Published on: 2020-12034. Notice of proposed rulemaking; reopening of comment period. 2020-12034. Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools
Published on: 2018-18432. Final rule. 2018-18432. Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants
Published on: 2018-00467. Final rule. 2018-00467. Technical Amendments to Rules on Registration and Review of Exchange Disciplinary, Access Denial, or Other Adverse Actions
Published on: 2017-09229. Proposed rule. 2017-09229. Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments
Published on: 2017-01232. Notice of proposed rulemaking. 2017-01232. Technical Amendments to Rules on Registration and Review of Exchange Disciplinary, Access Denial or Other Adverse Actions
Published on: 2016-27525. Final rule. 2016-27525. Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates