94-1004. Proposed General NPDES Permit for Placer Mining in Alaska ENVIRONMENTAL PROTECTION AGENCY  

  • [Federal Register Volume 59, Number 10 (Friday, January 14, 1994)]
    [Unknown Section]
    [Page 0]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 94-1004]
    
    
    [[Page Unknown]]
    
    [Federal Register: January 14, 1994]
    
    
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    Part VI
    
    
    
    
    
    Environmental Protection Agency
    
    
    
    
    
    _______________________________________________________________________
    
    
    
    Notice of 
    Proposed General NPDES Permit for Placer Mining in Alaska
    ENVIRONMENTAL PROTECTION AGENCY
    
    [FRL-4826-9]
    
     
    Proposed General NPDES Permit for Placer Mining in Alaska
    
    AGENCY: Environmental Protection Agency, Region 10.
    
    ACTION: Notice of a proposed general permit.
    
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    SUMMARY: This proposed general permit is intended to regulate placer 
    mining activities in the state of Alaska. EPA, Region 10 has issued 
    almost identical individual permits to these facilities in the past and 
    intends to relieve some of the administrative burden of issuing 
    individual permits by issuing this general permit. When issued, the 
    proposed permit will establish effluent limitations, standards, 
    prohibitions and other conditions on discharges from the covered 
    facilities. These conditions are based on existing national effluent 
    guidelines and material contained in the administrative record. A 
    description of the basis for the conditions and requirements of the 
    proposed general permit is given in the fact sheet published below.
    
    DATES:
    
        Public Comment Period: Interested persons may submit comments on 
    the draft general permit to EPA, Region 10 at the address below. 
    Comments must be received in the regional office by February 14, 1994.
        Public Hearings: Public hearings on the permit conditions are 
    scheduled in Anchorage and Fairbanks. The Anchorage hearing will be 
    held on February 7, 1994, at the Federal Building, 222 W 7th, room 137, 
    from 6:30 pm until all persons have been heard. The Fairbanks hearing 
    will be held on February 9, 1994 at the Fairbanks North Star Borough 
    (Noel Wien) Library, 1215 Cowles Street, also from 6:30 pm until all 
    persons have been heard. Persons interested in obtaining information on 
    the hearings should contact Cindi Godsey at the address below.
        Request for Coverage: Written request for coverage and 
    authorization to discharge under the general permit shall be provided 
    to EPA, Region 10, as described in Part I.E. of the draft permit. 
    Authorization to discharge requires written notification from EPA that 
    coverage has been granted and that a specific permit number has been 
    assigned to the operation.
    
    ADDRESSES: Comments on the proposed general permit should be sent to 
    Cindi Godsey; U.S. EPA, Region 10; 1200 Sixth Avenue WD-134; Seattle, 
    Washington 98101.
    
    FOR FURTHER INFORMATION CONTACT: Cindi Godsey at the Seattle address 
    above or by telephone at (206) 553-1755.
    
    SUPPLEMENTARY INFORMATION:
    
    Executive Order 12866
    
        The Office of Management and Budget has exempted this action from 
    the review requirements of Executive Order 12866 pursuant to section 6 
    of that order.
    
    Regulatory Flexibility Act
    
        After review of the facts presented in the notice printed above, I 
    hereby certify pursuant to the provision of 5 U.S.C. 605(b) that this 
    general NPDES permit will not have a significant impact on a 
    substantial number of small entities. Moreover, the permit reduces a 
    significant administrative burden on regulated sources.
    
        Dated: January 7, 1994.
    Charles E. Findley,
    Director, Water Division.
    
    FACT SHEET
    
    United States Environmental Protection Agency, Region 10, 1200 Sixth 
    Avenue, WD-134, Seattle, Washington 98101, (206) 553-1214.
    
    General Permit for Placer Miners No.: AKG-37-0000
    
    Proposed Issuance of a General National Pollutant Discharge Elimination 
    System (NPDES) Permit To Discharge Pollutants Pursuant to the 
    Provisions of the Clean Water Act (CWA) for Alaska Placer Miners 
    (Except Those Identified in Part III of This Fact Sheet)
    
        This fact sheet includes (a) the tentative determination of the 
    Environmental Protection Agency (EPA) to issue the permit, (b) 
    information on public comment, public hearings and appeal, (c) the 
    description of the industry and proposed discharges, (d) other 
    conditions and requirements.
        Persons wishing to comment on the tentative determinations 
    contained in the proposed general permit may do so before the 
    expiration date of the Public Notice. All written comments should be 
    submitted to EPA as described in the Public Comments Section of the 
    attached Public Notice.
        After the expiration date of the Public Notice, the Director, Water 
    Division, will make a final determination with respect to issuance of 
    the permit. The tentative determination contained in the proposed 
    general permit will become final conditions if no substantive comments 
    are received during public comment period.
        The permit will become effective 30 days after the final 
    determination is made, unless a request for an evidentiary hearing is 
    submitted within 30 days after receipt of the final determination. An 
    evidentiary hearing request must meet all the requirements of 40 CFR 
    124.74 and set forth material issues of fact relevant to the permit 
    issuance. The proposed NPDES general permit and other related documents 
    are on file and may be inspected and copies made at the above address 
    any time between 8:30 a.m. and 4 p.m., Monday through Friday. Copies 
    and other information may be requested by writing to EPA at the above 
    address to the attention of the Water Permits Section, or by calling 
    (206) 553-8332. This material is also available from the EPA Alaska 
    Operations Office, room 537, Federal Building, 222 West 7th Avenue, 
    Anchorage, Alaska 99513-7588 or Alaska Operations Office, 410 
    Willoughby Avenue, suite 100, Juneau, Alaska 99801 or the Alaska 
    Department of Environmental Conservation, Northern Regional Office, 610 
    University Avenue, Fairbanks, Alaska 99709.
    
    Technical Information
    
    I. Background Information
    
    A. Permit Coverage
        1. General Permit. a. Section 301(a) of the CWA provides that the 
    discharge of pollutants is unlawful except in accordance with a 
    National Pollutant Discharge Elimination System (NPDES) permit. 
    Although such permits have been issued to individual dischargers, EPA's 
    regulations do authorize the issuance of ``general permits'' to 
    categories of discharges (40 CFR 122.28) when a number of point sources 
    are:
        (1) Located within the same geographic area and warrant similar 
    pollution control measures;
        (2) Involve the same or substantially similar types of operations;
        (3) Discharge the same types of wastes;
        (4) Require the same effluent limitations or operating conditions;
        (5) Require the same or similar monitoring requirements; and
        (6) In the opinion of the Director, are more appropriately 
    controlled under a general permit than under individual permits.
        b. Like individual permits, a violation of a condition contained in 
    a general permit constitutes a violation of the Act and subjects the 
    owner or operator of the permitted facility to the penalties specified 
    in section 309 of the Act.
        c. A Notice of Intent (NOI) to be covered under this General Permit 
    is required (40 CFR 122.28(b)(2)(i)). The requirements are outlined in 
    Part I.E. of the permit. An Annual Placer Mining Application would be 
    acceptable if it contains all the items specified in the permit.
        d. Coverage under this permit will expire five (5) years from the 
    date of issuance. It is EPA's position (40 CFR 122.28(b)(1)) that an 
    expired general permit continues in force and effect until a new 
    general permit is issued. Only those facilities authorized to discharge 
    under the expiring general permit and submit an NOI 90 days prior to 
    the expiration of this general permit are covered by the continued 
    permit.
        2. Types of Placer Mine Operations Covered by the Permit. EPA is 
    proposing to issue a General NPDES permit for Alaska placer mining 
    operations which are facilities that mine and process gold placer ores 
    using gravity separation methods to recover the gold metal contained in 
    the ore. This permit applies to all open-cut and mechanical dredge (not 
    suction dredges) gold placer mines except those open-cut mines that 
    mine less than 1,500 cubic yards of placer ore per mining season and 
    dredges that remove less than 50,000 cubic yards of placer ore per 
    mining season. These operations are covered by the effluent guidelines 
    and described in 40 CFR 440.140(b). EPA has completed a literature 
    research project considering the environmental effects of all suction 
    dredge operation and potential controls that could be placed on them. 
    Based on this research, EPA has concluded that suction dredges with 
    intake hoses of greater than 4 inches will be covered by this permit.
        Operations utilizing hydraulic removal of overburden are covered by 
    this permit.
        This permit does not authorize discharges resulting from 
    beneficiation methods utilizing cyanidation, froth flotation, heap or 
    vat leaching and mercury amalgamation.
        3. Limitations on Coverage. Many streams and stream reaches in 
    Alaska have been designated as part of the federal wild and scenic 
    rivers system or as a Conservation System Unit (CSU) by the federal 
    government. Additional conditions may be required by the Alaska 
    Department of Fish and Game in resident and anadromous fish streams. 
    ``The Atlas to the Catalog of Waters Important for Spawning, Rearing or 
    Migration of Anadromous Fish'' lists the streams in the State which 
    require a Habitat permit from the Alaska Department of Fish and Game. 
    Because this permit does not relieve a permittee of the requirements of 
    other applicable federal, state or local laws, permittees should 
    contact the appropriate state or federal agencies to inquire about 
    additional permits that may be required.
        4. Individual Permits. Owners or operators authorized by a general 
    permit may be excepted from coverage by a general permit by applying to 
    the Director of the NPDES program for an individual permit. This 
    request may be made by submitting an NPDES permit application, together 
    with supporting documentation for the request no later than 90 days 
    after publication by EPA of the final general permit in the Federal 
    Register, or 180 days prior to the commencement of operation of a new 
    source or new discharger. The Director may require any person 
    authorized by a general permit to apply for and obtain an individual 
    permit, or any interested person may petition the Director to take this 
    action. The Director may consider the issuance of individual permits 
    when:
        a. The single discharge or the cumulative number of discharges is/
    are a significant contributor of pollution;
        b. The discharger is not in compliance with the terms and 
    conditions of the general permit;
        c. A change has occurred in the availability of demonstrated 
    technology or practices for the control or abatement of pollutants 
    applicable to the point source;
        d. Effluent limitations guidelines are subsequently promulgated for 
    the point sources covered by the general permit;
        e. A Water Quality Management plan containing requirements 
    applicable to such point sources is approved; or
        f. The requirements listed in the previous paragraphs are not met.
    B. Description of the Industry
        1. Mechanical Operations (Traditional Sluicing). Placer mining 
    involves the mining and extraction of gold or other heavy metals and 
    minerals primarily from alluvial deposits. These deposits may be in 
    existing stream beds or ancient often buried stream deposits, i.e. 
    paleo or fossil placers. Many Alaskan placer deposits consist of 
    unconsolidated clay, sand, gravel, cobble and boulders that contain 
    very small amounts of native gold or other precious metals. Most are 
    stream deposits and occur along present stream valleys or on benches or 
    terraces above existing streams. Beach placer deposits have been and 
    continue to be important producers in Alaska. These deposits, most 
    notable near Nome, include both submerged and elevated beach placer 
    deposits.
        Essential components of placer mining include overburden removal, 
    mining of the gold placer gravels and processing (gold recovery).
        a. Overburden Removal. Various types of overburden include barren 
    alluvial gravels, broken slide rock or glacial deposits. In some parts 
    of Alaska the pay gravels are overlaid by silty, organic-rich deposits 
    of barren, frozen material generally comprised of wind-blown particles 
    (loess). Particularly high ice content is common. Most facilities 
    utilize mechanical methods for removal of overburden because they 
    generally use the same excavating equipment for mining.
        Overburden can also be removed by hydraulicking. Hydraulicking 
    consists of the loosening of material by water delivered under pressure 
    through a hydraulic giant (monitor). The material then flows, usually 
    by gravity, to the sluice box if the overburden is to be processed with 
    the mineral bearing material below. Overburden consisting of barren 
    material may be directed away from the sluice box so that only mineral 
    bearing material is processed in the sluice.
        b. Mining Methods. Placer mining methods range from dredging 
    systems to open-cut mining. Dredging systems are classified as 
    hydraulic or mechanical, depending on the methods of digging. A 
    floating dredge consists of a supporting hull with a mining control 
    system, excavating and lifting mechanism, gold recovery circuits, and 
    waste disposal system. They are all designed to work as a unit to dig, 
    classify, beneficiate ores and dispose of waste. Suction dredges, the 
    most common hydraulic dredging system, are quite popular in Alaska with 
    the small or recreational gold placer miner.
        A bucket-line dredge has been the traditional gold placer 
    mechanical dredging tool in Alaska. Excavation equipment consists of a 
    chain of buckets, traveling continuously around a truss or plate-girder 
    ladder, that scoop up a load as they are forced against the mining face 
    while pivoting around the lower tumbler and then dump as they pivot 
    around the upper tumbler. The ladder is raised or lowered as required 
    by a large hoisting winch through a system of cables and sheaves. About 
    six placer miners operate bucket-line dredges in Alaska.
        c. Processing Methods. A large percentage of the present gold 
    placer mining operations use some type of sluice box to perform the 
    primary processing function, beneficiation. An increasing number of jig 
    plants are also being used. Many operations make use of feed size 
    classification which involves the physical separation of large rocks 
    and boulders from smaller materials such as gravel and sand. The object 
    of classification is to prevent the processing of large-sized material 
    which is unlikely to contain gold values. Commonly used classification 
    equipment includes: grizzlies, trommels and static or vibrating 
    screens. The most common gold recovery method is sluicing. A sluice is 
    a long, sloped trough into which water is directed to effectuate 
    separation of gold from ore. A slurry of water and ore flows down the 
    sluice and the gold, due to its relatively high density, is trapped in 
    riffles along the sluice.
        2. Suction Dredging. A suction dredge is a mechanical device which 
    floats on the stream surface and which pumps stream water and stream 
    bed material through a suction intake conduit to a sluice box from 
    which gold or other minerals may be recovered.
        The discharge from suction dredges consists totally of stream water 
    and bed material. These discharges are becoming numerous in the state. 
    The discharge limits and monitoring requirements are identical for the 
    majority of these discharges. This category of discharges meets the 
    qualifications of 40 CFR 122.59 for the issuance of General Discharge 
    Permits. This general discharge permit will expedite processing the 
    numerous applications and provide the same regulatory controls over the 
    discharges as an individual permit would.
    
    II. Effluent Characteristics
    
        Discharges from placer mining operations consist of water and the 
    naturally occurring materials found in the alluvial deposits (e.g. 
    sand, silt, clay, trace minerals and metals, etc.). Some of the 
    elements measured in placer mine effluent are derived principally from 
    sulfide, oxide, carbonate, and silicate mineral species, and include 
    antimony, arsenic, cadmium, copper, iron, lead, mercury, nickel, 
    silver, and zinc. Most of these parameters are found in trace amounts 
    and are of little significance.
        Based on review of sampling data collected by EPA and upon 
    evaluation of Alaska Water Quality Standards (WQS), EPA has concluded 
    that the pollutants of primary concern are settleable solids, 
    turbidity, and arsenic. Arsenic is the only toxic pollutant of concern 
    due to its naturally occurring abundance in most Alaskan soils.
    
    III. Basis for Effluent Limitations
    
    A. Background
        Effluent limits required in this permit for the control of 
    pollutants are published in 40 CFR part 440, Subpart M--Gold Placer 
    Mine Subcategory, which was promulgated May 24, 1988, in 53 FR 18764. 
    Additional information regarding the basis for establishing the 
    effluent limits is summarized in the EPA publication titled 
    ``Development Document for Effluent Limitations Guidelines and New 
    Source Performance Standards for the Ore Mining and Dressing Point 
    Source Category--Gold Placer Mine Subcategory'' (May 1988).
        This final rule establishes effluent limitations guidelines and 
    standards based on the best practicable control technology currently 
    available (BPT), the best available technology economically achievable 
    (BAT), and new source performance standards (NSPS) based on the best 
    available demonstrated technology. The BAT and NSPS limitations 
    represent the minimum technology required to be in place for all placer 
    mining operations covered under 40 CFR part 440, subpart M.
        Section 402(o) of the Act stipulates that NPDES permits may not be 
    reissued to contain effluent limitations that are less stringent than 
    comparable water quality standards and technology based effluent 
    limitations in the previous permit. EPA has determined that this 
    general permit complies with these anti-backsliding provisions of the 
    Act.
    B. Technology-Based Limitations
        1. Mechanical Operations. The CWA requires industries to apply 
    treatment technology representing BAT that is economically achievable. 
    The BAT requirements specify the use of settling ponds plus total 
    recirculation of process wastewater as the selected treatment 
    technology. However, the regulation does allow the discharge of 
    incidental waters (including waters that enter a mine through 
    precipitation, snow melt, drainage water, ground water infiltration and 
    the melting of permafrost) which have commingled with process waters, 
    provided that these incidental waters are in excess of the make-up 
    water required, are treated in settling ponds and do not exceed 0.2 ml/
    l settleable solids prior to discharge.
        For the purpose of this permit, discharged wastewater consists of 
    incidental waters commingled with process waters used to move the ore 
    to and through the beneficiation process, water used to aid in 
    classification, and water used in gravity separation. Pursuant to 40 
    CFR 440.143, BAT requirements are as follows:
        a. The concentration of settleable solids in wastewater discharged 
    from an open-cut mine plant or a dredge plant site must not exceed an 
    instantaneous maximum of 0.2 ml/l.
        b. The volume of wastewater which may be discharged from an open-
    cut mine plant or dredge plant site must not exceed the volume of 
    infiltration, drainage and mine drainage waters which is in excess of 
    the make-up water required for operation of the beneficiation process.
        These technology-based requirements are specified in Parts 
    II.A.1.a. and b. of the proposed permit.
        The effect of requirement II.A.2. of the proposed permit is to 
    prohibit the discharge of any wastewater during periods when new water 
    is allowed to enter the plant site.
    C. Water Quality Based Limits
        In addition to the BAT effluent limitations, the permit includes 
    effluent limitations which are required to ensure compliance with WQS 
    (Alaska Regulations 18 AAC 70). These standards vary with the 
    beneficial use they are established to protect. In water bodies with 
    more than one designated beneficial use, the more restrictive criteria 
    apply.
        The WQS protect most fresh water sources for use in drinking, 
    agriculture, aquaculture and industrial water supply, contact and 
    secondary recreation, and the growth and propagation of fish, 
    shellfish, and other aquatic life (Alaska Regulations 18 AAC 70.050). 
    All permits being issued in this round of permitting must protect for 
    all the above uses.
        EPA has concluded, based on review of the WQS and available 
    sampling data, that the parameters of turbidity and arsenic must be 
    limited in order to meet the State WQS. Also, the sediment standard 
    must be applied to discharges from operations utilizing the hydraulic 
    removal of overburden. The arsenic, turbidity and sediment limits were 
    established pursuant to section 301(b)(1)(C) of the CWA, which requires 
    imposition of ``* * * any more stringent limitation, including those 
    necessary to meet water quality standards, * * * or required to 
    implement any applicable water quality standard established pursuant to 
    this Act.'' The NPDES regulations, at 40 CFR 122.44(d), require NPDES 
    permits to include conditions to ``Achieve water quality standards 
    established under section 303 of CWA * * *.''
        1. Turbidity: a. Mechanical and Hydraulic Removal of Overburden 
    According to the WQS, the most restrictive turbidity criteria applies 
    to fresh water sources classified for water contact recreation uses. 
    These criteria (18 AAC 70.020(b)(1)(B)(i)(4)) state that turbidity * * 
    * ``Shall not exceed 5 NTU above natural conditions when the natural 
    turbidity is 50 NTU or less; and more than 10% increase in turbidity 
    when the natural condition is more than 50 NTU, not to exceed a maximum 
    increase of 15 NTU.'' The proposed draft permit contains a turbidity 
    limit that would assure compliance with water quality standards under 
    worst case conditions. That is, the turbidity in the effluent must not 
    exceed 5 NTUs above the background turbidity level in the receiving 
    stream. This condition accounts for naturally occurring turbidity in 
    the receiving water and allows the effluent to contain an additional 5 
    NTUs of turbidity where the receiving water is naturally turbid. The 
    permit condition does not account for those situations where naturally 
    occurring turbidity would allow an increase of up to 15 NTUs, nor does 
    it account for the dilution effects of the receiving stream. The reason 
    for assuming worst case conditions is that EPA does not have current 
    site-specific information to establish end-of-pipe limitations for each 
    of the permits being processed.
        Although worst case conditions are assumed in the proposed draft 
    permit, EPA will consider modifying the NTU limitation to account for 
    the dilution effects of the receiving stream. EPA's approach in setting 
    higher turbidity limitations is dependent upon receipt of the NOI with 
    information from the permittee or from the Alaska Department of Natural 
    Resources (ADNR) acting on behalf of the permittee demonstrating that 
    the dilution effect of the receiving water justifies a less stringent 
    limit. EPA is operating under the assumption that the permit applicant 
    bears the burden of providing information necessary to issue the permit 
    (40 CFR 124.85(a)(1)). Where the applicant does not provide the site-
    specific information that would justify a less stringent turbidity 
    limit, the permit issued to a site will contain the turbidity limit 
    proposed in the draft permit.
        The procedures used to calculate a higher turbidity limit are the 
    same as those used in the placer mining permits issued since 1986. The 
    turbidity limit is based on utilizing a mass balance equation which 
    relates upstream receiving water flow and turbidity to effluent flow 
    and turbidity. The basic form of this equation is:
    
    Q1C1+Q2C2=Q3C3,
    
    where
    
    C1 = upstream turbidity;
    C2 = effluent turbidity;
    C3 = downstream turbidity after mixing where the allowable 
    increase is 5 NTU above background (C1+5 NTU);
    Q1 = stream flow downstream from any diversion and upstream from 
    the discharge;
    Q2 = effluent flow*; and,
    Q3 = total stream flow downstream from discharge after complete 
    mixing.
    
        *A default value of 10 gallons per minute (GPM) will be used if the 
    NOI states that zero discharge will be achieved. The information that 
    must be submitted by the permittee to determine the appropriate 
    turbidity limit for the facility is the effluent and receiving stream 
    flow rates. The receiving stream flow rate must be measured upstream 
    from the discharge point and downstream from any diversions. Receiving 
    stream flow values can be obtained from the ADNR, Division of Mining, 
    upon request by the permittee. ADNR methodology for determining 
    upstream flow uses equations developed by Ashton and Carlson (1984). 
    The maximum effluent discharge flow must be estimated by the permittee 
    and must account for the effects of all excess incidental waters.
        Permittees requesting a higher turbidity limitation must submit the 
    necessary information to EPA with the NOI. This applies to all 
    permittees, including those who have submitted this type of information 
    in the past, in order to assure that all site-specific information is 
    up-to-date.
        b. Suction Dredging. The daily visual inspection during operation 
    of an area downstream of the suction dredge is based on research 
    published in the scientific literature (Griffith and Andrews 1981, 
    Hassler et al. 1986, Harvey 1986, Huber and Blanchet 1992, Thomas 1985) 
    and on monitoring done by Alaska Department of Environmental 
    Conservation (ADEC) (Ron McAlister, ADEC, personal communication). In 
    most cases, water quality recovered rapidly below the dredge. ADEC 
    found that turbidity was elevated 1 to 4.5 NTU 500 feet downstream of 
    an operating 10 inch dredge. The daily visual inspection during 
    operation should assure that the water quality standard for turbidity 
    is met.
        2. Arsenic--Mechanical and Hydraulic Removal of Overburden. EPA has 
    concluded, based on available sampling data, that arsenic is commonly 
    associated with placer mining wastes. Locally, it is the most abundant 
    toxic metal present. For this reason, EPA has determined that arsenic 
    is a pollutant of concern. Additionally, although several studies by 
    EPA have indicated a reduction in levels of arsenic in placer mining 
    effluent as a result of reducing settleable solids to 0.2 ml/l, EPA has 
    concluded that these reduced levels of arsenic are not consistently 
    adequate to achieve WQS.
        In establishing the arsenic limit, the ``Amendments to the Water 
    Quality Standards Regulation; Compliance with CWA section 303(c)(2)(B); 
    Final Rule'' (57 FR 6084, Tuesday, December 22, 1992) are used. This 
    rulemaking promulgated the chemical-specific numeric criteria for 
    priority toxic pollutants necessary to bring all States into compliance 
    with the requirements of the CWA section 303(c)(2)(B). The primary 
    focus of the rule is the inclusion of the federal water quality 
    criteria for pollutant(s) in State standards as necessary to support 
    water quality-based control programs (e.g. NPDES permits). The federal 
    standard of 0.18 g/l total recoverable arsenic is applicable 
    to Alaska and this number has been used to derive the end-of-pipe 
    limitation for the draft permits.
        Mixing zones are allowed under the Alaska standards for some 
    pollutant discharges. However, 18 AAC 70.032(a) states * * * ``In 
    applying the water quality criteria set out in this chapter, the 
    department will, upon application and in its discretion, prescribe in 
    its permits or certifications a volume of dilution for an effluent or 
    substance within a receiving water unless pollutants discharged could 
    bioaccumulate; concentrate or persist in the environment; cause 
    carcinogenic, mutagenic, or teratogenic effects; or otherwise present a 
    risk to human health * * *'' Arsenic is a carcinogen. In a letter, 
    dated March 24, 1992, from the Alaska Department of Environmental 
    Conservation Commissioner, John Sandor, to EPA Water Division Director, 
    Charles Findley, the State has interpreted this to mean that ``* * * a 
    mixing zone may be prescribed where there is no reasonable expectation 
    of an adverse effect on human health or aquatic life, based on site-
    specific, chemical, physical and biological characteristics.'' EPA is 
    not proposing a mixing zone for arsenic but would include a method for 
    determining a mixing zone in the permit if the Department determines 
    that such a mixing zone is appropriate and is in compliance with WQS.
        Two options are given to the permittee to determine the arsenic 
    limit. If the ``natural'' background is not measured, the effluent 
    limit is set according to federal standard at 0.18 g/l. The 
    other option depends on the ``natural'' background levels of arsenic 
    present in the receiving water. The ``natural'' background is defined 
    as the total recoverable arsenic level upstream from all mining and 
    other man-made disturbances. The WQS, 18 AC 70.010(a), states that 
    ``[n]o person may conduct an operation that * * * contributes to a 
    violation of the water quality standards * * *'' If the ``natural'' 
    background levels are already above the federal standard, any discharge 
    at or below the ``natural'' background level will not elevate the 
    existing concentrations in the stream thus not contributing further to 
    a violation of WQS. The ``natural'' background data must be provided 
    with the annual Discharge Monitoring Report (DMR).
        Because the effluent limitation of 0.18 g/L is not 
    quantifiable using the EPA approved analytical method (206.2), EPA has 
    set a reporting threshold to measure the highest acceptable 
    quantification level for this parameter. When results cannot be 
    quantified, values below the method detection level (1 g/L) 
    shall be report as zero and values above the method detection level but 
    below the minimum level (4 g/L) reported at \1/2\ the minimum 
    level or 2 g/L. This reporting threshold does not authorize 
    the discharge of this parameter in excess of the effluent limitation.
        3. Sediment.  The sediment standard (18 ACC 70.020) is a narrative 
    standard which reads, ``No increase in concentration of sediment, 
    including settleable solids, above natural conditions.'' The method 
    indicated for measuring sediments is the use of an Imhoff cone. The 
    detection limit, the lowest measurable value, of an Imhoff cone is 0.2 
    ml/l. Therefore the maximum limit for sediment will be 0.2 ml/l 
    measured as settleable solids for operations utilizing hydraulic 
    removal of overburden.
    
    IV. Basis for Monitoring and Reporting Requirements
    
        A. Monitoring: All self-monitoring requirements considered the 
    remoteness of the mining operations, the magnitude of the pollutants 
    discharged, and the practicability of maintaining a valid quality 
    assurance program.
        1. The measurement of settleable solids is an indication of overall 
    treatment efficiency. The permit requires monitoring for settleable 
    solids once per day during periods of discharge. If there is a 
    discharge to waters of the United States, permittees are required to 
    sample for settleable solids on a daily basis, even if sluicing does 
    not occur. This is required because the operator is responsible at all 
    times for the condition of the wastewater entering the receiving 
    stream. Also, the results from settleable solids sampling can give the 
    operator an immediate indication of the overall effectiveness of the 
    treatment system and thus allow advanced planning for treatment system 
    maintenance.
        2. EPA has concluded that the monitoring frequency for turbidity 
    and arsenic will be once per season. Monitoring for these pollutants 
    have been established at less frequent intervals because sampling and 
    analysis for these parameters are more difficult and costly. Samples 
    for monitoring purposes must be taken during sluicing or discharge at a 
    time when the operation has reached equilibrium. For example, samples 
    should be taken when sluice paydirt loading and effluent discharge are 
    fairly constant.
        3. Effluent flow monitoring is also required in the proposed 
    permit. The purpose of this requirement is to assess the pollutant 
    loading discharged into the receiving water.
        4. The visual inspection provision in Part II.D.1. of the proposed 
    permit is required to assure against discharges resulting from 
    structural failure of berms, dikes, dams and other water control 
    structures. A visual inspection is an effective tool for assuring 
    proper operation and maintenance.
        5. Monitoring provisions for turbidity, arsenic, settleable solids, 
    and flow (in Parts II.D.1.c., d., e., and f., respectively) are 
    included in the proposed permit. These provisions are included to 
    explain how, when, and where to collect these samples.
        B. Reporting. 1. Reporting of effluent violations is required in 
    writing within a reasonable time period. This is found in Permit Part 
    IV.G.2.c.
        2. Reporting of visual violations from suction dredges is required 
    in writing within a reasonable time period. This is found in Permit 
    Part II.D.2.b.
        3. The results of all monitoring or notice of no discharge must be 
    reported to EPA by November 30 of each year. This is found in Permit 
    Part IV.B.
    
    V. Best Management Practices (BMPs)
    
    A. Mechanical and Hydraulic Removal of Overburden
        1. BMP conditions in Permit Parts III.A.1. to III.A.5. of the 
    proposed permit were developed pursuant to section 304(e) of the CWA. 
    These BMPs are established in 40 CFR 440.148 and are necessary for 
    control and treatment of the drainage and infiltration water at gold 
    placer mines and to prevent solids and toxic metals from being released 
    to the receiving streams.
        a. The intent of Permit Part III.A.1. is to avoid contamination of 
    nonprocess water, reduce the volume of water requiring treatment and 
    maximize the retention time and the settling capacity of the settling 
    ponds. The diversion must totally circumvent any gold recovery units, 
    treatment facilities, etc. Any mine drainage sources that pass through 
    the actual mining area and are subject to transporting pollutants must 
    be treated prior to discharge.
        b. Permit Part III.A.2. is required to assure that water retention 
    devices are constructed appropriately. This may be achieved by 
    utilizing on-site material in a manner that the fine sealing material 
    (such as clays) are mixed in the berms with coarser materials. Berms 
    should be toed into the underlying earth, constructed in layers or 
    lifts and each layer thoroughly compacted to ensure mechanical and 
    watertight integrity of the berms. Other impermeable material such as 
    plastic sheets or membranes may be used inside the berms when sealing 
    fines are unavailable or in short supply. The side slope of berms 
    should not be greater than the natural angle of repose of the materials 
    used in the berms or a slope of 2:1, whichever is flatter.
        c. The intent of Permit Part III.A.3 is to ensure that the 
    investment in pollution control pay the maximum benefit in terms of 
    reduced pollutant volumes reaching water of the United States. These 
    measures may include location of the storage ponds and storage areas to 
    assure that they will not be washed out by reasonably predictable 
    flooding or by the return of a relocated stream to it original stream 
    bed. Materials removed from settling ponds should be placed in bermed 
    areas where liquids from the materials cannot flow overland to waters 
    of the United States. It may be necessary, in some cases, to collect 
    such liquids and pump or divert them back to the settling pond for 
    treatment. This requirement applies both during the active mining 
    season and at all other times until reclamation is completed.
        d. Permit Part III.A.4. is required to assure that the amount of 
    wastewater that is discharged is kept to a minimum.
        e. The provisions of Permit Part III.A.5. will ensure that water 
    control devices are adequately maintained. This specifies that 
    structures should be inspected on a regular basis for any signs of 
    structural weakness or incipient failure. Whenever such weakness or 
    incipient failure becomes evident, repair or augmentation of the 
    structure to reasonably ensure against catastrophic failure shall be 
    made immediately.
        2. BMP condition Permit Part III.A.6. of the proposed permit is 
    required pursuant to 40 CFR 122.44(k)(3). The purpose of this 
    requirement is to assure that all reasonable measures are taken to 
    decrease the amount of pollutants being discharged to waters of the 
    United States.
        3. The same BMPs are required of operations utilizing hydraulic 
    removal of overburden pursuant to 40 CFR 122.44(k)(3). The purpose of 
    these requirements is to assure that reasonable measures are taken to 
    decrease the amount of pollutants being discharged to waters of the 
    United States.
    B. Suction Dredging
        The BMPs are required pursuant to 40 CFR 122.44(k)(3).
        1. Dredging is permitted only in the active stream channel where 
    the dredging spoils are relatively clean and will cause minimum 
    turbidity when returned to the stream. The material that runs through a 
    suction dredge flows downstream and settles among gravel and rocks in 
    the streambed. Too much silt and sand make it difficult for the salmon 
    to dig suitable gravel nests (redds) and can also smother fish eggs 
    already deposited.
        2. Wherever practicable, the dredge shall be set to discharge into 
    a quiet pool where settling of dredge spoils can occur more rapidly. 
    This will cause in-stream turbidity to be minimized and localized to 
    the general area of the dredging activity.
        3. The purpose of this requirement is to control the potential 
    discharge of pollutants, resulting from fuel spills, from entering 
    receiving waters.
        4. Dredging is not permitted during the periods that fish eggs 
    could be in the gravel at the dredge site. The greatest single effect a 
    suction dredge has on the environment is the danger it poses to fish. 
    The dredge pump forces water and gravel through the nozzle and hose. 
    Fish eggs taken up with gravel cannot survive the shock, pressure, and 
    battering and pounding that comes with moving through the hose and 
    sluice. If a fish egg should somehow survive the hose and sluice, the 
    chances for being buried in the gravel at the right depth and in the 
    correct gravel composition necessary for incubation are nonexistent. 
    ``The Atlas to the Catalog of Waters Important for Spawning, Rearing or 
    Migration of Anadromous Fish'' lists the streams in the State which 
    require a Habitat permit from the Alaska Department of Fish and Game. 
    This catalog is quite extensive but is available for viewing at many 
    agencies including Alaska Department of Fish and Game, U.S. Fish and 
    Wildlife Service, the National Marine Fisheries Service and the 
    Anchorage Operations Office of EPA.
    
    VI. Other Requirements
    
    A. Spill Prevention Control and Containment (SPCC) Plan
        Part III.C. of the proposed permit was established in accordance 
    with 40 CFR 122.44(k)(3). The purpose of this requirement is to control 
    the potential discharge of pollutants, resulting from fuel spills, from 
    entering receiving waters.
    B. Endangered Species
        A species list was provided by the U.S. Fish and Wildlife Service 
    for the state of Alaska. The recommended protection measures for the 
    species of concern during the nesting period prohibits alterations of 
    limited, high quality habitat which could detrimentally and 
    significantly reduce prey availability. Since this general water 
    discharge permit is written to protect aquatic life or human health 
    criteria (whichever is more stringent), no alterations of habitat due 
    to water discharges authorized by this permit should occur. Because of 
    this, EPA has determined that formal consultation for section 7 of the 
    Endangered Species Act is not necessary for existing facilities. 
    Environmental Assessments will be completed for each new source 
    discharge as is stated in Part I.A.3. of the permit. Any consultation 
    necessary to comply with the Endangered Species Act will be performed 
    at this time.
    
    VII. Storm Exemption
    
        Part III.D. of the proposed permit establishes a storm exemption 
    provision which authorizes exceedences of technology-based effluent 
    limitations and standards provided that the permittee meets certain 
    design and operational criteria. This provision is required pursuant to 
    40 CFR 440.141(b).
        This provision allows for the unavoidable exceedence of technology-
    based effluent limitations during storms of intensity greater than or 
    equal to a 5-year, 6-hour storm event. The storm exemption will be 
    allowed provided that (1) the settling ponds are designed, constructed, 
    and maintained to contain the volume of process water generated during 
    four hours of normal operation plus the drainage water resulting from a 
    5-year, 6-hour storm event, (2) the operator takes all reasonable steps 
    possible to maintain treatment of the wastewater and minimize overflow 
    from the settling ponds, (3) the permittee must be in compliance with 
    the BMPs in Part III.A. of the proposed permit, and (4) the operator 
    complies with all the notification requirements for bypasses and upsets 
    as established in Parts III.G. and H. of the proposed permit. Part 
    III.D. of the proposed permit establishes the specific conditions which 
    must be met in order to be eligible for the storm exemption.
        This exemption is designed to provide an affirmative defense to an 
    enforcement action. Therefore, the operator has the burden of 
    demonstrating to the appropriate authority that the above conditions 
    have been met.
    
    VIII. Prohibitions
    
        A. Part I.C. has been incorporated into the proposed permit to 
    further clarify the discharges that will be authorized under this 
    permit.
        B. Part II.A.2. of the proposed permit is required to assure 
    compliance with the technology-based requirements established in Part 
    II.A.1.a. of the proposed permit.
    
    IX. New Source Performance Standards (NSPS)
    
        Pursuant to section 301 of the CWA, NSPS (40 CFR 440.144) were 
    promulgated for gold placer mine facilities. NSPS apply to new mines 
    determined to be new sources by virtue of their activities occurring 
    after promulgation of the rule (May 24, 1988). The NSPS for gold placer 
    mining facilities are based on the same treatment technology as BAT, 
    which consists of simple settling plus recirculation of all process 
    water. Since BAT is based on the most stringent demonstrated technology 
    that is available for treating gold placer mine wastewater, those mines 
    which are new sources will not be subject to controls more stringent 
    than those applicable to existing mines.
        In accordance with section 511(c)(1) of the CWA, NPDES permits for 
    new sources are subject to the provisions of the National Environmental 
    Policy Act (NEPA). NEPA requires that, prior to the issuance of an 
    NPDES permit to a new source facility, an Environmental Assessment (EA) 
    must be prepared to determine the potential for any significant impacts 
    on the quality of the human environment resulting from operation of the 
    new source. Permit part I.E.1. requires that new facilities submit a 
    notice of intent by January 1 of the year of discharge. This will allow 
    adequate time to complete EAs for each new source prior to the mining 
    season. If the EA indicates that significant adverse environmental 
    impacts may occur, then the applicant must prepare an Environmental 
    Impact Statement (EIS). However, if the EA indicates that significant 
    impacts are not anticipated, a Finding of No Significant Impact (FNSI) 
    shall be issued and the facility will be covered by the existing 
    general permit. The FNSI may be based, in part, on required permit 
    conditions or mitigation measures necessary to make the recommended 
    alternative environmentally acceptable.
    
    X. State Certification
    
        Section 301(b)(1)(C) of the Act requires that an NPDES permit 
    contain conditions which ensure compliance with applicable State water 
    quality standards or limitations. The limitations for turbidity and 
    arsenic were established pursuant to WQS and federal standards, 
    respectively. Section 401 requires that States certify that Federally 
    issued permits are in compliance with State law. No permits can be 
    issued until the requirements of Section 401 are satisfied.
        These are permits for operations discharging to waters (inland 
    waters) of the State of Alaska. EPA is requesting State officials to 
    review and provide appropriate certification to these draft permits 
    pursuant to 40 CFR 124.53.
    
    XI. References
    
    Ashton, W. and R. Carlson. 1984. Determinations of Seasonal 
    Frequency and Durational Aspects of Stream Flow With Regard to Fish 
    Passage Through Roadway Drainage Structures. Department of 
    Transportation and Public Facilities.
    Griffith, J.S. and D.A. Andrews. 1981. Effects of a small suction 
    dredge on fishes and aquatic invertebrates in Idaho streams. North 
    American Journal of Fisheries Management 1:21-28.*
    ---------------------------------------------------------------------------
    
        *Literature cited in literature research project.
    ---------------------------------------------------------------------------
    
    Hassler, T.J., W.L. Somer and G.R. Stern. 1986. Impacts of suction 
    dredge mining on anadromous fish, invertebrates and habitat in 
    Canyon Creek, California. Calif. Coop. Fish. Res. Unit., Humboldt 
    State University, Arcata, California, Coop. Agreement No. 14-16-
    0009-1547, Work Order No. 2. 135 pages.*
    Harvey, B.C. 1986. Effects of suction gold dredging on fish and 
    invertebrates in two California streams. North American Journal of 
    Fisheries Management 6:401-409.*
    Huber, C. and D. Blanchet. 1992. Water quality cumulative effects of 
    placer mining on the Chugach National Forest, Kenai Peninsula, 1988-
    1990. U.S. Forest Service, Chugach National Forest, Alaska Region. 
    74 pages.*
    McCleneghan, K. and R.E. Johnson. 1983. Suction dredge gold mining 
    in the mother lode region of California. California Department of 
    Fish and Game, Environmental Services Branch, Administrative Report 
    83-1.*
    Minshall, G.W., D.A. Andrews and C.Y. Manual-Faler. 1983. 
    Application of island biogeographic theory to streams: 
    macroinvertebrate recolonization of the Teton River, Idaho. In J.R. 
    Barnes and G. W. Minshall editors Stream Ecology: Application and 
    testing of general ecological theory. Plenum Press, New York.*
    Scannel, P.O. 1988. Effects of elevated sediment levels from placer 
    mining on survival and behavior of immature Arctic grayling. 
    Master's thesis. University of Alaska, Fairbanks, Alaska, USA. 93 
    pages.*
    Somer, W.L. and T.J. Hassler. 1992. Effects of suction-dredge gold 
    mining on benthic invertebrates in a Northern California Stream. 
    North American Journal of Fisheries Management 12:244-252.*
    Thomas, V.G. 1985. Experimentally determined impacts of a small, 
    suction gold dredge on a Montana stream. North American Journal 
    Fisheries Management 5:480-488.*
    U.S. Army Corps of Engineers. 1985. Water Quality Study: Arkansas 
    River above Salida, Colorado. U.S Army Corps of Engineers, 
    Albuquerque District, P.O. Box 1580, Albuquerque, New Mexico 87103.*
    U.S. Environmental Protection Agency. 1991. Regulatory strategy for 
    controlling small commercial and recreational placer mining, draft. 
    U.S. Environmental Protection Agency, Office of Solid Waste, 2800 
    Crystal Drive, Crystal Station, Crystal City, Virginia 20202. EPA 
    Contract No. 68-C8-0066, W.A. 30. SAIC Project No. 1-833-03-630-00. 
    73 pages.*
    U.S. Environmental Protection Agency. 1988. Development Document for 
    Effluent Limitations Guidelines and New Source Performance Standards 
    for the Ore Mining and Dressing Point Source Category--Gold Placer 
    Mining Subcategory. U.S. Environmental Protection Agency, Office of 
    Water Regulations and Standards, Industrial Technology Division, 
    Washington, DC 20460. EPA 440/1-88-061.
    
    Finding of No Significant Impact
    
        To all interested government agencies, public groups, and 
    individuals:
        In accordance with the Environmental Protection Agency (EPA) 
    procedures for complying with the National Environmental Policy Act 
    (NEPA), 40 CFR part 6, subpart F, EPA has completed an environmental 
    review of the following proposed action: Issuance of a General National 
    Pollutant Discharge Elimination System (NPDES) Permit No. AK-G-37-0000 
    for Alaskan Placer Miners.
        The proposed action is issuance of a General NPDES Permit covering 
    both existing and new source facilities in Alaska which mine and 
    process, using gravity separation methods, gold placer ores. The 
    proposed effluent limitations, monitoring provisions, and other 
    conditions are specified in the draft General NPDES permit. The Fact 
    Sheet, accompanying the draft permit, describes the basis for these 
    requirements. The proposed General NPDES Permit would replace the 
    existing individual NPDES permits.
        An environmental assessment (EA) of this proposed action has been 
    completed (enclosed). Based on the EA, and in accordance with the 
    guidelines for determining the significance of proposed federal actions 
    (40 CFR 1508.27) and EPA criteria for initiating an environmental 
    impact statement (EIS) (40 CFR 6.605), EPA has concluded that the 
    proposed General NPDES permit will not result in a significant effect 
    on the human environment. The proposed permit will not significantly 
    affect land use patterns or population, wetlands or floodplains, 
    threatened or endangered species, farmlands, ecologically critical 
    areas, historic resources, air quality, water quality, noise levels, 
    fish and wildlife resources, nor will it conflict with local, regional, 
    or state land use plans or policies. The proposed permit conforms with 
    all applicable federal statutes and executive orders.
        The proposed General Permit includes the same technology-based 
    permit limits, established by regulation (40 CFR part 440, subpart M), 
    as the individual permits currently do. The recirculation of process 
    wastewater is required and the settleable solids concentration of the 
    allowable discharge (i.e. excess water) is limited to 0.2 milliliters 
    per liter. Water quality-based limits are also included in the proposed 
    permit.
        The proposed permit covers, in addition to conventional open-cut 
    placer mining operations, placer mining operations utilizing hydraulic 
    methods to remove overburden, and suction dredges. The proposed permit 
    limits for the hydraulic overburden removal operations are based on the 
    state sediment standard and best professional judgment and are the same 
    as the limits for the conventional operations. The limits for the 
    suction dredge operations would be based on best professional judgment.
        The proposed General Permit would reduce the yearly administrative 
    burden of EPA associated with the processing of numerous individual 
    permits. Because the proposed General Permit and individual permits 
    include essentially the same requirements, the primary impact related 
    to permit type is expected to be administrative. No negative impacts to 
    EPA, other agencies or operators are expected.
        The proposed General NPDES Permit may contribute to an improvement 
    in environmental conditions because it would reduce the permitting 
    administrative workload thus making available limited time that could 
    be used for higher priority activities, such as permit compliance and 
    inspections. The inclusion of suction dredge operations in the General 
    Permit will improve the monitoring and compliance of these operations.
        Under the proposed action, the new source placer mining proposals 
    requesting coverage under the General Permit would continue to be 
    subject to individual NEPA reviews. This will enable EPA to evaluate 
    the site-specific and cumulative impacts associated with the individual 
    projects. Where an EA concludes that significant impacts are not 
    anticipated, a Finding of No Significant Impact would be issued and the 
    new source project would be granted coverage under the General Permit. 
    If EPA determines that significant impacts from a proposed new source 
    project may occur, an EIS would be prepared prior to EPA's final permit 
    decision. Therefore the site-specific impacts of those projects would 
    continue to be evaluated and considered prior to the permit actions. An 
    individual permit may also be required by EPA in lieu of coverage under 
    the General Permit.
        For the above reasons EPA has determined that an EIS will not be 
    prepared for the proposed action.
        Comments pertaining to this Finding of No Significant Impact may be 
    submitted to: Rick Seaborne, Environmental Protection Agency, 
    Environmental Review Section, 1200 Sixth Avenue, WD-126, Seattle, WA 
    98101.
        No administrative action will be taken for at least 30 days after 
    the release of this Finding of No Significant Impact. EPA will fully 
    consider all comments before taking final action.
    
        Sincerely,
    Charles E. Findley,
    Director, Water Division.
    
    Authorization To Discharge Under the National Pollutant Discharge 
    Elimination System for Alaskan Placer Miners
    
    [General Permit No.: AK-G-37-0000]
    
        In compliance with the provisions of the Clean Water Act (CWA), 33 
    U.S.C. 1251 et seq., as amended by the Water Quality Act of 1987, 
    Public Law 100-4, the ``Act'', owners and operators of facilities 
    engaged in the processing of placer gold are authorized to discharge to 
    waters of the United States, in accordance with effluent limitation, 
    monitoring requirements, and other conditions set forth herein.
    
        A COPY OF THIS GENERAL PERMIT MUST BE KEPT AT THE SITE WHERE 
    DISCHARGES OCCUR.
    
        This permit shall become effective 30 days after final publication. 
    This permit and the authorization to discharge shall expire 5 years 
    after the effective date of the permit: Director, Water Division, 
    Region 10, U.S. Environmental Protection Agency.
    
    Table of Contents
    
    Cover Page
    
    I. Coverage under this permit
        A. Coverage and Eligibility
        B. Types of Placer Mine Operations Covered
        C. Limitations on Coverage
        D. Prohibitions
        E. Requiring an Individual Permit
        F. Notification Requirements
        G. Permit Expiration
    II. Effluent limitations
        A. Mechanical Operation (Traditional Sluicing)
        B. Hydraulic Removal of Overburden
        C. Suction Dredging
        D. Monitoring Requirements
    III. Management practices
        A. Mechanical Operations and Hydraulic Removal of Overburden
        B. Suction Dredges
        C. Other Requirements
        D. Storm Exemption
    IV. Monitoring and reporting requirements
        A. Representative Sampling
        B. Reporting of Monitoring Results
        C. Monitoring Procedures
        D. Additional Monitoring by the Permittee
        E. Records Contents
        F. Retention of Records
        G. Notice of Noncompliance Reporting
        H. Other Noncompliance Reporting
        I. Inspection and Entry
    V. Compliance responsibilities
        A. Duty to Comply
        B. Penalties for Violations of Permit Conditions
        C. Need to Halt or Reduce Activity not a Defense
        D. Duty to Mitigate
        E. Proper Operation and Maintenance
        F. Removed Substances
        G. Bypass of Treatment Facilities
        H. Upset Conditions
        I. Toxic Pollutants
    VI. General requirements
        A. Changes in Discharge of Toxic Substances
        B. Planned Changes
        C. Anticipated Noncompliance
        D. Permit Actions
        E. Duty to Reapply
        F. Duty to Provide Information
        G. Other Information
        H. Signatory Requirements
        I. Availability of Reports
        J. Oil and Hazardous Substance Liability
        K. Property Rights
        L. Severability
        M. State Laws
    VII. Reopener clause
    VIII. Definitions
    IX. Special conditions--Effluent limits below detection levels
        A. Reporting Levels
        B. Reporting Details
    Attachment 1
    Attachment 2
    Attachment 3
    Appendix A
    
    I. Coverage Under This Permit
    
    A. Coverage and Eligibility
        1. Existing Facilities: Existing facilities (those facilities 
    having individual NPDES permits) are authorized under the terms and 
    conditions of this permit upon the submittal of a Notice of Intent 
    (NOI) to gain coverage under this permit. Coverage will be granted 
    according to Permit Part E.4.
        2. Pending Applications: Upon submittal of an NOI all facilities 
    which have submitted applications in accordance with 40 CFR 122.21(a) 
    are authorized under the terms and conditions of this permit. Coverage 
    will be granted according to Permit Part E.4.
        3. New Facilities: New facilities that are determined to be new 
    sources under the CWA will be required to have an Environmental 
    Assessment (EA) completed pursuant to the National Environmental Policy 
    Act (NEPA). A finding of no significant impact (FNSI) by EPA is 
    necessary prior to receiving coverage under this permit. If there will 
    be a significant impact, the facility will be required to submit, to 
    EPA, an Environmental Impact Statement (EIS). Facilities determined to 
    be new dischargers will be covered by the terms and conditions of this 
    permit if they meet all the necessary requirements of the coverage.
        4. Expanding Facilities: Facilities that contemplate expanding 
    shall submit a new NOI that describes the new discharge. The old permit 
    will be terminated and a new permit issued in its place if the facility 
    meets all the necessary requirements of the coverage.
    B. Types of Placer Mine Operations Covered
        1. Facilities that mine and process gold placer ores using gravity 
    separation methods to recover the gold metal contained in the ore.
        a. Open-cut gold placer mines except those open-cut mines that mine 
    less than 1,500 cubic yards of placer ore per mining season.
        b. Mechanical dredge gold placer mines (not suction dredges) except 
    those dredges that remove less than 50,000 cubic yards of placer ore 
    per mining season.
        2. Suction dredges with intake hoses of greater than 4 inches.
        3. Operations utilizing hydraulic removal of overburden.
    C. Limitations on Coverage
        Many streams and stream reaches in Alaska have been designated as 
    part of the federal wild and scenic rivers system or as Conservation 
    System Units (CSUs) by the federal government. Permittees should 
    contact the district offices of the federal agencies that administer 
    the designated area for additional restrictions that may apply to 
    operating within the area. Many streams in Alaska where placer mining 
    occurs have been designated by Alaska Department of Fish and Game 
    (ADFG) as needing an ADFG Habitat permit with additional restrictions. 
    ``The Atlas to the Catalog of Waters Important for Spawning, Rearing or 
    Migration of Anadromous Fish'' lists the streams in the State which 
    require a Habitat permit.
    D. Prohibitions
        Discharges from the following beneficiation processes are not 
    authorized under this permit: Mercury amalgamation, cyanidation, froth 
    floatation, heap and vat leaching.
    E. Requiring an Individual Permit
        1. The Regional Administrator may require any person authorized by 
    this permit to apply for and obtain an individual National Pollutant 
    Discharge Elimination System (NPDES) permit when:
        a. The single discharge or the cumulative number of discharges is/
    are a significant contributor of pollution;
        b. The discharger is not in compliance with the terms and 
    conditions of the general permit;
        c. A change has occurred in the availability of demonstrated 
    technology or practices for the control or abatement of pollutants 
    applicable to the point source;
        d. Effluent limitations guidelines are subsequently promulgated for 
    the point sources covered by the general permit;
        e. A Water Quality Management plan containing requirements 
    applicable to such point sources is approved; or
        f. An Individual Control Strategy (ICS) is required under section 
    304(L) of the Act.
        2. The Regional Administrator will notify the operator in writing 
    that a permit application is required. If an operator fails to submit 
    in a timely manner an individual NPDES permit application as required, 
    then the applicability of this general permit to the individual NPDES 
    permittee is automatically terminated at the end of the day specified 
    for application submittal.
        3. Any owner or operator authorized by this permit may request to 
    be excluded from the coverage of this permit by applying for an 
    individual permit. The owner or operator shall submit an individual 
    application (Form 1 and Form 2C or 2D) with reasons supporting the 
    request to the Regional Administrator no later than 90 days after the 
    effective date of the permit.
        4. When an individual NPDES permit is issued to an owner or 
    operator otherwise covered by this permit, the applicability of this 
    permit to the facility is automatically terminated on the effective 
    date of the individual permit.
        5. When an individual NPDES permit is denied to an owner or 
    operator otherwise covered to this permit, the permittee is 
    automatically reinstated under this permit on the date of such denial, 
    unless otherwise specified by the Regional Administrator. A new 
    facility can receive coverage under this general permit by submitting a 
    NOI. See Permit Part I.A.3. for details.
        6. A source excluded from a general permit solely because it 
    already has an individual permit may request that the individual permit 
    be revoked and that it be covered by the general permit. Upon 
    revocation of the individual permit, the general permit shall apply to 
    the source.
    F. Notification Requirements
        1. Owners or operators of facilities authorized by this permit 
    shall submit a NOI to be covered by this permit. The information 
    required for a complete NOI is in appendix A of this permit. 
    Notification must be made:
        a. Within 90 days of issuance of this permit; or
        b. By January 1 of the year of discharge from a new facility or a 
    facility established since 1988 that has not previously been covered by 
    a permit; or
        c. Ninety (90) days prior to the expiration of an existing 
    individual permit. Authorization to discharge requires written 
    notification from EPA that coverage has been granted and that a 
    specific permit number has been assigned to the operation.
        2. The NOI shall be signed by the owner or other signatory 
    authority in accordance with Part VI.H. (Signatory Requirements), and a 
    copy shall be retained on site in accordance with Part IV.F. (Retention 
    of Records) of this permit. The address for NOI submission to EPA is: 
    United States Environmental Protection Agency, Region 10, 1200 Sixth 
    Avenue, WD-134, Seattle, Washington 98101.
        3. A copy of the NOI must also be sent to the regional office of 
    the Alaska Department of Environmental Conservation (ADEC) that has 
    jurisdiction over the mine. The addresses are:
    
    Alaska Department of Environmental Conservation, 410 Willoughby, 
    Suite 105, Juneau, Alaska 99801
    Alaska Department of Environmental Conservation, Northern Regional 
    Office, 610 University Avenue, Fairbanks, Alaska 99709
    Alaska Department of Environmental Conservation, Central Regional 
    Office, 3601 ``C'' Street, Suite 1350, Anchorage, Alaska 99503
    
        4. A copy of the general permit will be sent to the permittee when 
    it is determined that the facility can be granted coverage under this 
    general permit. If it is determined that coverage cannot be granted 
    under this permit, the applicant will be informed of this in writing.
    G. Permit Expiration
        Coverage under this permit will expire five (5) years from the date 
    of issuance. For facilities submitting a new NOI 90 days prior to 
    expiration of this general permit, the conditions of the expired permit 
    continue in force until the effective date of a new permit.
    
    II. Effluent Limitations
    
    A. Mechanical Operation (Traditional Sluicing)
        During the term of this permit, no wastewater discharges are 
    authorized except as specified below.
        1. Effluent Limitations.
        a. The volume of wastewater which may be discharged shall not 
    exceed the volume of infiltration, drainage and mine drainage waters 
    which is in excess of the make-up water required for operation of the 
    beneficiation process.
        b. The wastewater discharged shall not exceed the following: 
    
    ------------------------------------------------------------------------
          Effluent characteristic               Instantaneous maximum       
    ------------------------------------------------------------------------
    Settleable Solids..................  0.2 ml/L.                          
    Turbidity..........................  5 NTUs above natural background.   
    Arsenic, Total Recoverable.........  (1) 0.18 g/L.          
                                         (2) Natural background*            
    ------------------------------------------------------------------------
    *See Part II.D.4. for details.                                          
    
        2. Effluent discharges are prohibited during periods when new water 
    is allowed to enter the plant site. Additionally, there shall be no 
    discharge as a result of the intake of new water.
    B. Hydraulic Removal of Overburden
        During the term of this permit, no wastewater discharges are 
    authorized except as specified below.
        1. Effluent Limitations. a. The volume of wastewater which may be 
    discharged shall not exceed the volume of infiltration, drainage and 
    mine drainage waters which is in excess of the make-up water required 
    for operation of the hydraulicking process.
        b. The wastewater discharged shall not exceed the following: 
    
    ------------------------------------------------------------------------
          Effluent characteristic               Instantaneous maximum       
    ------------------------------------------------------------------------
    Settleable Solids..................  0.2 ml/L.                          
    Turbidity..........................  5 NTU above natural background.    
    Arsenic, Total Recoverable.........  (1) 0.18 g/L              
                                         (2) natural background.*           
    ------------------------------------------------------------------------
    *See Part II.D.4. for details.                                          
    
        2. Effluent discharges are prohibited during periods when new water 
    is allowed to enter the plant site. Additionally, there shall be no 
    discharge as a result of the intake of new water.
    C. Suction Dredging
        1. At any point in the receiving stream 500 feet downstream of the 
    dredge's discharge point, the maximum allowable increase in turbidity 
    over the natural receiving stream turbidity while operating is 5 NTUs.
        2. A visual increase in turbidity (any cloudiness or muddiness) 500 
    feet downstream of the suction dredge during operations would be 
    considered a violation of the 5 NTU limit.
        3. If noticeable turbidity does occur 500 feet downstream of the 
    work site, operation of the suction dredge must decrease or cease so 
    that a violation as defined above does not exist.
    D. Monitoring Requirements
        1. Mechanical Operations and Hydraulic Removal of Overburden. a. 
    During the period beginning on the effective date of this permit and 
    lasting until the expiration date, the following monitoring shall be 
    conducted: 
    
    ------------------------------------------------------------------------
         Effluent          Monitoring        Monitoring                     
     characteristic        location          frequency        Sample type   
    ------------------------------------------------------------------------
    Settleable Solids  Effluent.........  Once per day      Grab.           
     (ml/L).                               each day of                      
                                           discharge.                       
    Turbidity (NTU)..  Effluent natural   Once per season.  Grab.           
                        background.                                         
    Arsenic (g/L) Total       background*.                                        
     recoverable.                                                           
    Flow (gpm).......  Effluent.........  (***)...........  Instantaneous.  
    ------------------------------------------------------------------------
    *Only when choosing Option (2).                                         
    **Analyzed by EPA Method 206.2 with a detection limit of 1 g/L.
                                                                            
    ***See Part II.D.1.f. for details.                                      
    
        b. Visual Inspection. The Permittee shall institute a comprehensive 
    visual inspection program to facilitate proper operation and 
    maintenance of the recycle system and the wastewater treatment system. 
    The Permittee shall conduct an inspection of the site once per day 
    during the mining season. The Permittee shall maintain records of all 
    information resulting from any visual inspections. These records shall 
    include, but are not limited to, an evaluation of the condition of all 
    water control devices such as diversion structures and berms and all 
    solids retention structures such as berms, dikes, pond structures, and 
    dams. The records shall also include an assessment of the presence of 
    sediment buildup within the settling ponds. The Permittee shall examine 
    all ponds for the occurrence of short circuiting.
        c. Turbidity Monitoring. The Permittee shall monitor the turbidity 
    values of the effluent stream and the background turbidity values of 
    the receiving stream then compare the two samples. The sample results 
    shall be reported on the Annual Discharge Monitoring Report (DMR). The 
    Permittee shall take one sample at a point that is representative of 
    the discharge prior to entering the receiving stream. The Permittee 
    shall take another sample above the discharge point at a location that 
    is considered to be the ``natural'' background of the receiving stream 
    as defined in permit part V.I. Both samples shall be taken within a 
    reasonable time frame. Monitoring shall be conducted in accordance with 
    accepted analytical procedures. See attachment 1 for sampling protocol.
        d. Arsenic Monitoring. Arsenic samples shall be representative of 
    the discharge and shall be taken at a point prior to entering the 
    receiving stream. Arsenic samples taken to determine ``natural'' 
    background shall be representative of the receiving water upstream from 
    any man-made disturbances. Monitoring shall be conducted in accordance 
    with accepted analytical procedures. The Permittee shall report the 
    sample results on the Annual DMR. See attachment 2 for sampling 
    protocol.
        The effluent limitation for total recoverable arsenic is not 
    quantifiable using the EPA approved analytical method, EPA method 
    206.2. Thus, EPA has set forth reporting thresholds to measure the 
    highest acceptable quantification level for this parameter. This 
    reporting threshold does not authorize the discharge of this parameter 
    in excess of the effluent limitation. For more information, see special 
    conditions in Part IX. of this permit.
        e. Settleable Solids Monitoring. Settleable solids samples shall be 
    representative of the discharge and shall be taken at a point prior to 
    entering the receiving stream. Monitoring shall be conducted in 
    accordance with accepted analytical procedures (Standard Methods, 16th 
    Edition, 1985). The Permittee shall report the sample results on the 
    Annual DMR. See attachment 3 for sampling and analysis protocol.
        f. Flow Monitoring. Effluent flow shall be measured at the 
    discharge prior to entering the receiving water. Effluent flow shall be 
    measured at least once per day, for continuous discharges, or once 
    during each discharge event if discharges are intermittent. The flow 
    shall be measured in gallons per minute (gpm). The flow measurements, 
    the number of discharge events, and the duration of each discharge 
    event shall be reported in the Annual DMR for each day of the mining 
    season.
        2. Suction Dredges. a. Suction Dredge operations shall visually 
    monitor for turbidity as described in Part II.C. once per day of 
    operation. The Permittee shall maintain records of all information 
    resulting from any visual inspections.
        b. The Permittee will report the period of suction dredging on the 
    DMR. Visual violation occurrences will also be reported on the DMR 
    along with the measures taken to comply with the provisions of Permit 
    Part II.C.3.
    
    III. Management Practices
    
     A. Mechanical Operations and Hydraulic Removal of Overburden
        1. The flow of surface waters (i.e., creek, river, or stream) into 
    the plant site shall be interrupted and these waters diverted around 
    and away to prevent incursion into the plant site.
        2. Berms, including any pond walls, dikes, low dams, and similar 
    water retention structures shall be constructed in a manner such that 
    they are reasonably expected to reject the passage of water.
        3. Measures shall be taken to assure that pollutant materials 
    removed from the process water and wastewater streams will be retained 
    in storage areas and not discharged or released to the waters of the 
    United States.
        4. The amount of new water allowed to enter the plant site for use 
    in material processing shall be limited to the minimum amount required 
    as makeup water for processing operations.
        5. All water control devices such as diversion structures and berms 
    and all solids retention structures such as berms, dikes, pond 
    structures, and dams shall be maintained to continue their 
    effectiveness and to protect from failure.
        6. The operator shall take whatever reasonable steps are 
    appropriate to assure that, after the mining season, all mine areas, 
    including ponds, are in a condition which will not cause additional 
    degradation to the receiving waters over those resulting from natural 
    causes.
    B. Suction Dredges
        1. Dredging in waters of the United States is permitted only within 
    the active stream channel.
        2. Wherever practicable, the dredge shall be set to discharge into 
    a quiet pool, where settling of dredge spoils can occur more rapidly.
        3. Care shall be taken by the operator during refueling of the 
    dredge to prevent spillage into public waters or to groundwater.
        4. Dredging is not permitted during the periods that fish eggs 
    could be in the gravel at the dredge site and harassment of fish in the 
    stream is prohibited. ``The Atlas to the Catalog of Waters Important 
    for Spawning, Rearing or Migration of Anadromous Fish'' lists the 
    streams in the State which require a Habitat permit from the Alaska 
    Department of Fish and Game.
    C. Other Requirements--Mechanical Operations and Hydraulic Removal of 
    Overburden
        The operator shall maintain fuel handling and storage facilities in 
    a manner which will prevent the discharge of fuel oil into the 
    receiving waters or on the adjoining shoreline. A Spill Prevention 
    Control and Countermeasure Plan (SPCC Plan) shall be prepared and 
    updated as necessary in accordance with provisions of 40 CFR part 112 
    for facilities storing 660 gallons in a single container above ground, 
    1,320 gallons in the aggregate above ground, or 42,000 gallons below 
    ground.
        The permittee shall indicate on the DMR if an SPCC Plan is 
    necessary and in place at the site and if changes were made to the Plan 
    over the previous year.
    D. Storm Exemption
        The permittee may qualify for a storm exemption from the 
    technology-based effluent limitations in Part II.A.1.b. of this NPDES 
    general permit if the following conditions are met:
        1. The treatment system is designed, constructed and maintained to 
    contain the maximum volume of untreated process wastewater which would 
    be discharged, stored, contained and used or recycled by the 
    beneficiation process into the treatment system during a 4-hour 
    operating period without an increase in volume from precipitation or 
    infiltration, plus the maximum volume of water runoff (drainage waters) 
    resulting from a 5-year, 6-hour precipitation event. In computing the 
    maximum volume of water which would result from a 5-year, 6-hour 
    precipitation event, the operator must include the volume which should 
    result from the plant site contributing runoff to the individual 
    treatment facility.
        2. The operator takes all reasonable steps to maintain treatment of 
    the wastewater and minimize the amount of overflow.
        3. The source is in compliance with the Best Management Practices 
    in Part III.A. of this permit.
        4. The operator complies with the notification requirements of 
    Parts IV.G. and H. of this permit.
    
    IV. Monitoring and Reporting Requirements
    
    A. Representative Sampling
        All samples for monitoring purposes shall be representative of the 
    monitored activity, 40 CFR 122.41 (j). To determine compliance with 
    permit effluent limitations, ``grab'' samples shall be taken as 
    established under Part II.D. of this permit. Specifically, effluent 
    samples for settleable solids, turbidity, and arsenic shall be 
    collected from the settling pond or other treatment systems outlet 
    prior to discharge to the receiving stream. Additionally, turbidity 
    samples shall also be taken above the discharge point at a location 
    that is representative of the receiving stream. Samples for arsenic and 
    turbidity monitoring must be taken during sluicing at a time when the 
    operation has reached equilibrium. For example, samples should be taken 
    when sluice paydirt loading and effluent discharge are constant.
    B. Reporting of Monitoring Results
        Monitoring results shall be summarized each month and reported on 
    EPA Form 3320-1 (DMR). The DMR shall be submitted to the Environmental 
    Protection Agency, Region 10, 1200 Sixth Avenue, Enforcement Section 
    WD-135, Seattle, Washington 98101-3188, no later than November 30 each 
    year.
        If there is no mining activity during the year or no wastewater 
    discharge to a receiving stream, the permittee shall notify EPA of 
    these facts no later than November 30 of each year.
        The DMR shall also be sent to the regional office of ADEC that has 
    jurisdiction over the mine. The addresses can be found in permit part 
    I.E.3.
    C. Monitoring Procedures
        Monitoring must be conducted according to test procedures approved 
    under 40 CFR part 136, unless other test procedures have been specified 
    in this permit.
    D. Additional Monitoring by the Permittee
        If the permittee monitors any pollutant more frequently than 
    required by this permit, using test procedures approved under 40 CFR 
    part 136 or as specified in this permit, the results of this monitoring 
    shall be included in the calculation and reporting of the data 
    submitted in the DMR. Such increased frequency shall also be indicated.
    E. Records Contents.
        Records of monitoring information shall include:
    1. The date, exact place, and time of sampling or measurements;
    2. The individual(s) who performed the sampling or measurements;
    3. The date(s) analyses were performed;
    4. The individual(s) who performed the analyses;
    5. The analytical techniques or methods used; and
    6. The results of such analyses.
    F. Retention of Records
        The permittee shall retain records of all monitoring information, 
    including all calibration and maintenance records and all original 
    strip chart recordings for continuous monitoring instrumentation, 
    copies of all reports required by this permit, and records of all data 
    used to complete the application for this permit, for a period of at 
    least three years from the date of the sample, measurement, report or 
    application. This period may be extended by request of the Director or 
    ADEC at any time. Data collected on-site, copies of DMRs, and a copy of 
    this NPDES permit must be maintained on-site during the duration of 
    activity at the permitted location.
    G. Notice of Noncompliance Reporting
        1. Any noncompliance which may endanger health or the environment 
    shall be reported as soon as the permittee becomes aware of the 
    circumstance. A written submission shall also be provided in the 
    shortest reasonable period of time after the permittee becomes aware of 
    the occurrence.
        2. The following occurrences of noncompliance shall also be 
    reported in writing in the shortest reasonable period of time after the 
    permittee becomes aware of the circumstances:
        a. Any unanticipated bypass which exceeds any effluent limitation 
    in the permit (see Part V.G., Bypass of Treatment Facilities.); or
        b. Any upset which exceeds any effluent limitation in the permit 
    (see Part V.H., Upset Conditions.).
        c. Any violation of the effluent limitations in Permit Parts II.A. 
    and II.B.
        3. The written submission shall contain:
        a. A description of the noncompliance and its cause;
        b. The period of noncompliance, including exact dates and times;
        c. The estimated time noncompliance is expected to continue if it 
    has not been corrected; and
        d. Steps taken or planned to reduce, eliminate, and prevent 
    reoccurrence of the noncompliance.
        4. The Director may waive the written report on a case-by-case 
    basis if an oral report has been received within 24 hours by the Water 
    Compliance Section in Seattle, Washington, by phone, (206) 553-1213.
        5. Reports shall be submitted to the addresses in Part IV.B., 
    Reporting of Monitoring Results.
    H. Other Noncompliance Reporting
        Instances of noncompliance not required to be reported in IV.G. 
    above shall be reported at the time that monitoring reports for Part 
    IV.B. are submitted. The reports shall contain the information listed 
    in Part IV.G.3.
    I. Inspection and Entry
        The permittee shall allow the Director, ADEC, or an authorized 
    representative (including an authorized contractor acting as a 
    representative of the Administrator), upon the presentation of 
    credentials and other documents as may be required by law, to:
        1. Enter upon the permittee's premises where a regulated facility 
    or activity is located or conducted, or where records must be kept 
    under the conditions of this permit;
        2. Have access to and copy, at reasonable times, any records that 
    must be kept under the conditions of this permit;
        3. Inspect at reasonable times any facilities, equipment (including 
    monitoring and control equipment), practices, or operations regulated 
    or required under this permit; and
        4. Sample or monitor at reasonable times, for the purpose of 
    assuring permit compliance or as otherwise authorized by the Act, any 
    substances or parameters at any location.
    
    V. Compliance Responsibilities
    
    A. Duty to Comply
        The permittee must comply with all conditions of this permit. Any 
    permit noncompliance constitutes a violation of the Act and is grounds 
    for enforcement action; for permit termination, revocation and 
    reissuance, or modification; or for denial of a permit renewal 
    application. The permittee shall give advance notice to the Director 
    and ADEC of any planned changes in the permitted facility or activity 
    which may result in noncompliance with permit requirements.
    B. Penalties for Violations of Permit Conditions
        1. Administrative Penalty. The Act provides that any person who 
    violates a permit condition implementing sections 301, 302, 306, 307, 
    308, 318, or 405 of the Act shall be subject to an administrative 
    penalty, not to exceed $10,000 per day for each violation.
        2. Civil Penalty. The Act provides that any person who violates a 
    permit condition implementing sections 301, 302, 306, 307, 308, 318, or 
    405 of the Act shall be subject to a civil penalty, not to exceed 
    $25,000 per day for each violation.
        3. Criminal Penalties: a. Negligent Violations. The Act provides 
    that any person who negligently violates a permit condition 
    implementing sections 301, 302, 306, 307, 308, 318, or 405 of the Act 
    shall be punished by a fine of not less than $2,500 nor more than 
    $25,000 per day of violation, or by imprisonment for not more than 1 
    year, or by both.
        b. Knowing Violations. The Act provides that any person who 
    knowingly violates a permit condition implementing sections 301, 302, 
    306, 307, 308, 318, or 405 of the Act shall be punished by a fine of 
    not less than $5,000 nor more than $50,000 per day of violation, or by 
    imprisonment for not more than 3 years, or by both.
        c. Knowing Endangerment. The Act provides that any person who 
    knowingly violates a permit condition implementing sections 301, 302, 
    306, 307, 308, 318, or 405 of the Act, and who knows at that time that 
    he thereby places another person in imminent danger of death or serious 
    bodily injury, shall, upon conviction, be subject to a fine of not more 
    than $250,000 or imprisonment of not more than 15 years, or both. A 
    person which is an organization shall, upon conviction of violating 
    this subparagraph, be subject to a fine of not more than $1,000,000.
        d. False Statements. The Act provides that any person who knowingly 
    makes any false material statement, representation, or certification in 
    any application, record, report, plan, or other document filed or 
    required to be maintained under this Act or who knowingly falsifies, 
    tampers with, or renders inaccurate any monitoring device or method 
    required to be maintained under this Act, shall upon conviction, be 
    punished by a fine of not more that $10,000, or by imprisonment for not 
    more than 2 years, or by both.
        Except as provided in permit conditions in Part V.G., Bypass of 
    Treatment Facilities and Part V.H., Upset Conditions, nothing in this 
    permit shall be construed to relieve the permittee of the civil or 
    criminal penalties for noncompliance.
    C. Need to Halt or Reduce Activity not a Defense
        It shall not be a defense for a permittee in an enforcement action 
    that it would have been necessary to halt or reduce the permitted 
    activity in order to maintain compliance with the conditions of this 
    permit.
    D. Duty to Mitigate
        The permittee shall take all reasonable steps to minimize or 
    prevent any discharge in violation of this permit which has a 
    reasonable likelihood of adversely affecting human health or the 
    environment.
    E. Proper Operation and Maintenance
        The permittee shall at all times properly operate and maintain all 
    facilities and systems of treatment and control (and related 
    appurtenances) which are installed or used by the permittee to achieve 
    compliance with the conditions of this permit. Proper operation and 
    maintenance also includes adequate laboratory controls and appropriate 
    quality assurance procedures. This provision requires the operation of 
    back-up or auxiliary facilities or similar systems which are installed 
    by a permittee only when the operation is necessary to achieve 
    compliance with the conditions of the permit.
    F. Removed Substances
        Solids, sludges, or other pollutants removed in the course of 
    treatment or control of wastewaters shall be disposed of in a manner so 
    as to prevent any pollutant from such materials from entering waters of 
    the United States.
    G. Bypass of Treatment Facilities
        1. Bypass not exceeding limitations. The permittee may allow any 
    bypass to occur which does not cause effluent limitations to be 
    exceeded, but only if it also is for essential maintenance to assure 
    efficient operation. These bypasses are not subject to the provisions 
    of paragraphs 2 and 3 of this section.
        2. Notice:
        a. Anticipated bypass. If the permittee knows in advance of the 
    need for a bypass, it shall submit prior notice, if possible at least 
    10 days before the date of the bypass.
        b. Unanticipated bypass. The permittee shall submit notice of an 
    unanticipated bypass as required under Part III.G., Notice of 
    Noncompliance Reporting.
        3. Prohibition of bypass.
        a. Bypass is prohibited and the Director or ADEC may take 
    enforcement action against a permittee for a bypass, unless:
        (1) The bypass was unavoidable to prevent loss of life, personal 
    injury, or severe property damage;
        (2) There were no feasible alternatives to the bypass, such as the 
    use of auxiliary treatment facilities, retention of untreated wastes, 
    or maintenance during normal periods of equipment downtime. This 
    condition is not satisfied if adequate back-up equipment should have 
    been installed in the exercise of reasonable engineering judgment to 
    prevent a bypass which occurred during normal periods of equipment 
    downtime or preventive maintenance; and
        (3) The permittee submitted notices as required under paragraph 2 
    of this section.
        b. The Director and ADEC may approve an anticipated bypass, after 
    considering its adverse effects, if the Director and ADEC determine 
    that it will meet the three conditions listed above in paragraph 3.a. 
    of this section.
    H. Upset Conditions
        1. Effect of an upset. An upset constitutes an affirmative defense 
    to an action brought for noncompliance with such technology based 
    permit effluent limitations if the requirements of paragraph 2 of this 
    section are met. An administrative review of a claim that noncompliance 
    was caused by an upset does not represent final administrative action 
    for any specific event. A determination is not final until formal 
    administrative action is taken for the specific violation(s).
        2. Conditions necessary for a demonstration of upset. A permittee 
    who wishes to establish the affirmative defense of upset shall 
    demonstrate, through properly signed, contemporaneous operating logs, 
    or other relevant evidence that:
        a. An upset occurred and that the permittee can identify the 
    cause(s) of the upset;
        b. The permitted facility was at the time being properly operated;
        c. The permittee submitted notice of the upset as required under 
    Part IV.G., Notice of Noncompliance Reporting; and
        d. The permittee complied with any remedial measures required under 
    Part V.D., Duty to Mitigate.
        3. Burden of proof. In any enforcement proceeding, the permittee 
    seeking to establish the occurrence of an upset has the burden of 
    proof.
    I. Toxic Pollutants
        The permittee shall comply with effluent standards or prohibitions 
    established under section 307(a) of the Act for toxic pollutants within 
    the time provided in the regulations that establish those standards or 
    prohibitions, even if the permit has not yet been modified to 
    incorporate the requirement.
    
    VI. General Requirements
    
    A. Changes in Discharge of Toxic Substances
        Notification shall be provided to the Director and ADEC as soon as 
    the permittee knows of, or has reason to believe:
        1. That any activity has occurred or will occur which would result 
    in the discharge, on a routine or frequent basis, of any toxic 
    pollutant which is not limited in the permit, if that discharge will 
    exceed the highest of the following ``notification levels'':
        a. One hundred micrograms per liter (100 g/l);
        b. Two hundred micrograms per liter (200 g/l) for acrolein 
    and acrylonitrile; five hundred micrograms per liter (500 g/l) 
    for 2,4-dinitrophenol and for 2-methyl-4, 6-dinitrophenol; and one 
    milligram per liter (1 mg/l) for antimony;
        c. Five (5) times the maximum concentration value reported for that 
    pollutant in the permit application in accordance with 40 CFR 
    122.21(g)(7); or
        d. The level established by the Director in accordance with 40 CFR 
    122.44(f).
        2. That any activity has occurred or will occur which would result 
    in any discharge, on a non-routine or infrequent basis, of a toxic 
    pollutant which is not limited in the permit, if that discharge will 
    exceed the highest of the following ``notification levels'':
        a. Five hundred micrograms per liter (500 g/l);
        b. One milligram per liter (1 mg/l) for antimony;
        c. Ten (10) times the maximum concentration value reported for that 
    pollutant in the permit application in accordance with 40 CFR 
    122.21(g)(7); or
        d. The level established by the Director in accordance with 40 CFR 
    122.44(f).
    B. Planned Changes
        The permittee shall give notice to the Director and ADEC as soon as 
    possible of any planned physical alterations or additions to the 
    permitted facility. Notice is required only when:
        1. The alteration or addition to a permitted facility may meet one 
    of the criteria for determining whether a facility is a new source as 
    determined in 40 CFR 122.29(b); or
        2. The alteration or addition could significantly change the nature 
    or increase the quantity of pollutants discharged. This notification 
    applies to pollutants which are subject neither to effluent limitations 
    in the permit, nor to notification requirements under part VI.A.1.
    C. Anticipated Noncompliance
        The permittee shall also give advance notice to the Director and 
    ADEC of any planned changes in the permitted facility or activity which 
    may result in noncompliance with permit requirements.
    D. Permit Actions
        This permit may be modified, revoked and reissued, or terminated 
    for cause. The filing of a request by the permittee for a permit 
    modification, revocation and reissuance, or termination, or a 
    notification of planned changes or anticipated noncompliance, does not 
    stay any permit condition.
    E. Duty to Reapply
        If the permittee wishes to continue an activity regulated by this 
    permit after the expiration date of this permit, the permittee must 
    apply for and obtain a new permit. The application should be submitted 
    at least 180 days before the expiration date of this permit.
    F. Duty to Provide Information
        The permittee shall furnish to the Director and ADEC, within a 
    reasonable time, any information which the Director or ADEC may request 
    to determine whether cause exists for modifying, revoking and 
    reissuing, or terminating this permit, or to determine compliance with 
    this permit. The permittee shall also furnish to the Director or ADEC, 
    upon request, copies of records required to be kept by this permit.
    G. Other Information
        When the permittee becomes aware that it failed to submit any 
    relevant facts in a permit application, or submitted incorrect 
    information in a permit application or any report to the Director or 
    ADEC, it shall promptly submit such facts or information.
    H. Signatory Requirements
        All applications, reports or information submitted to the Director 
    and ADEC shall be signed and certified.
        1. All permit applications shall be signed as follows:
        a. For a corporation: by a responsible corporate officer.
        b. For a partnership or sole proprietorship: by a general partner 
    or the proprietor, respectively.
        c. For a municipality, state, federal, or other public agency: by 
    either a principal executive officer or ranking elected official.
        2. All reports required by the permit and other information 
    requested by the Director or ADEC shall be signed by a person described 
    above or by a duly authorized representative of that person. A person 
    is a duly authorized representative only if:
        a. The authorization is made in writing by a person described above 
    and submitted to the Director and ADEC, and
        b. The authorization specified either an individual or a position 
    having responsibility for the overall operation of the regulated 
    facility or activity, such as the position of plant manager, operator 
    of a well or a well field, superintendent, position of equivalent 
    responsibility, or an individual or position having overall 
    responsibility for environmental matters for the company. (A duly 
    authorized representative may thus be either a named individual or any 
    individual occupying a named position.)
        3. Changes to authorization. If an authorization under paragraph 
    IV.H.2. is no longer accurate because a different individual or 
    position has responsibility for the overall operation of the facility, 
    a new authorization satisfying the requirements of paragraph VI.H.2. 
    must be submitted to the Director and ADEC prior to or together with 
    any reports, information, or applications to be signed by an authorized 
    representative.
        4. Certification. Any person signing a document under this section 
    shall make the following certification:
    
        I certify under penalty of law that this document and all 
    attachments were prepared under my direction or supervision in 
    accordance with a system designed to assure that qualified personnel 
    properly gather and evaluate the information submitted. Based on my 
    inquiry of the person or persons who manage the system, or those 
    persons directly responsible for gathering the information, the 
    information submitted is, to the best of my knowledge and belief, 
    true, accurate, and complete. I am aware that there are significant 
    penalties for submitting false information, including the 
    possibility of fine and imprisonment for knowing violations.
    I. Availability of Reports
        Except for data determined to be confidential under 40 CFR part 2, 
    all reports prepared in accordance with the terms of this permit shall 
    be available for public inspection at the offices of the Director and 
    ADEC. As required by the Act, permit applications, permits and effluent 
    data shall not be considered confidential.
    J. Oil and Hazardous Substance Liability
        Nothing in this permit shall be construed to preclude the 
    institution of any legal action or relieve the permittee from any 
    responsibilities, liabilities, or penalties to which the permittee is 
    or may be subject under section 311 of the Act.
    K. Property Rights
        The issuance of this permit does not convey any property rights of 
    any sort, or any exclusive privileges, nor does it authorize any injury 
    to private property or any invasion of personal rights, nor any 
    infringement of federal, state or local laws or regulations.
    L. Severability
        The provisions of this permit are severable, and if any provision 
    of this permit, or the application of any provision of this permit to 
    any circumstance, is held invalid, the application of such provision to 
    other circumstances, and the remainder of this permit, shall not be 
    affected thereby.
    M. State Laws
        Nothing in this permit shall be construed to preclude the 
    institution of any legal action or relieve the permittee from any 
    responsibilities, liabilities, or penalties established pursuant to any 
    applicable state law or regulation under authority preserved by section 
    510 of the Act.
    N. Paperwork Reduction Act
        EPA has reviewed the requirements imposed on regulated facilities 
    in this draft general permit under the Paperwork Reduction Act of 1980, 
    44 U.S.C. 3501 et seq. The information collection requirements of this 
    permit have already been approved by the Office of Management and 
    Budget in submission made for the NPDES permit program under the 
    provisions of the CWA.
    
    VII. Reopener Clause
    
        If effluent limitations or requirements are established or modified 
    in an approved State Water Quality Management Plan or Waste Load 
    Allocation and if they are more stringent that those listed in this 
    permit or control a pollutant not listed in this permit, this permit 
    may be reopened to include those more stringent limits or requirements.
    
    VIII. Definitions
    
        A. ``Bypass'' means the intentional diversion of waste streams 
    around any portion of a treatment facility.
        B.``Drainage Water'' means incidental surface waters from diverse 
    sources such as rainfall, snow melt or permafrost melt.
        C. A ``Grab'' sample is a single sample or measurement taken at a 
    specific time.
        D. ``Infiltration Water'' means that water which permeates through 
    the earth into the plant site.
        E. ``Instantaneous Maximum'' means the maximum value measured at 
    any time.
        F. ``Mine Drainage'' means any water, not associated with active 
    sluice water, that is drained, pumped or siphoned from a mine.
        G. ``Monitoring Month'' means the period consisting of the calendar 
    weeks which begin and end in a given calendar month.
        H. ``Natural Background'' means the level upstream from all mining 
    and other man-made disturbances.
        I. ``NTU'' (Nephelometric Turbidity Unit) is an expression of the 
    optical property that causes light to be scattered and absorbed rather 
    than transmitted in a straight line through the water.
        J. ``Make-up Water'' means that volume of water needed to replace 
    process water lost due to evaporation and seepage in order to maintain 
    the quantity necessary for the operation of the beneficiation process.
        K. ``New Water'' means water from any discrete source such as a 
    river, creek, lake or well which is deliberately allowed or brought 
    into the plant site.
        L. ``Plant Site'' means the area occupied by the mine, necessary 
    haulage ways from the mine to the beneficiation process, the 
    beneficiation area, the area occupied by the wastewater treatment 
    storage facilities and the storage areas for waste materials and solids 
    removed from the wastewaters during treatment.
        M. ``Receiving Water'' means waters such as lakes, rivers, streams, 
    creeks, or any other surface waters which receive wastewater 
    discharges.
        N. ``Severe property damage'' means substantial physical damage to 
    property, damage to the treatment facilities which causes them to 
    become inoperable, or substantial and permanent loss of natural 
    resources which can reasonably be expected to occur in the absence of a 
    bypass. Severe property damage does not mean economic loss caused by 
    delays in production.
        O. ``Short circuiting'' means ineffective settling ponds due to 
    inadequate or insufficient retention characteristics, excessive 
    sediment deposition, embankment infiltration/percolation, lack of 
    maintenance, etc.
        P. ``Upset'' means an exceptional incident in which there is 
    unintentional and temporary noncompliance with technology-based permit 
    effluent limitations because of factors beyond the reasonable control 
    of the permittee. An upset does not include noncompliance to the extent 
    caused by operational error, improperly designed treatment facilities, 
    inadequate treatment facilities, lack of preventive maintenance, or 
    careless or improper operation.
        Q. ``Wastewater'' means all water used in and resulting from the 
    beneficiation process (including but not limited to the water used to 
    move the ore to and through the beneficiation process, the water used 
    to aid in classification, and the water used in gravity separation), 
    mine drainage, and infiltration and drainage waters which commingle 
    with mine drainage or waters resulting from the beneficiation process.
    
    IX. Special Conditions--Effluent Limits Below Detection Levels
    
    A. Reporting Levels
        1. For purpose of reporting, the permittee shall use the reporting 
    threshold equivalent to the minimum level (ML). The ML is defined as 
    the concentration in a sample equivalent to the concentration of the 
    lowest calibration standard analyzed in a specific analytical 
    procedure, assuming that all the method-specified sample weights, 
    volumes and processing steps have been followed. As such, the permittee 
    must utilize a standards equivalent to the concentration of the ML for 
    arsenic which is 4 g/L.
        2. For the purpose of reporting on the DMR, actual analytical 
    results should be reported whenever possible. All analytical values at 
    or above the ML shall be reported as the measured value. When the 
    results cannot be quantified, values below the method detection limit 
    (1 g/L) shall be reported as zero (0 g/L) and values 
    above the method detection level and below the ML shall be reported as 
    \1/2\ the ML or 2 g/L.
    B. Reporting Details
        In the ``Comment'' section of the DMR, the permittee shall report 
    the lowest calibration standard used and the ML achieved.
    
    Attachment 1
    
    Turbidity Sampling Protocol
    
        1. Grab samples shall be collected.
        2. Samples shall be collected in a sterile one liter 
    polypropylene or glass container.
        3. Samples must be cooled to 4 degrees celsius (iced).
        4. Samples must be analyzed within 48 hours of sample 
    collection.
    
    Attachment 2
    
    Arsenic Sampling Protocol
    
        1. Grab samples shall be collected.
        2. Samples shall be collected in a sterile one liter 
    polypropylene or glass container.
        3. Samples must be cooled to 4 degrees celsius (iced).
        4. Samples must be sent to a laboratory for analysis as soon as 
    possible.
        5. Samples must be acidified with nitric acid (HNO3), to a 
    pH less than 2, upon receipt at the laboratory.
        6. Samples must be acidified for at least 16 hours prior to 
    analysis.
    
    Attachment 3
    
    Settleable Solids Sampling Protocol
    
        1. Grab samples shall be collected.
        2. Samples shall be collected in a sterile one liter 
    polypropylene or glass container.
        3. Samples must be cooled to 4 degrees celsius (iced).
        4. Samples must be analyzed within 48 hours of sample 
    collection.
    
    Settleable Solids Analysis Protocol
    
        1. Fill an Imhoff cone to the liter mark with a thoroughly mixed 
    sample.
        2. Settle for 45 minutes, then gently stir the sides of the cone 
    with a rod or by gently spinning the cone.
        3. Settle 15 minutes longer, then record the volume of 
    settleable matter in the cone as milliliters per liter. Do not 
    estimate any floating material. The lowest measurable level on the 
    Imhoff cone is 0.1 ml/l. Any settleable material below the 0.1 ml/l 
    mark shall be recorded as trace.
    
    Appendix A--Notice of Intent (NOI) Information
    
    Permittee Name
        Address & Phone Number (Summer)
        Address & Phone Number (Winter)
    Operator Name (if different that Permittee)
        Address & Phone Number (Summer)
        Address & Phone Number (Winter)
    
    Facility Name
    Facility Location (Nearest Town)
    Mining District
    Latitude and Longitude
    Township, Section, Range
    Previous NPDES permit number
    Receiving Water
    Maximum Effluent Flow
    Lowflow stream flow
    Type of Operation (Traditional, Suction Dredge, Hydraulicking)
    Amount of Material processed
    Signature and Date (certified according to permit part VI.H.4.)
    A drawing or sketch of the operation
    
    [FR Doc. 94-1004 Filed 1-13-94; 8:45 am]
    BILLING CODE 6560-50-P
    
    
    

Document Information

Published:
01/14/1994
Department:
Environmental Protection Agency
Entry Type:
Uncategorized Document
Action:
Notice of a proposed general permit.
Document Number:
94-1004
Pages:
0-0 (1 pages)
Docket Numbers:
Federal Register: January 14, 1994