    Secretary for Employment Standards.'' Fourth, the definition of 
    ``Office'' is revised to indicate that the Office of Labor-Management 
    Standards is part of the Employment Standards Administration. Finally, 
    a reference to the CAA is added to the authority citations for parts 
    457-459, which implement the CSRA provisions on standards of conduct 
    for federal sector labor organizations, and references and pertinent 
    definitions relating to the CAA are added in appropriate sections of 
    parts 457-459 and in section 451.3(a)(4).
        Several additional technical amendments are made to the regulations 
    because of a reorganization within OLMS. First, the position of 
    Director, Office of Elections, Trusteeships, and International Union 
    Audits has been abolished. The duties previously assigned to the 
    Director in the regulations are now assigned to the Chief of the 
    Division of Enforcement (DOE) within OLMS. Second, the duties 
    previously assigned to Regional Directors in the regulations are now 
    assigned to District Directors. Accordingly, the definitions of 
    ``Director'' and ``Regional Director'' have been replaced with 
    definitions of ``Chief, DOE'' and ``District Director,'' respectively. 
    Similarly, references to the ``Director'' and ``Regional Directors'' 
    have been replaced with references to ``Chief, DOE'' and ``District 
    Directors,'' respectively.
        Two other technical amendments are made in part 220 to reflect an 
    earlier reorganization within the Department by removing references to 
    the Bureau of Labor-Management Relations and Cooperative Programs, an 
    entity which had previously been abolished. Another two technical 
    amendments are made to indicate the citation of final rules which 
    established the current reporting forms for labor organization annual 
    financial reports.
        Finally, two technical corrections are being made in order for the 
    regulations to conform with prior regulatory amendments. These 
    corrections should have been made at the time the earlier rules were 
    proposed and issued in final, but were inadvertently omitted from those 
    rules.
        First, the regulations are amended at sections 402.5, 403.4(b)(5), 
    and 403.5 to permit a labor organization, which is eligible to file the 
    annual financial report required by the LMRDA on simplified reporting 
    Form LM-4, to also file its terminal report on Form LM-4. Form LM-4, 
    which may be used by very small labor organizations with receipts less 
    than $10,000, is a new form that was first promulgated in a final rule 
    published in the Federal Register on October 30, 1992, 57 FR 49290, and 
    was revised in a final rule published in the Federal Register on 
    December 21, 1993, 58 FR 67594. The other annual financial reporting 
    forms are Form LM-3, which may be used by labor organizations with up 
    to $200,000 in annual receipts, and Form LM-2, which may be used by any 
    labor organization.
    
    [[Page 6091]]
    
        The regulations currently allow a labor organization which is 
    eligible to file its annual financial report on simplified Form LM-3 to 
    also file its terminal report on that form. Thus, prior to the 
    promulgation of Form LM-4, the regulations permitted a labor 
    organization which was eligible to file a simplified annual financial 
    report to also file its terminal report on that simplified reporting 
    form. However, the final rules which promulgated and revised Form LM-4 
    inadvertently neglected to amend other provisions in the regulations to 
    allow a labor organization eligible to use Form LM-4 for its annual 
    financial report to also use Form LM-4 for its terminal report. The 
    technical correction in this rule allowing very small labor 
    organizations to file a terminal financial report on Form LM-4 will 
    correct that inadvertent omission.
        Second, the regulations implementing the standards of conduct for 
    federal sector unions are amended at section 458.30 by deleting the 
    last sentence. Section 458.30, which generally follows LMRDA section 
    401(h), 29 U.S.C. 481(h), currently provides that when a local union 
    officer is charged with serious misconduct and the union does not have 
    an adequate procedure for removing that officer, the union must follow 
    an adequate procedure which is defined in the regulations implementing 
    LMRDA section 401(h). The last sentence of the current section 458.30 
    further provides that a local union which does have an adequate officer 
    removal procedure in its constitution and bylaws must follow that 
    procedure.
        The requirement set forth in this last sentence of section 458.30 
    follows the Department's former interpretation of the LMRDA which had 
    been set forth in the regulations implementing LMRDA section 401(h) at 
    subpart B of 29 CFR part 417. However, after an appellate court 
    rejected this interpretation of the LMRDA, the Department amended 
    subpart B of 29 CFR part 417 to eliminate the provision requiring a 
    union to follow the adequate officer removal procedure in its 
    constitution and bylaws. That final rule was published in the Federal 
    Register on December 21, 1994, 59 FR 65714.
        Under the standards of conduct provisions of the Civil Service 
    Reform Act and the Foreign Service Act at 5 U.S.C. 7120(d) and 22 
    U.S.C. 4117(d), respectively, and the implementing regulations at 29 
    CFR 458.1, the standards of conduct regulations are to conform to the 
    requirements of the LMRDA and court decisions issued thereunder. 
    However, the final rule of December 21, 1994 inadvertently neglected to 
    amend the standards of conduct regulations to conform to the amendment 
    which was made to the LMRDA regulations pursuant to a court decision. 
    The technical correction made in this rule will correct that 
    inadvertent omission by deleting the last sentence of section 458.30.
        This rule also corrects a typographical error in section 458.30 by 
    changing the cross-reference to the LMRDA regulations from the 
    incorrect ``Sec. 417.2(e)'' to the correct ``Sec. 417.2(b).''
    
    Publication in Final
    
        The undersigned has determined that this rulemaking need not be 
    published as a proposed rule, as generally required by the 
    Administrative Procedure Act (APA), 5 U.S.C. 553. The portion of this 
    rulemaking that reflects agency organization, procedure, and practice 
    is exempt under section 553(b)(A) of the APA. For the portion of this 
    rulemaking that makes amendments required by statute and technical 
    amendments and corrections, there is good cause for finding that notice 
    and public procedure is unnecessary and contrary to the public 
    interest, pursuant to section 553(b)(B) of the APA.
    
    Effective Date
    
        The undersigned has determined that good cause exists for waiving 
    the customary requirement for delay in the effective date of a final 
    rule for 30 days following its publication since this rule is technical 
    and nonsubstantive, merely reflects agency organization, practice, and 
    procedure, and makes amendments required by statute and technical 
    amendments and corrections. Therefore, these amendments shall be 
    effective upon publication. See 5 U.S.C. 553(d).
    
    Administrative Requirements
    
    A. Executive Order 12866
    
        The Department of Labor has determined that this rule is not a 
    significant regulatory action as defined in section 3(f) of Executive 
    Order 12866 in that it will not (1) have an annual effect on the 
    economy of $100 million or more, or adversely affect in a material way 
    the economy, a sector of the economy, productivity, competition, jobs, 
    the environment, public health or safety, or State, local, or tribal 
    governments or communities, (2) create a serious inconsistency or 
    otherwise interfere with an action taken or planned by another agency, 
    (3) materially alter the budgetary impact of entitlements, grants, user 
    fees, or loan programs or the rights and obligations of recipients 
    thereof, or (4) raise novel legal or policy issues arising out of legal 
    mandates, the President's priorities, or the principles set forth in 
    Executive Order 12866.
    
    B. Regulatory Flexibility Act
    
        Because a notice of proposed rulemaking is not required for this 
    rule under 5 U.S.C. 553(b), the requirements of the Regulatory 
    Flexibility Act, 5 U.S.C. 601 et seq., pertaining to regulatory 
    flexibility analysis do not apply. See 5 U.S.C. 601(2). Therefore, a 
    regulatory flexibility analysis is not required.
    
    C. Paperwork Reduction Act
    
        This rule contains no additional information collection 
    requirements. The information collection requirements in the 
    regulations to which this rule makes technical amendments have been 
    approved by the Office of Management and Budget (OMB control number 
    1215-0188).
    
    D. Small Business Regulatory Enforcement Fairness Act
    
        The Department has determined that this final rule is not a ``major 
    rule'' requiring prior approval by the Congress and the President 
    pursuant to the Small Business Regulatory Enforcement Fairness Act of 
    1996 (5 U.S.C. 804), because it is not likely to result in (1) an 
    annual effect on the economy of $100 million or more, (2) a major 
    increase in costs or prices for consumers, individual industries, 
    Federal, State, or local government agencies, or geographic regions, or 
    (3) significant adverse effects on competition, employment, investment, 
    productivity, innovation, or the ability of United States-based 
    enterprises to compete with foreign-based enterprises in domestic and 
    export markets.
        Further, since the Department has determined, for good cause, that 
    publication of a proposed rule and solicitation of comments on this 
    rule is not necessary, under 5 U.S.C. 808(2), this final rule is 
    effective immediately upon publication as stated previously in this 
    notice.
    
    E. Unfunded Mandates Reform Act
    
        For purposes of Section 2 of the Unfunded Mandates Reform Act of 
    1995, 2 U.S.C. 1532, as well as Executive Order 12875 (58 FR 58093, 
    October 28, 1993), this rule does not include any federal mandate that 
    may result in increased expenditures by State, local and tribal 
    governments, or increased expenditures by the private sector of more 
    than $100 million.
    
    [[Page 6092]]
    
    List of Subjects
    
    29 CFR Part 215
    
        Grant administration; Grants--transportation; Labor-management 
    relations; Labor unions; Mass transportation.
    
    29 CFR Part 220
    
        Labor, Airline employees, Air carriers.
    
    29 CFR Parts 401, 417, 451, and 452
    
        Labor unions.
    
    29 CFR Parts 402, 403, 404, and 408
    
        Labor unions, Reporting and recordkeeping requirements.
    
    29 CFR 405 and 406
    
        Labor-management relations, Reporting and recordkeeping 
    requirements.
    
    29 CFR 409
    
        Insurance companies, Reporting and recordkeeping requirements.
    
    29 CFR Part 453
    
        Labor unions, Surety bonds.
    
    29 CFR Parts 457, 458, and 459
    
        Labor unions, Reporting and recordkeeping requirements, 
    Administrative practice and procedure.
    
    Adoption of Amendments of Regulations
    
        In consideration of the foregoing, the Office of Labor-Management 
    Standards, Employment Standards Administration, Department of Labor 
    hereby amends Chapters II and IV of title 29 of the Code of Federal 
    Regulations as set forth below.
    CHAPTER II--OFFICE OF LABOR-MANAGEMENT STANDARDS, DEPARTMENT OF LABOR
        1. The heading of Chapter II is revised to read ``Office of Labor-
    Management Standards, Department of Labor.''
    
    PART 215--GUIDELINES, SECTION 5333(b), FEDERAL TRANSIT LAW
    
        2. The authority citation for part 215 is revised to read as 
    follows:
    
        Authority: Secretary's Order No. 5-96, 62 FR 107, January 2, 
    1997.
    
    PART 220--AIRLINE EMPLOYEE PROTECTION PROGRAM
    
        3. The authority citation for part 220 is revised to read as 
    follows:
    
        Authority: Section 43(f) of the Airline Deregulation Act of 
    1978, Pub. L. No. 95-504, 92 Stat. 1750-1753 (49 U.S.C. 1552); 
    Secretary's Order No. 1-79, 44 FR 13093; Secretary's Order No. 5-96 
    62 FR 107, January 2, 1997.
    
    
    Sec. 220.04  [Amended]
    
        4. Section 220.04 is amended by removing the words ``Deputy Under 
    Secretary for Labor-Management Relations and Cooperative Programs, 
    Bureau of Labor-Management Relations and Cooperative Programs 
    (BLMRCP)'' from the introductory text and adding in their place the 
    words ``Assistant Secretary for Employment Standards.''
    
    
    Sec. 220.26  [Amended]
    
        5. Section 220.26(c) is amended by removing the words ``Bureau of 
    Labor-Management Relations and Cooperative Programs, room N-5416'' and 
    adding in their place the words ``Division of Statutory Programs, 
    Office of Labor-Management Standards.''
    CHAPTER IV--OFFICE OF LABOR-MANAGEMENT STANDARDS, DEPARTMENT OF LABOR
    
    PART 401--MEANING OF TERMS USED IN THIS SUBCHAPTER
    
        6-7. The authority citation for part 401 is revised to read as 
    follows:
    
        Authority: Secs. 3, 208, 301, 401, 402, 73 Stat. 520, 529, 530, 
    532, 534 (29 U.S.C. 402, 438, 461, 481, 482); Secretary's Order No. 
    5-96, 62 FR 107, January 2, 1997; Sec. 401.4 also issued under sec. 
    320 of Title III of the Bankruptcy Reform Act of 1978, Pub. L. 95-
    598, 92 Stat. 2678.
    
        8. Section 401.18 is revised to read as follows:
    
    
    Sec. 401.18  Office.
    
        Office means the Office of Labor-Management Standards, Employment 
    Standards Administration, United States Department of Labor.
        9. Section 401.19 is revised to read as follows:
    
    
    Sec. 401.19  Assistant Secretary.
    
        Assistant Secretary means the Assistant Secretary of Labor for 
    Employment Standards, head of the Employment Standards Administration.
    
    PART 402--LABOR ORGANIZATION INFORMATION REPORTS
    
        10. The authority citation for part 402 is revised to read as 
    follows:
    
        Authority: Secs. 201, 207, 208, 73 Stat. 524, 529 (29 U.S.C. 
    431, 437, 438); Secretary's Order No. 5-96, 62 FR 107, January 2, 
    1997.
    
        11. Section 402.5 is amended by adding a new paragraph (c) to read 
    as follows:
    
    
    Sec. 402.5  Terminal reports.
    
    * * * * *
        (c) Labor organizations which qualify to use Form LM-4, the Labor 
    Organization Annual Report, pursuant to Secs. 403.4 and 403.5 of this 
    chapter may file the terminal report called for in this section on Form 
    LM-4. The report must be signed by the president and treasurer, or 
    corresponding principal officers, of the labor organization.
    
    PART 403--LABOR ORGANIZATION ANNUAL FINANCIAL REPORTS
    
        12. The authority citation for part 403 is revised to read as 
    follows:
    
        Authority: Secs. 201, 207, 208, 301, 73 Stat. 524, 529, 530 (29 
    U.S.C. 431, 437, 438, 461); Secretary's Order No. 5-96, 62 FR 107, 
    January 2, 1997.
    
        13. Section 403.3 is amended by adding a note at the end of the 
    text to read as follows:
    
    
    Sec. 403.3  Form of annual financial report--detailed report.
    
    * * * * *
        Note: Form LM-2 was revised at 58 FR 67594, December 21, 1993.
    
    
    Sec. 403.4  [Amended]
    
        14. Section 403.4(b)(5) is amended by adding the words ``or LM-4, 
    as may be appropriate,'' after the words ``on Form LM-3''.
        15. Section 403.4 is further amended by adding a note at the end of 
    the text to read as follows:
    
    
    Sec. 403.4  Simplified annual reports for smaller labor organizations.
    
    * * * * *
        Note: Forms LM-3 and LM-4 were revised at 58 FR 67594, December 
    21, 1993.
    
    
    Sec. 403.5  [Amended]
    
        16. Section 403.5(a) is amended by removing the words ``on Form LM-
    2 or Form LM-3'' and adding the words ``on Form LM-2, LM-3, or LM-4,'' 
    in their place.
    
    PART 404--LABOR ORGANIZATION OFFICER AND EMPLOYEE REPORTS
    
        17. The authority citation for part 404 is revised to read as 
    follows:
    
        Authority: Secs. 202, 207, 208, 73 Stat. 525, 529 (29 U.S.C. 
    432, 437, 438); Secretary's Order No. 5-96, 62 FR 107, January 2, 
    1997.
    
    PART 405--EMPLOYER REPORTS
    
        18. The authority citation for part 405 is revised to read as 
    follows:
    
        Authority: Secs. 203, 207, 208, 73 Stat. 526, 529 (29 U.S.C. 
    433, 437, 438); Secretary's Order No. 5-96, 62 FR 107, January 2, 
    1997.
    
    [[Page 6093]]
    
    PART 406--REPORTING BY LABOR RELATIONS CONSULTANTS AND OTHER 
    PERSONS, CERTAIN AGREEMENTS WITH EMPLOYERS
    
        19. The authority citation for part 406 is revised to read as 
    follows:
    
        Authority: Secs. 203, 207, 208, 73 Stat. 526, 529 (29 U.S.C. 
    433, 437, 438); Secretary's Order No. 5-96, 62 FR 107, January 2, 
    1997.
    
    PART 408--LABOR ORGANIZATION TRUSTEESHIP REPORTS
    
        20. The authority citation for part 408 is revised to read as 
    follows:
    
        Authority: Secs. 201, 207, 208, 301, 73 Stat. 524, 529, 530 (29 
    U.S.C. 431, 437, 438, 461); Secretary's Order No. 5-96, 62 FR 107, 
    January 2, 1997.
    
    PART 409--REPORTS BY SURETY COMPANIES
    
        21. The authority citation for part 409 is revised to read as 
    follows:
    
        Authority: Secs. 207, 208, 211; 79 Stat. 888; 88 Stat. 852 (29 
    U.S.C. 437, 438, 441); Secretary's Order No. 5-96, 62 FR 107, 
    January 2, 1997.
    
    PART 417--PROCEDURE FOR REMOVAL OF LOCAL LABOR ORGANIZATION 
    OFFICERS
    
        22. The authority citation for part 417 is revised to read as 
    follows:
    
        Authority: Secs. 401, 402, 73 Stat. 533, 534 (29 U.S.C. 481, 
    482); Secretary's Order No. 5-96, 62 FR 107, January 2, 1997.
    
        23. In Sec. 417.2, paragraph (a) is revised to read as follows:
    
    
    Sec. 417.2  Definitions.
    
        (a) Chief, DOE means the Chief of the Division of Enforcement 
    within the Office of Labor-Management Standards.
    * * * * *
    
    
    Secs. 417.4, 417.16  [Amended]
    
        24. Part 417 is amended by removing the word ``Director'' and 
    adding, in its place, the term ``Chief, DOE'' in the following places:
        (a) Section 417.4(a);
        (b) Section 417.4(b) in three places; and
        (c) Section 417.16(a) in two places.
    
    PART 451--LABOR ORGANIZATIONS AS DEFINED IN THE LABOR-MANAGEMENT 
    REPORTING AND DISCLOSURE ACT OF 1959
    
        25. The authority citation for part 451 is revised to read as 
    follows:
    
        Authority: Secs. 3, 208, 401, 73 Stat. 520, 529, 532 (29 U.S.C. 
    402, 438, 481); Secretary's Order No. 5-96, 62 FR 107, January 2, 
    1997.
    
    
    Sec. 451.3  [Amended]
    
        26. Section 451.3(a)(4) is amended by adding a new sentence in the 
    parenthetical statement, after the sentence which ends with the words 
    ``5 U.S.C. 7120 and 22 U.S.C. 4117, respectively,'' to read as follows: 
    ``In addition, labor organizations subject to the Congressional 
    Accountability Act of 1995 are subject to the standards of conduct 
    provisions of the Civil Service Reform Act pursuant to 2 U.S.C. 
    1351(a)(1).''
    
    PART 452--GENERAL STATEMENT CONCERNING THE ELECTION PROVISIONS OF 
    THE LABOR-MANAGEMENT REPORTING AND DISCLOSURE ACT OF 1959
    
        27. The authority citation for part 452 is revised to read as 
    follows:
    
        Authority: Secs. 401, 402, 73 Stat. 532, 534 (29 U.S.C. 481, 
    482); Secretary's Order No. 5-96, 62 FR 107, January 2, 1997.
    
    PART 453--GENERAL STATEMENT CONCERNING THE BONDING REQUIREMENTS OF 
    THE LABOR-MANAGEMENT REPORTING AND DISCLOSURE ACT OF 1959
    
        28. The authority citation for part 453 is revised to read as 
    follows:
    
        Authority: Sec. 502, 73 Stat. 536; 79 Stat. 888 (29 U.S.C. 502); 
    Secretary's Order No. 5-96, 62 FR 107, January 2, 1997.
    
    PART 457--GENERAL
    
        29. The authority citation for part 457 is revised to read as 
    follows:
    
        Authority: 5 U.S.C. 7120, 7134; 22 U.S.C. 4117; 2 U.S.C. 
    1351(a)(1); Secretary's Order No. 5-96, 62 FR 107, January 2, 1997.
        30. A new footnote is added at the end of Sec. 457.1 to read as 
    follows:
    
    
    Sec. 457.1 Purpose and scope.
    
    * * * * *
        \1\ Pursuant to section 220(a)(1) of the Congressional 
    Accountability Act of 1995, 2 U.S.C. 1351(a)(1), labor organizations 
    covered by that statute are subject to the standards of conduct 
    provisions of the Civil Service Reform Act, 5 U.S.C. 7120, and are 
    therefore subject to the regulations in this subchapter. Regulations 
    implementing the Congressional Accountability Act were issued at 142 
    Cong. R. S12062 (daily ed., October 1, 1996) and 142 Cong. R. H10369 
    (Daily ed., September 12, 1996).
    
        31. Section 457.10 is revised to read as follows:
    
    
    Sec. 457.10  CSRA; FSA; CAA; LMRDA.
    
        CSRA means the Civil Service Reform Act of 1978; FSA means the 
    Foreign Service Act of 1980; CAA means the Congressional Accountability 
    Act of 1995; LMRDA means the Labor-Management Reporting and Disclosure 
    Act of 1959, as amended.
        32. Section 457.11 is revised to read as follows:
    
    
    Sec. 457.11  Agency, employee, labor organization, dues, Department, 
    activity, employing office.
    
        Agency, employee, labor organization, and dues, when used in 
    connection with the CSRA, have the meanings set forth in 5 U.S.C. 7103. 
    Employee, labor organization, and dues, when used in connection with 
    the FSA, have the meanings set forth in 22 U.S.C. 4102; Department, 
    when used in connection with the FSA, means the Department of State, 
    except that with reference to the exercise of functions under the FSA 
    with respect to another agency authorized to utilize the Foreign 
    Service personnel system, such term means that other agency. Covered 
    employee, employee, employing office, and agency, when used in 
    connection with the CAA, have the meanings set forth in 2 U.S.C. 1301 
    and 1351(a)(2). Activity means any facility, organizational entity, or 
    geographical subdivision or combination thereof of any agency or 
    employing office.
        33. Section 457.12 is revised to read as follows:
    
    
    Sec. 457.12  Authority; Board.
    
        Authority means the Federal Labor Relations Authority as described 
    in the CSRA, 5 U.S.C. 7104 and 7105. Board, when used in connection 
    with the FSA, means the Foreign Service Labor Relations Board as 
    described in the FSA, 22 U.S.C. 4106(a). ``Board,'' when used in 
    connection with the CAA, means the Board of Directors of the Office of 
    Compliance as described in 2 U.S.C. 1301 and 1381(b).
        34. Section 457.13 and its footnote are revised to read as follows:
    
    
    Sec. 457.13  Assistant Secretary.
    
        Assistant Secretary means the Assistant Secretary of Labor for 
    Employment Standards, head of the Employment Standards 
    Administration.\2\
    
        \2\ Pursuant to Secretary of Labor's Order No. 5-96 (62 FR 107, 
    January 2, 1997), the Assistant Secretary for Employment Standards 
    has the responsibility and authority for implementing the standards 
    of conduct provisions of the CSRA and the FSA.
    
        35. Section 457.14 is revised to read as follows:
    
    
    Sec. 457.14  Standards of conduct for labor organizations.
    
        Standards of conduct for labor organizations shall have the meaning 
    as set forth in the CSRA, 5 U.S.C. 7120, and the FSA, 22 U.S.C. 4117, 
    and as
    
    [[Page 6094]]
    
    amplified in part 458 of this subchapter. The standards of conduct 
    provisions of the CSRA and the regulations in this subchapter are 
    applicable to labor organizations covered by the CAA pursuant to 2 
    U.S.C. 1351(a)(1).
        36. Section 457.15 is revised to read as follows:
    
    
    Sec. 457.15  District Director.
    
        District Director means the Director of a district office within 
    the Office of Labor-Management Standards.
        37. Section 457.16 is revised to read as follows:
    
    
    Sec. 457.16  Chief, DOE.
    
        Chief, DOE means the Chief of the Division of Enforcement within 
    the Office of Labor-Management Standards.
    
    PART 458--STANDARDS OF CONDUCT
    
        38. The authority citation for part 458 is revised to read as 
    follows:
    
        Authority: 5 U.S.C. 7105, 7111, 7120, 7134; 22 U.S.C. 4107, 
    4111, 4117; 2 U.S.C. 1351(a)(1); Secretary's Order No. 5-96 62 FR 
    107, January 2, 1997.
    
        39. Section 458.30 is revised to read as follows:
    
    
    Sec. 458.30  Removal of elected officers.
    
        When an elected officer of a local labor organization is charged 
    with serious misconduct and the constitution and bylaws of such 
    organization do not provide an adequate procedure meeting the standards 
    of Sec. 417.2(b) of this chapter for removal of such officer, the labor 
    organization shall follow a procedure which meets those standards.
    
    
    Secs. 458.50, 458.51, 458.52, 458.56, 458.57, 458.59, 458.60, 458.61, 
    458.64, 458.66, 458.67, 458.79  [Amended]
    
        40. In 29 CFR part 458, remove the words ``Regional Director'' and 
    add, in their place, the words ``District Director'' in the following 
    places:
        (a) Section 458.50(b);
        (b) Section 458.51;
        (c) Section 458.52;
        (d) Section 458.56;
        (e) Section 458.57;
        (f) Section 458.58;
        (g) Section 458.59;
        (h) Section 458.60;
        (i) Section 458.61;
        (j) Section 458.64(a);
        (k) Section 458.66(b) in two places;
        (l) Section 458.66(c) in three places;
        (m) Section 458.67 introductory text; and
        (n) Section 458.79.
    
    
    Secs. 458.50, 458.51, 458.52, 458.64, 458.65, 458.66, 458.67, 
    458.79  [Amended]
    
        41. In 29 CFR part 458, remove the word ``Director'' and add, in 
    its place, the term ``Chief, DOE'' in the following places:
        (a) Section 458.50(a);
        (b) Section 458.51;
        (c) Section 458.52;
        (d) Section 458.64(b);
        (e) Section 458.64(c)
        (f) Section 458.65(a)
        (g) Section 458.65(c)
        (h) Section 458.66(a) in two places;
        (i) Section 458.66(c) in three places;
        (j) Section 458.67 in two places; and
        (k) Section 458.79.
        42. Section 458.92 is revised to read as follows:
    
    
    Sec. 458.92  Compliance with decisions and orders of the Assistant 
    Secretary.
    
        When remedial action is ordered, the respondent shall report to the 
    Assistant Secretary, within a specified period, that the required 
    remedial action has been effected. When the Assistant Secretary finds 
    that the required remedial action has not been effected, he shall refer 
    the matter for appropriate action to the Federal Labor Relations 
    Authority (in the case of labor organizations covered by the CSRA), the 
    Foreign Service Labor Relations Board (in the case of labor 
    organizations covered by the FSA), or the Board of Directors of the 
    Office of Compliance (in the case of labor organizations covered by the 
    Congressional Accountability Act).
    
    PART 459--MISCELLANEOUS
    
        43. The authority citation for part 459 is revised to read as 
    follows:
    
        Authority: 5 U.S.C. 7120, 7134; 22 U.S.C. 4117; 2 U.S.C. 
    1351(a)(1); Secretary's Order No. 5-96, 62 FR 107, January 2, 1997.
    
        Signed in Washington, D.C. this 31st day of January, 1997.
    Bernard E. Anderson,
    Assistant Secretary for Employment Standards.
    [FR Doc. 97-3096 Filed 2-7-97; 8:45 am]
    BILLING CODE 4510-86-P
    
    
    

Document Information

Effective Date:
2/10/1997
Published:
02/10/1997
Department:
Labor Department
Entry Type:
Rule
Action:
Final Rule.
Document Number:
97-3096
Dates:
February 10, 1997.
Pages:
6090-6094 (5 pages)
RINs:
1215-AB16
PDF File:
97-3096.pdf
CFR: (20)
29 CFR 220.04
29 CFR 220.26
29 CFR 401.18
29 CFR 401.19
29 CFR 402.5
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