2019-00089. Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2019
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Start Preamble
Start Printed Page 213
AGENCY:
Employment and Training Administration, Office of Workers' Compensation Programs, Office of the Secretary, Wage and Hour Division, Occupational Safety and Health Administration, Employee Benefits Security Administration, and Mine Safety and Health Administration, Department of Labor.
ACTION:
Final rule.
SUMMARY:
The U.S. Department of Labor (Department) is publishing this final rule to adjust for inflation the civil monetary penalties assessed or enforced by the Department, pursuant to the Federal Civil Penalties Inflation Adjustment Act of 1990 as amended by the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 (Inflation Adjustment Act). The Inflation Adjustment Act requires the Department to annually adjust its civil money penalty levels for inflation no later than January 15 of each year. The Inflation Adjustment Act provides that agencies shall adjust civil monetary penalties notwithstanding Section 553 of the Administrative Procedure Act (APA). Additionally, the Inflation Adjustment Act provides a cost-of-living formula for adjustment of the civil penalties. Accordingly, this final rule sets forth the Department's 2019 annual adjustments for inflation to its civil monetary penalties.
DATES:
This final rule is effective on January 23, 2019. As provided by the Inflation Adjustment Act, the increased penalty levels apply to any penalties assessed after the effective date of this rule.
Start Further InfoFOR FURTHER INFORMATION CONTACT:
Erin FitzGerald, Senior Policy Advisor, U.S. Department of Labor, Room S-2312, 200 Constitution Avenue NW, Washington, DC 20210; telephone: (202) 693-5076 (this is not a toll-free number). Copies of this final rule may be obtained in alternative formats (large print, Braille, audio tape or disc), upon request, by calling (202) 693-5959 (this is not a toll-free number). TTY/TDD callers may dial toll-free 1-877-889-5627 to obtain information or request materials in alternative formats.
End Further Info End Preamble Start Supplemental InformationSUPPLEMENTARY INFORMATION:
Preamble Table of Contents
I. Background
II. Adjustment for 2019
III. Paperwork Reduction Act
IV. Administrative Procedure Act
V. Executive Order 12866: Regulatory Planning and Review, Executive Order 13563: Improving Regulation and Regulatory Review, and Executive Order 13771: Reducing Regulations and Controlling Regulatory Costs
VI. Regulatory Flexibility Act and Small Business Regulatory Enforcement Fairness Act
VII. Other Regulatory Considerations
A. The Unfunded Mandates Reform Act of 1995
B. Executive Order 13132: Federalism
C. Executive Order 13175: Indian Tribal Governments
D. The Treasury and General Government Appropriations Act of 1999: Assessment of Federal Regulations and Policies on Families
E. Executive Order 13045: Protection of Children From Environmental Health Risks and Safety Risks
F. Environmental Impact Assessment
G. Executive Order 13211: Energy Supply
H. Executive Order 12630: Constitutionally Protected Property Rights
I. Executive Order 12988: Civil Justice Reform Analysis
I. Background
On November 2, 2015, Congress enacted the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015, Public Law 114-74, 701 (Inflation Adjustment Act), which further amended the Federal Civil Penalties Inflation Adjustment Act of 1990 as previously amended by the 1996 Debt Collection Improvement Act (collectively, the “Prior Inflation Adjustment Act”), to improve the effectiveness of civil monetary penalties and to maintain their deterrent effect. The Inflation Adjustment Act required agencies to: (1) Adjust the level of civil monetary penalties with an initial “catch-up” adjustment through an interim final rule (IFR); and (2) make subsequent annual adjustments for inflation no later than January 15 of each year.
On July 1, 2016, the Department published an IFR that established the initial catch-up adjustment for most civil penalties that the Department administers and requested comments. See 81 FR 43430 (DOL IFR). On January 18, 2017, the Department published the final rule establishing the 2017 Annual Adjustment for those civil monetary penalties adjusted in the DOL IFR. See 82 FR 5373 (DOL 2017 Annual Adjustment). On July 1, 2016, the U.S. Department of Homeland Security (DHS) and the U.S. Department of Labor (DOL) (collectively, “the Departments”) jointly published an IFR that established the initial catch-up adjustment for civil monetary penalties assessed or enforced in connection with the employment of temporary nonimmigrant workers under the H-2B program. See 81 FR 42983 (Joint IFR). On March 17, 2017, the Departments jointly published the final rule establishing the 2017 Annual Adjustment for the H-2B civil monetary penalties. See 82 FR 14147 (Joint 2017 Annual Adjustment). The Joint 2017 Annual Adjustment also explained that DOL would make future adjustments to the H-2B civil monetary penalties consistent with DOL's delegated authority under 8 U.S.C. 1184(c)(14), Immigration and Nationality Act section 214(c)(14), and the Inflation Adjustment Act. See 82 FR 14147-48. On January 2, 2018, the Department published the final rule establishing the 2018 Annual Adjustment for civil monetary penalties assessed or enforced by the Department, including H-2B civil monetary penalties. See 83 FR 7 (DOL 2018 Annual Adjustment).
This rule implements the 2019 annual inflation adjustments, as required by the Inflation Adjustment Act, for civil monetary penalties assessed or enforced by the Department, including H-2B civil monetary penalties.[1] The Inflation Start Printed Page 214Adjustment Act provides that the increased penalty levels apply to any penalties assessed after the effective date of the increase. Pursuant to the Inflation Adjustment Act, this final rule is published notwithstanding Section 553 of the APA.
II. Adjustment for 2019
The Department has undertaken a thorough review of civil penalties administered by its various components pursuant to the Inflation Adjustment Act and in accordance with guidance issued by the Office of Management and Budget.[2] The Department first identified the most recent penalty amount, which is the amount established by the 2018 annual adjustment as set forth in the DOL 2018 Annual Adjustment published on January 2, 2018.
The Department is required to calculate the annual adjustment based on the Consumer Price Index for all Urban Consumers (CPI-U). Annual inflation adjustments are based on the percent change between the October CPI-U preceding the date of the adjustment, and the prior year's October CPI-U; in this case, the percent change between the October 2018 CPI-U and the October 2017 CPI-U. The cost-of-living adjustment multiplier for 2019, based on the Consumer Price Index (CPI-U) for the month of October 2018, not seasonally adjusted, is 1.02522.[3] In order to compute the 2019 annual adjustment, the Department multiplied the most recent penalty amount for each applicable penalty by the multiplier, 1.02522, and rounded to the nearest dollar.
As provided by the Inflation Adjustment Act, the increased penalty levels apply to any penalties assessed after the effective date of this rule.[4] Accordingly, for penalties assessed after January 23, 2019, whose associated violations occurred after November 2, 2015, the higher penalty amounts outlined in this rule will apply. The tables below demonstrate the penalty amounts that apply:
Civil Monetary Penalties for the H-2B Temporary Non-Agricultural Worker Program
Violations occurring Penalty assessed Which penalty level applies On or before November 2, 2015 On or before August 1, 2016 Pre-August 1, 2016 levels. On or before November 2, 2015 After August 1, 2016 Pre-August 1, 2016 levels. After November 2, 2015 After August 1, 2016, but on or before March 17, 2017 August 1, 2016 levels. After November 2, 2015 After March 17, 2017 but on or before January 2, 2018 March 17, 2017 levels. After November 2, 2015 After January 2, 2018 but on or before January 23, 2019 January 2, 2018 levels. After November 2, 2015 After January 23, 2019 January 23, 2019 levels. Civil Monetary Penalties for Other DOL Programs
Violations occurring Penalty assessed Which penalty level applies On or before November 2, 2015 On or before August 1, 2016 Pre-August 1, 2016 levels. On or before November 2, 2015 After August 1, 2016 Pre-August 1, 2016 levels. After November 2, 2015 After August 1, 2016, but on or before January 13, 2017 August 1, 2016 levels. After November 2, 2015 After January 13, 2017 but on or before January 2, 2018 January 13, 2017 levels. After November 2, 2015 After January 2, 2018 but on or before January 23, 2019 January 2, 2018 levels. After November 2, 2015 After January 23, 2019 January 23, 2019 levels. III. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires that the Department consider the impact of paperwork and other information collection burdens imposed on the public. The Department has determined that this final rule does not require any collection of information.
IV. Administrative Procedure Act
The Inflation Adjustment Act provides that agencies shall annually adjust civil monetary penalties for inflation notwithstanding Section 553 of the APA. Additionally, the Inflation Adjustment Act provides a nondiscretionary cost-of-living formula for annual adjustment of the civil monetary penalties. For these reasons, the requirements in sections 553(b), (c), and (d) of the APA, relating to notice and comment and requiring that a rule be effective 30 days after publication in the Federal Register, are inapplicable.
V. Executive Order 12866: Regulatory Planning and Review, Executive Order 13563: Improving Regulation and Regulatory Review, and Executive Order 13771: Reducing Regulation and Controlling Regulatory Costs
Executive Order 12866 requires that regulatory agencies assess both the costs and benefits of significant regulatory actions. Under the Executive Order, a “significant regulatory action” is one meeting any of a number of specified conditions, including the following: Having an annual effect on the economy of $100 million or more; creating a serious inconsistency or interfering with an action of another agency; materially altering the budgetary impact of entitlements or the rights of entitlement recipients, or raising novel legal or policy issues.
The Department has determined that this final rule is not a “significant” regulatory action and a cost-benefit and economic analysis is not required. This Start Printed Page 215regulation merely adjusts civil monetary penalties in accordance with inflation as required by the Inflation Adjustment Act, and has no impact on disclosure or compliance costs. The benefit provided by the inflationary adjustment to the maximum civil monetary penalties is that of maintaining the incentive for the regulated community to comply with the laws enforced by the Department, and not allowing the incentive to be diminished by inflation. This rule is not an Executive Order 13771 regulatory action because this rule is not significant under Executive Order 12866.
Executive Order 13563 directs agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity). Executive Order 13563 emphasizes the importance of quantifying both costs and benefits, reducing costs, harmonizing rules, and promoting flexibility to minimize burden.
The Inflation Adjustment Act directed the Department to issue the annual adjustments without regard to Section 553 of the APA. In that context, Congress has already determined that any possible increase in costs is justified by the overall benefits of such adjustments. This final rule makes only the statutory changes outlined herein; thus there are no alternatives or further analysis required by Executive Order 13563.
VI. Regulatory Flexibility Act and Small Business Regulatory Enforcement Fairness Act
The Regulatory Flexibility Act, 5 U.S.C. 601 et seq. (RFA), imposes certain requirements on Federal agency rules that are subject to the notice and comment requirements of the APA, 5 U.S.C. 553(b). This final rule is exempt from the requirements of the APA because the Inflation Adjustment Act directed the Department to issue the annual adjustments without regard to Section 553 of the APA. Therefore, the requirements of the RFA applicable to notices of proposed rulemaking, 5 U.S.C. 603, do not apply to this rule. Accordingly, the Department is not required to either certify that the final rule would not have a significant economic impact on a substantial number of small entities or conduct a regulatory flexibility analysis.
VII. Other Regulatory Considerations
A. The Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act of 1995, 2 U.S.C. 1531-1538, requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or Tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. This Final Rule will not result in such an expenditure. Therefore, no actions were deemed necessary under the provisions of the Unfunded Mandates Reform Act of 1995.
B. Executive Order 13132: Federalism
Section 18 of the OSH Act (29 U.S.C. 667) requires OSHA-approved State Plans to have standards and an enforcement program that are at least as effective as federal OSHA's standards and enforcement program. OSHA-approved State Plans must have maximum and minimum penalty levels that are at least as effective as federal OSHA's per Section 18(c)(2) of the OSH Act. See also 29 CFR 1902.4(c)(2)(xi); 1902.37(b)(12). State Plans are required to increase their penalties in alignment with OSHA's penalty increases to maintain at least as effective penalty levels.
State Plans are not required to impose monetary penalties on state and local government employers. See § 1956.11(c)(2)(x). Five (5) states and one territory have State Plans that cover only state and local government employees: Connecticut, Illinois, Maine, New Jersey, New York, and the Virgin Islands. Therefore, the requirements to increase the penalty levels do not apply to these State Plans. Twenty-one (21) states and one U.S. territory have State Plans that cover both private sector employees and state and local government employees: Alaska, Arizona, California, Hawaii, Indiana, Iowa, Kentucky, Maryland, Michigan, Minnesota, Nevada, New Mexico, North Carolina, Oregon, Puerto Rico, South Carolina, Tennessee, Utah, Vermont, Virginia, Washington, and Wyoming. They must increase their penalties for private-sector employers.
Other than as listed above, this final rule does not have federalism implications because it does not have substantial direct effects on the states, on the relationship between the national government and the states, or on the distribution of power and responsibilities among the various levels of government. Accordingly, Executive Order 13132, Federalism, requires no further agency action or analysis.
C. Executive Order 13175: Indian Tribal Governments
This final rule does not have “tribal implications” because it does not have substantial direct effects on one or more Indian tribes, on the relationship between the Federal government and Indian tribes, or on the distribution of power and responsibilities between the Federal government and Indian tribes. Accordingly, Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, requires no further agency action or analysis.
D. The Treasury and General Government Appropriations Act of 1999: Assessment of Federal Regulations and Policies on Families
This final rule will have no effect on family well-being or stability, marital commitment, parental rights or authority, or income or poverty of families and children. Accordingly, section 654 of the Treasury and General Government Appropriations Act of 1999 (5 U.S.C. 601 note) requires no further agency action, analysis, or assessment.
E. Executive Order 13045: Protection of Children From Environmental Health Risks and Safety Risks
This final rule will have no adverse impact on children. Accordingly, Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks, as amended by Executive Orders 13229 and 13296, requires no further agency action or analysis.
F. Environmental Impact Assessment
A review of this final rule in accordance with the requirements of the National Environmental Policy Act of 1969 (NEPA), 42 U.S.C. 4321 et seq.; the regulations of the Council on Environmental Quality, 40 CFR part 1500 et seq.; and the Departmental NEPA procedures, 29 CFR part 11, indicates that the final rule will not have a significant impact on the quality of the human environment. As a result, there is no corresponding environmental assessment or an environmental impact statement.
G. Executive Order 13211: Energy Supply
This final rule has been reviewed for its impact on the supply, distribution, and use of energy because it applies, in part, to the coal mining and uranium industries. MSHA has concluded that the adjustment of civil monetary Start Printed Page 216penalties to keep pace with inflation and thus maintain the incentive for operators to maintain safe and healthful workplaces is not a significant energy action because it is not likely to have a significant adverse effect on the supply, distribution, or use of energy.
This final rule has not been identified to have other impacts on energy supply. Accordingly, Executive Order 13211 requires no further Agency action or analysis.
H. Executive Order 12630: Constitutionally Protected Property Rights
This final rule will not implement a policy with takings implications. Accordingly, Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights, requires no further agency action or analysis.
I. Executive Order 12988: Civil Justice Reform Analysis
This final rule was drafted and reviewed in accordance with Executive Order 12988, Civil Justice Reform. This final rule was written to provide a clear legal standard for affected conduct and was carefully reviewed to eliminate drafting errors and ambiguities, so as to minimize litigation and undue burden on the Federal court system. The Department has determined that this final rule meets the applicable standards provided in section 3 of Executive Order 12988.
Start List of SubjectsList of Subjects
20 CFR Part 655
- Immigration
- Labor
- Penalties
20 CFR Part 702
- Administrative practice and procedure
- Longshore and harbor workers
- Penalties
- Reporting and recordkeeping requirements
- Workers' compensation
20 CFR Part 725
- Administrative practice and procedure
- Black lung benefits
- Coal miners
- Penalties
- Reporting and recordkeeping requirements
20 CFR Part 726
- Administrative practice and procedure
- Black lung benefits
- Coal miners
- Mines
- Penalties
29 CFR Part 5
- Administrative practice and procedure
- Construction industry
- Employee benefit plans
- Government contracts
- Law enforcement
- Minimum wages
- Penalties
- Reporting and recordkeeping requirements
29 CFR Part 500
- Administrative practice and procedure
- Aliens
- Housing
- Insurance
- Intergovernmental relations
- Investigations
- Migrant labor
- Motor vehicle safety
- Occupational safety and health
- Penalties
- Reporting and recordkeeping requirements
- Wages
- Whistleblowing
29 CFR Part 501
- Administrative practice and procedure
- Agriculture
- Aliens
- Employment
- Housing
- Housing standards
- Immigration
- Labor
- Migrant labor
- Penalties
- Transportation
- Wages
29 CFR Part 503
- Administrative practice and procedure
- Aliens
- Employment
- Housing
- Immigration
- Labor
- Penalties
- Transportation
- Wages
29 CFR Part 530
- Administrative practice and procedure
- Clothing
- Homeworkers
- Indians—arts and crafts
- Penalties
- Reporting and recordkeeping requirements
- Surety bonds
- Watches and jewelry
29 CFR Part 570
- Child labor
- Law enforcement
- Penalties
29 CFR Part 578
- Penalties
- Wages
29 CFR Part 579
- Child labor
- Penalties
29 CFR Part 801
- Administrative practice and procedure
- Employment
- Lie detector tests
- Penalties
- Reporting and recordkeeping requirements
29 CFR Part 825
- Administrative practice and procedure
- Airmen
- Employee benefit plans
- Health
- Health insurance
- Labor management relations
- Maternal and child health
- Penalties
- Reporting and recordkeeping requirements
- Teachers
29 CFR Parts 1902 and 1903
- Intergovernmental relations
- Law enforcement
- Occupational Safety and Health
- Penalties
29 CFR Part 2560
- Employee benefit plans
- Employee Retirement Income Security Act
- Law enforcement
- Penalties
- Pensions
- Reporting and recordkeeping
29 CFR Part 2575
- Administrative practice and procedure
- Employee benefit plans
- Employee Retirement Income Security Act
- Health care
- Penalties
- Pensions
29 CFR Part 2590
- Employee benefit plans
- Employee Retirement Income Security Act
- Health care
- Health insurance
- Penalties
- Pensions
- Reporting and recordkeeping
30 CFR Part 100
- Mine safety and health
- Penalties
41 CFR Part 50-201
- Child labor
- Government procurement
- Minimum wages
- Occupational safety and health
- Reporting and recordkeeping requirements
For the reasons set out in the preamble, 20 CFR chapters V and VI, 29 CFR subtitle A and chapters V, XVII, and XXV, 30 CFR chapter I, and 41 CFR subtitle B are amended as follows.
DEPARTMENT OF LABOR
Employment and Training Administration
Title 20—Employees' Benefits
Start PartPART 655—TEMPORARY EMPLOYMENT OF FOREIGN WORKERS IN THE UNITED STATES
End Part Start Amendment Part1. The authority citation for part 655 continues to read as follows:
End Amendment PartSubpart A issued under 8 CFR 214.2(h).
Subpart B issued under 8 U.S.C. 1101(a)(15)(H)(ii)(a), 1184(c), and 1188; and 8 CFR 214.2(h).
Subparts F and G issued under 8 U.S.C. 1288(c) and (d); sec. 323(c), Pub. L. 103-206, 107 Stat. 2428; and 28 U.S.C. 2461 note, Pub. L. 114-74 at section 701.
Subparts H and I issued under 8 U.S.C. 1101(a)(15)(H)(i)(b) and (b)(1), 1182(n) and (t), and 1184(g) and (j); sec. 303(a)(8), Pub. L. 102-232, 105 Stat. 1733, 1748 (8 U.S.C. 1101 note); sec. 412(e), Pub. L. 105-277, 112 Stat. 2681; 8 CFR 214.2(h); and 28 U.S.C. 2461 note, Pub. L. 114-74 at section 701.
Subparts L and M issued under 8 U.S.C. 1101(a)(15)(H)(i)(c) and 1182(m); sec. 2(d), Pub. L. 106-95, 113 Stat. 1312, 1316 (8 U.S.C. 1182 note); Pub. L. 109-423, 120 Stat. 2900; and 8 CFR 214.2(h).
Start Amendment Part2. In the following table, for each paragraph indicated in the left column, remove the dollar amount indicated in the middle column from wherever it appears in the paragraph and add in its place the dollar amount indicated in the right column.
End Amendment PartParagraph Remove Add § 655.620(a) $9,239 $9,472 § 655.801(b) 7,520 7,710 § 655.810(b)(1) introductory text 1,848 1,895 § 655.810(b)(2) introductory text 7,520 7,710 § 655.810(b)(3) introductory text 52,641 53,969 DEPARTMENT OF LABOR
Office of Workers' Compensation Programs
Start PartPART 702—ADMINISTRATION AND PROCEDURE
End Part Start Amendment Part3. The authority citation for part 702 is revised to read as follows:
End Amendment Part[Amended]4. In the following table, for each paragraph indicated in the left column, remove the dollar amount or date indicated in the middle column from wherever it appears in the section or paragraph and add in its place the dollar amount or date indicated in the right column.
End Amendment PartStart PartSection/paragraph Remove Add § 702.204 $23,426 $24,017. § 702.204 January 2, 2018 January 23, 2019. § 702.236 $285 $292. § 702.236 January 2, 2018 January 23, 2019. § 702.271(a)(2) January 2, 2018 January 23, 2019. § 702.271(a)(2) $2,343 $2,402. § 702.271(a)(2) $11,712 $12,007. PART 725—CLAIMS FOR BENEFITS UNDER PART C OF TITLE IV OF THE FEDERAL MINE SAFETY AND HEALTH ACT, AS AMENDED
End Part Start Amendment Part5. The authority citation for part 725 continues to read as follows:
End Amendment Part[Amended]6. In § 725.621, amend paragraph (d) by removing “January 2, 2018” and adding in its place “January 23, 2019” and by removing “$1,426” and adding in its place “$1,462”.
End Amendment Part Start PartPART 726—BLACK LUNG BENEFITS; REQUIREMENTS FOR COAL MINE OPERATOR'S INSURANCE
End Part Start Amendment Part7. The authority citation for part 726 continues to read as follows:
End Amendment Part[Amended]8. In the following table, for each paragraph indicated in the left column, remove the dollar amount or date indicated in the middle column from wherever it appears in the paragraph and add in its place the dollar amount or date indicated in the right column.
End Amendment PartStart Printed Page 218Paragraph Remove Add § 726.302(c)(2)(i) introductory text January 2, 2018 January 23, 2019. § 726.302(c)(2)(i) table $139 $143. § 726.302(c)(2)(i) table 278 285. § 726.302(c)(2)(i) table 417 428. § 726.302(c)(2)(i) table 555 569. § 726.302(c)(4) January 2, 2018 January 23, 2019. § 726.302(c)(4) $139 $143. § 726.302(c)(5) January 2, 2018 January 23, 2019. § 726.302(c)(5) $417 $428. § 726.302(c)(6) January 2, 2018 January 23, 2019. § 726.302(c)(6) $2,852 $2,924. DEPARTMENT OF LABOR
Wage and Hour Division
Title 29—Labor
Start PartPART 5—LABOR STANDARDS PROVISIONS APPLICABLE TO CONTRACTS COVERING FEDERALLY FINANCED AND ASSISTED CONSTRUCTION (ALSO LABOR STANDARDS PROVISIONS APPLICABLE TO NONCONSTRUCTION CONTRACTS SUBJECT TO THE CONTRACT WORK HOURS AND SAFETY STANDARDS ACT)
End Part Start Amendment Part9. The authority citation for part 5 continues to read as follows:
End Amendment Part[Amended]10. In § 5.5, amend paragraph (b)(2) by removing “$26” and adding in its place “$27”.
End Amendment Part[Amended]11. In § 5.8, amend paragraph (a) by removing “$26” and adding in its place “$27”.
End Amendment Part Start PartPART 500—MIGRANT AND SEASONAL AGRICULTURAL WORKER PROTECTION
End Part Start Amendment Part12. The authority citation for part 500 continues to read as follows:
End Amendment Part[Amended]13. In § 500.1, amend paragraph (e) by removing “$2,443” and adding in its place “$2,505”.
End Amendment Part Start PartPART 501—ENFORCEMENT OF CONTRACTUAL OBLIGATIONS FOR TEMPORARY ALIEN AGRICULTURAL WORKERS ADMITTED UNDER SECTION 218 OF THE IMMIGRATION AND NATIONALITY ACT
End Part Start Amendment Part14. The authority citation for part 501 continues to read as follows:
End Amendment Part[Amended]15. In the following table, for each paragraph indicated in the left column, remove the dollar amount indicated in the middle column from wherever it appears in the paragraph and add in its place the dollar amount indicated in the right column.
End Amendment PartStart PartParagraph Remove Add § 501.19(c) introductory text $1,692 $1,735 § 501.19(c)(1) 5,695 5,839 § 501.19(c)(2) 56,391 57,813 § 501.19(c)(4) 112,780 115,624 § 501.19(d) 5,695 5,839 § 501.19(e) 16,917 17,344 § 501.19(f) 16,917 17,344 PART 503—ENFORCEMENT OF OBLIGATIONS FOR TEMPORARY NONIMMIGRANT NON-AGRICULTURAL WORKERS DESCRIBED IN THE IMMIGRATION AND NATIONALITY ACT—[AMENDED]
End Part Start Amendment Part16. The authority citation for part 503 continues to read as follows:
End Amendment Part[Amended]17. In the following table, for each paragraph indicated in the left column, remove the dollar amount indicated in the middle column from wherever it appears in the paragraph, and add in its place the dollar amount indicated in the right column:
End Amendment PartStart PartParagraph Remove Add § 503.23(b) $12,383 $12,695 § 503.23(c) 12,383 12,695 § 503.23(d) 12,383 12,695 PART 530—EMPLOYMENT OF HOMEWORKERS IN CERTAIN INDUSTRIES
End Part Start Amendment Part18. The authority citation for part 530 continues to read as follows:
End Amendment Part Start Amendment Part19. In § 530.302, amend paragraph (a) by removing “$1,026” and adding in its place “$1,052” and revise paragraph (b).
End Amendment PartThe revision reads as follows:
Amounts of civil penalties.* * * * *(b) The amount of civil money penalties shall be determined per affected homeworker within the limits set forth in the following schedule, except that no penalty shall be assessed in the case of violations which are deemed to be de minimis in nature:
Nature of violation Penalty per affected homeworker Minor Substantial Repeated, intentional or knowing Recordkeeping $21-210 $210-421 $421-1,052 Monetary violations 21-210 210-421 Employment of homeworkers without a certificate 210-421 421-1,052 Other violations of statutes, regulations or employer assurances 21-210 210-421 421-1,052 PART 570—CHILD LABOR REGULATIONS, ORDERS AND STATEMENTS OF INTERPRETATION
End Part Start Amendment Part20. The authority citation for Subpart G of part 570 continues to read as follows:
End Amendment Part[Amended]21. In § 570.140, amend paragraph (b)(1) by removing “$12,529” and adding in its place “$12,845” and paragraph (b)(2) by removing “$56,947” and adding in its place “$58,383”.
End Amendment Part Start Part Start Printed Page 219PART 578—MINIMUM WAGE AND OVERTIME VIOLATIONS—CIVIL MONEY PENALTIES
End Part Start Amendment Part22. The authority citation for part 578 continues to read as follows:
End Amendment Part[Amended]23. In § 578.3, amend paragraph (a) by removing “$1,964” and adding in its place “$2,014”.
End Amendment Part Start PartPART 579—CHILD LABOR VIOLATIONS—CIVIL MONEY PENALTIES
End Part Start Amendment Part24. The authority citation for part 579 continues to read as follows:
End Amendment Part[Amended]25. In the following table, for each paragraph indicated in the left column, remove the dollar amount indicated in the middle column from wherever it appears in the paragraph and add in its place the dollar amount indicated in the right column.
End Amendment PartStart PartParagraph Remove Add § 579.1(a)(1)(i)(A) $12,529 $12,845 § 579.1(a)(1)(i)(B) 56,947 58,383 § 579.1(a)(2) 1,964 2,014 PART 801—APPLICATION OF THE EMPLOYEE POLYGRAPH PROTECTION ACT OF 1988
End Part Start Amendment Part26. The authority citation for part 801 continues to read as follows:
End Amendment Part[Amended]27. In § 801.42 amend paragraph (a) introductory text by removing “$20,521” and adding in its place “$21,039”.
End Amendment Part Start PartPART 825—THE FAMILY AND MEDICAL LEAVE ACT OF 1993
End Part Start Amendment Part28. The authority citation for part 825 continues to read as follows:
End Amendment Part[Amended]29. In § 825.300 amend paragraph (a)(1) by removing “$169” and adding in its place “$173”.
End Amendment PartDEPARTMENT OF LABOR
Occupational Safety and Health Administration
Title 29—Labor
Start PartPART 1903—INSPECTIONS, CITATIONS, AND PROPOSED PENALTIES
End Part Start Amendment Part30. The authority citation for part 1903 continues to read as follows:
End Amendment Part[Amended]31. In the following table, for each paragraph indicated in the left column, remove the dollar amount or date indicated in the middle column from wherever it appears in the paragraph and add in its place the dollar amount or date indicated in the right column.
End Amendment PartParagraph Remove Add § 1903.15(d) introductory text January 2, 2018 January 23, 2019. § 1903.15(d)(1) $9,239 $9,472. § 1903.15(d)(1) $129,336 $132,598. § 1903.15(d)(2) $129,336 $132,598. § 1903.15(d)(3) $12,934 $13,260. § 1903.15(d)(4) $12,934 $13,260. § 1903.15(d)(5) $12,934 $13,260. § 1903.15(d)(6) $12,934 $13,260. DEPARTMENT OF LABOR
Mine Safety and Health Administration
Title 30—Mineral Resources
Start PartPART 100—CRITERIA AND PROCEDURES FOR PROPOSED ASSESSMENT OF CIVIL PENALTIES
End Part Start Amendment Part32. The authority citation for part 100 continues to read as follows:
End Amendment Part Start Amendment Part33. In § 100.3, amend paragraph (a)(1) introductory text by removing “$70,834” and adding in its place “$72,620” and in paragraph (g) by revising Table XIV-Penalty Conversion Table.
End Amendment PartThe revision reads as follows:
Determination of penalty amount; regular assessment.* * * * *(g) * * *
Start Printed Page 220Table XIV—Penalty Conversion Table
Points Penalty ($) 60 or fewer $135 61 147 62 158 63 172 64 187 65 202 66 218 67 238 68 256 69 278 70 301 71 326 72 355 73 383 74 414 75 450 76 489 77 527 78 572 79 620 80 672 81 727 82 787 83 854 84 925 85 1003 86 1,086 87 1,175 88 1,274 89 1,380 90 1,495 91 1,619 92 1,753 93 1,899 94 2,058 95 2,229 96 2,414 97 2,615 98 2,834 99 3,070 100 3,326 101 3,602 102 3,902 103 4,227 104 4,579 105 4,961 106 5,374 107 5,822 108 6,307 109 6,832 110 7,401 111 8,016 112 8,686 113 9,409 114 10,193 115 11,041 116 11,960 117 12,957 118 14,036 119 15,206 120 16,471 121 17,844 122 19,329 123 20,940 124 22,685 125 24,571 126 26,619 127 28,837 128 31,238 129 33,840 130 36,659 131 39,712 132 43,019 133 46,601 134 50,319 135 54,035 136 57,754 137 61,469 138 65,187 139 68,903 140 or more 72,620 * * * * *[Amended]34. In the following table, for each paragraph indicated in the left column, remove the dollar amount indicated in the middle column from wherever it appears in the paragraph and add in its place the dollar amount indicated in the right column.
End Amendment PartParagraph Remove Add § 100.4(a) $2,361 $2,421 § 100.4(b) 4,721 4,840 § 100.4(c) introductory text 5,903 6,052 § 100.4(c) introductory text 70,834 72,620 § 100.5(c) 7,673 7,867 § 100.5(d) 324 332 § 100.5(e) 259,725 266,275 Title 41—Public Contracts and Property Management
Start PartPART 50-201—GENERAL REGULATIONS
End Part Start Amendment Part35. The authority citation for part 50-201 continues to read as follows:
End Amendment Part[Amended]36. In § 50-201.3, amend paragraph (e) by removing “$26” and adding in its place “$27”.
End Amendment PartNote:
The following Appendix will not appear in the Code of Federal Regulations.
Start SignatureAgency Law Name/description CFR citation 2018 2019 Min. penalty (rounded to nearest dollar) Max. penalty (rounded to nearest dollar) Min. penalty (rounded to nearest dollar) Max. penalty (rounded to nearest dollar) MSHA Federal Mine Safety & Health Act of 1977 Regular Assessment 30 CFR 100.3(a) $70,834 $72,620. MSHA Federal Mine Safety & Health Act of 1977 Penalty Conversion Table 30 CFR 100.3(g) $132 $70,834 $135 $72,620. MSHA Federal Mine Safety & Health Act of 1977 Minimum Penalty for any order issued under 104(d)(1) of the Mine Act 30 CFR 100.4(a) 2,361 2,421 MSHA Federal Mine Safety & Health Act of 1977 Minimum penalty for any order issued under 104(d)(2) of the Mine Act 30 CFR 100.4(b) 4,721 4,840 MSHA Federal Mine Safety & Health Act of 1977 Penalty for failure to provide timely notification under 103(j) of the Mine Act 39 CFR 100.4(c) 5,903 $70,834 6,052 $72,620. MSHA Federal Mine Safety & Health Act of 1977 Any operator who fails to correct a violation for which a citation or order was issued under 104(a) of the Mine Act 30 CFR 100.5(c) $7,673 $7,867. MSHA Federal Mine Safety & Health Act of 1977 Violation of mandatory safety standards related to smoking standards 30 CFR 100.5(d) $324 $332. MSHA Federal Mine Safety & Health Act of 1977 Flagrant violations under 110(b)(2) of the Mine Act 30 CFR 100.5(e) $259,725 $266,275. Start Printed Page 221 EBSA Employee Retirement Income Security Act Section 209(b): Failure to furnish reports (e.g., pension benefit statements) to certain former participants and beneficiaries or maintain records 29 CFR 2575.1-3 $29 $30. EBSA Employee Retirement Income Security Act Section 502(c)(2)—Per day for failure/refusal to properly file plan annual report 29 CFR 2575.1-3 $2,140 $2,194. EBSA Employee Retirement Income Security Act Section 502(c)(4)—Per day for failure to disclose certain documents upon request under ERISA 101(k) and (l); failure to furnish notices under 101(j) and 514(e)(3)—each statutory recipient a separate violation 29 CFR 2575.1-3 $1,693 $1,736. EBSA Employee Retirement Income Security Act Section 502(c)(5)—Per day for each failure to file annual report for Multiple Employer Welfare Arrangements (MEWAs) under 101(g) 29 CFR 2575.1-3 $1,558 $1,597. EBSA Employee Retirement Income Security Act Section 502(c)(6)—Per day for each failure to provide Secretary of Labor requested documentation not to exceed a per-request maximum 29 CFR 2575.1-3 $152 per day, not to exceed $1,527 per request $156 per day, not to exceed $1,566 per request. EBSA Employee Retirement Income Security Act Section 502(c)(7)—Per day for each failure to provide notices of blackout periods and of right to divest employer securities—each statutory recipient a separate violation 29 CFR 2575.1-3 $136 $139. EBSA Employee Retirement Income Security Act Section 502(c)(8)—Per each failure by an endangered status multiemployer plan to adopt a funding improvement plan or meet benchmarks; failure of a critical status multiemployer plan to adopt a rehabilitation plan 29 CFR 2575.1-3 $1,344 $1,378. EBSA Employee Retirement Income Security Act Section 502(c)(9)(A)—Per day for each failure by an employer to inform employees of CHIP coverage opportunities under Section 701(f)(3)(B)(i)(l)—each employee a separate violation 29 CFR 2575.1-3 $114 $117. EBSA Employee Retirement Income Security Act Section 502(c)(9)(B)—Per day for each failure by a plan to timely provide to any State information required to be disclosed under Section 701(f)(3)(B)(ii), as added by CHIP regarding coverage coordination—each participant/beneficiary a separate violation 29 CFR 2575.1-3 $114 $117. EBSA Employee Retirement Income Security Act Section 502(c)(10)—Failure by any plan sponsor of group health plan, or any health insurance issuer offering health insurance coverage in connection with the plan, to meet the requirements of Sections 702(a)(1)(F), (b)(3), (c) or (d); or Section 701; or Section 702(b)(1) with respect to genetic information—daily per participant and beneficiary non-compliance period 29 CFR 2575.1-3 $114 $117. Start Printed Page 222 EBSA Employee Retirement Income Security Act Section 502(c)(10)—uncorrected de minimis violation 29 CFR 2575.1-3 2,847 2,919 $0. EBSA Employee Retirement Income Security Act Section 502(c)(10)—uncorrected violations that are not de minimis 29 CFR 2575.1-3 17,084 17,515 $0. EBSA Employee Retirement Income Security Act Section 502(c)(10)—unintentional failure maximum cap 29 CFR 2575.1-3 $569,468 $583,830. EBSA Employee Retirement Income Security Act Section 502(c)(12)—Per day for each failure of a CSEC plan in restoration status to adopt a restoration plan 29CFR 2575.1-3 $104 $107. EBSA Employee Retirement Income Security Act Section 502(m)—Failure of fiduciary to make a proper distribution from a defined benefit plan under section 206(e) of ERISA 29 CFR 2575.1-3 $16,499 $16,915. EBSA Employee Retirement Income Security Act Failure to provide Summary of Benefits Coverage under PHS Act section 2715(f), as incorporated in ERISA section 715 and 29 CFR 2590.715-2715(e) 29 CFR 2575.1-3 $1,128 $1,156. OSHA Occupational Safety and Health Act Serious Violation 29 CFR 1903.15(d)(3) $12,934 $13,260. OSHA Occupational Safety and Health Act Other-Than-Serious 29 CFR 1903.15(d)(4) $12,934 $13,260. OSHA Occupational Safety and Health Act Willful 29 CFR 1903.15(d)(1) 9,239 $129,336 9,472 $132,598. OSHA Occupational Safety and Health Act Repeated 29 CFR 1903.15(d)(2) $129,336 $132,598. OSHA Occupational Safety and Health Act Posting Requirement 29 CFR 1903.15(d)(6) $12,934 $13,260. OSHA Occupational Safety and Health Act Failure to Abate 29 CFR 1903.15(d)(5) $12,934 $13,260. WHD Family and Medical Leave Act FMLA 29 CFR 825.300(a)(1) $169 $173. WHD Fair Labor Standards Act FLSA 29 CFR 578.3(a) $1,964 $2,014. WHD Fair Labor Standards Act Child Labor 29 CFR 579.1(a)(2) $1,964 $2,014. WHD Fair Labor Standards Act Child Labor 29 CFR 570.140(b)(1) $12,529 $12,845. WHD Fair Labor Standards Act Child Labor 29 CFR 579.1(a)(1)(i)(A) $12,529 $12,845. WHD Fair Labor Standards Act Child Labor that causes serious injury or death 29 CFR 570.140(b)(2) $56,947 $58,383. WHD Fair Labor Standards Act Child Labor that causes serious injury or death 29 CFR 579.1(a)(1)(i)(B) $56,947 $58,383. WHD Fair Labor Standards Act Child Labor willful or repeated that causes serious injury or death 29 CFR 570.140(b)(2); 29 CFR 579.1(a)(1)(i)(B) $113,894 $116,766. WHD Migrant and Seasonal Agricultural Worker Protection Act MSPA 29 CFR 500.1(e) $2,443 $2,505. WHD Immigration & Nationality Act H1B 20 CFR 655.810(b)(1) $1,848 $1,895. WHD Immigration & Nationality Act H1B retaliation 20 CFR 655.801(b) $7,520 $7,710. WHD Immigration & Nationality Act H1B willful or discrimination 20 CFR 655.810(b)(2) $7,520 $7,710. WHD Immigration & Nationality Act H1B willful that resulted in displacement of a US worker 20 CFR 655.810(b)(3) $52,641 $53,969. WHD Immigration & Nationality Act D-1 20 CFR 655.620(a) $9,239 $9,472. WHD Contract Work Hours and Safety Standards Act CWHSSA 29 CFR 5.5(b)(2) $26 $27. WHD Contract Work Hours and Safety Standards Act CWHSSA 29 CFR 5.8(a) $26 $27. WHD Walsh-Healey Public Contracts Act Walsh-Healey 41 CFR 50-201.3(e) $26 $27. WHD Employee Polygraph Protection Act EPPA 29 CFR 801.42(a) $20,521 $21,039. WHD Immigration & Nationality Act H2A 29 CFR 501.19(c) $1,692 $1,735. WHD Immigration & Nationality Act H2A willful or discrimination 29 CFR 501.19(c)(1) $5,695 $5,839. WHD Immigration & Nationality Act H2A Safety or health resulting in serious injury or death 29 CFR 501.19(c)(2) $56,391 $57,813. Start Printed Page 223 WHD Immigration & Nationality Act H2A willful or repeated safety or health resulting in serious injury or death 29 CFR 501.19(c)(4) $112,780 $115,624. WHD Immigration & Nationality Act H2A failing to cooperate in an investigation 29 CFR 501.19(d) $5,695 $5,839. WHD Immigration & Nationality Act H2A displacing a US worker 29 CFR 501.19(e) $16,917 $17,344. WHD Immigration & Nationality Act H2A improperly rejecting a US worker 29 CFR 501.19(f) $16,917 $17,344. WHD Immigration & Nationality Act H-2B 29 CFR 503.23(b)-(d) $12,383 $12,695. WHD Fair Labor Standards Act Home Worker 29 CFR 530.302(a) $1,026 $1,052.00. WHD Fair Labor Standards Act Home Worker 29 CFR 530.302(b) 20 $1,026 21 $1,052.00. OWCP Longshore and Harbor Workers' Compensation Act Failure to file first report of injury or filing a false statement or misrepresentation in first report 20 CFR 702.204 $23,426 $24,017. OWCP Longshore and Harbor Workers' Compensation Act Failure to report termination of payments 20 CFR 702.236 $285 $292. OWCP Longshore and Harbor Workers' Compensation Act Discrimination against employees who claim compensation or testify in a LHWCA proceeding 20 CFR 702.271(a)(2) 2,343 $11,712 2,402 $12,007. OWCP Black Lung Benefits Act Failure to report termination of payments 20 CFR 725.621(d) $1,426 $1,462. OWCP Black Lung Benefits Act Failure to file required reports 20 CFR 725.621(d) $1,426 $1,462. OWCP Black Lung Benefits Act Failure to secure payment of benefits for mines with fewer than 25 employees 20 CFR 726.302(c)(2)(i) 139 143 OWCP Black Lung Benefits Act Failure to secure payment of benefits for mines with 25-50 employees 20 CFR 726.302(c)(2)(i) 278 285 OWCP Black Lung Benefits Act Failure to secure payment of benefits for mines with 51-100 employees 20 CFR 726.302(c)(2)(i) 417 428 OWCP Black Lung Benefits Act Failure to secure payment of benefits for mines with more than 100 employees 20 CFR 726.302(c)(2)(i) 555 569 OWCP Black Lung Benefits Act Failure to secure payment of benefits after 10th day of notice 20 CFR 726.302(c)(4) 139 143 OWCP Black Lung Benefits Act Failure to secure payment of benefits for repeat offenders 20 CFR 726.302(c)(5) 417 428 OWCP Black Lung Benefits Act Failure to secure payment of benefits 20 CFR 726.302(c)(5) $2,852 $2,924 Signed at Washington, DC, this 10th day of January, 2019.
R. Alexander Acosta,
Secretary, U.S. Department of Labor.
Footnotes
1. The Department is also responsible for administering and enforcing a newly-enacted civil monetary penalty under the Fair Labor Standards Act (see Pub. L. 115-141, sec. 1201 (2018)), but the Inflation Adjustment Act does not require the Department to adjust this new penalty in 2019 because Congress enacted the penalty within the preceding 12 months. See 28 U.S.C. 2462 Note, sec. 4(d); OMB Circular M-16-06.
Back to Citation2. M-19-04, Implementation of Penalty Inflation Adjustments for 2019, Pursuant to the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 (Dec. 14, 2018).
Back to Citation3. OMB provided the year-over-year multiplier, rounded to 5 decimal points. Id. at 1.
Back to Citation4. Appendix 1 consists of a table that provides ready access to key information about each penalty.
Back to Citation[FR Doc. 2019-00089 Filed 1-22-19; 8:45 am]
BILLING CODE 4510-HL-P
Document Information
- Effective Date:
- 1/23/2019
- Published:
- 01/23/2019
- Department:
- Mine Safety and Health Administration
- Entry Type:
- Rule
- Action:
- Final rule.
- Document Number:
- 2019-00089
- Dates:
- This final rule is effective on January 23, 2019. As provided by the Inflation Adjustment Act, the increased penalty levels apply to any penalties assessed after the effective date of this rule.
- Pages:
- 213-223 (11 pages)
- RINs:
- 1290-AA33: Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2018
- RIN Links:
- https://www.federalregister.gov/regulations/1290-AA33/department-of-labor-federal-civil-penalties-inflation-adjustment-act-annual-adjustments-for-2018-
- Topics:
- Administrative practice and procedure, Agriculture, Airmen, Aliens, Black lung benefits, Child labor, Clothing, Construction industry, Employee benefit plans, Employment, Government contracts, Government procurement, Health, Health care, Health insurance, Homeworkers, Housing, Housing standards, Immigration, Indians-arts and crafts, Insurance, Intergovernmental relations, Investigations, Labor, Labor management relations, Law enforcement, Lie detector tests, Longshore and harbor workers, ...
- PDF File:
- 2019-00089.pdf
- Supporting Documents:
- » Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2019
- CFR: (19)
- 41 CFR 100.4 and 100.5
- 41 CFR 702.204, 702.236, and 702.271
- 41 CFR 655.620, 655.801, and 655.810
- 41 CFR 5.5
- 41 CFR 5.8
- More ...