Published on: 2022-07850. Proposed rule; withdrawal of proposed rules. 2022-07850. Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities
Published on: 2019-02347. Final rule. 2019-02347. Applications by Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons To Effect or Be Involved in Effecting Security-Based Swaps