[Federal Register Volume 62, Number 234 (Friday, December 5, 1997)]
[Rules and Regulations]
[Pages 64504-64509]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 97-31914]
[[Page 64503]]
_______________________________________________________________________
Part V
Environmental Protection Agency
_______________________________________________________________________
40 CFR Part 268
Clarification of Standards for Hazardous Waste Land Disposal
Restriction Treatment Variances; Final Rule
Federal Register / Vol. 62, No. 234 / Friday, December 5, 1997 /
Rules and Regulations
[[Page 64504]]
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 268
[No. F-97-TV2F-FFFFF; FRL-5932-5]
Clarification of Standards for Hazardous Waste Land Disposal
Restriction Treatment Variances
AGENCY: Environmental Protection Agency.
ACTION: Final rule.
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SUMMARY: EPA is today finalizing clarifying amendments to the rule
authorizing treatment variances from the national Land Disposal
Restrictions (LDR) treatment standards. The clarifying changes adopt
EPA's longstanding interpretation that a treatment variance may be
granted when treatment of any given waste to the level or by the method
specified in the regulations is not appropriate, whether or not it is
technically possible to treat the waste to that level or by that
method. In response to comment, the Agency is indicating in the rule
the circumstances when application of the national treatment standard
could be found to be ``inappropriate'', specifically where the national
treatment standard is unsuitable from a technical standpoint or where
the national treatment standard could lead to environmentally
counterproductive results by discouraging needed remediation.
In addition, EPA proposed to reissue the treatment variance granted
to Citgo Petroleum under the clarified standard. The Agency is not
taking further action on this part of the proposal because, due to
changes in Citgo's remediation plans for its Lake Charles Louisiana
facility, this particular variance has become moot. The Agency is
consequently withdrawing the Citgo variance.
EFFECTIVE DATE: These final regulations are effective December 5, 1997.
ADDRESSES: The official record for this rulemaking is located at the
RCRA Information Center at Crystal Gateway I, First Floor, 1235
Jefferson Davis Highway, Arlington, Virginia. The RCRA Information
Center is open from 9:00 a.m. to 4:00 EST p.m., Monday through Friday,
except Federal holidays. The Docket Identification Number for today's
action is F-97-TV2F-FFFFF. Appointments to review docket materials are
recommended. Appointments may be made by calling (703) 603-9230.
Individuals reviewing docket materials may copy a maximum of 100 pages
from any one docket at no cost. Additional copies may be made at a cost
of $0.15 per page. In addition, the docket index and some supporting
materials are available electronically. See the Supplementary
Information section for information on accessing electronic
information.
FOR FURTHER INFORMATION CONTACT: For general information on RCRA, land
disposal treatment variances, and this rule contact the RCRA Hotline,
between 9:00 a.m. and 6:00 p.m. EST, Monday through Friday, except
Federal holidays. The RCRA Hotline can be reached toll free on (800)
424-9346 or, from the Washington D.C. area, on (703) 412-9810. Hearing
impaired can reach the RCRA Hotline on TDD (800) 553-7672 or, in the
Washington D.C. area, on TDD (703) 412-3323. For detailed information
on specific aspects of this rulemaking, contact Elizabeth McManus on
(703) 308-8657.
SUPPLEMENTARY INFORMATION:
Accessing Today's Rule and Supporting Information Electronically
Today's final rule, its docket index and the following supporting
materials are available electronically and may be accessed through the
Internet: To access these documents electronically: ``Use of Site-
Specific Land Disposal Restriction Treatability Variances Under 40 CFR
268.44(h) During Cleanups'' U.S. EPA guidance memorandum from Michael
Shapiro, Director EPA Office of Solid Waste and Steve Luftig, Director
EPA Office of Emergency and Remedial Response, Jan. 8, 1997.
WWW: Http://www.epa.gov/epaoswer/hazwaste/ldr/ldr-rule.htm
FTP: ftp.epa.gov
Login: anonymous
Password: your Internet address
Files are located in /pub/epaoswer/hazwaste/ldr/ldr-rule.htm.
Table of Contents
I. Background
II. Clarified Standard for Granting Treatment Variances
A. Clarification of ``inappropriate'' standard
B. Compliance With Statutory Provisions for LDR Treatment
III. Responses to Comment
IV. Withdrawal of Citgo Treatment Variance
V. State Authorization
II. Regulatory Requirements
A. Regulatory Impact Analysis Pursuant to Executive Order 12866
B. Regulatory Flexibility Analysis
C. Unfunded Mandates Reform Act
D. Submission to Congress and the General Accounting Office
I. Background
The essential requirement of the Land Disposal Restrictions (LDR)
statutory provisions is that hazardous wastes must not be land disposed
until hazardous constituent concentrations in the wastes are at levels
at which threats to human health and the environment are minimized, and
land disposal is otherwise protective of human health and the
environment. RCRA sections 3004 (d), (e), (g) and (m); 56 FR at 41168,
August 19, 1991; 62 FR at 26062, May 12, 1997. These requirements
normally are satisfied by prohibiting disposal of hazardous wastes
until the wastes' hazardous constituent concentrations reflect the
performance achievable by the Best Demonstrated Available Treatment
technology (BDAT). 62 FR at 26062, May 12, 1997.
EPA recognized from the inception of the LDR program, however, that
there would be circumstances when these technology-based treatment
standards might not be either achievable or appropriate. Accordingly,
EPA adopted a treatment variance provision (codified in 40 CFR 268.44;
51 FR at 40605-40606, Nov. 7, 1986) providing that:
Where the treatment standard is expressed as a concentration in
a waste or waste extract and a waste cannot be treated to the
specified level, or where the treatment technology is not
appropriate to the waste, the generator or treatment facility may
petition the Administrator for a variance from the treatment
standard. The petitioner must demonstrate that because the physical
or chemical properties of the waste differs significantly from the
wastes analyzed in developing the treatment standard, the waste
cannot be treated to [the] specified levels or by the specified
methods.
A treatment variance takes the form of an alternative LDR treatment
standard. Nationally applicable variances and site-specific variances
that are approved using rulemaking procedures are codified in the Table
to Sec. 268.44, 40 CFR 268. 44(o). Site-specific variances that are
approved using non-rulemaking procedures are not codified.
As set out in more detail in the May 12 notice, EPA has interpreted
the first sentence of the treatment variance provision as creating two
independent tests under which treatment variance applications can be
considered: first, where the waste in question cannot be treated to
levels or by the methods established in the rules; and second, where
such treatment may be possible but is nevertheless ``not appropriate''.
62 FR at 26059, May 12, 1997. EPA has further viewed the second
sentence of the treatment variance provision--which refers to a
demonstration that the waste differs chemically or physically from
those the Agency analyzed in developing the standard--as applying only
to the technical infeasibility part of the standard. 62 FR at 26059,
May 12,
[[Page 64505]]
1997. However, EPA now recognizes that the existing rule, as drafted,
might be read to require a demonstration that a waste is physically or
chemically different along with a showing that it cannot be treated to
a specified level or by a particular method whenever a treatment
variance is sought, including situations where the otherwise applicable
treatment standard is technically possible but, nonetheless,
inappropriate. This was not EPA's intent, and EPA initiated this
rulemaking to remove any drafting ambiguity in the rule.
II. Clarified Standard for Granting Treatment Variances
EPA is finalizing the proposed amendment to the rule, with two
changes. First, EPA is clarifying the situations under which treatment
variances may be approved because the otherwise applicable LDR
treatment standard is ``inappropriate.'' Second, the Agency is adding
language that explicitly requires alternative LDR treatment standards
approved through the treatment variance process to satisfy the
requirement that treatment standards result in substantial treatment of
hazardous constituents in the waste so that threats posed by the
waste's land disposal are minimized, and also indicates that special
considerations may arise in satisfying this standard if the waste is to
be used in a manner constituting disposal.1
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\1\ EPA is also restoring language to 40 CFR 268.44(a) and (h)
that was inadvertently deleted when EPA proposed this clarification
and redrafting the introductions to both provisions. These changes
are made to restore the inadvertently deleted text and to make the
difference between national and site-specific variances more clear,
as follows. The 40 CFR 268.44(a) national variance is waste-
specific--it could apply to the same type of waste at numerous
sites. National variances are obtained by petitioning the
Administrator and, as set out in 40 CFR 268.44(b), petitions are
processed using the procedures set out in 40 CFR 260.20. The 40 CFR
268.44(h) variance is site-specific--it applies only to a certain
waste generated at a particular site. Site-specific variances are
obtained by petitioning the Administrator, or the Administrator's
delegated representative, or an authorized state. Petitions for
site-specific variances are processed on a site-by-site basis and
are not required to be processed using the procedures set out in 40
CFR 260.20. Further explanation on this issue is included in the
Response to Comments Document for today's action in the response to
comments submitted by the Department of Energy. EPA regards the
restoration of inadvertently deleted language and the associated
clarifications as a technical correction and may, thus, make the
changes immediately in this final rule.
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A. Clarification of ``Inappropriate'' Standard
The Agency proposed amended language simply stating that a
treatment variance could be granted if it is ``inappropriate'' to
require treatment to the level or by the method set out in the rules.
62 FR at 26081, May 12, 1997. In the preamble to the proposal, the
Agency provided examples as to the situations when application of the
otherwise applicable standard could be inappropriate. 62 FR at 26059-
26060, May 12, 1997. In response to comment maintaining that the rule
language was impermissibly open-ended, EPA has decided to include
language codifying more particularly when a standard could be
``inappropriate''. These circumstances are drawn from EPA's practice in
applying the existing rule and are consistent with the examples
discussed in the preambles to the proposal and the HWIR-Media proposal.
61 FR at 18810, April 29, 1996.
The first circumstance is when imposition of BDAT treatment, while
technically possible, remains unsuitable or impractical from a
technical standpoint. The chief example is when a treatment standard
would result in combustion of large amounts of mildly contaminated soil
or wastewater. 55 FR at 8760 and 8761, March 8, 1990; 61 FR at 18806-
18808, April 29, 1996 and other sources cited therein. The same
reasoning could apply when media is contaminated with metal
contaminants and also contains low levels of organic contaminants. In
such a case, it may be inappropriate to require combustion treatment of
the organic contaminants both because it may be inappropriate to
combust media generally and because it may be inappropriate to combust
wastes where metals are the chief hazardous constituent.2
Another potential example of where treatment for organic contaminants
may be technically inappropriate is when a waste contains low
concentrations of non-volatile organic contaminants (for example,
concentrations slightly exceeding a Universal Treatment Standard) and
the waste, for legitimate reasons, has been stabilized. If the mobility
of the non-volatile organic contaminants has been reduced, it might be
inappropriate to require further treatment of the non-volatile organic
contaminants. Cf. 61 FR at 55724, Oct. 28, 1996 where EPA made a
similar finding. Still another example of a situation where the
otherwise applicable LDR treatment standard is technically
inappropriate could be a case where BDAT treatment could expose site
workers to acute risks of fire or explosion and an alternative
technology would not. 62 FR at 26060, May 12, 1997. In all these types
of circumstances, notwithstanding that it is technically possible to
achieve the standard by using the best demonstrated available
technology, it could be inappropriate to do so.
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\2\ Although it should also be noted that it is often routine
and obviously appropriate to combust organic-contaminated hazardous
wastes and to stabilize the combustion residues to reduce metal
mobility; see, e.g. treatment standards for F024 wastes in 40 CFR
268.40.
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The second set of circumstances where treatment to the limit of
best demonstrated available technology might be inappropriate involves
cases where imposition of the otherwise applicable treatment standard
could result in a net environmental detriment by discouraging
aggressive remediation. The example EPA and authorized states have
encountered most often to date is where federal rules allow the option
of leaving wastes in place,3 and a facility then has the
choice of pursuing the legal option of leaving the wastes in place or
opting to excavate thereby triggering treatment to standards based on
the performance of best demonstrated available technology, which can be
very expensive. 62 FR at 26059, May 12, 1997, and other sources there
cited.4 In these circumstances, a treatment variance can
provide an intermediate option of more aggressive remediation, which
may include substantial treatment of the removed waste before disposal
of that treatment residue--a net environmental benefit over leaving
untreated waste in place. 61 FR at 55720-22, May 12, 1997. In EPA's
experience, this situation often occurs when BDAT treatment would
require that wastes be treated to achieve constituent concentrations
that fall below protective site-specific cleanup levels, thus
increasing remediation costs for treatment of excavated wastes. In
these instances, EPA has indicated that consideration of a treatment
variance is typically warranted (because imposition of the otherwise
applicable treatment standard would discourage aggressive remediation
and is, therefore, inappropriate) and that, if a variance is approved,
protective, site-specific cleanup levels may be used as
[[Page 64506]]
alternative LDR treatment standards. See recent EPA guidance on LDR
treatment variances: Jan 8, 1997 memorandum, ``Use of Site-Specific
Land Disposal Restriction Treatability Variances Under 40 CFR 268.44(h)
During Cleanups'' from Michael Shapiro, Director EPA Office of Solid
Waste and Steve Luftig, Director EPA Office of Emergency and Remedial
Response and information on compliance with statutory provisions for
LDR treatment, below. In addition, see ``Hazardous Waste: Remediation
Waste Requirements Can Increase the Time and Cost of Cleanups'' U.S.
General Accounting Office, GAO/RCED-98-4, October 1997.
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\3\ Examples are where wastes can remain within an ``area of
contamination'', where remedy selection requirements allow a
balancing of treatment and containment strategies and where RCRA
regulations allow the option of closing a regulated unit with wastes
left in place.
\4\ Another recent example of such a treatment variance was
granted to Dow Chemical Co. by EPA Region V. In this case, the
company could legally leave wastes within an area of contamination
but requested instead that the wastes be exhumed for more secure
disposal in a subtitle C landfill. Viewing this as a net
environmental benefit, and further finding that no other treatment
but combustion was available to reduce the relatively low levels of
hazardous constituents (chlorinated dibenzo-dioxins and furans), the
Region found the existing treatment requirement inappropriate and
granted the variance. Treatment Variance for Dow Chemical Co., June
10, 1997, Response to Comment Document pp. 15-17.
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EPA is accordingly codifying qualifying language stating that
treatment variances can be granted where the underlying standard is not
appropriate either because it is technically inappropriate or because
requiring LDR treatment is environmentally inappropriate in that it
could discourage aggressive remediation.
Finally, it must be remembered that this amended rule does not
command issuance of treatment variances any more than the existing rule
does. Like the existing rules, the amended rules set out circumstances
when treatment variances may be considered. The actual determination of
whether an otherwise applicable LDR treatment standard is
``unachieveable'' or technically or environmentally ``inappropriate''
is a fact-specific determination depending largely on site-and waste-
specific circumstances.
B. Compliance With Statutory Provisions for LDR Treatment
As stated in the proposal all treatment variances must be
consistent with the root requirement of RCRA section 3004 (m): that
treatment be sufficient to minimize threats to human health and the
environment posed by land disposal of the waste. See 62 FR at 26060/1,
May 12, 1997 (``alternative treatment standards [established by a
treatment variance] must comply with the statutory standard of RCRA
section 3004(m) by minimizing threats to human health and the
environment''). In order to ensure that there is no ambiguity over
application of this requirement in the context of alternative LDR
treatment standards developed through the treatment variance process,
EPA is adding regulatory language that explicitly requires the
decision-maker to determine that a revised treatment standard is
sufficient to minimize threats posed by land disposal. Cf. 61 FR at
55721, October 23, 1996 (finding that alternate standard in treatment
variance does minimize threats posed by land disposal). In making this
determination, however, EPA (or authorized State) may consider risks
posed by land disposal not only of the treated residue, but also the
risks posed by the continuation of any existing land disposal of the
untreated waste, that is, the risks posed by leaving previously land
disposed waste in place. Thus, for example, in a remediation setting,
it is appropriate (and likely necessary) to consider risks posed by
leaving previously land disposed waste in place as well as risks posed
by land disposal of the waste after it is removed and treated. Cf. 61
FR at 55721, October 28, 1996 (fact-specific determination that threats
posed by land disposal are adequately minimized when treatment variance
will lead to clean closure of large surface impoundment, substantial
treatment of removed waste, and disposal of treatment residue in a
subtitle C landfill) and 61 FR at 18808, April 29, 1996, and other
sources cited therein (determination that the policy considerations
which argue for BDAT as the basis for technology-based standards for
as-generated wastes do not always support a BDAT approach in the
remediation context).
In addition, when making a determination as to whether the
statutory provisions for LDR treatment have been satisfied, EPA may, of
course, condition any particular variance to apply only in certain
circumstances if the facts warrant. There is, at least, one potentially
recurring circumstance when such conditioning may be warranted for
treatment variances. Under current regulation, hazardous waste-derived
products can be used in a manner constituting disposal provided the
waste meets the LDR treatment standards. 40 CFR 266.23. The exemption
was premised on findings that hazardous wastes would meet requirements
reflecting rigorous treatment which typically destroys, removes, or
immobilizes hazardous constituents to the limit of available
technology. 53 FR at 31198, August 17, 1988. In order to ascertain
whether this exemption is still justifiable for wastes which receive
treatment variances on the ground that the treatment standard is
inappropriate, EPA is noting that as part of a determination of whether
threats are minimized under the circumstances, consideration should be
given to whether this exemption should continue to apply.5
This would entail a fact-specific determination, and notice as to how
the determination might be made would have to accompany each such
treatment variance. For example, in situations where the decision-maker
determines that use of a product derived from hazardous waste in a
manner constituting disposal would likely not be adequately protective
even if that hazardous waste derived product complied with an
alternative land disposal treatment standard established through a
treatment variance, the treatment variance approval could include a
condition that restricted use of the treated hazardous waste in a
manner constituting disposal.
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\5\ As EPA explained in the May 12, 1997, Federal Register
notice, however, remediation activities involving replacement of
treated soils or other wastes onto the land is not a type of use
constituting disposal. The activity is a type of supervised
remediation, and is not the type of unsupervised recycling activity
covered by the use constituting disposal provisions. 62 FR at 26063,
May 12, 1997.
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EPA also notes that the Subpart CC rules, relating to control of
air emissions from tanks, containers, and surface impoundments managing
hazardous waste, state that if a waste has met the LDR treatment
standard set out in 40 CFR 268.40 (the generally-applicable treatment
standards, normally the Universal Treatment Standards), the waste is
not subject to further Subpart CC controls.6 See 40 CFR
264.1082 (c) (4) and 265.1082 (c) (4)) and 61 FR at 59941, November 25,
1996. The limitation to wastes that have achieved the generally-
applicable treatment standard in fact means that the exemption is
unavailable to wastes receiving treatment variances that alter the
generally-applicable standards for organic hazardous constituents. EPA
is confirming here that this literal reading is intentional.
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\6\ It should be noted that the Subpart CC standards do not
apply to waste management units used solely for on-site treatment or
storage of hazardous waste that is generated as the result of
remedial activities required by RCRA corrective action authorities,
CERCLA authorities, or similar Federal or State authorities. See 40
CFR 264.1080 (b) (5) and 265.1080 (b) (5).
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III. Responses to Comment
Most comments supported the Agency's proposal, or suggested that
there was no need to clarify the standard in the existing rule. The
main negative comment came from the Environmental Defense Fund, raising
a number of points.
First, the commenter argued that the Agency's own closure rules for
impoundments create the environmentally adverse incentive to leave
wastes in place and thus create the dilemma to adopt alternative
treatment standards. The comment urges
[[Page 64507]]
amendment of the closure standards for impoundments.
While it is correct that the closure rules for surface impoundments
(and landfills) create more opportunities to close with wastes left in
place than do closure standards for tanks, piles, containment
buildings, and drip pads, EPA did not, and is not, reopening any of the
closure standards in this proceeding.7 In developing the
standards for closure of surface impoundments, EPA allowed the option
of leaving wastes in place because of the practical difficulties of
removing large volumes of waste from impoundments, many of which had
been operating over long periods of time, and the recognition that,
when properly capped, some former surface impoundments can safely
contain wastes during and after post-closure care. 47 FR at 32320 and
32321, July 26, 1982. EPA also required, in the closure performance
standards, that releases must be minimized or controlled at units where
waste is left in place. 47 FR at 32320 and 32321, July 26, 1982. In
situations where such minimization or control is not achievable, the
closure performance standard would not be met and closure with waste in
place would not be available under the regulations. In these respects,
EPA's closure regulations for surface impoundments are identical to
those for landfills, where waste is purposefully disposed of in the
land-based units. EPA is re-evaluating the relationship between
requirements for closure of regulated units, including surface
impoundments, and requirements for RCRA corrective action and will take
this comment under consideration during the re-evaluation. In the
meantime, the Agency nevertheless intends to act now in order to assure
that the treatment variance option continues to provide a potential
intermediate alternative between full removal of waste followed by
treatment to the extent of best demonstrated technology on the one hand
and no waste removal at all on the other.
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\7\ The rules for most regulated units in essence require clean
closure, with wastes being allowed to be left in place only after a
showing that wastes remaining after initial removal and
decontamination cannot be practically removed or decontaminated. See
e.g., closure standards for piles in 40 CFR 265.258. The closure
rules for impoundments and landfills do not contain these
provisions, but rather provide alternative standards for closing
with wastes in place or for clean closure. See, e.g., 40 CFR
265.228.
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Second, the commenter argued that the circumstances under which
treatment variances could be approved based on the ``inappropriate''
standard were not adequately defined. The commenter then went on to
note that most of the situations in which the Agency contemplated using
the ``inappropriate'' standard occurred in the remediation setting and
suggested that the Agency either wait until completion of the ongoing
rulemaking relating to management of contaminated environmental media,
or limit the scope of the variance to remediation
situations.8
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\8\ EPA proposed regulations addressing contaminated media at 61
FR 18780, April 29, 1996 and has not yet taken final action on this
proposal.
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EPA has addressed the comments regarding the specificity of the
``inappropriate'' standard by adding clarifying language, based on
discussion in May 12, 1997 proposal, to the final regulations as
discussed above. Regarding the second part of this comment, EPA does
not believe it should await the outcome of the HWIR-Media proceeding to
finalize the clarifying amendment to the treatment variance rules. EPA
also notes that nothing in this rule forecloses any of the actions
proposed in the HWIR Media proposal, including further definition of
situations where treatment variances are appropriate--for example,
codification of the type of ``minimize threat'' variance determination
discussed in the HWIR-Media proposal. 61 FR at 18810-18812, April 29,
1996. The Agency is continuing to evaluate and review comments on this
part of the HWIR-Media proposal.
The Agency is persuaded by the commenter's observation regarding
use of treatment variances in the context of remediation. Accordingly,
in response to this comment, EPA has chosen to expressly limit approval
of treatment variances using the ``environmentally inappropriate'' test
to remediation wastes. In this context, remediation waste includes all
solid and hazardous wastes and all media (including groundwater,
surface water, soils and sediments) and debris, which contain listed
hazardous waste or which themselves exhibit a hazardous waste
characteristic when such wastes are generated during remediation, such
as RCRA corrective action, CERCLA cleanup, and cleanup under a state
program. This definition is consistent with the existing definition of
remediation waste in 40 CFR 260.10 except that it is not limited to
wastes generated for purposes of corrective action under 40 CFR 264.101
or RCRA Section 3008(h). Since site-specific land disposal restriction
treatment variances will undergo review and approval by either EPA or
an authorized state, EPA does not believe it is necessary to limit the
eligible wastes to corrective action cleanups.
Finally, the commenter went on to argue that the open-ended
proposal effectively reopened the question of whether site-specific
treatment variances (40 CFR 268.44 (h)) could be issued without going
through notice-and-comment rulemaking, the argument being that each
such variance would establish a new criterion for what ``not
appropriate'' means.
Site-specific treatment variances can be granted without using
rulemaking procedures. 53 FR at 31199-31200, August 17, 1988. EPA did
not reopen this issue in this proceeding, which just is adopting
clarifying amendments which reflect EPA's longstanding practice and
interpretation of the treatment variance rules. 62 FR at 26059, May 12,
1997. However, to ensure there is no ambiguity over the application of
treatment variances, EPA is restoring language to 268.44(h) indicating
that the alternative LDR treatment standards established through the
treatment variance process are site-specific. This language has always
been part of 268.44(h) and was inadvertently omitted in the proposal of
this clarifying rule. In any case, the amendment adopted today contains
explicit qualifying language so that whatever basis, if any, existed
for the commenter's argument is no longer present.
The same commenter, in oral conversations with Agency officials as
well as in public comments, maintained the importance of allowing
opportunity for public participation whenever a site-specific treatment
variance is being considered. These opportunities are already provided.
The Agency stated in 1988, when adopting 40 CFR 268. 44(h), ``[t]he
Agency agrees as a matter of policy to allow opportunity for public
notice and comment prior to granting a nonrulemaking variance from the
treatment standard. Because circumstances under which one might apply
for a site-specific variance vary, vehicles for public comment will be
specified on a case-by-case basis.'' 53 FR at 31200, August 17, 1988.
In response to this commenter's concerns, however, EPA has decided to
indicate in the rule that opportunity for public participation must be
provided when granting or denying any site-specific treatment variance.
In doing so, the Agency is simply repeating in the rule what it wrote
in the August 1988 preamble. The Agency does not view this step as
creating a new regulatory requirement or altering existing practice
and, by adding the August 1988 preamble language to the rule, is not
intending to
[[Page 64508]]
reopen the issue (settled in 1988) of whether site-specific treatment
variances can be approved or denied without going through rulemaking
procedures.
IV. Withdrawal of Citgo Treatment Variance
EPA granted a treatment variance to Citgo Petroleum on October 28,
1996 for wastes presently disposed in a large surface impoundment
awaiting closure. 61 FR 55718, October 28, 1996. Because the company
had the legal option of closing the impoundment with waste in place
(assuming the technical standards for such closure could be justified),
and was virtually certain to pursue that option if treatment of the
waste to the limit of best demonstrated technology was required, EPA
found that it was an environmentally superior result to assure clean
closure and partial treatment. Id. at 55721. The variance was in
essence used as an incentive to assure aggressive clean closure and the
associated waste treatment. EPA, as part of the May 12 notice, proposed
to reissue the variance under the clarified regulatory standard. 62 FR
at 26062-26061, May 12, 1997.
Since the variance was granted, Citgo has chosen to pursue the
legal option of seeking to close the impoundment with waste left in
place. Because of Citgo's decision, EPA believes there is no longer any
basis for the Citgo treatment variance. If the company's application
for closure in place is granted, the variance is moot. If the
application is not granted, then the company will have to clean close
the impoundment and it will not be necessary to use the variance to
create a voluntary incentive for them to do so. Thus, in either case,
the basis for granting the variance no longer exists. Accordingly, EPA
is withdrawing the Citgo treatment variance in today's Notice. Citgo is
aware of the Agency's thinking, has discussed the issue with EPA, and
agrees not to oppose withdrawal of the variance.
V. State Authorization
Under section 3006 of RCRA, EPA may authorize qualified States to
administer and enforce the RCRA program within the State. Following
authorization, EPA retains enforcement authority under sections 3008,
3013, and 7003 of RCRA, although authorized States have primary
enforcement responsibility. The standards and requirements for
authorization are found in 40 CFR part 271.
Today's rule is being promulgated pursuant to section 3004(m) of
RCRA (42 U.S.C. 6924(m)), a provision added by HSWA. 9
Therefore, the Agency is adding today's rule to Table 1 in 40 CFR
271.1(j), which identifies the Federal program requirements that are
promulgated pursuant to HSWA. States may apply for final authorization
for the HSWA provisions in Table 1, as discussed in the following
section of this preamble.
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\9\ Under RCRA section 3006(g) (42 U.S.C. 6926(g)), new
requirements and prohibitions imposed by HSWA take effect in
authorized states at the same time that they take effect in
unauthorized states. EPA is directed to carry out these requirements
and prohibitions in all states, including the issuance of permits,
until the state is granted authorization to do so.
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EPA originally indicated that states could not be authorized to
review and approve national treatment variances pursuant to 40 CFR
268.44(a) because such variances could result in nationally-applicable
standards for a new waste treatability group. 52 FR at 25783, July 8,
1987. In the HWIR-Media proposal, EPA clarified that states could seek
authorization to review and approve site-specific treatment variances
pursuant to 40 CFR 268.44(h). 61 FR at 18828, April 29, 1996.
The site-specific variance provision is less stringent than the
generally applicable LDR program (i.e., the underlying treatment
standard from which a variance is sought). Since today's final rule
clarifies the existing regulations, for authorization purposes it is
considered as stringent as, but no more stringent than the existing
site-specific variance regulations. Thus, states are not required to
adopt regulations equivalent to 268.44(h) either in its current form or
in the clarified form promulgated today. Although States are not
required to adopt regulations for site-specific LDR treatment
variances, EPA strongly encourages States to adopt and become
authorized for the clarified standards established today and is
committed to expediting the state authorization process for this rule.
In the meantime, EPA will continue to review and approve (as
appropriate) treatment variance applications in all States.
VI. Regulatory Requirements
A. Regulatory Impact Analysis Pursuant to Executive Order 12866
Executive Order No. 12866 requires agencies to determine whether a
regulatory action is ``significant.'' The Order defines a
``significant'' regulatory action as one that ``is likely to result in
a rule that may: (1) have an annual effect on the economy of $100
million or more or adversely affect, in a material way, the economy, a
sector of the economy, productivity, competition, jobs, the
environment, public health or safety, or State, local, or tribal
governments or communities; (2) create serious inconsistency or
otherwise interfere with an action taken or planned by another agency;
(3) materially alter the budgetary impact of entitlements, grants, user
fees, or loan programs or the rights and obligations of recipients; or
(4) raise novel legal or policy issues arising out of legal mandates,
the President's priorities, or the principles set forth in the
Executive Order.''
The Agency considers today's final rule to be nonsignificant as
defined by the Executive Order and therefore not subject to the
requirement that a regulatory impact analysis has to be prepared.
Today's rule clarifies and codifies, in regulatory language, existing
EPA standards for the application of a treatability variance where the
treatment standard is not appropriate for the restricted waste subject
to the standard. Thus, because today's rule clarifies and codifies
existing EPA interpretation of the treatability variance provision, no
incremental costs are associated with this rulemaking.
B. Regulatory Flexibility Analysis
Pursuant to the Regulatory Flexibility Act (5 U.S.C. 601 et seq.,
as amended by the Small Business Regulatory Enforcement Fairness Act of
1996 [SBREFA]) whenever an agency is required to publish a notice of
rulemaking for any proposed or final rule, it must prepare and make
available for public comment a regulatory flexibility analysis that
describes the effect of the rule on small entities (i.e., small
businesses, small organizations, and small governmental jurisdictions).
However, no regulatory flexibility analysis is required if the head of
an agency certifies the rule will not have a significant adverse
economic impact on a substantial number of small entities.
SBREFA amended the Regulatory Flexibility Act to require Federal
agencies to provide a statement of the factual basis for certifying
that a rule will not have a significant economic impact on a
substantial number of small entities. The following discussion explains
EPA's determination.
EPA has codified regulatory language in today's rule that
petitioners of restricted wastes that wish to obtain a treatment
variance do not have to show technical infeasibility when the treatment
technology is not appropriate to the waste. This regulatory language
clarifies long standing and current Agency interpretation of the 268.44
that the two tests of technical infeasibility and inappropriateness are
independent.
[[Page 64509]]
(See above discussion and 61 FR 55718 at 55720-21, October 28, 1996; 53
FR at 31200, August 17, 1988; 55 FR 8666 and 8760, March 8, 1990; 61 FR
18780 and 18811, April 29, 1996.) Because this regulatory language
codifies existing EPA interpretation of current regulations, it imposes
no costs or economic impacts on small entities applying for
treatability variances.
Because this clarification does not impose an adverse economic
impact to any small entity that is either generator of restricted waste
or an owner/operator of a treatment, storage or disposal facility
managing such waste that is petitioning the Agency for a variance from
the treatment standard, I hereby certify that this rule will not have a
significant adverse economic impact on a substantial number of small
entities. This rule, therefore, does not require a regulatory
flexibility analysis.
C. Unfunded Mandates Reform Act
Under Section 202 of the Unfunded Mandates Reform Act of 1995,
signed into law on March 22, 1995, EPA must prepare a statement to
accompany any rule where the estimated costs to State, local, or tribal
governments in the aggregate, or to the private sector, will be $100
million or more in any one year. Under Section 205, EPA must select the
most cost-effective and least burdensome alternative that achieves the
objective of the rule and is consistent with the statutory
requirements. Section 203 requires EPA to establish a plan for
informing and advising any small governments that may be significantly
impacted by the rule.
Because this regulatory language codifies current EPA
interpretation of existing treatability variance language and thus
imposes no costs, EPA has determined that this rule does not include a
Federal mandate that may result in estimated costs of $100 million or
more to either State, local, or tribal governments in the aggregate. As
stated above, the private sector is not expected to incur costs
exceeding $100 million. EPA has fulfilled the requirement for analysis
under the Unfunded Mandates Reform Act.
D. Submission to Congress and the General Accounting Office
Under 5 U.S.C. 801(a)(1)(A) as added by the Small Business
Regulatory Enforcement Fairness Act of 1996, EPA submitted a report
containing this rule and other required information to the U.S. Senate,
the U.S. House of Representatives and the Comptroller General of the
General Accounting Office prior to publication of the rule in today's
Federal Register. This rule is not a ``major rule'' as defined by 5
U.S.C. 804(2).
List of Subjects in 40 CFR Part 268
Environmental protection, Hazardous waste, Reporting and
recordkeeping requirements.
Dated: December 1, 1997.
Carol M. Browner,
Administrator.
For the reasons set out in the preamble, title 40, chapter 1 of the
Code of Federal Regulations is amended as follows:
PART 268--LAND DISPOSAL RESTRICTIONS
1. The authority citation for part 268 continues to read as
follows:
Authority: 42 U.S.C. 6905, 6912(a), 6921, and 6924.
2. Section 268.44 is amended to revise paragraphs (a) and (h), add
paragraph (m), and remove paragraph (p) as follows:
Sec. 268.44 Variance from a treatment standard.
(a) Based on a petition filed by a generator or treater of
hazardous waste, the Administrator may approve a variance from an
applicable treatment standard if:
(1) It is not physically possible to treat the waste to the level
specified in the treatment standard, or by the method specified as the
treatment standard. To show that this is the case, the petitioner must
demonstrate that because the physical or chemical properties of the
waste differ significantly from waste analyzed in developing the
treatment standard, the waste cannot be treated to the specified level
or by the specified method; or
(2) It is inappropriate to require the waste to be treated to the
level specified in the treatment standard or by the method specified as
the treatment standard, even though such treatment is technically
possible. To show that this is the case, the petitioner must either
demonstrate that:
(i) Treatment to the specified level or by the specified method is
technically inappropriate (for example, resulting in combustion of
large amounts of mildly contaminated environmental media); or
(ii) For remediation waste only, treatment to the specified level
or by the specified method is environmentally inappropriate because it
would likely discourage aggressive remediation.
* * * * *
(h) Based on a petition filed by a generator or treater of
hazardous waste, the Administrator or his or her delegated
representative may approve a site-specific variance from an applicable
treatment standard if:
(1) It is not physically possible to treat the waste to the level
specified in the treatment standard, or by the method specified as the
treatment standard. To show that this is the case, the petitioner must
demonstrate that because the physical or chemical properties of the
waste differ significantly from waste analyzed in developing the
treatment standard, the waste cannot be treated to the specified level
or by the specified method; or
(2) It is inappropriate to require the waste to be treated to the
level specified in the treatment standard or by the method specified as
the treatment standard, even though such treatment is technically
possible. To show that this is the case, the petitioner must either
demonstrate that:
(i) Treatment to the specified level or by the specified method is
technically inappropriate (for example, resulting in combustion of
large amounts of mildly contaminated environmental media where the
treatment standard is not based on combustion of such media); or
(ii) For remediation waste only, treatment to the specified level
or by the specified method is environmentally inappropriate because it
would likely discourage aggressive remediation.
(3) Public notice and a reasonable opportunity for public comment
must be provided before granting or denying a petition.
* * * * *
(m) For all variances, the petitioner must also demonstrate that
compliance with any given treatment variance is sufficient to minimize
threats to human health and the environment posed by land disposal of
the waste. In evaluating this demonstration, EPA may take into account
whether a treatment variance should be approved if the subject waste is
to be used in a manner constituting disposal pursuant to 40 CFR 266.20
through 266.23.
* * * * *
[FR Doc. 97-31914 Filed 12-4-97; 8:45 am]
BILLING CODE 6560-50-P
