99-448. International Drug Scheduling; Convention on Psychotropic Substances; Single Convention on Narcotic Drugs; World Health Organization Scheduling Recommendations for Ephedrine, Dihydroetorphine, Remifentanil, and Certain Isomers  

  • [Federal Register Volume 64, Number 6 (Monday, January 11, 1999)]
    [Notices]
    [Pages 1629-1634]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-448]
    
    
    
    [[Page 1629]]
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    
    Food and Drug Administration
    [Docket No. 98N-0148]
    
    
    International Drug Scheduling; Convention on Psychotropic 
    Substances; Single Convention on Narcotic Drugs; World Health 
    Organization Scheduling Recommendations for Ephedrine, 
    Dihydroetorphine, Remifentanil, and Certain Isomers
    
    AGENCY: Food and Drug Administration, HHS.
    
    ACTION: Notice.
    
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    SUMMARY: The Food and Drug Administration (FDA) is providing interested 
    persons with the opportunity to submit written comments and to request 
    an informal public meeting concerning recommendations by the World 
    Health Organization (WHO) to impose international manufacturing and 
    distributing restrictions, under international treaties, on certain 
    drug substances. The comments received in response to this notice and/
    or public meeting will be considered in preparing the U.S. position on 
    these proposals for a meeting of the United Nations Commission on 
    Narcotic Drugs (CND) in Vienna, Austria, in March 1999. This notice is 
    issued under the Controlled Substances Act.
    
    DATES: Written comments by February 10, 1999; written requests for a 
    public meeting and the reasons for such a request by January 26, 1999.
    
    ADDRESSES: Submit written comments to the Dockets Management Branch 
    (HFA-305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061, 
    Rockville, MD 20852. Submit written requests for a public meeting and 
    the reasons for such a request to Nicholas P. Reuter (address below).
    FOR FURTHER INFORMATION CONTACT: Nicholas P. Reuter, Office of Health 
    Affairs (HFY-20), Food and Drug Administration, 5600 Fishers Lane, 
    Rockville, MD 20857, 301-443-1382, or e-mail: nreuter@oc.fda.gov''.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Background
    
        The United States is a party to the 1971 Convention on Psychotropic 
    Substances (the Convention). Section 201(d)(2)(B) of the Controlled 
    Substances Act (the CSA) (21 U.S.C. 811(d)(2)(B)) provides that when 
    the United States is notified under Article 2 of the Convention that 
    the CND proposes to decide whether to add a drug or other substance to 
    one of the schedules of the Convention, transfer a drug or substance 
    from one schedule to another, or delete it from the schedules, the 
    Secretary of State must transmit notice of such information to the 
    Secretary of Health and Human Services (HHS). The Secretary of HHS must 
    then publish a summary of such information in the Federal Register and 
    provide opportunity for interested persons to submit comments. The 
    Secretary of HHS shall then evaluate the proposal and furnish a 
    recommendation to the Secretary of State which shall be binding on the 
    representative of the United States in discussions and negotiations 
    relating to the proposal.
        As detailed below, the Secretary of State has received two 
    notifications from the Secretary-General of the United Nations (the 
    Secretary-General) regarding substances to be considered for control 
    under the Psychotropic Convention. These notifications reflect the 
    recommendations from the 31st WHO Expert Committee for Drug Dependence 
    (ECDD), which met in June 1998. In the Federal Register of March 18, 
    1998 (63 FR 13258), FDA announced the WHO ECDD review and invited 
    interested persons to submit information for WHO's consideration.
         The full text of the notifications from the Secretary-General is 
    provided in section II of this document. Section 201(d)(2)(B) of the 
    CSA requires the Secretary of HHS, after receiving a notification 
    proposing scheduling, to publish a notice in the Federal Register to 
    provide the opportunity for interested persons to submit information 
    and comments on the proposed scheduling action.
        The United States is also a party to the 1961 Single Convention on 
    Narcotic Drugs. The Secretary of State has received a notification form 
    the Secretary-General regarding substances to be considered for control 
    under this convention. The CSA does not require HHS to publish a 
    summary of such information in the Federal Register. Nevertheless, in 
    an effort to provide interested and affected persons an opportunity to 
    submit comments regarding the WHO recommendations for narcotic drugs, 
    the notification regarding these substances is also included in this 
    Federal Register notice. The comments will be shared with other 
    relevant agencies to assist the Secretary of State in formulating the 
    U.S. position on the control of these substances. The HHS 
    recommendations are not binding on the representative of the United 
    States in discussions and negotiations relating to the proposal 
    regarding control of substances under the Single Convention.
    
     II. United Nations Notifications
    
         The formal United Nations notifications which identify the drug 
    substances and explain the basis for the recommendations are reproduced 
    below.
    
    A. Notification on l-ephedrine, and d,l ephedrine
    
    Reference: NAR/CL.18/1998 CU 98/215
         TLAB/CSSS/303/98
        UNDCP 42nd CND
        WHO/ECDD 31 (1971C)
    The Secretary-General of the United Nations presents his compliments 
    to the Secretary of State of the United States of America and has 
    the honour to inform the Government that the World Health 
    Organization (WHO), pursuant to article 2, paragraphs 1 and 4, of 
    the Convention on Psychotropic Substances of 1971, has notified the 
    Secretary-General by note dated 30 September 1998 that it is of the 
    opinion that (1RS2S)-2-methylamino-1-phenylpropan-1-ol (also known 
    as l-ephedrine) and the racemate (1RS2SR)-2-methylamino-1-
    phenylpropan-1-ol (also known as d,l-ephedrine) should be included 
    in Schedule IV of that Convention.
        In accordance with the provisions of article 2, paragraphs 1 and 
    4, of the Convention, the Secretary-General hereby transmits the 
    text of the notification as annex I to the present note.
        The World Health Organization, in connection with the 
    notification has also submitted advance excerpts from the report of 
    the thirty-first meeting of the WHO Expert Committee on Drug 
    Dependence (23-26 June 1998), which reviewed the substance with a 
    view, inter alia, to possible international control. The excerpts 
    from that report concerning the substance recommended for scheduling 
    are hereby transmitted as annex II.
        In accordance with the provisions of article 2, paragraph 2 of 
    the Convention, the notification from the World Health Organization 
    will be brought to the attention of the Commission on Narcotic Drugs 
    at its next session in March 1999. Any action or decision taken by 
    the Commission with respect to this notification, pursuant to 
    article 2, paragraph 5, of the Convention, will be notified to 
    States Parties in due course. Article 2, paragraph 5, reads as 
    follows:
        ``The Commission, taking into account the communication from the 
    World Health Organization, whose assessments shall be determinative 
    as to medical and scientific matters, and bearing in mind the 
    economic, social, legal, administrative and other factors it may 
    consider relevant, may add the substance to Schedule I, II, III or 
    IV. The Commission may seek further information form the World 
    Health Organization or from other appropriate sources.''
        In order to assist the Commission in reaching a decision, it 
    would be appreciated if an economic, social, legal, administrative 
    or other factors the Government may consider relevant to the 
    possible scheduling of l-ephedrine and the racemate could be
    
    [[Page 1630]]
    
    communicated at the latest by 4 January 1999 to the Executive 
    Director of the Office for Drug Control and Crime Prevention, c/o 
    Commission and Secretariat Services Section, P.O. Box 500, A-1400 
    Vienna, Austria, fax: +43-1-26060-5885.
    11 November 1998
    NAR/CL.18/1998
    Annex I
    
     Annex I
    
    Note dated 30 September 1998 addressed to the United Nations By the 
    World Health Organization
         The World Health Organization presents its compliments to the 
    United Nations and has the honour to transmit, in accordance with 
    Article 2, paragraphs 1 and 4 of the Convention on Psychotropic 
    Substances, 1971, assessments and recommendation of the World Health 
    Organization concerning the proposed inclusion of ephedrine (l-
    ephedrine and its racemate) in Schedule IV of the said Convention, 
    as set forth in Annex hereto.
         The World Health Organization avails itself of this opportunity 
    to present to the United Nations the assurance of its highest 
    consideration.
    11 November 1998
    NAR/CL.18/1998
    Annex II
    
    Annex II
    
    Ephedrine
    
    1. Substance identification
    
        Ephedrine (2-methylamino-1-phenylpropan-1-ol) exists in fours 
    stereoisomeric forms and two corresponding racemic mixtures. They 
    are designated traditionally l-ephedrine, d-ephedrine and l-
    pseudoephedrine and d-pseudoephedrine. l-Ephedrine, also designated 
    as (-)-ephedrine, is chemically (1R,2S)-2-methylamino-1-
    phenylpropan-1-ol. Racemic ephedrine also designated as d,l-
    ephedrine or ()-ephedrine, is chemically (1RS,2SR)-2-
    methylamino-1-phenylpropan-1-ol.
    
    2. Similarity to known substances and effects on the central nervous 
    system
    
        Ephedrine is chemically and pharmacologically similar to 
    amphetamines. It is also similar to cathine which is (+)-
    norpseudoephedrine. Ephedrine is both an - and -
    adrenergic agonist and enhances the release of norepinephrine from 
    sympathetic neurons. In general, ephedrine is viewed as being a less 
    potent central nervous system stimulating agent but a more effective 
    bronchodilator. Ephedrine increases motor activity and mental 
    alertness, and diminishes the sense of fatigue. Ephedrine decreases 
    appetite and promotes weight loss.
    
    3. Dependence Potential
    
        In humans with histories of substance abuse, l-ephedrine, d-
    amphetamine (INN: dexamfetamine), d-methamphetamine (INN: 
    metamfetamine), phenmetrazine, and methylphenidate injected 
    subcutaneously produced similar increases in respiratory rate and 
    blood pressure and similar types of subjective changes, including 
    euphoria. The agents differed in relative potency. In general, 
    amphetamine-like stimulants differed only in relative potencies when 
    given orally. l-Ephedrine was five times less potent than 
    amphetamine in producing amphetamine-like subjective and 
    physiological effects in substance abusers, but was more potent than 
    amfepramone (diethylpropion).
        In monkeys trained to self-administer cocaine, l-ephedrine 
    maintained responding rates greater than saline in substitution 
    tests. In rats trained to discriminate cocaine from placebo, l-
    ephedrine generalized to cocaine - though at a slightly lower rate 
    than d-amphetamine. Ephedrine generalized to cocaine and d-
    amphetamine in other drug discrimination studies in rats. In 
    amphetamine-trained monkeys, an oral dose of 10 mg racemic ephedrine 
    was discriminated as amphetamine. In monkeys trained to self-
    administer cocaine, l- and racemic ephedrine had definite 
    reinforcing effects. d-Ephedrine was both less efficacious and 
    potent than the l-isomer in its ability to generalize to 
    amphetamine.
    
    4. Actual abuse and/or evidence of likelihood of abuse
    
        Of the 50 countries which have returned the questionnaire to 
    WHO, ephedrine was available for medical use in 46 countries. Of the 
    46 countries, the following 12 countries have indicated present or 
    past ephedrine abuse or illicit traffic in ephedrine presumably 
    associated with its abuse: Belgium, Burkina Faso, China, Costa Rica, 
    Germany, Finland, France, Ireland, Sudan, Slovakia, Thailand and 
    USA. Although quantitative information is difficult to obtain, the 
    extent of ephedrine abuse was significant enough for some 
    governments to implement various regulatory controls. The current 
    problem of abuse seems to be particularly serious in certain African 
    countries. When abuse exists, it seems to involve ephedrine single 
    entity products. In addition, in the USA, combination products 
    containing ephedrine in herbal preparations have been abused.
        The problem of ephedrine diversion was reported in the material 
    provided by the International Narcotics Control Board, which 
    indicated that few countries served as major supplier of ephedrine 
    to other countries. Often, there is a large gap between the amount 
    required for legitimate use and the amount imported into these 
    countries reflecting diversion for abuse. Some ephedrine, traded in 
    dosage forms, is used as a precursor to synthesize methamphetamine.
    
    5. Therapeutic usefulness
    
        Ephedrine is used widely as a bronchodilator in the symptomatic 
    treatment of reversible bronchospasm which may occur in association 
    with asthma, bronchitis, emphysema, and other obstructive pulmonary 
    diseases. Hypotension and shock have been treated with parenteral 
    ephedrine through its actions producing cardiac stimulation and 
    vasoconstriction. Less common indications include obesity, motion 
    sickness and enuresis.
        The commonality of ephedrine use as a medicine is indicated by 
    the fact that 92% of the countries which responded to the WHO 
    questionnaire (46/50) indicated therapeutic use of ephedrine. This 
    figure suggests that ephedrine is used therapeutically in many 
    countries in the world. Some of these countries have indicated a 
    large number of pharmaceutical products containing ephedrine on the 
    market, often as combination products.
    
    6. Recommendation
    
        On the basis of the available information concerning its 
    pharmacological profile, dependence potential and actual abuse, the 
    public health and social problems associated with the abuse of 
    ephedrine are assessed to be significant. The current problem 
    appears to be particularly serious in certain African countries. On 
    this basis, it is recommended that l-ephedrine and the racemate be 
    placed in Schedule IV of the Convention on Psychotropic Substances, 
    1971. The d-isomer, which is significantly less potent than the l-
    isomer, need not be controlled. In making this recommendation, it is 
    noted that ephedrine combination products would be eligible for 
    exemption according to the 1971 Convention.
        It is further noted that there are overlapping jurisdictions 
    concerning the 1971 Convention and the 1988 UN Convention Against 
    Illicit Traffic in Narcotic Drugs and Psychotropic Substances, which 
    may make full effective international regulations of ephedrine 
    difficult. The interrelationship and interpretation of these 
    conventions needs clarification by appropriate international bodies, 
    including the International Narcotics Control Board and the World 
    Health Organization. In addition, it is recommended that these 
    bodies develop ways to alert Member States which export 
    pharmaceutical formulations of ephedrine, that these preparations 
    have the potential for abuse and use as a precursor.
    
    B. Notification Regarding the Proposal of the Government of Spain
    
    Reference: NAR/CL.17/1998 CU 98/214
         TLAB/CSSS/302/98
        UNDCP 42nd CND
        WHO/ECDD 31 (1971C)
    The Secretary-General of the United Nations presents his compliments 
    to the Secretary of State of the United States of America and has 
    the honour to refer to his note NAR/CL.4/1997 of 28 May 1997, by 
    which he transmitted a notification received from the Government of 
    Spain pursuant to article 2, paragraph 1 of the Convention on 
    Psychotropic Substances, 1971. In its notification the Government of 
    Spain informed the Secretary-General that it was of the opinion that 
    Schedules I and II of the 1971 Convention should be amended to 
    include: (a) isomers, except were expressly excluded, of substances 
    listed in those Schedules, whenever the existence of such isomers is 
    possible; (b) esters and ethers of substance in those Schedules, 
    except where included in another Schedule, whenever the existence of 
    such esters or ethers is possible; (c) salts of those esters, ethers 
    and isomers, under the conditions stated above, whenever the 
    formation of such salts is possible; and (d) a substance resulting 
    from modification of the chemical structure of a substance already 
    in Schedule I or II and which produces pharmacological effects 
    similar to those produces by the original substances.
    
    [[Page 1631]]
    
        The Secretary-General also transmitted a copy of that 
    notification to the World Health Organization (WHO), in accordance 
    with the provision of article 2, paragraph 2 of the Convention, for 
    consideration by the thirty-first meeting of the WHO Expert 
    Committee on Drug Dependence in 1988.
        In accordance with the provision of article 2, paragraph 4, of 
    the Convention, the World Health Organization has transmitted to the 
    Secretary-General, by a noted dated 30 September 1988, its 
    assessment and recommendation in response to the proposal made by 
    the Government of Spain. Those recommendations read as follows:
        (i) WHO does not recommend to amend Schedule I and Schedule II 
    of the 1971 Convention, to extend international controls 
    collectively to esters, ethers, and analogues of controlled 
    substances;
        (ii) with regard to isomers, WHO recommends that a phrase could 
    be added for substances in Schedule I of the 1971 Convention. That 
    phrase would read as follows: ``The stereoisomers, unless 
    specifically excepted, of substance in this Schedule, whenever the 
    existence of such stereoisomers is possible within the specific 
    chemical designation'', and
        (iii) with regard to stereoisomers of the substances in Schedule 
    II, III and IV of the 1971 Convention, WHO recommends that 
    interpretation guidelines should be developed by the International 
    Narcotic Control Board in collaboration with the World Health 
    Organization, in order to eliminate the confusion arising from 
    inconsistencies in the present nomenclature of the Schedules in the 
    1971 Convention.
        In accordance with the provisions of article 2, paragraphs 1 and 
    4, of the Convention, the Secretary-General hereby transmits the 
    text of the notification as annex I to the present note.
        The World Health Organization, in connection with the 
    notification has also submitted advance excerpts from the report of 
    the thirty-first meeting of the WHO Expert Committee on Drug 
    Dependence (23-26 June 1998), which examined the proposal of the 
    Government of Spain. The excerpts from that report are hereby 
    transmitted as annex II.
        In accordance with the provision of article 2, paragraph 2 of 
    the Convention, the notifications from the Government of Spain and 
    from the World Health Organization will be brought to the attention 
    of the Commission on Narcotic Drugs at its next session in March 
    1999. Any action or decision taken by the Commission with respect to 
    this notification, pursuant to article 2, paragraph 5, of the 
    Convention, will be notified to States Parties in due course. 
    Article 2, paragraph 5, reads as follows:
        ``The Commission, taking into account the communication from the 
    World Health Organization, whose assessments shall be determinative 
    as to medical and scientific matters, and bearing in mind the 
    economic, social, legal, administrative and other factors it may 
    consider relevant, may add the substance to Schedule I, II, III or 
    IV. The Commission may seek further information form the World 
    Health Organization or from other appropriate sources.''
        In order to assist the Commission in reaching a decision, it 
    would be appreciated if an economic, social, legal, administrative 
    or other factors the Government may consider relevant to the 
    recommendations made by the World Health Organization in response to 
    the proposal made by the Government of Spain could be communicated a 
    the latest by 4 January 1999 to the Executive Director of the Office 
    for Drug Control and Crime Prevention, c/o Commission and 
    Secretariat Services Section, P.O. Box 500, A-1400 Vienna, Austria, 
    fax: +43-1-26060-5885.
    11 November 1998
    NAR/CL.17/1998
    Annex I
    
     Annex I
    
    Note dated 30 September 1998 addressed to the United Nations By the 
    World Health Organization
         The World Health Organization presents its compliments to the 
    United Nations and has the honour to transmit, in accordance with 
    Article 2, paragraphs 1 and 4 of the Convention on Psychotropic 
    Substances, 1971, assessments and recommendation of the World Health 
    Organization, as set forth in Annex hereto, in response to the Note 
    Verbale of 15 May 1997 concerning the proposal by the Government of 
    Spain.
         The World Health Organization avails itself of this opportunity 
    to present to the United Nations the assurance of its highest 
    consideration.
    11 November 1998
    NAR/CL.17/1998
    Annex II
    
    Annex II
    
    Proposal of the Government of Spain
    
    1. Outline of the Proposal
    
        In 1997, the Spanish Government submitted a proposal to the 
    Secretary General of the United Nations to amend the 1971 Convention 
    on Psychotropic Substances by adding to Schedules I and II, the 
    chemical compositions of the isomers, esters and ethers of the 
    psychotropic substances already in these schedules, as well as any 
    modified chemical compounds producing effects similar to those 
    produced by the original substances (hereinafter referred to as 
    ``analogues''). The Spanish proposal also recommends the inclusion 
    of the salts of the substances. However, the question of salts is 
    not addressed in the following section since the salts of the 
    substances listed in these Schedules are already under international 
    control. An in-depth analysis of potential advantages and 
    disadvantages of this proposal has led to the following conclusions.
    
    2. Assessment and recommendation
    
        With regard to the scheduling of analogues or ``any modified 
    chemical compounds producing effects similar to those produced by 
    the original substances'', extending controls collectively to these 
    groups of substances which are related to, but potential 
    pharmacologically different from, the substances in the two 
    Schedules may contradict the scheduling procedure stipulated in 
    Article 2 of the 1971 Convention on Psychotropic Substances which 
    requires WHO to evaluate individual problems, such as disagreements 
    among Parties concerning the precise scope of substances under 
    control. The same questions may arise concerning the scheduling of 
    esters and ethers. In addition, the advantages in terms of extended 
    scope of control would be rather limited. Though difficult to 
    evaluation, controlling analogues, esters and ethers is likely to 
    have a negative impact on legitimate industrial and research 
    activities involving these substances.
        For these reasons, it is not recommend to amend Schedules I and 
    II of the 1971 Convention to extend international controls 
    collectively to esters, ethers and analogues of controlled 
    substances. It has been noted, however, that criminal activities 
    involving analogues of controlled substances can be controlled at 
    the national level, without extending unnecessary administrative and 
    regulatory controls to these substances used for legitimate 
    industrial and research purposes. In one country, this was achieved 
    by applying only criminal controls to certain specified acts 
    involving analogues. Governments having similar problems with 
    analogues should consider the desirability of adopting similar 
    selective control measures, an option which is not available under 
    the 1971 Convention once analogues have been scheduled.
        In some countries, introducing national controls for new 
    analogues synthesized by clandestine laboratories is very difficult. 
    Ideally, a combination of national and international controls should 
    be developed concurrently. There is a need to expedite the critical 
    review of substance brought to the attention of WHO by governments.
        With regard to isomers, a useful clarification could be provided 
    by introducing a modified qualifying phrase in the proposal of the 
    Spanish Government into Schedule I. The revised phrase to be added 
    to Schedule I would read as follows (addition underlined):
        The stereoisomers, unless specifically excepted, of psychotropic 
    substance in this Schedule, whenever the existence of such 
    stereoisomers is possible within the specific chemical designation 
    in this Schedule.
        This renders the proposal chemically precise and consistent with 
    the current interpretation of the Schedule. Hence the proposal could 
    provide an explicit clarification of the scope of controlled isomers 
    including racemates.
        With regard to stereoisomers of the substances in Schedules II, 
    III and IV, the confusion arising from the inconsistencies in the 
    present nomenclature of the Schedules should be clarified by means 
    of interpretation guidelines to be developed by an appropriate 
    international body, such as the International Narcotics Control 
    Board, in collaboration with WHO.
    
    C. Notification on Dihydroetorphine and Remifentanil
    
    Reference: NAR/CL.16/1998 CU 98/213
         TLAB/CSSS/301/98
        UNDCP 42nd CND
        WHO/ECDD 31 (1961C)
        The Secretary-General of the United Nations presents his 
    compliments to the
    
    [[Page 1632]]
    
    Secretary of State of the United States of America and has the 
    honour to inform the Government that the World Health Organization 
    (WHO), pursuant to article 3, paragraphs 1 and paragraph 3 (iii), of 
    the Single Convention on Narcotic Drugs, 1961, and of that 
    Convention as amended by the 1971 Protocol, has notified the 
    Secretary-General by note dated 30 September 1998 that it is of the 
    opinion that 7,8-dihydro-7--[1-(R)-hydroxy-1-methylbutyl]-
    6,14-endo-ethanotetrahydrooripavine (also known as dihydroetorphine) 
    and that 1-(2-methoxycarbonylethyl)-4-(phenylpropionylamino)-
    piperidine-4-carboxylic acid methyl ester (also known as 
    remifentanil) should be included in Schedule I of the Convention.
        In accordance with the provisions of article 3, paragraph 2, of 
    the Convention, the Secretary-General hereby transmits the text of 
    the notification as annex I to the present note.
        The World Health Organization, in connection with the 
    notification has also submitted advance excerpts from the report of 
    the thirty-first meeting of the WHO Expert Committee on Drug 
    Dependence (23-26 June 1998), which reviewed these substances with a 
    view, inter alia, to possible international control. The excerpts 
    from that report concerning the two substances recommend for 
    scheduling, are hereby transmitted as annex II.
        In accordance with the provisions of article 3, paragraph 2 of 
    the Convention, the notification from the World Health Organization 
    will be brought to the attention of the Commission on Narcotic Drugs 
    at its next session in March 1999 in accordance with article 3, 
    paragraph (iii), of the Convention.
        Article 3, paragraph 3 (iii), reads as follows:
        ``If the World Health Organization finds that the substance is 
    liable to similar abuse and productive of similar ill effects as the 
    drugs in Schedule I or Schedule II or is convertible into a drug, it 
    shall communicate that finding to the Commission which may, in 
    accordance with the recommendation of the World Health Organization, 
    decide that the substance shall be added to Schedule I or Schedule 
    II.''
        Any action or decision taken by the Commission with respect to 
    this notification, pursuant to article 3, paragraph 3 (iii), of the 
    Convention, will be notified to Governments in due course.
    11 November 1998
    NAR/CL.16/1998
    Annex I
    
     Annex I
    
    Note dated 30 September 1998 addressed to the United Nations By the 
    World Health Organization
         The World Health Organization presents its compliments to the 
    United Nations and has the honour to transmit, in accordance with 
    Article 3, paragraphs 1 and 3 (iii) of the Single Convention on 
    Narcotic Drugs, 1961, as amended by the 1972 Protocol Amending the 
    Single Convention on Narcotic Drugs, 1961, assessments and 
    recommendation of the World Health Organization, as set forth in the 
    annex hereto, concerning the proposed inclusion of dihydroetorphine 
    and remifentanil in Schedule I of the said Convention.
         The World Health Organization avails itself of this opportunity 
    to present to the United Nations the assurance of its highest 
    consideration.
    11 November 1998
        NAR/CL.16/1998
        Annex II
    
    Annex II
    
    Dihydroetorphine
    
    1. Substance identification
    
    Dihydroetorphine (CAS 14357-76-7) is chemically 7,8-dihydro-7-
    -[1-(R)-hydroxy-1-methylbutyl]-6,14-endo-
    ethanotetrahydrooripavine.
    
    2. Similarity to known substances and effects on the central nervous 
    system
    
    Dihydroetorphine is chemically similar to etorphine, which is in 
    Schedule I of the Single Convention on Narcotic Drugs, 1961. 
    Pharmacologically, animal studies indicate that dihydroetorphine is 
    a highly potent analgesic, with an analgesic efficacy of 6,000 and 
    11,000 times as potent as morphine in mice and rabbits, 
    respectively. In mice and rabbits, the peak analgesic effect was 
    attained 15 minutes after subcutaneous injection of 
    dihydroetorphine, and the duration of analgesic effect lasted 60-90 
    minutes, which was shorter than that of morphine (120-150 minutes). 
    Radioligand binding assay indicated that dihydroetorphine is a 
    selective mu-type opioid-receptor agonist.
    
    3. Dependence Potential
    
    Animal studies indicated that dihydroetorphine possessed a strong 
    psychological dependence potential, 5,000-10,000 times more potent 
    than morphine in self-administration tests in rats, 500 and 100 
    times more potent than morphine and heroin in self-administration 
    studies in monkeys, 8,000 and 1,000 times more potent than morphine 
    and heroin in drug discrimination studies in rats, respectively. 
    However, animal studies showed that the physical dependence-
    producing properties of dihydroetorphine were relatively low. The 
    withdrawal syndromes caused by dihydroetorphine in mice jumping 
    tests were weaker than morphine. In monkey withdrawal precipitation 
    tests and abrupt withdrawal tests, withdrawal syndromes of 
    dihydroetorphine were significantly weaker than those of morphine.
    
    4. Actual abuse and/or evidence of likelihood of abuse
    
    Abuse of dihydroetorphine began soon after it was marketed in China 
    in 1992. Although indicated as an analgesic, it was also used as an 
    opiate withdrawal syndrome suppressing agent. Its abuse spread very 
    quickly in the country. Epidemiological studies have shown that 
    there were two reasons for starting to abuse dihydroetorphine - 
    iatrogenic and social. One group of abusers began to use the drug 
    for medical purposes but increased the doses because tolerance 
    developed quickly, and the potent dependence-producing properties of 
    dihydroetorphine played a dominant role in compelling the patient to 
    start abusing the drug. Opiate abusers were another group of people 
    who took the drug as a substitute for heroin because of its stronger 
    psychological dependence-producing properties, cheaper price, and 
    less strict control than heroin.
    
    5. Therapeutic usefulness
    
    Dihydroetorphine was registered in China in December 1992 for the 
    relief of acute severe pain. However, it is not useful as a drug for 
    substitution treatment of opioid withdrawal because of short 
    duration of action.
    
    6. Recommendation
    
    Dihydroetorphine is a potent mu-type opioid-receptor agonist. Based 
    on its pharmacological properties and dependence potential 
    demonstrated in animal studies, as well as its actual abuse observed 
    in China, it is estimated that dihydroetorphine is liable to similar 
    abuse and productive of similar ill effects as the drugs in Schedule 
    I of the Single Convention on Narcotic Drugs, 1961. It is therefore 
    recommended that dihydroetorphine be placed in Schedule I of this 
    Convention.
    Remifentanil (INN)
    
    1. Substance Identification
    
    Remifentanil (CAS-132875-61-7), chemically 1-(2-
    methoxycarbonylethyl)-4-(phenylpropionylamino)-piperidine-4-
    carboxylic acid methyl ester, is also known as GI 87084X. 
    Remifentanil hydrochloride (CAS-132539-07-2) is also known as GI 
    87084B. There are no chiral carbon atoms in the molecule; so no 
    stereoisomers or racemates are possible.
    
    2. Similarity to known substances and effects on the central nervous 
    system
    
    Remifentanil is classified as a relatively selective mu-type opioid-
    receptor agonist with a profile similar to fentanyl, alfentanil and 
    sufentanil, but with an ultra-short duration of action. Comparison 
    of potency in in vitro binding assays specific for the mu-type 
    opioid receptor has demonstrated similar potencies of remifentanil 
    and fentanyl. Remifentanil's analgesic potency was found as similar 
    to fentanyl, alfentanil and sufentanil in rats, mice and dogs.
    In clinical pharmacology studies, remifentanil exhibited properties 
    (including adverse effects) that were similar to other fentanyl 
    analogues. The most serious adverse effects were attributable to its 
    mu-type opioid-receptor agonist properties and included 
    hyptotension, bradycardia, muscle rigidity and respiratory 
    depression.
    
    3. Dependence potential
    
    Withdrawal signs developed in rats following cessation of 
    remifentanil administration. Remifentanil substituted for morphine 
    in morphine-dependent withdrawn monkeys. Remifentanil was found 
    reinforcing in self-administration studies in monkeys.
    In opiate-experienced nondependent human subjects, the very rapid 
    subjective peak effects of remifentanil were not significantly 
    different from those of fentanyl. In another study involving healthy 
    subjects, euphoria occurred at about the same incidence for 
    remifentanil as for fentanyl and alfentanil.
    
    [[Page 1633]]
    
    4. Actual abuse and/or evidence of likelihood of abuse
    
    One case of remifentanil abuse and overdose by intra-nasal 
    administration occurred during the clinical study of the drug. 
    Remifentanil had been administered over a period of several weeks, 
    leading to an overdose resulting in loss of consciousness, 
    tachycardia, depressed respiration and seizures. Following emergency 
    room treatment, the patient recovered.
    
    5. Therapeutic usefulness
    
    Remifentanil is used as an analgesic during induction and 
    maintenance of general anesthesia, in postoperative anesthesia, and 
    in monitored anesthesia care. Remifentanil has been approved for 
    marketing in 17 countries.
    
    6. Recommendation
    
    Remifentanil is a short-acting mu-type opioid-receptor agonist. 
    Based on its pharmacological properties and dependence potential, it 
    is estimated that remifentanil is liable to similar abuse and 
    productive of similar ill effects as the drugs in Schedule I of the 
    Single Convention on Narcotic Drugs, 1961. It is therefore 
    recommended that remifentanil be placed in Schedule I of this 
    Convention.
    
     III. Discussion
    
         Although WHO has made specific scheduling recommendations for each 
    of the drug substances, CND is not obliged to follow the WHO 
    recommendations. Options available to the CND for substances considered 
    for control under the Psychotropic Convention include: (1) Acceptance 
    of the WHO recommendations; (2) acceptance of the recommendations to 
    control but control the drug substance in a schedule other than that 
    recommended; or (3) reject the recommendations entirely.
    
    A. Ephedrine
    
        Ephedrine has been recommended for control in Schedule IV of the 
    Psychotropic Convention. If ephedrine is controlled in Schedule IV, the 
    United States, as a signatory to the Convention would have to determine 
    what additional domestic controls, if any, may be needed to fulfill its 
    obligations.
        The Convention requires licenses for manufacturers, distributors, 
    and those entities in the retail trade. In addition, Article 9 of the 
    Convention states that ``[t]he Parties shall require that substances in 
    Schedules II, III and IV be supplied or dispensed for use by 
    individuals pursuant to medical prescription only, except when 
    individuals may lawfully obtain, use, dispense or administer such 
    substances in the duly authorized exercise of therapeutic or scientific 
    functions.'' On the other hand, the WHO notification on ephedrine 
    states that ``in making this recommendation, it is noted that ephedrine 
    combination products would be eligible for exemption according to the 
    1971 Convention.'' The Psychotropic Convention does not mention 
    ``combinations'' but the term ``preparations'' is defined under Article 
    1 as ``(i) any solution or mixture, in whatever physical state 
    containing one or more psychotropic substances, or (ii) one or more 
    psychotropic substances in dosage form.'' Under Article 3, paragraphs 2 
    and 3, a party may exempt a preparation from certain controls under the 
    Convention, including the prescription requirement, if the preparation 
    is compounded in such a way that it presents no, or a negligible, risk 
    of abuse.
        Ephedrine is available in the United States as an ingredient in 
    over-the-counter (OTC) bronchodilator products and in certain OTC 
    hemorrhoid treatment products. Importantly, ephedrine has been 
    designated as a listed chemical under the CSA (21 U.S.C. 802(34)) and 
    is subject to regulations under 21 CFR 1309, 1310, and 1313 , which are 
    enforced by the Drug Enforcement Administration. Accordingly, 
    distribution of ephedrine single-entity products and certain 
    transactions involving ephedrine combination products are subject to 
    the recordkeeping, reporting, registration, and import/export 
    notification provisions of the CSA. These controls must be examined to 
    determine whether they enable the United States to fulfil its 
    obligations for ephedrine, should it be controlled under Schedule IV of 
    the Psychotropic Convention. Finally, it should be noted that under 
    Article 2, paragraph 7(d), of the Psychotropic Convention, a party may 
    notify the United Nations that, due to exceptional circumstances, it 
    will elect not to apply all of the provisions required by the 
    Convention.
    
    B. Spanish Proposal on Isomers of Schedule I Substances
    
        WHO has also recommended adding a phrase to Schedule I that would 
    ``clarify'' that stereoisomers of psychotropic substances in Schedule I 
    of the Convention would be considered as Schedule I substances. 
    According to WHO, this is ``chemically precise and consistent with the 
    current interpretations of the Convention * * * [and] could provide an 
    explicit clarification of the scope of controlled isomers including 
    racemates.''
        It should be noted that WHO is recommending a change in the wording 
    of the list of substances controlled in Schedule I. A similar change 
    was approved by the Commission on Narcotic Drugs in 1977 which modified 
    the Schedules to state, ``[a]lso under international control are the 
    salts of the substances listed in these Schedules, whenever the 
    existence of such salts is possible.'' Adding such a statement about 
    stereoisomers, as WHO has recommended, should not have a significant 
    impact on the scope of control of psychotropic substances. 
    Domestically, under the CSA, stereoisomers are automatically subject to 
    control when a substance is added to Schedule I.
    
     C. Dihydroetorphine and Remifentanil
    
        Dihydroetorphine is a hydrogenated derivative of etorphine and a 
    potent -opioid-receptor agonist used as a short-acting 
    analgesic in China. It is not marketed in the United States, but it is 
    considered a Schedule II narcotic substance under the CSA because it is 
    a thebaine derivative. Remifentanil is a selective -opioid-
    receptor agonist of the fentanyl group. Remifentanil is approved in the 
    Unites States as an anesthetic and is controlled domestically as a 
    narcotic in schedule II of the CSA. As such, no additional controls 
    will be necessary to fulfil U.S. obligations if remifentanil is 
    controlled under Schedule I of the Single Convention.
        FDA, on behalf of the Secretary of HHS, invites interested persons 
    to submit comments on the United Nations notifications concerning these 
    drug substances and WHO's recommendations on stereoisomers pursuant to 
    the proposal from the Government of Spain. FDA, in cooperation with the 
    National Institute on Drug Abuse, will consider the comments on behalf 
    of HHS in evaluating the WHO scheduling recommendations. Then, under 
    section 811(d)(2)(B) of the CSA, HHS will recommend to the Secretary of 
    State what position the United States should take when voting on the 
    recommendations at the CND meeting in March 1999. Comments regarding 
    the WHO recommendations for control of substances under the Single 
    Convention will also be forwarded to the relevant agencies for 
    consideration in developing the U.S. position regarding narcotic 
    substances at the CND meeting.
    
    IV. Submission of Comments and Opportunity for Public Meeting
    
        Interested persons may, on or before February 10, 1999, submit to 
    the Dockets Management Branch (address above) written comments 
    regarding this notice. FDA does not presently plan to hold a public 
    meeting. If any person believes that, in addition to its written 
    comments, a public meeting would
    
    [[Page 1634]]
    
    contribute to the development of the U.S. position on the substances to 
    be considered for control under the Psychotropic Convention, a request 
    for a public meeting and the reasons for such a request should be sent 
    to Nicholas P. Reuter (address above) on or before January 26, 1999. 
    The short time period for the submission of comments and requests for a 
    public meeting is needed to assure that HHS may, in a timely fashion, 
    carry out the required action and be responsive to the United Nations. 
    Comments are to be identified with the docket number found in brackets 
    in the heading of this document. Received comments may be seen in the 
    Dockets Management Branch (address above) between 9 a.m. and 4 p.m., 
    Monday through Friday.
    
        Dated: January 4, 1999.
    William K. Hubbard,
    Associate Commissioner for Policy Coordination.
    [FR Doc. 99-448 Filed 1-8-99; 8:45 am]
    BILLING CODE 4160-01-F
    
    
    

Document Information

Published:
01/11/1999
Department:
Food and Drug Administration
Entry Type:
Notice
Action:
Notice.
Document Number:
99-448
Dates:
Written comments by February 10, 1999; written requests for a public meeting and the reasons for such a request by January 26, 1999.
Pages:
1629-1634 (6 pages)
Docket Numbers:
Docket No. 98N-0148
PDF File:
99-448.pdf