98-7902. Airworthiness Standards; Rain and Hail Ingestion Standards  

  • [Federal Register Volume 63, Number 58 (Thursday, March 26, 1998)]
    [Rules and Regulations]
    [Pages 14794-14801]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-7902]
    
    
    
    [[Page 14793]]
    
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    Part IV
    
    
    
    
    
    Department of Transportation
    
    
    
    
    
    _______________________________________________________________________
    
    
    
    Federal Aviation Administration
    
    
    
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    14 CFR Parts 23, 25 and 33
    
    
    
    Airworthiness Standards; Rain and Hail Ingestion Standards; Final Rule
    
    Federal Register / Vol. 63, No. 58 / Thursday, March 26, 1998 / Rules 
    and Regulations
    
    [[Page 14794]]
    
    
    
    DEPARTMENT OF TRANSPORTATION
    
    Federal Aviation Administration
    
    14 CFR Parts 23, 25 and 33
    
    [Docket No. 28652; Amendment Nos. 23-53, 25-95, and 33-19]
    RIN 2120-AF75
    
    
    Airworthiness Standards; Rain and Hail Ingestion Standards
    
    AGENCY: Federal Aviation Administration (FAA), DOT.
    
    ACTION: Final rule.
    
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    SUMMARY: These amendments establish revisions to the Federal Aviation 
    Administration's certification standards for rain and hail ingestion 
    for aircraft turbine engines. These amendments address engine power-
    loss and instability phenomena attributed to operation in extreme rain 
    or hail that are not adequately addressed by current requirements. 
    These amendments also generally harmonize these standards with rain and 
    hail ingestion standards being amended by the Joint Aviation 
    Authorities (JAA). These amendments establish nearly uniform standards 
    for engines certified in the United States under 14 CFR part 33 and in 
    the JAA countries under Joint Airworthiness Requirements-Engines (JAR-
    E), thereby simplifying the certification of engine designs by the FAA 
    and the JAA.
    
    EFFECTIVE DATE: April 30, 1998.
    
    FOR FURTHER INFORMATION CONTACT: John Fisher, Engine and Propeller 
    Standards Staff, ANE-110, Engine and Propeller Directorate, Aircraft 
    Certification Service, FAA, New England Region, 12 New England 
    Executive Park, Burlington, Massachusetts 01803-5229; telephone (781) 
    238-7149; fax (781) 238-7199.
    
    SUPPLEMENTARY INFORMATION:
    
    Availability of Final Rules
    
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    or the Federal Register's web page at http://www.access.gpo.gov/
    su__docs for access to recently published rulemaking documents.
        Any person may obtain a copy of this final rule by submitting a 
    request to the Federal Aviation Administration, Office of Rulemaking, 
    ARM-1, 800 Independence Avenue, SW., Washington, DC 20591, or by 
    calling (202) 267-9680. Communications must identify the amendment 
    number or document number of this final rule.
        Persons interested in being placed on the mailing list for future 
    notices of proposed rulemaking and final rulemaking should request from 
    the above office a copy of Advisory Circular No. 11-2A, Notices of 
    Proposed Rulemaking Distribution System, that describes the application 
    procedure.
    
    Small Entity Inquiries
    
        The Small Business Regulatory Enforcement Fairness Act of 1996 
    (SBREFA) requires the FAA to report inquiries from small entities 
    concerning information on, and advice about, compliance with statutes 
    and regulations within the FAA's jurisdiction, including interpretation 
    and application of the law to specific sets of facts supplied by a 
    small entity.
        If you are a small entity and have a question, contact your local 
    FAA official. If you do not know how to contact your local FAA 
    official, you may contact Charlene Brown, Program Analyst Staff, Office 
    of Rulemaking, ARM-27, Federal Aviation Administration, 800 
    Independence Avenue, SW, Washington, DC 20591, 1-888-551-1594. Internet 
    users can find additional information on SBREFA in the ``Quick Jump'' 
    section of the FAA's web page at http://www.faa.gov and may send 
    electronic inquiries to the following internet address: 9-AWA-
    [email protected]
    
    Background
    
    Statement of the Problem
    
        There have been a number of multiple turbine engine power-loss and 
    instability events, forced landings, and accidents attributed to 
    operating airplanes in extreme rain or hail. Investigations have 
    revealed that ambient rain or hail concentrations can be amplified 
    significantly through the turbine engine core at high flight speeds and 
    low engine power conditions. Rain or hail through the turbine engine 
    core may degrade compressor stability, combustor flameout margin, and 
    fuel control run down margin. Ingestion of extreme quantities of rain 
    or hail through the engine core may ultimately produce a number of 
    engine anomalies, including surging, power loss, and engine flameout.
    
    Industry Study
    
        In 1987, the Aerospace Industries Association (AIA) initiated a 
    study of natural icing effects on high bypass ratio (HBR) turbofan 
    engines that concentrated primarily on the mechanical damage aspects of 
    icing encounters. It was discovered during that study that separate 
    power-loss and instability phenomena existed that were not related to 
    mechanical damage. Consequently, in 1988 another AIA study was 
    initiated to determine the magnitude of these threats and to recommend 
    changes to part 33, if appropriate. AIA, working with the Association 
    Europeenne des constructeurs de Materiel Aerospatial (AECMA), concluded 
    that a potential flight safety threat exists for turbine engines 
    installed on airplanes operating in extreme rain and hail. Further, the 
    study concluded that the current water and hail ingestion standards of 
    14 CFR part 33 do not adequately address this threat.
    
    Engine Harmonization Effort
    
        The FAA is committed to undertaking and supporting harmonization of 
    standards in part 33 with those in Joint Aviation Requirements-Engines 
    (JAR-E). In August 1989, as a result of that commitment, the FAA Engine 
    and Propeller Directorate participated in a meeting with the Joint 
    Aviation Authorities (JAA), AIA, and AECMA. The purpose of the meeting 
    was to establish a philosophy, guidelines, and a working relationship 
    regarding the resolution of issues arising from standards that need 
    harmonization, including the adoption of new standards when needed. All 
    parties agreed to work in partnership to address jointly the 
    harmonization task. This partnership was later expanded to include the 
    airworthiness authority of Canada, Transport Canada.
        This partnership identified seven items which were considered the 
    most critical to the initial harmonization effort. New rain and hail 
    ingestion standards are an item on this list of seven items and, 
    therefore, represent a critical harmonization effort.
    
    Aviation Rulemaking Advisory Committee Project
    
        In December 1992, the FAA requested the Aviation Rulemaking 
    Advisory Committee (ARAC) to evaluate the need for new rain and hail 
    ingestion standards. This task, in turn, was assigned to the Engine 
    Harmonization Working Group (EHWG) of the Transport Airplane and Engine 
    Issues Group (TAEIG) on December 11, 1992 (57 FR 58840). On November 7, 
    1995, the TAEIG recommended to the FAA that it proceed with rulemaking 
    and associated advisory material even
    
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    though one manufacturer expressed reservations. The FAA published a 
    notice of proposed rulemaking on August 9, 1996 (61 FR 41688). This 
    rule and associated advisory material reflect the ARAC recommendations.
    
    Discussion of Comments
    
        All interested persons have been afforded an opportunity to 
    participate in this rulemaking, and due consideration has been given to 
    all comments received. The commenters represent domestic and foreign 
    industry, and foreign airworthiness authorities. Five commenters 
    provided the FAA with comments to the NPRM.
        Four commenters expressed concern with the proposed wording for 
    Secs. 23.903 and 25.903. The commenters state that the proposal could 
    result in retroactive requirements imposed on certain engines already 
    type certificated. Three of the four commenters further state that this 
    part of the proposal represents a significant departure from the 
    proposal submitted to the FAA by ARAC.
        The FAA agrees. It was not the intent of the FAA to retroactively 
    impose the new requirements on an engine design already type 
    certificated unless service history indicates that an unsafe condition 
    is present. The FAA has changed the wording for Secs. 23.903 and 25.903 
    back to that originally proposed by the ARAC.
        All five commenters found a number of typographical errors and 
    suggested some editorial changes. One notable typographical error 
    appeared in the ``Disposition of Comments'' section of the preamble of 
    the proposal. When addressing a concern that the hail threat definition 
    was apparently rounded up to 10 g/m \3\, the value 8/3 g/m \3\ was 
    incorrect and should have been written as 8.7 g/m \3\.
        The FAA also agrees to the other recommendations by the commenters 
    and the following grammatical corrections and changes to Sec. 33.78 and 
    Appendix B have been made to this rule:
        Section 33.78(a)(1): ``Critical inlet fact area'' has been changed 
    to ``Critical inlet face area'' and the last sentence revised to read, 
    ``the hailstones shall be ingested in a rapid sequence to simulate a 
    hailstone encounter and the number and size of the hailstones shall be 
    determined as follows:''.
        Section 33.78(a)(1)(ii): The term ``one 20-inch'' has been changed 
    to ``one 2-inch''.
        Section 33.78(a)(2): The following has been added to the beginning 
    of the paragraph, ``In addition to complying with paragraph (a)(1) of 
    this section and'', and a comma has been added immediately following 
    the phrase ``or loss of acceleration and deceleration capability''.
        Section 33.78(b)(4): ``deceleration'' has been replaced with 
    ``acceleration''.
        Appendix B, Table B3: ``Contribution to total LWC (%)'' has been 
    changed to ``Contribution to total RWC (%)''.
        Appendix B, Table B4: The term ``0.49'' has been changed to ``0-
    4.9'', and ``hailstone'' has been replaced with ``hail'' in the title, 
    column heading, and footnote.
        One commenter provided an additional clarifying statement with 
    respect to the hail threat level variations obtained from the Industry 
    Study. Given an extremely remote encounter probability and a typical 
    thirty second exposure to severe hail, the assessed hail threat level 
    varies from 8.7 g/m \3\ to 10.2 g/m \3\, depending upon the airspeed of 
    the aircraft traversing the hail shaft.
        The FAA agrees with the commenter's additional explanation of the 
    assessed hail threat variation. However, the discussion of the Industry 
    Study in the proposal is technically correct.
        One commenter states the need for advisory material to accompany 
    the rule to clarify various terms and criteria contained in the rule.
        The FAA agrees. An extensive advisory circular (AC) was drafted 
    providing explanation of the various terms and criteria contained in 
    the rule. The FAA issued a notice of availability of proposed AC and 
    request for comments on September 5, 1996 (61 FR 46893). Further 
    information regarding this AC can be obtained by contacting the FAA at 
    the address specified under FOR FURTHER INFORMATION CONTACT:
        One commenter suggested changes to the preamble discussion 
    regarding power loss and performance degradation. The commenter did not 
    suggest nor imply that any changes to the proposed rule were needed. 
    The FAA need not address those comments since they do not affect the 
    meaning of these regulations.
        One commenter states that the criterion of no flameout contained in 
    Sec. 33.78(a)(2) and Sec. 33.78(b) was excessive. The commenter further 
    states that many engines are equipped with automatic re-ignition 
    systems that would ensure quick recovery from a flameout.
        The FAA disagrees. Automatic re-ignition systems can facilitate 
    quick recovery from a flameout as a result of a momentary ingestion, 
    such as an ice shed. However, the rain and hail ingestion threats 
    addressed by the new standards are not momentary, and have been defined 
    for purposes of certification testing as 30 seconds duration for hail 
    and 3 minutes duration for rain. Once flameout occurs under these 
    conditions, it is unlikely that the engine will be capable of recovery 
    until the ingestion of rain or hail ceases, with or without an 
    automatic re-ignition system. Also, for actual encounters of severe 
    rain and hail, it is likely that the engine will continue to ingest 
    water, at lower concentrations, after exiting the area of severe rain 
    or hail. The effect of this ingested water is to lower the starting 
    capability of the engine. Therefore, if an airplane encounters severe 
    rain or hail with installed engines that are susceptible to flameout, 
    the airplane will be susceptible to an all engine out, forced landing. 
    For these reasons, demonstrating tolerance to flameout under conditions 
    of extreme rain and hail is a primary objective of the new standards.
        One commenter states that the acceptance criteria for rain and hail 
    ingestion contained in Sec. 33.78(a)(2) and Sec. 33.78(b) appeared to 
    be more stringent than the acceptance for ice ingestion. The commenter 
    believes that the acceptance criteria for rain and hail ingestion 
    should be less stringent than for ice ingestion, since ice ingestion is 
    a more common occurrence than hail ingestion.
        The FAA concurs with the commenter that the stringency of 
    acceptance criteria should be proportional to the occurrence rate of 
    the threat being assessed. However, the FAA disagrees with the 
    commenter's view that the acceptance criteria for rain and hail 
    ingestion are more stringent than for ice ingestion. Some amount of 
    sustained power or thrust loss is permitted following an ice ingestion 
    test. Also, the FAA would accept momentary but recoverable surges and 
    stalls encountered while testing to the new rain and hail ingestion 
    standards, but has not historically accepted momentary surges and 
    stalls following an ice ingestion test. Flameout, run down, continued 
    or non-recoverable surge or stall, and loss of acceleration and 
    deceleration are unacceptable conditions for rain, hail and ice 
    ingestion.
        Finally, the FAA has made the following minor editorial changes to 
    better align this rule with recent changes to the JAA's requirements. 
    These changes do not affect the scope of the rule or change the intent 
    of these sections.
        Section 33.78(a)(1): The phrase ``maximum true air speed'' replaces 
    the phrase ``maximum rough air speed'', and the phrase ``operating in 
    rough air'' is added following the words ``representative aircraft''.
    
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        Section 33.78(a)(1)(i) and (ii): The word ``area'' is changed to 
    read ``areas''.
        Section 33.78(c): In the first sentence the phrase ``complying with 
    paragraph (a)(1) of this section'' is changed to read ``complying with 
    paragraphs (a)(1) and (a)(2) of this section.
        Appendix B: The word ``hailstones'' is changed to read ``hail'' in 
    the introductory paragraph and also in Table B4.
        After careful review of all the comments, the FAA has determined 
    that air safety and the public interest require the adoption of the 
    rule with the changes described.
    
    Paperwork Reduction Act
    
        In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. 
    3507(d), there are no information collection requirements associated 
    with this final rule.
    
    Regulatory Evaluation Summary
    
        Proposed changes to Federal regulations must undergo several 
    economic analyses. First, Executive Order 12866 directs that each 
    Federal agency shall propose or adopt a regulation only upon a reasoned 
    determination that the benefits of the intended regulation justify its 
    costs. Second, the Regulatory Flexibility Act of 1980 requires agencies 
    to analyze the economic effect of regulatory changes on small entities. 
    Third, the Office of Management and Budget directs agencies to assess 
    the effects of regulatory changes on international trade. In conducting 
    these analyses, the FAA has determined that this rule: (1) Will 
    generate benefits that justify its costs and is not a ``significant 
    regulatory action'' as defined in the Executive Order; (2) is not 
    significant as defined in DOT's Regulatory Policies and Procedures; (3) 
    will not have a significant impact on a substantial number of small 
    entities; and (4) will not constitute a barrier to international trade. 
    These analyses, available in the docket, are summarized below.
    
    Incremental Costs
    
        The proposed rule will permit a range of compliance options, 
    thereby enabling manufacturers to select cost-minimizing approaches. 
    Approaches that maximize the use of analytical methods will most likely 
    be the least expensive means to demonstrate compliance, while 
    approaches that rely primarily on engine testing in a simulated rain 
    and hail environment will likely be the most costly. Incremental 
    certification cost estimates supplied by industry varied depending on 
    engine model and the testing method used.
        FAA conservatively estimates that incremental certification costs 
    for an airplane turbine engine design will be approximately $627,000--
    this includes $300,000 in additional engineering hours, and $327,000 
    for the prorated share of the cost of a test facility.
        Based on statements from industry, the FAA expects that, once Rain/
    Hail centrifuging and engine cycle models are established, compliance 
    will be accomplished through design modifications that will have little 
    impact on manufacturing costs. Such design features may affect: (1) fan 
    blade/propeller, (2) spinner/nose cone, (3) bypass splitter, (4) engine 
    bleeds, (5) accessory loads, (6) variable stator scheduling, and (7) 
    fuel control. Similarly, the FAA expects that the rule will have a 
    negligible effect on operating costs.
    
    Expected Benefits
    
        Rain or hail related in-flight engine shutdowns are rare 
    occurrences. This is due, in large part, to the high quality of 
    meteorological data available to ground controllers and pilots, and to 
    well established weather avoidance procedures. However, while such 
    events are infrequent, they pose a serious hazard because they 
    typically occur during a critical phase of flight where recovery is 
    difficult or impossible.
        An examination of the FAA accident/incident database system and 
    National Transportation Safety Board (NTSB) records revealed two 
    accidents that were the result of inflight engine shutdown or rundowns 
    caused by excessive water ingestion. In each case, the aircraft was in 
    the descent phase of flight. These accidents form the basis of the 
    expected benefits of the subject rule. However, what follows should be 
    considered a conservative estimate of the rule's potential benefits for 
    three reasons.
        First, the rule should have the effect of increasing turbine engine 
    water ingestion tolerance regardless of the source of water Accident/
    incident records show that many events (not included in the benefits 
    estimates that follow) were caused by other forms of water such as snow 
    and graupel. It is possible that some of these cases would have 
    benefited from the subject rule.
        Second, several other incidents, while not resulting in a crash, 
    nevertheless had catastrophic potential. This potential could be 
    exacerbated by the development of more efficient turbofan powerplants 
    which have permitted large aircraft designs incorporating fewer 
    engines. An industry study identified seven events (not recorded in 
    either the FAA or NTSB databases) in which rain and/or hail affected 
    two or more engines and resulted in an inflight shutdown of at least 
    one engine.
        Third, heavy rain and hail are often accompanied by severe 
    turbulence and windshear. While recovery from a water induced engine 
    shutdown is frequently successful, the ability to maintain engine power 
    during an encounter with an unexpected downdraft could be crucial to 
    avoiding a crash.
        The available accident and aircraft usage data suggest the 
    categories that are used to classify the benefits of the subject rule. 
    These classifications are: (1) Large air carrier aircraft (operated by 
    major and national air carriers), and (2) other air carrier aircraft 
    (operated by large regional, medium regional, commuter, and other small 
    certificated air carriers). An examination of accident records for the 
    20-year period 1975-1994 indicates that, in the absence of the subject 
    rule, the probability of a hull loss due to a water induced loss of 
    engine power is 0.0094 per million departures for large air carriers, 
    and 0.0249 per million departures for other air carriers.
        The calculation of the rule's benefits, then, depends on the degree 
    to which the rule can reduce this risk. According to industry 
    representatives, compliance with the revised water ingestion standards 
    will reduce the rate of engine power loss events by two orders of 
    magnitude. This analysis assumes that the rule's effect on the accident 
    rate will be proportionately equal to the rule's effect on the event 
    rate.
        Using projections from the FAA Aviation Forecast, this analysis 
    assumes that the average large air carrier airplane has 168 seats and a 
    load factor of 61%. The average regional air carrier airplane is 
    assumed to have 30 seats and a load factor of 51%. The estimated 
    distribution of fatal, serious, and minor injuries is based on the 
    actual distribution of casualties in the accidents cited above. On the 
    basis of these assumptions, FAA estimates the annual benefits of 
    prevented casualties per airplane will be $3,360 for large air carriers 
    and $618 for other air carriers.
    
    Benefits and Costs Analysis
    
        The benefits and costs of the rule are compared for two 
    representative engine certifications: (1) An engine designed for 
    operation on a large jet transport (corresponding to the ``large air 
    carrier'' category described earlier), and (2) an engine designed for 
    operation on a regional transport (corresponding to the ``other air 
    carrier'' category).
        For each certification, the following assumptions apply: (1) 50 
    engines are produced per year for 10 years (500 total
    
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    engines produced per certification), (2) incremental certification 
    costs are incurred in the year 2000, (3) engine production begins in 
    the year 2002, (4) the first engines enter service in the year 2003, 
    (5) each engine is retired after 10 years, (6) the discount rate is 7%. 
    Also, in order to compare incremental engine costs with expected 
    benefits (which are expressed in terms of the reduction in the aircraft 
    accident rate) this analysis assumes that each aircraft has two 
    engines.
        Under the assumptions enumerated above, total lifecycle benefits 
    for a representative engine designed for operation on a large airplane 
    equal approximately $9.3 million or $3.5 million at present value (1997 
    dollars). Total lifecycle benefits for a representative engine designed 
    for operation on a regional airplane equal to approximately $1.8 
    million or $0.7 million at present value.
        This analysis postulates that incremental certification costs for 
    both representative engine designs are the same. As discussed above, 
    incremental costs are approximately $627,000 or $512,000 at present 
    value.
        FAA finds that the rule would be cost-beneficial. Under very 
    conservative production, service life, and incremental engine 
    certification cost assumption, the expected discounted benefits of 
    prevented casualties and aircraft damage will exceed costs by a ratio 
    ranging from 6.9 to 1 for large air carriers to 1.3 to 1 for other air 
    carriers.
    
    Harmonization Benefits
    
        In addition to the benefits of increased safety, the rule 
    harmonizes with JAR requirements, thus reducing costs associated with 
    certificating aircraft turbine engines to differing airworthiness 
    standards.
    
    Regulatory Flexibility Determination
    
        The Regulatory Flexibility Act of 1980 establishes ``as a principle 
    of regulatory issuance that agencies shall endeavor, consistent with 
    the objective of the rule and of applicable statutes, to fit regulatory 
    and informational requirements to the scale of the businesses, 
    organizations, and governmental jurisdictions subject to regulation.'' 
    To achieve that principal, the Act requires agencies to solicit and 
    consider flexible regulatory proposal and to explain the rational for 
    their actions. The Act covers a wide range of small entities, including 
    small businesses, non-for-profit organizations and small governmental 
    jurisdictions.
        Agencies must perform an analysis to determine whether a rule will 
    have a significant economic impact on a substantial number of small 
    entities; if the determination is that it will, the agency must prepare 
    a regulatory flexibility analysis (RFA).
        However, if after an analysis for a proposed or final rule, an 
    agency determines that a rule is not expected to have a significant 
    economic impact on a substantial number of small entities. Section 
    605(b) of the 1980 act provides that the head of the agency may so 
    certify. The certification must include a statement providing the 
    factual basis for this determination, and the reasoning should be 
    clear.
        The FAA conducted the required preliminary analysis of the proposal 
    and determined that it would not have a significant economic impact on 
    a substantial number of small entities. That determination was 
    published in the Federal Register on August 9, 1996 as part of the 
    Notice of Proposed Rulemaking. No comments were received regarding the 
    economic analysis of the rule. No substantial changes were made in the 
    final rule from the proposed rule, and estimated costs were not 
    significantly modified. Accordingly, pursuant to the Regulatory 
    Flexibility Act, 5 U.S.C. 605(b), the Federal Aviation Administration 
    certifies that this rule will not have a significant economic impact on 
    a substantial number of small entities.
    
    International Trade Impact Assessment
    
        The rule will have little or no effect on trade for either U.S. 
    firms marketing turbine engines in foreign markets or foreign firms 
    marketing turbine engines in the U.S. Generally, this rule harmonizes 
    FAA requirements with existing and proposed JAA requirements.
    
    Federalism Implication
    
        The regulations will not have substantial direct effects on the 
    states, on the relationship between the national government and the 
    states, or on the distribution of power and responsibilities among the 
    various levels of government. Therefore, in accordance with Executive 
    Order 12612, it is determined that this rule will not have sufficient 
    federalism implications to warrant the preparation of a Federalism 
    Assessment.
    
    Unfunded Mandates Reform Act
    
        Title II of the Unfunded Mandates Reform Act of 1995 (The Act), 
    enacted as Public L. 104-4 on March 22, 1995, requires each federal 
    agency, to the extent permitted by law, to prepare a written assessment 
    of the effects of any federal mandate in a proposed or final agency 
    rule that may result in the expenditure by state, local, and tribal 
    governments, in the aggregate, or by the private sector, of $100 
    million or more (adjusted annually for inflation) in any one year. 
    Section 204(A) of The Act, 2 U.S.C. 1534(A), requires the federal 
    agency to develop an effective process to permit timely input by 
    elected officers (or their designees) of state, local, and tribal 
    governments on a proposed ``significant intergovernmental mandate''. A 
    ``significant intergovernmental mandate'' under The Act is any 
    provision in a federal agency regulation that will impose an 
    enforceable duty upon state, local, and tribal governments, in the 
    aggregate, of $100 million (adjusted annually for inflation) in any one 
    year. Section 203 of The Act, 2 U.S.C. 1533, which supplements section 
    204(A), provides that before establishing any regulatory requirements 
    that might significantly or uniquely affect small governments, the 
    agency shall have developed a plan that, among other things, provides 
    for notice to potentially affected small governments, if any, and for a 
    meaningful and timely opportunity to provide input in the development 
    of regulatory proposals.
        The FAA determines that this rule does not contain a significant 
    intergovernmental or private sector mandate as defined by the act.
    
    List of Subjects in 14 CFR Parts 23, 25 and 33
    
        Air transportation, Aircraft, Aviation safety, Safety.
    
    Adoption of the Amendments
    
        In consideration of the foregoing, the Federal Aviation 
    Administration amends 14 CFR parts 23, 25, and 33 as follows:
    
    PART 23--AIRWORTHINESS STANDARDS: NORMAL, UTILITY, ACROBATIC, AND 
    COMMUTER CATEGORY AIRPLANES
    
        1. The authority citation for part 23 continues to read as follows:
    
        Authority: 49 U.S.C. 106(g), 40113, 44701-44702, 44704.
    
        2. Section 23.901 is amended by revising paragraph (d)(2) to read 
    as follows:
    
    
    Sec. 23.901  Installation.
    
    * * * * *
        (d) * * *
        (2) Ensure that the capability of the installed engine to withstand 
    the ingestion of rain, hail, ice, and birds into the engine inlet is 
    not less than the
    
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    capability established for the engine itself under Sec. 23.903(a)(2).
    * * * * *
        3. Section 23.903 is amended by revising paragraph (a)(2) to read 
    as follows:
    
    
    Sec. 23.903  Engines.
    
        (a) * * *
        (2) Each turbine engine must either--
        (i) Comply with Secs. 33.77 and 33.78 of this chapter in effect on 
    April 30, 1998; or as subsequently amended; or
        (ii) Comply with Sec. 33.77 of this chapter in effect on October 
    31, 1974, or as subsequently amended prior to April 30, 1998, and must 
    have a foreign object ingestion service history that has not resulted 
    in any unsafe condition; or
        (iii) Be shown to have a foreign object ingestion service history 
    in similar installation locations which has not resulted in any unsafe 
    condition.
    
        Note: Sec. 33.77 of this chapter in effect on October 31, 1974, 
    was published in 14 CFR parts 1 to 59, Revised as of January 1, 
    1975. See 39 FR 35467, October 1, 1974.
    * * * * *
    
    PART 25--AIRWORTHINESS STANDARDS; TRANSPORT CATEGORY AIRPLANES
    
        4. The authority citation for part 25 continues to read as follows:
    
        Authority: 49 U.S.C. 106(g), 40113, 44701-44702, 44704.
    
        5. Section 25.903 is amended by revising paragraph (a)(2) to read 
    as follows:
    
    
    Sec. 25.903  Engines.
    
        (a) * * *
        (2) Each turbine engine must either--
        (i) Comply with Secs. 33.77 and 33.78 of this chapter in effect on 
    April 30, 1998 or as subsequently amended; or
        (ii) Comply with Sec. 33.77 of this chapter in effect on October 
    31, 1974, or as subsequently amended prior to April 30, 1998, and must 
    have a foreign object ingestion service history that has not resulted 
    in any unsafe condition; or
        (iii) Be shown to have a foreign object ingestion service history 
    in similar installation locations which has not resulted in any unsafe 
    condition.
    
        Note: Sec. 33.77 of this chapter in effect on October 31, 1974, 
    was published in 14 CFR parts 1 to 59, Revised as of January 1, 
    1975. See 39 FR 35467, October 1, 1974.
    * * * * *
    
    PART 33--AIRWORTHINESS STANDARDS: AIRCRAFT ENGINES
    
        6. The authority citation for part 33 continues to read as follows:
    
        Authority: 49 U.S.C. 106(g) 40113, 44701-44702, 44704.
    
        7. Section 33.77 is amended by revising paragraphs (c) and (e) to 
    read as follows:
    
    
    Sec. 33.77  Foreign object ingestion.
    
    * * * * *
        (c) Ingestion of ice under the conditions prescribed in paragraph 
    (e) of this section, may not cause a sustained power or thrust loss or 
    require the engine to be shut down.
    * * * * *
        (e) Compliance with paragraphs (a), (b), and (c) of this section 
    must be shown by engine test under the following ingestion conditions:
    
    ----------------------------------------------------------------------------------------------------------------
                                                     Speed of foreign                                               
            Foregin object           Test quantity        object             Engine operation           Ingestion   
    ----------------------------------------------------------------------------------------------------------------
    Birds:                                                                                                          
        3-ounce size.............  One for each 50   Liftoff speed of  Takeoff....................  In rapid        
                                    square inches     typical                                        sequence to    
                                    of inlet area,    aircraft.                                      simulate a     
                                    or fraction                                                      flock encounter
                                    thereof, up to                                                   and aimed at   
                                    a maximum of 16                                                  selected       
                                    birds. Three-                                                    critical areas.
                                    ounce bird                                                                      
                                    ingestion not                                                                   
                                    required if a                                                                   
                                    1\1/2\-pound                                                                    
                                    bird will pass                                                                  
                                    the inlet guide                                                                 
                                    vanes into the                                                                  
                                    rotor blades.                                                                   
        1\1/2\-pound size........  One for the       Initial climb     Takeoff....................  In rapid        
                                    first 300         speed of                                       sequence to    
                                    square inches     typical                                        simulate a     
                                    of inlet area,    aircraft.                                      flock encounter
                                    if it can enter                                                  at selected    
                                    the inlet, plus                                                  critical areas.
                                    one for each                                                                    
                                    additional 600                                                                  
                                    square inches                                                                   
                                    of inlet area,                                                                  
                                    or fraction,                                                                    
                                    thereof up to a                                                                 
                                    maximum of 8                                                                    
                                    birds.                                                                          
        4-pound size.............  One, if it can    Maximum climb     Maximum cruise.............  Aimed at        
                                    enter the inlet.  speed of                                       critical area. 
                                                      typical                                                       
                                                      aircraft, if                                                  
                                                      the engine has                                                
                                                      inlet guide                                                   
                                                      vanes.                                                        
                                                     Liftoff speed of  Takeoff....................  Aimed at        
                                                      typical                                        critical area. 
                                                      aircraft, if                                                  
                                                      the engine does                                               
                                                      not have inlet                                                
                                                      guide vanes.                                                  
    Ice:                                                                                                            
        Maximum accumulation on a  Sucked in.......  ................  Maximum cruise.............  To simulate a   
         typical inlet cowl and                                                                      continuous     
         engine face resulting                                                                       maximum icing  
         from a 2-minute delay in                                                                    encounter at 25
         actuating anti-icing                                                                        deg. F.        
         system, or a slab of ice                                                                                   
         which is comparable in                                                                                     
         weight or thickness for                                                                                    
         that size engine..                                                                                         
    ----------------------------------------------------------------------------------------------------------------
     Note: The term ``inlet area'' as used in this section means the engine inlet projected area at the front face  
      of the engine. It includes the projected area of any spinner or bullet nose that is provided.                 
    
    
    [[Page 14799]]
    
        8. Section 33.78 is added to part 33, to read as follows:
    
    
    Sec. 33.78  Rain and hail ingestion.
    
        (a) All engines. (1) The ingestion of large hailstones (0.8 to 0.9 
    specific gravity) at the maximum true air speed, up to 15,000 feet 
    (4,500 meters), associated with a representative aircraft operating in 
    rough air, with the engine at maximum continuous power, may not cause 
    unacceptable mechanical damage or unacceptable power or thrust loss 
    after the ingestion, or require the engine to be shut down. One-half 
    the number of hailstones shall be aimed randomly over the inlet face 
    area and the other half aimed at the critical inlet face area. The 
    hailstones shall be ingested in a rapid sequence to simulate a 
    hailstone encounter and the number and size of the hailstones shall be 
    determined as follows:
        (i) One 1-inch (25 millimeters) diameter hailstone for engines with 
    inlet areas of not more than 100 square inches (0.0645 square meters).
        (ii) One 1-inch (25 millimeters) diameter and one 2-inch (50 
    millimeters) diameter hailstone for each 150 square inches (0.0968 
    square meters) of inlet area, or fraction thereof, for engines with 
    inlet areas of more than 100 square inches (0.0645 square meters).
        (2) In addition to complying with paragraph (a)(1) of this section 
    and except as provided in paragraph (b) of this section, it must be 
    shown that each engine is capable of acceptable operation throughout 
    its specified operating envelope when subjected to sudden encounters 
    with the certification standard concentrations of rain and hail, as 
    defined in appendix B to this part. Acceptable engine operation 
    precludes flameout, run down, continued or non-recoverable surge or 
    stall, or loss of acceleration and deceleration capability, during any 
    three minute continuous period in rain and during any 30 second 
    continuous period in hail. It must also be shown after the ingestion 
    that there is no unacceptable mechanical damage, unacceptable power or 
    thrust loss, or other adverse engine anomalies.
        (b) Engines for rotorcraft. As an alternative to the requirements 
    specified in paragraph (a)(2) of this section, for rotorcraft turbine 
    engines only, it must be shown that each engine is capable of 
    acceptable operation during and after the ingestion of rain with an 
    overall ratio of water droplet flow to airflow, by weight, with a 
    uniform distribution at the inlet plane, of at least four percent. 
    Acceptable engine operation precludes flameout, run down, continued or 
    non-recoverable surge or stall, or loss of acceleration and 
    deceleration capability. It must also be shown after the ingestion that 
    there is no unacceptable mechanical damage, unacceptable power loss, or 
    other adverse engine anomalies. The rain ingestion must occur under the 
    following static ground level conditions:
        (1) A normal stabilization period at take-off power without rain 
    ingestion, followed immediately by the suddenly commencing ingestion of 
    rain for three minutes at takeoff power, then
        (2) Continuation of the rain ingestion during subsequent rapid 
    deceleration to minimum idle, then
        (3) Continuation of the rain ingestion during three minutes at 
    minimum idle power to be certified for flight operation, then
        (4) Continuation of the rain ingestion during subsequent rapid 
    acceleration to takeoff power.
        (c) Engines for supersonic airplanes. In addition to complying with 
    paragraphs (a)(1) and (a)(2) of this section, a separate test for 
    supersonic airplane engines only, shall be conducted with three 
    hailstones ingested at supersonic cruise velocity. These hailstones 
    shall be aimed at the engine's critical face area, and their ingestion 
    must not cause unacceptable mechanical damage or unacceptable power or 
    thrust loss after the ingestion or require the engine to be shut down. 
    The size of these hailstones shall be determined from the linear 
    variation in diameter from 1-inch (25 millimeters) at 35,000 feet 
    (10,500 meters) to \1/4\-inch (6 millimeters) at 60,000 feet (18,000 
    meters) using the diameter corresponding to the lowest expected 
    supersonic cruise altitude. Alternatively, three larger hailstones may 
    be ingested at subsonic velocities such that the kinetic energy of 
    these larger hailstones is equivalent to the applicable supersonic 
    ingestion conditions.
        (d) For an engine that incorporates or requires the use of a 
    protection device, demonstration of the rain and hail ingestion 
    capabilities of the engine, as required in paragraphs (a), (b), and (c) 
    of this section, may be waived wholly or in part by the Administrator 
    if the applicant shows that:
        (1) The subject rain and hail constituents are of a size that will 
    not pass through the protection device;
        (2) The protection device will withstand the impact of the subject 
    rain and hail constituents; and
        (3) The subject of rain and hail constituents, stopped by the 
    protection device, will not obstruct the flow of induction air into the 
    engine, resulting in damage, power or thrust loss, or other adverse 
    engine anomalies in excess of what would be accepted in paragraphs (a), 
    (b), and (c) of this section.
        9. Appendix B is added to part 33, to read as follows:
    
    Appendix B to Part 33--Certification Standard Atmospheric 
    Concentrations of Rain and Hail
    
        Figure B1, Table B1, Table B2, Table B3, and Table B4 specify 
    the atmospheric concentrations and size distributions of rain and 
    hail for establishing certification, in accordance with the 
    requirements of Sec. 33.78(a)(2). In conducting tests, normally by 
    spraying liquid water to simulate rain conditions and by delivering 
    hail fabricated from ice to simulate hail conditions, the use of 
    water droplets and hail having shapes, sizes and distributions of 
    sizes other than those defined in this appendix B, or the use of a 
    single size or shape for each water droplet or hail, can be 
    accepted, provided that applicant shows that the substitution does 
    not reduce the severity of the test.
    
    BILLING CODE 4910-13-M
    
    [[Page 14800]]
    
    [GRAPHIC] [TIFF OMITTED] TR26MR98.000
    
    
    
    BILLING CODE 4910-13-C
    
    
        Table B1.--Certification Standard Atmospheric Rain Concentrations   
    ------------------------------------------------------------------------
                                                                      Rain  
                                                                     water  
                                                                    content 
                                                                     (RWC)  
                           Altitude (feet)                           (grams 
                                                                     water/ 
                                                                   meter \3\
                                                                      air)  
    ------------------------------------------------------------------------
    0............................................................       20.0
    20,000.......................................................       20.0
    26,300.......................................................       15.2
    32,700.......................................................       10.8
    39,300.......................................................        7.7
    46,000.......................................................        5.2
    ------------------------------------------------------------------------
    RWC values at other altitudes may be determined by linear interpolation.
    Note: Source of data--Results of the Aerospace Industries Association   
      (AIA) Propulsion Committee Study, Project PC 338-1, June 1990.        
    
    
        Table B2.--Certification Standard Atmospheric Hail Concentrations   
    ------------------------------------------------------------------------
                                                                      Hail  
                                                                     water  
                                                                    content 
                                                                     (HWC)  
                           Altitude (feet)                           (grams 
                                                                     water/ 
                                                                   meter \3\
                                                                      air)  
    ------------------------------------------------------------------------
    0............................................................        6.0
    7,300........................................................        8.9
    8,500........................................................        9.4
    10,000.......................................................        9.9
    12,000.......................................................       10.0
    15,000.......................................................       10.0
    16,000.......................................................        8.9
    17,700.......................................................        7.8
    19,300.......................................................        6.6
    21,500.......................................................        5.6
    24,300.......................................................        4.4
    29,000.......................................................        3.3
    46,000.......................................................        0.2
    ------------------------------------------------------------------------
    HWC values at other altitudes may be determined by linear interpolation.
      The hail threat below 7,300 feet and above 29,000 feet is based on    
      linearly extrapolated data.                                           
    Note: Source of data--Results of the Aerospace Industries Association   
      (AIA Propulsion Committee (PC) Study, Project PC 338-1, June 1990.    
    
    
         Table B3.--Certification Standard Atmospheric Rain Droplet Size    
                                  Distribution                              
    ------------------------------------------------------------------------
                                                                Contribution
                    Rain droplet diameter (mm)                    total RWC 
                                                                     (%)    
    ------------------------------------------------------------------------
    0-0.49....................................................            0 
    0.50-0.99.................................................         2.25 
    1.00-1.49.................................................         8.75 
    1.50-1.99.................................................        16.25 
    2.00-2.49.................................................        19.00 
    2.50-2.99.................................................        17.75 
    3.00-3.49.................................................        13.50 
    3.50-3.99.................................................         9.50 
    4.00-4.49.................................................         6.00 
    4.50-4.99.................................................         3.00 
    5.00-5.49.................................................         2.00 
    5.50-5.99.................................................         1.25 
    6.00-6.49.................................................         0.50 
    6.50-7.00.................................................         0.25 
                                                               -------------
        Total.................................................       100.00 
    ------------------------------------------------------------------------
    Median diameter of rain droplets in 2.66 mm                             
    Note: Source of data--Results of the Aerospace Industries Association   
      (AIA Propulsion Committee (PC) Study, Project PC 338-1, June 1990.    
    
    
      Table B4.--Certification Standard Atmospheric Hail Size Distribution  
    ------------------------------------------------------------------------
                                                                Contribution
                        Hail diameter (mm)                        total HWC 
                                                                     (%)    
    ------------------------------------------------------------------------
    0-4.9.....................................................            0 
    5.0-9.9...................................................        17.00 
    10.0-14.9.................................................        25.00 
    15.0-19.9.................................................        22.50 
    20.0-24.9.................................................        16.00 
    25.0-29.9.................................................         9.75 
    30.0-34.9.................................................         4.75 
    35.0-39.9.................................................         2.50 
    40.0-44.9.................................................         1.50 
    
    [[Page 14801]]
    
                                                                            
    45.0-49.9.................................................         0.75 
    50.0-55.0.................................................         0.25 
                                                               -------------
        Total.................................................       100.00 
    ------------------------------------------------------------------------
    Median diameter of hail is 16 mm                                        
    Note: Source of data--Results of the Aerospace Industries Association   
      (AIA Propulsion Committee (PC) Study, Project PC 338-1, June 1990.    
    
        Issued in Washington, DC, on March 20, 1998.
    Jane F. Garvey,
    Administrator.
    [FR Doc. 98-7902 Filed 3-25-98; 8:45 am]
    BILLING CODE 4910-13-M
    
    
    

Document Information

Effective Date:
4/30/1998
Published:
03/26/1998
Department:
Federal Aviation Administration
Entry Type:
Rule
Action:
Final rule.
Document Number:
98-7902
Dates:
April 30, 1998.
Pages:
14794-14801 (8 pages)
Docket Numbers:
Docket No. 28652, Amendment Nos. 23-53, 25-95, and 33-19
RINs:
2120-AF75: Rain and Hail Ingestion Standards
RIN Links:
https://www.federalregister.gov/regulations/2120-AF75/rain-and-hail-ingestion-standards
PDF File:
98-7902.pdf
CFR: (6)
14 CFR 33.78(a)(2)
14 CFR 23.901
14 CFR 23.903
14 CFR 25.903
14 CFR 33.77
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