99-14087. Alternate Compliance Program; Incorporations by Reference  

  • [Federal Register Volume 64, Number 109 (Tuesday, June 8, 1999)]
    [Rules and Regulations]
    [Pages 30437-30440]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-14087]
    
    
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    DEPARTMENT OF TRANSPORTATION
    
    Coast Guard
    
    46 CFR Parts 8, 31, 71, 91, and 107
    
    [USCG-1999-5004]
    RIN 2115-AF74
    
    
    Alternate Compliance Program; Incorporations by Reference
    
    AGENCY: Coast Guard, DOT.
    
    ACTION: Direct final rule.
    
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    SUMMARY: By this direct final rule, the Coast Guard is amending part 8 
    of Title 46, Code of Federal Regulations, to add recently approved 
    incorporations by reference. We also insert the address and telephone 
    numbers of the Coast Guard office identified in several parts as the 
    source for additional information to facilitate our Alternate 
    Compliance Program. This rule makes no substantive changes to current 
    regulations. It enables continuation of the Alternate Compliance 
    Program (ACP), which was developed to reduce redundant vessel 
    inspections without jeopardizing safety. The final rule on the ACP was 
    published in the Federal Register (62 FR 67526) on December 24, 1997.
    
    DATES: This rule is effective on September 7, 1999, unless a written 
    adverse comment, or written notice of intent to submit an adverse 
    comment, reaches the Docket Management Facility on or before August 9, 
    1999. If an adverse comment, or notice of intent to submit an adverse 
    comment, is received, the Coast Guard will withdraw this direct final 
    rule and publish a timely notice of withdrawal in the Federal Register.
    
    ADDRESSES: You may mail your comments to the Docket Management 
    Facility, (USCG-1999-5004), U.S. Department of Transportation, room PL-
    401, 400 Seventh Street SW., Washington DC 20590-0001, or deliver them 
    to room PL-401 on the Plaza level of the Nassif Building at the same 
    address between 9 a.m. and 5 p.m., Monday through Friday, except 
    Federal holidays. The telephone number is 202-366-9329. The Docket 
    Management Facility maintains the public docket for this rulemaking. 
    Comments, and documents as indicated in this preamble, will become part 
    of this docket and will be available for inspection or copying at room 
    PL-401 on the Plaza level of the Nassif Building at the same address 
    between 9 a.m. and 5 p.m., Monday through Friday, except Federal 
    holidays. You may also access this docket on the Internet at http://
    dms.dot.gov.
    
    FOR FURTHER INFORMATION CONTACT: For questions on this rule, contact 
    Jaideep Sirkar, Naval Architecture Division (G-MSE-2), via: E-mail 
    jsirkar@comdt.uscg.mil; telephone (202) 267-6925; or fax (202) 267-
    4816. For questions on viewing, or submitting material to, the docket, 
    contact Carol Walker, Chief, Dockets, Department of Transportation, 
    telephone 202-366-9329.
    
    SUPPLEMENTARY INFORMATION:
    
    Request for Comments
    
        The Coast Guard encourages interested persons to participate in 
    this rulemaking by submitting written data, views, or arguments. 
    Persons submitting comments should include their names and addresses, 
    identify this rulemaking (USCG-1999-5004) and the specific section of 
    this document to which each comment applies, and give the reason for 
    each comment. Please submit all comments and attachments in an unbound 
    format, no larger than 8\1/2\ by 11 inches, suitable for copying and 
    electronic filing to the Docket Management Facility at the address 
    under ADDRESSES. Persons wanting acknowledgment of receipt of comments 
    should enclose stamped, self-addressed postcards or envelopes.
    
    Regulatory Information
    
        The Coast Guard is publishing a direct final rule, the procedures 
    of which are outlined in 33 CFR 1.05-55, because no adverse comment is 
    anticipated. If no adverse comment or written notice of intent to 
    submit an adverse comment is received within the specified comment 
    period, this rule will become effective as stated in the DATES section. 
    In that case, approximately 30 days before the effective date, the 
    Coast Guard will publish a document in the Federal Register stating 
    that no adverse comment was received and confirming that this rule will 
    become effective as scheduled. However, if the Coast Guard receives a 
    written adverse comment or written notice of intent to submit an 
    adverse comment, the Coast Guard will publish a document in the Federal 
    Register announcing withdrawal of all or part of this direct final 
    rule. If an adverse comment applies to an amendment, paragraph, or 
    section of this rule and it is possible to remove that provision 
    without defeating the purpose of this rule, the Coast Guard may adopt 
    as final those parts of this rule on which no adverse comment was 
    received. The provision of this rule that was the subject of an adverse 
    comment will be withdrawn. If the Coast Guard decides to proceed with a 
    rulemaking following receipt of an adverse comment, the Coast Guard 
    will publish a separate Notice of Proposed Rulemaking (NPRM) and 
    provide a new opportunity for comment. A comment is considered 
    ``adverse'' if the comment explains why this rule would be 
    inappropriate, including a challenge to the rule's underlying premise 
    or approach, or would be ineffective or unacceptable without a change.
    
    Background and Purpose
    
        Under regulations in 46 CFR parts 8, 31, 71, 91, and 107, owners 
    and operators may submit their vessels for inspection by a recognized 
    classification society. The classification society surveys such vessels 
    and documents compliance with applicable international requirements, 
    class rules, and its U.S. supplement. The cognizant U.S. Coast Guard 
    Officer in Charge, Marine Inspection, may then issue certificates of 
    inspection based upon classification society reports documenting 
    vessels are classed and that they comply with all applicable 
    requirements.
    
    Discussion of Rule
    
        This rule does not change any substantive requirements of existing 
    regulations. The purpose of this
    
    [[Page 30438]]
    
    rulemaking is to add several recently approved sets of classification 
    society rules and the supplements for these rules to the ACP 
    regulations. Adding these rules and supplements through incorporation 
    by reference is essential for the continued viability and validity of 
    the ACP regulations.
    
    Incorporation by Reference
    
        The Director of the Federal Register has approved the material in 
    46 CFR 8.110(b) for incorporation by reference under 5 U.S.C. 552 and 1 
    CFR part 51. You may inspect all material at the Office of the Federal 
    Register, 800 North Capitol St., NW., Suite 700, Washington, DC and at 
    the U.S. Coast Guard, Office of Design and Engineering Standards (G-
    MSE), 2100 Second St., SW., Washington, DC 20593-0001. You may obtain 
    copies from either the American Bureau of Shipping (ABS)-Two World 
    Trade Center, 106th Floor, New York, NY 10048, or Lloyd's Register of 
    Shipping (LR)-100 Leadenhall Street, London EC3A 3BP.
    
                  Statutes and Orders on the Regulatory Process
    ------------------------------------------------------------------------
                                      Does the statute or    If so, where do
                                       order require an      we discuss the
           Statute or order          analysis or statement     analysis or
                                     for this rulemaking?      statement?
    ------------------------------------------------------------------------
    Regulatory Planning and Review  Yes...................  See ``Regulatory
     (Analysis of costs and                                  Evaluation'' in
     benefits)--E.O. 12866; DOT                              this preamble.
     Order 2100.5.
    Civil Justice Reform--E.O.      No. This rule meets
     12988.                          the applicable
                                     standards in E.O.
                                     12988, sections 3(a)
                                     and (b)(2), to
                                     minimize litigation,
                                     eliminate ambiguity,
                                     and reduce burden.
    Regulatory Flexibility Act--5   Yes...................  See ``Small
     U.S.C. 604(a) and 605(b).                               Entities'' in
                                                             this preamble.
    Paperwork Reduction Act of      No. This rule contains
     1995--44 U.S.C. 3501-3520.      no new collection-of-
                                     information
                                     requirements.
    Federalism--E.O. 12612........  No. This rule does not
                                     have sufficient
                                     implications for
                                     federalism to warrant
                                     the preparation of a
                                     Federalism Assessment.
    Unfunded Mandates Reform Act    No. No written
     of 1995, sec. 202--2 U.S.C.     statement is
     1532.                           necessary because
                                     this rule does not
                                     impose an unfunded
                                     mandate that may
                                     result in the
                                     expenditure of $100M
                                     or more in any one
                                     year.
    Enhancing the                   No. This rule does not
     Intergovernmental Partnership   impose on any State,
     (unfunded mandates for State,   local, or tribal
     local, or tribal                government a mandate
     governments)--E.O. 12875.       that is not required
                                     by statute and that
                                     is not funded by the
                                     Federal government.
    Interference with               No. This rule does not
     Constitutionally Protected      effect a taking of
     Property Rights (taking of      private property or
     private property)--E.O. 12630.  otherwise have taking
                                     implications under
                                     E.O. 12630.
    Protection of Children from     No. This rule is not
     Environmental Health Risks      an economically
     and Safety Risks--E.O. 13045.   significant rule and
                                     does not concern an
                                     environmental risk to
                                     health or a risk to
                                     safety
                                     disproportionately
                                     affecting children.
    National Environmental Policy   Yes...................  See
     Act--42 U.S.C. 4321-4347.                               ``Environment''
                                                             in this
                                                             preamble.
    ------------------------------------------------------------------------
    
    Regulatory Evaluation
    
        This rule is not a significant regulatory action under section 3(f) 
    of Executive Order 12866 and does not require an assessment of 
    potential costs and benefits under section 6(a)(3) of that order. It 
    has not been reviewed by the Office of Management and Budget under that 
    order. It is not significant under the regulatory policies and 
    procedures of the Department of Transportation (DOT) (44 FR 11040; 
    February 26, 1979). The Coast Guard expects the economic impact of this 
    rule to be so minimal that a full Regulatory Evaluation under paragraph 
    10e of the regulatory policies and procedures of DOT is unnecessary. It 
    will not impose any costs on the public, because it enables a voluntary 
    alternative to another prescribed method of inspection.
    
    Small Entities
    
        Under the Regulatory Flexibility Act (5 U.S.C. 601 et seq.), the 
    Coast Guard considers whether this rule will have a significant 
    economic impact on a substantial number of small entities. ``Small 
    entities'' include small businesses, not-for-profit organizations that 
    are independently owned and operated and are not dominant in their 
    fields, and governmental jurisdictions with populations of less than 
    50,000. This rule does not change any requirements in the regulations. 
    It is simply updating information to facilitate continuation of the 
    Coast Guard's existing Alternate Compliance Program. Therefore, the 
    Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not 
    have a significant economic impact on a substantial number of small 
    entities. Comments submitted in response to this finding will be 
    evaluated under the criteria in the ``Regulatory Information'' section 
    of this preamble.
    
    Collection of Information
    
        This rule contains no collection-of-information requirements under 
    the Paperwork Reduction Act (44 U.S.C. 3501 et seq.).
    
    Federalism
    
        The Coast Guard has analyzed this rule under the principles and 
    criteria contained in Executive Order 12612 and has determined that 
    this rule does not have sufficient federalism implications to warrant 
    the preparation of a Federalism Assessment.
    
    Environment
    
        The Coast Guard considered the environmental impact of this rule 
    and concluded that under figure 2-1, paragraphs (34) (d) and (e) of 
    Commandant Instruction M16475.1C, this rule is categorically excluded 
    from further environmental documentation. This exclusion is in 
    accordance with section 2.B.2. and figure 2-1 concerning regulations 
    that are based on vessel inspection and equipment aspects. A 
    ``Categorical Exclusion Determination'' is available in the docket for 
    inspection
    
    [[Page 30439]]
    
    or copying where indicated under ADDRESSES.
    
    List of Subjects
    
    46 CFR Part 8
    
        Administrative practice and procedure, Incorporation by reference, 
    Organization and functions (Government agencies), Reporting and 
    recordkeeping requirements.
    
    46 CFR Part 31
    
        Marine safety, Reporting and recordkeeping requirements, Tank 
    vessels.
    
    46 CFR Part 71
    
        Marine safety, Passenger vessels, Reporting and recordkeeping 
    requirements.
    
    46 CFR Part 91
    
        Cargo vessels, Marine safety, Reporting and recordkeeping 
    requirements.
    
    46 CFR Part 107
    
        Marine safety, Oil and gas exploration, Reporting and recordkeeping 
    requirements, Vessels.
    
        For the reasons set out in the preamble, under the authority of 46 
    U.S.C. 3306, the Coast Guard amends 46 CFR parts 8, 31, 71, 91, and 107 
    as follows:
    
    PART 8--VESSEL INSPECTION ALTERNATIVES
    
        1. The authority citation for part 8 continues to read as follows:
    
        Authority: 46 U.S.C. 3306; 46 U.S.C. 3316, as amended by Sec. 
    607, Pub L. 104-324, 110 Stat. 3901; 46 U.S.C. 3703; 49 CFR 1.45, 
    1.46.
    
        2. Revise Sec. 8.110(b) to read as follows:
    
    
    Sec. 8.110  Incorporation by reference.
    
        (a) * * *
        (b) The material incorporated by reference in this subchapter and 
    the sections affected are as follows:
    
    American Bureau of Shipping (ABS)--Two World Trade Center, 106th Floor, 
    New York, NY 10048.
        Rules for Building and Classing Steel Vessels, 1996--31.01-3(b), 
    71.15-5(b), 91.15-5(b)
        Rules for Building and Classing Steel Vessels, 1997--31.01-3(b), 
    71.15-5(b), 91.15-5(b)
        Rules for Building and Classing Steel Vessels, 1998--31.01-3(b), 
    71.15-5(b), 91.15-5(b)
        Rules for Building and Classing Mobile Offshore Drilling Units, 
    1998--107.205(b)
        U. S. Supplement to ABS Rules for Steel Vessels for Vessels on 
    International Voyages, 21 October 1996--31.01-3(b), 71.15-5(b), 91.15-
    5(b)
        U.S. Supplement to ABS Rules for Steel Vessels for Vessels on 
    International Voyages, 1 August 1997--31.01-3(b), 71.15-5(b), 91.15-
    5(b)
        U.S. Supplement to ABS Rules for Mobile Offshore Drilling Units, 1 
    June 1998--107.205(b)
    American National Standards Institute (ANSI)--11 West 42nd St., New 
    York, NY 10036.
        ANSI/ASQC Q9001--1994, Quality Assurance in Design, Development, 
    Production and Servicing, 1994--8.230
    Lloyd's Register of Shipping (LR)--100 Leadenhall Street, London EC3A 
    3BP.
        Rules and Regulations for the Classification of Ships, 1998--31.01-
    3(b), 71.15-5(b), 91.15-5(b)
    Lloyd's Register of Shipping Supplemental Requirements, 19 September 
    1998--31.01-3(b), 71.15-5(b), 91.15-5(b)
    
    PART 31--INSPECTION AND CERTIFICATION
    
        3. The authority citation for part 31 continues to read as follows:
    
        Authority: 33 U.S.C. 1321(j); 46 U.S.C. 3306; 46 U.S.C. 3316, as 
    amended by Sec. 607, Pub L. 104-324, 110 Stat. 3901; 46 U.S.C. 3703, 
    5115, 8105; 49 U.S.C. App. 1804; E.O. 12234, 45 FR 58801, 3 CFR, 
    1980 Comp., p. 277; E.O. 11735, 38 FR 21243, 3 CFR 1971--1975 Comp. 
    P. 793; 49 CFR 1.46.
    
        4. Revise Sec. 31.01-3(b) to read as follows:
    
    
    Sec. 31.01-3  Alternate compliance.
    
        (a) * * *
        (b) For the purposes of this section, a list of authorized 
    classification societies, including information for ordering copies of 
    approved classification society rules and supplements, is available 
    from Commandant (G-MSE), 2100 Second St., SW., Washington, DC 20593-
    0001; telephone (202)267-6925; or fax (202)267-4816. Approved 
    classification society rules and supplements are incorporated by 
    reference into 46 CFR 8.110(b).
    
    PART 71--INSPECTION AND CERTIFICATION
    
        5. The authority citation for part 71 continues to read as follows:
    
        Authority: 33 U.S.C. 1321(j); 46 U.S.C. 3306; 46 U.S.C. 3316, as 
    amended by Sec. 607, Pub L. 104-324, 110 Stat. 3901; 46 U.S.C. 3703, 
    5115, 8105; 49 U.S.C. App. 1804; E.O. 12234, 45 FR 58801, 3 CFR, 
    1980 Comp., p. 277; E.O. 12777, 56 FR 54757, 3 CFR 1991 Comp. 351; 
    49 CFR 1.46.
    
        6. Revise Sec. 71.15-5(b) to read as follows:
    
    
    Sec. 71.15-5  Alternate compliance.
    
        (a) * * *
        (b) For the purposes of this section, a list of authorized 
    classification societies, including information for ordering copies of 
    approved classification society rules and supplements, is available 
    from Commandant (G-MSE), 2100 Second St., SW., Washington, DC 20593-
    0001; telephone (202)267-6925; or fax (202)267-4816. Approved 
    classification society rules and supplements are incorporated by 
    reference into 46 CFR 8.110(b).
    
    PART 91--INSPECTION AND CERTIFICATION
    
        7. The authority citation for part 91 continues to read as follows:
    
        Authority: 33 U.S.C. 1321(j); 46 U.S.C. 3306; 46 U.S.C. 3316, as 
    amended by Sec. 607, Pub L. 104-324, 110 Stat. 3901; E.O. 12234, 45 
    FR 58801, 3 CFR, 1980 Comp., p. 277; E.O. 11735, 38 FR 21243, 3 CFR 
    1971--1975 Comp., P. 793; 49 CFR 1.46.
    
        8. Revise Sec. 91.15-5(b) to read as follows:
    
    
    Sec. 91.15-5  Alternate compliance.
    
        (a) * * *
        (b) For the purposes of this section, a list of authorized 
    classification societies, including information for ordering copies of 
    approved classification society rules and supplements, is available 
    from Commandant (G-MSE), 2100 Second St., SW., Washington, DC 20593-
    0001; telephone (202)267-6925; or fax (202)267-4816. Approved 
    classification society rules and supplements are incorporated by 
    reference into 46 CFR 8.110(b).
    
    PART 107--INSPECTION AND CERTIFICATION
    
        9. The authority citation for part 107 continues to read as 
    follows:
    
        Authority: 43 U.S.C. 1333; 46 U.S.C. 3306; 46 U.S.C. 3316, as 
    amended by Sec. 607, Pub L. 104-324, 110 Stat. 3901; 46 U.S.C. 5115; 
    49 CFR 1.45, 1.46; Sec. 107.05 also issued under authority of 44 
    U.S.C. 3507.
    
        10. Revise Sec. 107.205(b) to read as follows:
    
    
    Sec. 107.205  Alternate compliance.
    
        (a) * * *
        (b) For the purposes of this section, a list of authorized 
    classification societies, including information for ordering copies of 
    approved classification society rules and supplements, is available 
    from Commandant (G-MSE), 2100 Second St., SW., Washington, DC 20593-
    0001; telephone (202)267-6925; or fax
    
    [[Page 30440]]
    
    (202)267-4816. Approved classification society rules and supplements 
    are incorporated by reference into 46 CFR 8.110(b).
    
        Dated:May 21, 1999.
    J.P. High,
    Acting Assistant Commandant for Marine Safety and Environmental 
    Protection.
    [FR Doc. 99-14087 Filed 6-7-99; 8:45 am]
    BILLING CODE 4190-15-P
    
    
    

Document Information

Effective Date:
9/7/1999
Published:
06/08/1999
Department:
Coast Guard
Entry Type:
Rule
Action:
Direct final rule.
Document Number:
99-14087
Dates:
This rule is effective on September 7, 1999, unless a written adverse comment, or written notice of intent to submit an adverse comment, reaches the Docket Management Facility on or before August 9, 1999. If an adverse comment, or notice of intent to submit an adverse comment, is received, the Coast Guard will withdraw this direct final rule and publish a timely notice of withdrawal in the Federal Register.
Pages:
30437-30440 (4 pages)
Docket Numbers:
USCG-1999-5004
RINs:
2115-AF74: Incorporations by Reference for Alternate Compliance Program (ACP)(USCG-1999-5004)
RIN Links:
https://www.federalregister.gov/regulations/2115-AF74/incorporations-by-reference-for-alternate-compliance-program-acp-uscg-1999-5004-
PDF File:
99-14087.pdf
CFR: (3)
46 CFR 8.110
46 CFR 31.01-3
49 CFR 91.15-5