[Federal Register Volume 59, Number 6 (Monday, January 10, 1994)]
[Sunshine Act Meetings]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-614]
[[Page Unknown]]
[Federal Register: January 10, 1994]
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SECURITIES AND EXCHANGE COMMISSION
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and
Exchange Commission will hold the following meetings during the week of
January 10, 1994.
An open meeting will be held on Wednesday, January 12, 1994, at
10:00 a.m., in Room 1C30. A closed meeting will be held on Thursday,
January 13, 1994, at 3:00 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the closed meeting.
Certain staff members who have an interest in the matters may also be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(4), (8), (9)(A) and (10) and 17 CFR 200.402(a)(4),
(8), (9)(i) and (10), permit consideration of the scheduled matters at
a closed meeting.
Commissioner Beese, as duty officer, voted to consider the items
listed for the closed meeting in a closed session.
The subject matter of the open meeting scheduled for Wednesday,
January 12, 1994, at 10:00 a.m., will be:
Consideration will be given to whether to propose for public
comment amendments to Form ADV and related rules under the
Investment Advisers Act of 1940 that would require investment
advisers sponsoring wrap fee programs to prepare a separate
disclosure or ``brochure'' for wrap fee program clients, and specify
the information required in the brochure. For further information,
please contact Eric C. Freed at (202) 272-2107.
The subject matter of the closed meeting scheduled for Thursday,
January 13, 1994, at 3:00 p.m., will be:
Institution of injunctive actions.
Institution of administrative proceedings of an enforcement
nature.
Opinion.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items. For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact: Blair Thomas at (202) 272-2300.
Dated: January 6, 1994.
Jonathan G. Katz,
Secretary.
[FR Doc. 94-614 Filed 1-6-94; 2:23 pm]
BILLING CODE 8010-01-M
