99-21765. 37.0-38.6 GHz and 38.6-40.0 GHz Bands  

  • [Federal Register Volume 64, Number 162 (Monday, August 23, 1999)]
    [Rules and Regulations]
    [Pages 45891-45893]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-21765]
    
    
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    FEDERAL COMMUNICATIONS COMMISSION
    
    47 CFR Parts 1 and 101
    
    [FCC 99-179--ET Docket No. 95-183]
    
    
    37.0-38.6 GHz and 38.6-40.0 GHz Bands
    
    AGENCY: Federal Communications Commission.
    
    ACTION: Final rules.
    
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    SUMMARY: The Commission concludes that licensing the 39 GHz band by 
    Economic Areas (EAs), rather than Basic Trading Areas (BTAs), will 
    provide ample population coverage and allow licensees the flexibility 
    to provide many different types of services. This action was taken upon 
    the Commission's own motion after consideration of Rand McNally's 
    copyright interest in BTAs and the possible delays that this might 
    cause to the 39 GHz licensing process. The Commission also concludes 
    that it is in the public interest to allow licensees to partition along 
    any licensee-defined service area. This action was taken in response to 
    a petition for reconsideration of the Commission's earlier action in 
    this proceeding allowing partitioning according to county boundaries or 
    geo-political subdivisions. Finally, the Commission decides to exempt 
    39 GHz licensees from a build-out requirement of mandatory operation 
    with 18 months from the initial date of grant. This action was taken 
    because there is a new performance requirement of a substantial service 
    showing for 39 GHz licensees. These amended rules will provide 39 GHz 
    licensees with more flexibility in the use of their licenses.
    
    DATES: Effective October 22, 1999. Written comments by the public on 
    the proposed information collection are due October 22, 1999. Written 
    comments must be submitted to the Office of Management and Budget on 
    the proposed information collection on or before October 22, 1999.
    
    ADDRESSES: Federal Communications Commission, 445 Twelfth Street, S.W., 
    Room 4-C207, Washington, DC 20554. A copy of any comments on the 
    information collection contained herein should be submitted to Judy 
    Boley, Federal Communications Commission, 445 Twelfth Street, S.W., 
    Room 1-C804, Washington, DC 20554 or via the Internet to 
    jboley@fcc.gov; and to Timothy Fain, OMB Desk Officer, 10236 NEOB, 725 
    Seventeenth Street, N.W., Washington, DC 20503 or via the Internet to 
    fain__t@al.eop.gov.
    
    FOR FURTHER INFORMATION CONTACT: Jennifer Burton, Wireless 
    Telecommunications Bureau, Public Safety and Private Wireless Division, 
    Policy and Rules Branch, (202) 418-0680. TTY: (202) 418-7233. For 
    further information concerning the information collection contained in 
    the Memorandum Opinion and Order, contact Judy Boley at (202) 418-0215 
    or via the Internet to jboley@fcc.gov.
    
    SUPPLEMENTARY INFORMATION: This is a summary of the Commission's 
    Memorandum Opinion and Order (MO&O), ET Docket No. 95-183, FCC 99-179, 
    adopted July 14, 1999, and released on July 29, 1999. This Memorandum 
    Opinion and Order reaffirms the Commission's decision to dismiss, 
    without prejudice, the following applications: (1) all pending mutually 
    exclusive 39 GHz applications where mutual exclusivity was not resolved 
    by December 15, 1995; (2) all major modification applications and 
    amendments filed on or after November 13, 1995; and (3) all amendments 
    to resolve mutual exclusivity filed on or after December 15, 1995. It 
    also states that the Commission will process all 39 GHz applications 
    that were not mutually exclusive with previously filed applications as 
    of December 15, 1995, that conform in all aspects to our rules and all 
    associated amendments of right filed before December 15, 1995, where 
    such applications have satisfied the 30-day public notice requirement, 
    even if they have not been subject to the full 60-day window during 
    which competing mutually exclusive applications may be filed. The 
    Commission will dismiss, without prejudice, all 39 GHz applications 
    that did not meet the 30-day public notice requirement as of November 
    13, 1995. This conforms with section 101.37(c) of the Commission's 
    Rules, which states
    
    [[Page 45892]]
    
    that the Commission may process an application no earlier than 30 days 
    after it has been placed on public notice. In this Memorandum Opinion 
    and Order, the Commission reconsiders the service area definitions for 
    the 39 GHz band and decides to license all channel blocks in the 39 GHz 
    band using Economic Areas (EAs). The use of EAs will provide ample 
    population coverage and allow licensees the flexibility to provide many 
    different types of services. The Commission states that it will retain 
    the channelization plan set forth earlier in this proceeding. The 
    current allocation for the 39 GHz segment of the band contains both 
    fixed and satellite services. The Commission also states that 
    consistent with the new Part 1 rules governing applications for license 
    renewal provided in section 1.949 of the Commission's Rules, 39 GHz 
    licensees seeking renewal of station authorizations must file 
    applications no later than the expiration date of the authorization for 
    which renewal is sought, and no sooner than 90 days prior to the date 
    of license expiration. The Commission reiterates that various types of 
    antennas may be used in the 39 GHz band because Category A directional 
    antenna may be too restrictive to fulfill the requirements of diverse 
    system configurations in the 39 GHz band. It clarifies that Category A 
    and B radiation pattern requirements do not apply to wide-beam 
    antennas, such as omni-directional and sectored antennas. The 
    Commission decides that it is in the public interest to retain the 
    interim rule that (1) neighboring co-channel and adjacent channel 
    licensees must coordinate within 16 kilometers of an adjacent service 
    area boundary, and (2) licensees that receive coordination 
    notifications must respond within ten days. It will amend section 
    101.56(a)(1) of the Commission's Rules to allow licensees to partition 
    along any licensee defined service area. The Commission decided that 
    allowing partitioning according to county boundaries or geo-political 
    subdivisions was too restrictive. In this Memorandum Opinion and Order, 
    the Commission also states that consistent with the Part 1 competitive 
    bidding provision contained in section 1.2111(e) of the Commission's 
    Rules, unjust enrichment payments for 39 GHz licensees that obtain a 
    bidding credit at auction, and subsequently partition or disaggregate 
    to an entity that would not have qualified for such a credit, will be 
    calculated on a pro rata basis, using population to determine the 
    relative value of the partitioned area, the amount of spectrum 
    disaggregated to determine the relative value of the disaggregated 
    spectrum, and some combination thereof for combined partitioning and 
    disaggregation. Finally, the Commission dismisses as moot the Emergency 
    Request for Stay that was filed in connection with one of the petitions 
    for reconsideration. The complete text of this Memorandum Opinion and 
    Order may be purchased from the Commission's copy contractor, 
    International Transcription Services, 1231 20th Street, N.W., 
    Washington, DC 20036, telephone (202) 857-3800, facsimile (202) 857-
    3805. Alternative formats (computer diskette, large print, audio 
    cassette, and Braille) are available to persons with disabilities by 
    contacting Martha Contee at (202) 418-0260, TTY (202) 418-2555, or at 
    mcontee@fcc.gov. The full text of the Memorandum Opinion and Order is 
    available for inspection and copying during normal business hours in 
    the FCC Reference Center, 445 Twelfth Street, S.W., Room CY-A257, 
    Washington, D.C. 20554. The full text of the Memorandum Opinion and 
    Order can also be downloaded at: http://www.fcc.gov/Bureaus/Wireless/
    Orders/1999/fcc99138.txt or http://www.fcc.gov/Bureaus/Wireless/Orders/
    1999/fcc99138.wp.
    
    Paperwork Reduction Act Analysis
    
        This Memorandum Opinion and Order contains either a new or modified 
    information collection. The Commission, as part of its continuing 
    effort to reduce paperwork burdens, invites the general public to 
    comment on the information collections contained in this Memorandum 
    Opinion and Order as required by the Paperwork Reduction Act of 1995, 
    Pub. L. No. 104-13. Public and agency comments are due 60 days from 
    date of publication of this Memorandum Opinion and Order in the Federal 
    Register. Comments should address: (a) whether the new or modified 
    collection of information is necessary for the proper performance of 
    the functions of the Commission, including whether the information 
    shall have practical utility; (b) the accuracy of the Commission's 
    burden estimates; (c) ways to enhance the quality, utility, and clarity 
    of the information collected; and (d) ways to minimize the burden of 
    the collection of information on the respondents, including the use of 
    automated collection techniques or other forms of information 
    technology.
        OMB Approval Number: 3060-0690.
        Title: Rules regarding the 37.0-38.6 GHz and 38.6-40.0 GHz Bands.
        Form No.: Forms 415/415T.
        Type of Review: Revision of currently approved collection.
        Respondents: Businesses.
        Number of Respondents: 5000.
        Estimated time per response: 15.125.
        Total annual burden: 75,625.
        Total annual cost: 5,000,000.
        Needs and Uses: The collection of information is necessary because 
    of the amendments of the Commission's Rules regarding the 37.0-38.6 GHz 
    and 38.6-40.0 GHz bands in ET Dck No. 95-183. The rules implement use 
    of a channeling plan, and licensing and technical rules for fixed 
    point-to-point microwave operations in these bands, while also 
    modifying the rules to make the technical rules consistent in both 
    bands. The information is used by the Commission staff to provide 
    adequate point-to-point microwave spectrum, which will facilitate 
    provision of communications infrastructure for commercial and private 
    mobile radio operation and competitive wireless local telephone 
    service. Without this information, the Commission would not be able to 
    carry out its statutory responsibilities.
    
    List of Subjects in 47 CFR Parts 1 and 101
    
        Radio, communications equipment.
    
    Federal Communications Commission.
    Magalie Roman Salas,
    Secretary.
    
    Rule Changes
    
        For the reasons discussed in the preamble, the Federal 
    Communications Commission amends 47 CFR Parts 1 and 101 as follows:
    
    PART 1--PRACTICE AND PROCEDURE
    
        1. The authority citation for Part 1 continues to read as follows:
    
        Authority: Secs. 4, 303, 48 Stat. 1066, 1082, as amended: 47 
    U.S.C. Sections 154, 303: Implement, 5 U.S.C. Sections 552 and 21 
    U.S.C. 853a, unless otherwise noted.
    
    PART 101--FIXED MICROWAVE SERVICES
    
        2. The authority citation for Part 101 continues to read as 
    follows:
    
        Authority: Sec. 4 and 303 of the Communications Act of 1934, as 
    amended, 47 U.S.C. Sections 154 and 303, unless otherwise noted.
    
        3. Sec. 101.17 is amended by revising paragraph (a) to read as 
    follows:
    
    
    Sec. 101.17  Performance requirements for the 38.6-40.0 GHz frequency 
    band.
    
        (a) All 38.6-40.0 GHz band licensees must demonstrate substantial 
    service at the time of license renewal. A licensee's substantial 
    service showing should
    
    [[Page 45893]]
    
    include, but not be limited to, the following information for each 
    channel for which they hold a license, in each EA or portion of an EA 
    covered by their license, in order to qualify for renewal of that 
    license. The information provided will be judged by the Commission to 
    determine whether the licensee is providing service which rises to the 
    level of ``substantial.''
    * * * * *
        4. Sec. 101.56 is amended by revising paragraphs (a)(1), (b), (d), 
    (f), (g), (h), and (i) to read as follows:
    
    
    Sec. 101.56  Partitioned Services Areas (PSAs) and Disaggregated 
    Spectrum
    
        (a)(1) The holder of an EA authorization to provide service 
    pursuant to the competitive bidding process and any incumbent licensee 
    of rectangular service areas in the 38.6-40.0 GHz band may enter into 
    agreements with eligible parties to partition any portion of its 
    service area as defined by the partitioner and partitionee. 
    Alternatively, licensees may enter into agreements or contracts to 
    disaggregate any portion of spectrum, provided acquired spectrum is 
    disaggregated according to frequency pairs.
    * * * * *
        (b) The eligibility requirements applicable to EA authorization 
    holders also apply to those individuals and entities seeking 
    partitioned or disaggregated spectrum authorizations.
    * * * * *
        (d)(1) When any area within an EA becomes a partitioned service 
    area, the remaining counties and geopolitical subdivision within that 
    EA will be subsequently treated and classified as a partitioned service 
    area.
        (2) At the time an EA is partitioned, the Commission shall cancel 
    the EA authorization initially issued and issue a partitioned service 
    area authorization to the former EA authorization holder.
    * * * * *
        (f) The duties and responsibilities imposed upon EA authorization 
    holders in this part, apply to those licensees obtaining authorizations 
    by partitioning or spectrum disaggregation.
        (g) The build-out requirements for the partitioned service area or 
    disaggregated spectrum shall be the same as applied to the EA 
    authorization holder.
        (h) The license term for the partitioned service area or 
    disaggregated spectrum shall be the remainder of the period that would 
    apply to the EA authorization holder.
        (i) Licensees, except those using bidding credits in a competitive 
    bidding procedure, shall have the authority to partition service areas 
    or disaggregate spectrum.
        5. Sec. 101.63 is amended by revising paragraph (a) to read as 
    follows:
    
    
    Sec. 101.63  Period of construction; certification of completion of 
    construction
    
        (a) Each Station, except in Local Multipoint Distribution Services 
    and the 38.6-40.0 GHz band, authorized under this part must be in 
    operation within 18 months from the initial date of grant.
    * * * * *
        6. Sec. 101.64 is revised to read as follows:
    
    
    Sec. 101.64  Service areas.
    
        Service areas for 38.6-40.0 GHz service are Economic Areas (EAs) as 
    defined below. EAs are delineated by the Regional Economic Analysis 
    Division, Bureau of Economic Analysis, U.S. Department of Commerce. The 
    Commerce Department organizes the 50 States and the District of 
    Columbia into 172 EAs. Additionally, there are four EA-like areas: Guam 
    and Northern Mariana Islands; Puerto Rico and the U.S. Virgin Islands; 
    American Samoa and the Gulf of Mexico. A total of 175 authorizations 
    (excluding the Gulf of Mexico EA-like area) will be issued for each 
    channel block in the 39 GHz band.
    * * * * *
        7. Sec. 101.103 is amended by revising paragraph (i)(1) to read as 
    follows:
    
    
    Sec. 101.103  Frequency coordination procedures.
    
    * * * * *
        (i)(1) When the licensed facilities are to be operated in the band 
    38,600 MHz to 40,000 MHz and the facilities are located within 16 
    kilometers of the boundaries of an Economic Area, each licensee must 
    complete the frequency coordination process of subsection 101.103(d) 
    with respect to neighboring EA licensees and existing licensees within 
    its EA service area that may be affected by its operation prior to 
    initiating service. In addition to the technical parameters listed in 
    subsection 101.103(d), the coordinating licensee must also provide 
    potentially affected parties technical information related to its 
    subchannelization plan and system geometry.
    * * * * *
        8. Sec. 101.147 is amended by revising paragraph (u)(2) to read as 
    follows:
    
    
    Sec. 101.147  Frequency assignments.
    
    * * * * *
        (u)(2) Applications filed pursuant to Section 101.1206 shall 
    identify any pre-existing rectangular service area authorizations that 
    are located within, or are overlapping with, the EA for which the 
    license is sought, and the provisions of Section 101.103 shall apply 
    for purposes of frequency coordination between any authorized 
    rectangular service area(s) and EA service area(s) that are 
    geographically adjoining and overlapping.
    * * * * *
    [FR Doc. 99-21765 Filed 8-20-99; 8:45 am]
    BILLING CODE 6712-01-U
    
    
    

Document Information

Effective Date:
10/22/1999
Published:
08/23/1999
Department:
Federal Communications Commission
Entry Type:
Rule
Action:
Final rules.
Document Number:
99-21765
Dates:
Effective October 22, 1999. Written comments by the public on the proposed information collection are due October 22, 1999. Written comments must be submitted to the Office of Management and Budget on the proposed information collection on or before October 22, 1999.
Pages:
45891-45893 (3 pages)
Docket Numbers:
FCC 99-179--ET Docket No. 95-183
PDF File:
99-21765.pdf
CFR: (6)
47 CFR 101.17
47 CFR 101.56
47 CFR 101.63
47 CFR 101.64
47 CFR 101.103
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