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Related Notices (16)
2023-13459. Notice of proposed rulemaking. 2023-13459. Large Trader Reporting Requirements
Published on: 2023-13459. Notice of proposed rulemaking. 2023-13459. Large Trader Reporting Requirements
2017-13243. Final rule. 2017-13243. Commission Delegated Authority Provisions and ...
Published on: 2017-13243. Final rule. 2017-13243. Commission Delegated Authority Provisions and Technical Amendments
2013-26789. Final rule. 2013-26789. Ownership and Control Reports, Forms 102/102S, 40/40S,...
Published on: 2013-26789. Final rule. 2013-26789. Ownership and Control Reports, Forms 102/102S, 40/40S, and 71
2012-16180. Notice of proposed rulemaking (``Notice''). 2012-16180. Ownership and Control ...
Published on: 2012-16180. Notice of proposed rulemaking (``Notice''). 2012-16180. Ownership and Control Reports, Forms 102/102S, 40/40S, and 71
E6-10383. Final rules. E6-10383. Market and Large Trader Reporting
Published on: E6-10383. Final rules. E6-10383. Market and Large Trader Reporting
05-23977. Proposed rules. 05-23977. Market and Large Trader Reporting
Published on: 05-23977. Proposed rules. 05-23977. Market and Large Trader Reporting
04-27750. Final rules. 04-27750. Reporting Levels and Recordkeeping
Published on: 04-27750. Final rules. 04-27750. Reporting Levels and Recordkeeping
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