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Home » 2007 Issues » 72 FR (01/11/2007) » E7-238. Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction

  E7-238. Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction  

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    AGENCY:

    Securities and Exchange Commission.

    ACTION:

    Correcting amendment.

    SUMMARY:

    In connection with rules adopted in Release No. 34-40761 (December 8, 1998), 63 FR 70952 (December 22, 1998) (“Original Release”), the Commission is making a technical correction to the delegation of authority to the Director of the Division of Market Regulation appearing in the Commission's Rules of Practice and Investigations. Specifically, the Commission is correcting a cross-reference appearing in the delegation.

    EFFECTIVE DATE:

    February 20, 1999.

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    FOR FURTHER INFORMATION CONTACT:

    Frances Sienkiewicz, Securities and Exchange Commission, at (202) 551-5418.

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    SUPPLEMENTARY INFORMATION:

    The Commission is making a technical correction to Rule 30-3(a)(59) of its Start Printed Page 1283Rules of Practice and Investigations. Currently, Rule 30-3(a)(59) contains a cross-reference to paragraph (e)(6)(iii) of Rule 19b-4 under the Securities Exchange Act of 1934. In connection with the adoption in the Original Release of a new paragraph (e) to Rule 19b-4, the cross-reference to paragraph (e)(6)(iii) of Rule 19b-4 appearing in Rule 30-3(a)(59) should have been redesignated as paragraph (f)(6)(iii) of Rule 19b-4, to reflect the redesignation of former paragraph (e) of Rule 19b-4 as paragraph (f) of Rule 19b-4. This document corrects that cross-reference.

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    List of Subjects in 17 CFR Part 200

    • Administrative practice and procedure
    • Authority delegations (Government agencies)
    • Organization and functions (Government agencies)
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    Accordingly, 17 CFR part 200 is corrected by making the following correcting amendment:

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    PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS

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    1. The authority citation for Part 200 continues to read in part as follows:

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    Authority: 15 U.S.C. 77o, 77s, 77sss, 78d, 78d-1, 78d-2, 78w, 78 ll (d), 78mm, 80a-37, 80b-11, and 7202, unless otherwise noted.

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    * * * * *
    [Amended]
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    2. Section 200.30-3(a)(59) is amended by revising the cite “(e)(6)(iii)” to read “(f)(6)(iii)”.

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    Dated: January 5, 2007.

    Nancy M. Morris,

    Secretary.

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    [FR Doc. E7-238 Filed 1-10-07; 8:45 am]

    BILLING CODE 8011-01-P

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Document Information

Effective Date:
2/20/1999
Published:
01/11/2007
Department:
Securities and Exchange Commission
Entry Type:
Rule
Action:
Correcting amendment.
Document Number:
E7-238
Dates:
February 20, 1999.
Pages:
1282-1283 (2 pages)
Docket Numbers:
Release No. 34-40761A, File No. S7-13-98
RINs:
3235-AH39: Expanding the Scope of Self-Regulatory Organization Matters That Do Not Constitute Proposed Rule Changes Pursuant to Rule 19b-4
RIN Links:
https://www.federalregister.gov/regulations/3235-AH39/expanding-the-scope-of-self-regulatory-organization-matters-that-do-not-constitute-proposed-rule-cha
Topics:
Administrative practice and procedure, Authority delegations (Government agencies), Organization and functions (Government agencies)
PDF File:
e7-238.pdf
CFR: (1)
17 CFR 200.30-3