97-745. Notice of Public Meeting on the National Performance Measures Strategy for Enforcement and Compliance Assurance  

  • [Federal Register Volume 62, Number 8 (Monday, January 13, 1997)]
    [Notices]
    [Pages 1752-1753]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-745]
    
    
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    ENVIRONMENTAL PROTECTION AGENCY
    [FRL-5676-1]
    
    
    Notice of Public Meeting on the National Performance Measures 
    Strategy for Enforcement and Compliance Assurance
    
    AGENCY: Environmental Protection Agency (EPA).
    
    ACTION: Notice of public meeting to solicit suggestions for innovative, 
    supplemental measures of enforcement and compliance assurance program 
    performance; develop a common understanding with partners and 
    stakeholders about a set of national measures and the steps necessary 
    to implement them (based on the state of national compliance); and 
    discuss how to carry out an implementation plan to put the new set of 
    measures into practice.
    
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    SUMMARY: The Environmental Protection Agency (EPA) is announcing a 
    public meeting on Monday, February 3, 1997, in Washington, D.C., which 
    will be devoted to the National Performance Measures Strategy for 
    Enforcement and Compliance Assurance. The focus of the meeting will be 
    to hear presentations and statements from a cross-section of 
    stakeholders about innovative approaches to measuring enforcement and 
    compliance assurance program performance.
    
    DATES: The meeting date will take place on Monday, February 3, 1997, 
    from 8:30 a.m to 5:00 p.m.
    
    ADDRESSES: The public meeting will take place on Monday, February 3, 
    1997, at the Holiday Inn Historic District Alexandria, 625 First 
    Street, Alexandria, Virginia, 22314 (703-548-6300).
    
    FOR FURTHER INFORMATION CONTACT: James McDonald, U.S. Environmental 
    Protection Agency, Office of Compliance, 401 M Street, S.W. (2201A), 
    Washington, D.C., 20460; telephone (202) 564-4043, fax (202) 501-0701.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Background
    
        For many years, EPA has counted annual enforcement outputs (e.g., 
    inspections conducted, number of civil and criminal cases, penalties 
    assessed) as the predominant measure of performance for the enforcement 
    and compliance assurance program. While these outputs will continue to 
    be used as an important measure of environmental enforcement, EPA seeks 
    additional measures to assess the status and trends of regulatory 
    compliance, as well as environmental improvements resulting from 
    enforcement and compliance assurance activities. This need was 
    recognized during the enforcement reorganization in 1993, and a 
    commitment was made during that process to develop additional measures. 
    In addition, the requirements of the Government Performance and Results 
    Act (GPRA) offer an opportunity to review and improve performance 
    measures.
        For almost three years, the Office of Enforcement and Compliance 
    Assurance (OECA) has been taking steps to improve its performance 
    measures for enforcement and compliance assurance activities. During 
    that time, OECA: (1) convened a Measures of Success Work Group 
    comprised of EPA and Regional officials, (2) developed and implemented 
    a Case Conclusion Data Sheet (CCDS) to gather new types of information 
    about completed cases, (3) developed and implemented a reporting 
    measure for compliance assistance activities, and (4) realigned single-
    media data bases to enable reporting of enforcement data by industry 
    sector.
        Through these steps, OECA has made progress in developing an 
    enhanced set of performance measures. Specifically, OECA is now able to 
    supplement traditional enforcement output measures with other measures, 
    including: (1) actions taken by violators to return to compliance, (2) 
    quantitative environmental impact and qualitative environmental benefit 
    of those actions, (3) types, amounts, and impact of compliance 
    assistance activities, and (4) industry-specific compliance rates. 
    These elements were fully operational together for the first time in FY 
    96, and the results of these efforts are being compiled in a national 
    accomplishments report. However, OECA recognizes further improvements 
    can, and should, be made with regard to reporting the state of national 
    compliance and trends of environmental enforcement and compliance.
        The purpose of this notice is to reach out for new ideas from EPA's 
    regulatory partners (i.e., State, Tribal, and Local governments) and 
    interested stakeholders. As described below, EPA plans to initiate this 
    effort with a national meeting.
    
    II. The National Performance Measures Strategy
    
        The purpose of the National Performance Measures Strategy is to 
    develop and implement an enhanced set of performance measures for the 
    enforcement and compliance assurance program. The Strategy includes: 
    (1) soliciting new ideas from regulatory partners and stakeholders for 
    more meaningful and sophisticated measures of program performance, (2) 
    developing a common understanding with regulatory partners and 
    stakeholders about a set of national measures and the short- and long-
    term steps necessary to implement them, and (3) carrying out an 
    implementation plan to put the new set of measures into practice.
        The Strategy includes the following elements:
        1. Conduct dialogue with regulatory partners, including senior EPA 
    Headquarters and Regional managers, State officials, and a Department 
    of Justice representative, to assist with implementation of the 
    Strategy
        2. Hold initial public meetings to present objectives of the 
    Strategy and key measurement issues and hear presentations and 
    statements from a cross-section of stakeholders (by March 1, 1997)
        3. Meet with sets of stakeholders during FY 97 to discuss ideas and 
    proposals for improved measures and/or conduct meetings of mixed 
    stakeholders in various locations (between March and June 1997)
        4. Meet with other Federal regulatory and law enforcement agencies 
    to learn about new performance measurement approaches being used in 
    enforcement and compliance programs (between March and June 1997)
        5. Hold a ``capstone'' conference with a cross-section of 
    stakeholders at the end of the outreach process to identify common 
    understandings, areas of agreement, and unresolved issues (by mid-
    September 1997)
        6. Develop a report of findings and an implementation plan with a 
    schedule (by October 1, 1997)
        7. Implement new ideas and approaches in accordance with the 
    schedule.
    
    III. Agenda/Focus Topics for Public Meeting
    
        EPA is interested in hearing and considering ideas from regulatory 
    partners and a wide range of
    
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    stakeholders regarding the state of compliance and additional ways to 
    measure the performance of EPA's enforcement and compliance assurance 
    program. EPA accepts the idea that its current approach of counting 
    annual enforcement outputs needs to be supplemented by other approaches 
    that measure improvements in environmental quality and the state of 
    compliance. As such, the Agency wants to focus the outreach effort on 
    identifying and implementing new approaches rather than on the 
    limitations of its current approach.
        Stakeholders and regulatory partners are asked to focus on the 
    following issues of special interest to EPA:
        1. What innovative approaches are being used (or could be used) by 
    other environmental agencies, other regulatory agencies, and law 
    enforcement agencies to measure the effects of their enforcement and 
    compliance assurance programs?
        2. What innovative approaches are being used by regulated 
    facilities, companies, or trade groups and associations to measure the 
    effect of their efforts to achieve and maintain compliance and protect 
    the environment?
        3. What can EPA use to measure the impact of its enforcement and 
    compliance assurance program in low-income/ minority population 
    communities?
        4. How can EPA measure industry performance in complying with 
    environmental laws and regulations?
        5. How can EPA measure the deterrent effect of its enforcement-
    related activities, including conducting inspections, taking 
    enforcement actions, and publicizing those actions?
        6. How can EPA measure the impact of compliance assistance 
    activities and compliance incentives, such as its audit and self-
    disclosure policy?
    
    IV. Information for Participants
    
        Stakeholders and Tribal, State, and Local entities are encouraged 
    to offer ideas and proposals through submission of written comments, 
    participation in the public meeting organized by EPA, or both. Persons 
    interested in speaking, presenting information, or otherwise expressing 
    comments at this meeting should send or fax their name, affiliation, 
    phone number, topic, and a brief statement describing their 
    presentation to Michelle Angelich, Science Applications International 
    Corporation, 1710 Goodridge Drive, MS 1-11-8, McLean, Virginia, 22102; 
    telephone 703-821-4432, fax 703-903-1373 by January 24, 1997. Persons 
    wishing to submit pre-filed testimony may also send or fax such 
    material to Ms. Angelich. Speakers will be notified of their time slots 
    or panel assignments once the final format is determined. This meeting 
    will be open to the public as space permits, and a transcript of the 
    proceedings will be prepared.
    
        Dated: January 7, 1997.
    Steven A. Herman,
    Assistant Administrator, Office of Enforcement and Compliance 
    Assurance.
    [FR Doc. 97-745 Filed 1-10-97; 8:45 am]
    BILLING CODE 6560-50-P
    
    
    

Document Information

Published:
01/13/1997
Department:
Environmental Protection Agency
Entry Type:
Notice
Action:
Notice of public meeting to solicit suggestions for innovative, supplemental measures of enforcement and compliance assurance program performance; develop a common understanding with partners and stakeholders about a set of national measures and the steps necessary to implement them (based on the state of national compliance); and discuss how to carry out an implementation plan to put the new set of measures into practice.
Document Number:
97-745
Dates:
The meeting date will take place on Monday, February 3, 1997, from 8:30 a.m to 5:00 p.m.
Pages:
1752-1753 (2 pages)
Docket Numbers:
FRL-5676-1
PDF File:
97-745.pdf