99-18320. Importation of Poultry Products  

  • [Federal Register Volume 64, Number 137 (Monday, July 19, 1999)]
    [Rules and Regulations]
    [Pages 38548-38551]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-18320]
    
    
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    DEPARTMENT OF AGRICULTURE
    
    Animal and Plant Health Inspection Service
    
    9 CFR Part 94
    
    [Docket No. 98-028-2]
    
    
    Importation of Poultry Products
    
    AGENCY: Animal and Plant Health Inspection Service, USDA.
    
    ACTION: Final rule.
    
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    SUMMARY: We are amending the regulations for importing animal products 
    to allow the importation of poultry carcasses and parts or products of 
    poultry carcasses from regions where exotic Newcastle disease (END) is 
    considered to exist if they originated in a region free of END and meet 
    certain conditions with respect to processing and shipping. This action 
    removes some restrictions on the importation of poultry products from 
    regions where END is considered to exist. We believe the conditions for 
    importation will continue to protect the United States from END.
    
    EFFECTIVE DATE: July 19, 1999.
    
    FOR FURTHER INFORMATION CONTACT: Dr. Michael David, Senior Staff 
    Veterinarian, Animals and Germplasm Programs, National Center for 
    Import and Export, VS, APHIS, 4700 River Road Unit 39, Riverdale, MD 
    20737; (301) 734-5034; or e-mail: michael.j.david@usda.gov.
    
    SUPPLEMENTARY INFORMATION: 
    
    Background
    
        The regulations in 9 CFR part 94 govern the importation of certain 
    animals, birds, poultry, meat, animal products, animal byproducts, hay, 
    and straw into the United States in order to prevent the introduction 
    of communicable diseases of livestock and poultry. The regulations in 
    Sec. 94.6 (referred to below as the regulations) govern, among other 
    things, the importation of poultry carcasses, parts, and products from 
    regions where exotic Newcastle disease (END) is considered to exist.
        Under the regulations in place when our proposed rule was 
    published, poultry carcasses and parts or products of poultry carcasses 
    could be imported into the United States from regions where END was 
    considered to exist if certain conditions were met, such as the poultry 
    carcasses were sent to an approved museum, were hermetically sealed and 
    cooked, or were thoroughly cooked. The regulations were described in 
    greater detail in the proposed rule.
        On December 9, 1998, we published in the Federal Register (63 CFR 
    67809-67813, Docket No. 98-028-1) a proposal to amend Sec. 94.6 to 
    allow poultry carcasses and parts or products of poultry carcasses to 
    be imported into the United States from regions where END is considered 
    to exist if they originated in a region free of END and meet certain 
    requirements with respect to processing and shipping.
        We solicited comments concerning our proposal for 60 days ending 
    February 8, 1999. We received six comments by that date. They were from 
    representatives of State governments, trade associations, and the 
    scientific community. Four commenters supported the proposed rule. Two 
    commenters expressed concern that the proposed rule would have negative 
    effects on the U.S. domestic poultry processing industry. Their 
    concerns are addressed below.
        Comment: The proposed ``system'' of poultry carcass export, 
    processing, and reimportation cannot be assured to be risk free. There 
    is no inspection or enforcement system strong enough to ensure that END 
    will not be introduced into the United States.
        Response: If zero tolerance for disease risk were the standard 
    applied to international trade in agricultural commodities, it is quite 
    likely that no country would ever be able to export a fresh animal 
    product to any other country. There will always be some degree of 
    disease risk associated with the movement of animal products; APHIS' 
    goal is to reduce that risk to an insignificant level. For the reasons 
    explained in the proposed rule, we believe that the safeguards 
    contained in this final rule will reduce the disease risk associated 
    with the importation of poultry carcasses and parts or products of 
    poultry carcasses to an insignificant level.
        Comment: The current import restrictions for Mexican poultry are 
    consistent with the United States obligations under the North American 
    Free Trade Agreement (NAFTA), Article 712.1, and do not require 
    amendment.
        Response: Article 712.1 of NAFTA states.
    
        Each [country] may, in accordance with this Section, adopt, 
    maintain, or apply any sanitary or phytosanitary measure necessary 
    for the protection of human, animal, or plant life or health in its 
    territory, including a measure more stringent than an international 
    standard, guideline, or recommendation.
    
        While Article 712.1 allows a country to adopt measures more 
    stringent than an international standard, we believe other NAFTA 
    Articles, including
    
    [[Page 38549]]
    
    Articles 712.5 and 715.3, obligate us to take this action. Under 
    Article 712.5:
    
        Each [country] shall ensure that any sanitary or phytosanitary 
    measure that it adopts, maintains, or applies is applied only to the 
    extent necessary to achieve its appropriate level of protection . . 
    .
    
        Further, Article 715.3 states:
        Each [country], in establishing its appropriate level of 
    protection . . . should take into account the objective of 
    minimizing negative trade effects.
    
        The Mexican Government requested the change we are making in this 
    rule. This rule will allow poultry carcasses and parts or products of 
    poultry carcasses from regions that are free of END to be imported into 
    the United States via another region where END is considered to exist, 
    provided the meat or other products have been safeguarded as specified 
    in this rule to prevent contamination. We have determined that such 
    poultry meat or other poultry products will not present a significant 
    risk of introducing END into the United States. Therefore, we believe 
    we are obligated under NAFTA to proceed with this action.
        Comment: The major result of the proposal would be to encourage the 
    export of poultry carcasses from the United States to Mexico for 
    processing with the finished product returned to the United States for 
    final sale. The proposal would lead to the establishment of a poultry 
    processing industry in Mexico, where worker safety and health and 
    environmental standards are lax.
        Response: As stated below in our Final Regulatory Flexibility 
    Analysis, we cannot determine the extent to which this rule will 
    encourage, or result in, increased volumes of poultry to be exported 
    from the United States for processing in Mexico. However, it is likely 
    that any increased poultry production would be a small percentage of 
    Mexico's total poultry production. Further, we believe it is highly 
    unlikely that new processing facilities will be constructed 
    specifically to process poultry eligible for export to the United 
    States under this rule, since there is already a large poultry 
    processing industry in place in Mexico. Because the poultry eligible 
    for export under this rule would likely be processed in existing 
    facilities and would represent a small percentage of Mexico's total 
    production, this rule would likely have a minimal effect on worker 
    health and safety and the environment.
        Therefore, for the reasons given in the proposed rule and in this 
    document, we are adopting the proposed rule as a final rule, without 
    change.
    
    Effective Date
    
        This is a substantive rule that relieves restrictions and, pursuant 
    to the provisions of 5 U.S.C. 553, may be made effective less than 30 
    days after publication in the Federal Register. This action removes 
    some restrictions on the importation of poultry products from regions 
    where END is considered to exist. Therefore, the Administrator of the 
    Animal and Plant Health Inspection Service has determined that this 
    rule should be effective upon publication in the Federal Register.
    
    Executive Order 12866 and Regulatory Flexibility Act
    
        This rule has been reviewed under Executive Order 12866. The rule 
    has been determined to be not significant for the purposes of Executive 
    Order 12866, and therefore, has not been reviewed by the Office of 
    Management and Budget.
        In accordance with 5 U.S.C. 604, we have performed a Final 
    Regulatory Flexibility Analysis, which is set out below, regarding the 
    economic effects of this rule on small entities.
        This rule amends the regulations for importing animal products to 
    allow the importation of poultry carcasses and parts or products of 
    poultry carcasses from regions where exotic Newcastle disease (END) is 
    considered to exist if they originated in a region free of END and meet 
    certain conditions with respect to processing and shipping. This rule 
    removes some restrictions on the importation of poultry carcasses and 
    parts or products of poultry carcasses from regions where END is 
    considered to exist. As stated in our proposal, the most likely outcome 
    of this rule is that U.S.-origin poultry carcasses and parts or 
    products of poultry carcasses would be shipped to Mexico for processing 
    and then returned to the United States.
        In our proposal, we solicited comments on the potential effects of 
    the proposed action on small entities. In particular, we sought data 
    and other information to determine the number and kind of small 
    entities that may incur benefits or costs from the implementation of 
    the proposed rule. We received no comments providing specific data in 
    relation to the proposed rule's Initial Regulatory Flexibility 
    Analysis, but two of the commenters expressed concern that the proposal 
    could negatively affect U.S. poultry processing establishments that 
    could lose business to less costly Mexican processing operations.
        Our Initial Regulatory Flexibility Analysis agreed that it is 
    possible that, under this rule, U.S. producers would ship poultry 
    carcasses or products to Mexico for processing to take advantage of 
    lower processing costs or to use Mexican processing plants as 
    supplements to the existing U.S. workforce and facilities. However, we 
    stated that we could not predict to what extent U.S. firms would elect 
    to send poultry to Mexico for processing, nor could we determine what 
    effect this rule would have on the volume of poultry processed in U.S. 
    processing facilities. The commenters did not provide any data. 
    Therefore, we are unable to determine the effect of this rule on small 
    or large poultry processors in the United States.
        This rule may benefit U.S. truckers and haulers, wholesale traders, 
    and poultry producers and packers, who stand to benefit from increased 
    Mexican trade. However, as stated above, because we are unable to 
    predict the volume of processed poultry meat or other poultry products 
    that would be imported into the United States under this rule, we 
    cannot determine the effect of this rule on the U.S. entities listed 
    above, whether small or large.
    
    Trade Relations
    
        This rule removes some restrictions on the importation of poultry 
    carcasses and parts or products of poultry carcasses from regions where 
    END is considered to exist. Consequently, the rule could encourage a 
    positive trading environment between the United States and Mexico and 
    other regions where END is considered to exist by stimulating economic 
    activity and providing export opportunities to foreign poultry 
    processing industries.
    
    Alternatives Considered
    
        In developing this rule, we considered: (1) Making no changes to 
    the regulations governing the importation of poultry from regions where 
    END is considered to exist; (2) allowing the importation of poultry 
    carcasses and parts or products of poultry carcasses that originated in 
    a region free of END but that were processed in a region where END is 
    considered to exist under conditions different from those proposed; or 
    (3) allowing the importation of poultry carcasses and parts or products 
    of poultry carcasses that originated in a region free of END but that 
    were processed in a region where END is considered to exist under the 
    conditions in this document.
        We rejected the first alternative because we believe this rule 
    provides a way to remove trade restrictions while maintaining adequate 
    safeguards against the introduction of END into the United States. 
    Under these circumstances,
    
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    making no changes to the regulations would be contrary to trade 
    agreements entered into by the United States.
        We also rejected the second alternative because we believe that 
    conditions less stringent than those proposed would increase the risk 
    of the introduction of END into the United States to more than a 
    negligible level and that more stringent conditions would be 
    unnecessarily restrictive. We consider the conditions in this rule to 
    be both effective and necessary in keeping at a negligible level the 
    risk of imported poultry products introducing END into the United 
    States.
    
    Executive Order 12988
    
        This final rule has been reviewed under Executive Order 12988, 
    Civil Justice Reform. This rule: (1) Preempts all State and local laws 
    and regulations that are inconsistent with this rule; (2) has no 
    retroactive effect; and (3) does not require administrative proceedings 
    before parties may file suit in court challenging this rule.
    
    Paperwork Reduction Act
    
        In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. 
    3501 et seq.), the information collection or recordkeeping requirements 
    included in this rule have been approved by the Office of Management 
    and Budget (OMB) under OMB control number 0579-0141.
    
    List of Subjects in 9 CFR Part 94
    
        Animal diseases, Imports, Livestock, Meat and meat products, Milk, 
    Poultry and poultry products, Reporting and recordkeeping requirements.
    
        Accordingly, we are amending 9 CFR part 94 as follows:
    
    PART 94--RINDERPEST, FOOT-AND-MOUTH DISEASE, FOWL PEST (FOWL 
    PLAGUE), EXOTIC NEWCASTLE DISEASE, AFRICAN SWINE FEVER, HOG 
    CHOLERA, AND BOVINE SPONGIFORM ENCEPHALOPATHY: PROHIBITED AND 
    RESTRICTED IMPORTATIONS
    
        1. The authority citation for part 94 continues to read as follows:
    
        Authority: 7 U.S.C. 147a, 150ee, 161, 162, and 450; 19 U.S.C. 
    1306; 21 U.S.C. 111, 114a, 134a, 134b, 134c, 136, and 136a; 31 
    U.S.C. 9701; 42 U.S.C. 4331 and 4332; 7 CFR 2.22, 2.80, and 
    371.2(d).
    
    
    Sec. 94.18  Amended]
    
        2. In Sec. 94.18, footnotes 15 and 16 and their references are 
    redesignated as footnotes 17 and 18, respectively.
    
    
    Sec. 94.17  [Amended]
    
        3. In Sec. 94.17, footnote 2 is redesignated as footnote 16 and is 
    revised to read: ``See footnote 15 in Sec. 94.17(e) of this part.''
    
    
    Secs. 94.6, 94.8, 94.9, 94.12, 94.16, and 94.17  [Amended]
    
        4. In Secs. 94.6, 94.8, 94.9, 94.12, 94.16, and 94.17, footnotes 5 
    through 14 and their references are redesignated as footnotes 6 through 
    15, respectively.
        5. In Sec. 94.12 the newly redesignated footnote 13 is revised to 
    read: ``See footnote 10 in Sec. 94.9 of this part.''
        6. In Sec. 94.6, the section heading is revised, paragraph (c)(5) 
    is redesignated as paragraph (c)(6), and a new paragraph (c)(5) is 
    added to read as follows:
    
    
    Sec. 94.6  Carcasses, parts or products of carcasses, and eggs (other 
    than hatching eggs) of poultry, game birds, or other birds; 
    importations from regions where exotic Newcastle disease (END) or S. 
    enteritidis is considered to exist.
    
    * * * * *
        (c) * * *
        (5) Poultry carcasses or parts or products of poultry carcasses 
    that originated in a region considered to be free of END and are 
    processed (cut, packaged, and/or cooked) in a region where END is 
    considered to exist may be imported under the following conditions:
        (i) Shipment to approved establishments. (A) The poultry carcasses 
    or parts or products of poultry carcasses must be shipped from the END-
    free region where they originated in closed containers sealed with 
    serially numbered seals applied by an official of the national 
    government of that region. They must be accompanied by a certificate 
    that is signed by an official of that region's national government and 
    that specifies the products' region of origin, the processing 
    establishment to which the poultry carcasses or parts or products of 
    poultry carcasses are consigned, and the numbers of the seals applied 
    to the shipping containers.
        (B) the poultry carcasses or parts or products of poultry carcasses 
    may be removed from containers at the processing establishment in the 
    region where END is considered to exist only after an official of that 
    region's national government has determined that the seals are intact 
    and free of any evidence of tampering. The official must attest to this 
    fact by signing the certificate accompanying the shipment.
        (ii) Handling of poultry carcasses or parts or products of poultry 
    carcasses. Establishments \5\ in regions where END is considered to 
    exist that process poultry carcasses or parts or products of poultry 
    carcasses for export to the United States:
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        \5\ As a condition of entry into the United States, poultry or 
    poultry products must also meet all of the requirements of the 
    Poultry Products Inspection Act (21 U.S.C. 451 et seq.) and 
    regulations thereunder (9 CFR part 381), including requirements that 
    the poultry or poultry products be prepared only in approved 
    establishments.
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        (A) May not receive or handle any live poultry.
        (B) Must keep any records required by this section on file at the 
    facility for a period of at least 2 years after export of processed 
    products to the United States, and must make those records available to 
    USDA inspectors during inspections.
        (C) May process poultry carcasses or parts or products of poultry 
    carcasses that originate in both END-free regions and regions where END 
    is considered to exist, provided that:
        (1) All areas, utensils, and equipment likely to contact the 
    poultry carcasses or parts or products of poultry carcasses to be 
    processed, including skimming, deboning, cutting, and packing areas, 
    are cleaned and disinfected between processing poultry from regions 
    where END is considered to exist and poultry carcasses or parts or 
    products of poultry carcasses from END-free regions.
        (2) Poultry carcasses or parts or products of poultry carcasses 
    intended for export to the United States are not handled, cut, or 
    otherwise processed at the same time as any poultry not eligible for 
    export to the United States.
        (3) Poultry carcasses or parts or products of poultry carcasses 
    intended for export to the United States are packed in clean new 
    packaging that is clearly distinguishable from that containing any 
    poultry not eligible for export to the United States.
        (4) Poultry carcasses or parts or products of poultry carcasses are 
    stored in a manner that ensures that no cross-contamination occurs.
        (iii) Cooperative service agreement. Operators of processing 
    establishments must enter into a cooperative service agreement with 
    APHIS to pay all expenses incurred by APHIS in inspecting the 
    establishment. APHIS anticipates that such inspections will occur once 
    a year. The cooperative service account must always contain a balance 
    that is at least equal to the cost of one inspection. APHIS will charge 
    the cooperative service account for travel, salary, and subsistence of 
    APHIS employees, as well as administrative overhead and other 
    incidental expenses (including excess baggage charges up to 150 
    pounds).
        (iv) Shipment to the United States. Poultry carcasses and parts or 
    products
    
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    of poultry carcasses to be imported into the United States must be 
    shipped from the region where they were processed in closed containers 
    sealed with serially numbered seals applied by an official of the 
    national government of that region. The shipments must be accompanied 
    by a certificate signed by an official of the national government of 
    the region where the poultry was processed that lists the numbers of 
    the seals applied and states that all of the conditions of this section 
    have been met. A copy of this certificate must be kept on file at the 
    processing establishment for at least 2 years.
    * * * * *
        Done in Washington, DC, this 13th day of July, 1999.
    Charles P. Schwalbe,
    Acting Administrator, Animal and Plant Health Inspection Service.
    [FR Doc. 99-18320 Filed 7-16-99; 8:45 am]
    BILLING CODE 3410-34-M
    
    
    

Document Information

Effective Date:
7/19/1999
Published:
07/19/1999
Department:
Animal and Plant Health Inspection Service
Entry Type:
Rule
Action:
Final rule.
Document Number:
99-18320
Dates:
July 19, 1999.
Pages:
38548-38551 (4 pages)
Docket Numbers:
Docket No. 98-028-2
PDF File:
99-18320.pdf
CFR: (3)
9 CFR 94.6
9 CFR 94.17
9 CFR 94.18