99-837. 3650-3700 MHz Government Transfer Band  

  • [Federal Register Volume 64, Number 9 (Thursday, January 14, 1999)]
    [Proposed Rules]
    [Pages 2462-2466]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-837]
    
    
    
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    FEDERAL COMMUNICATIONS COMMISSION
    
    47 CFR Part 2
    
    [ET Docket No. 98-237, FCC 98-337]
    
    
    3650-3700 MHz Government Transfer Band
    
    AGENCY: Federal Communications Commission.
    
    ACTION: Proposed rule.
    
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    SUMMARY: This document proposes to allocate the 3650-3700 MHz band to 
    the non-Government fixed service on a primary basis. In addition, we 
    order that applications for use of this band by new or major modified 
    earth station facilities in the fixed-satellite service (``FSS'') will 
    no longer be accepted, as December 18, 1998, the release date of this 
    Notice of Proposed Rule Making and Order. We also propose to delete the 
    existing Government and non-Government radiolocation service 
    allocations from the 3650-3700 MHz band, but will grandfather three 
    existing Government radiolocation sites. We also propose to delete the 
    unused Government aeronautical radionavigation service allocation from 
    the 3650-3700 MHz band. The adoption of these proposals would provide 
    spectrum for new fixed services.
    
    DATES: Comments are due February 16, 1999, reply comments are due March 
    1, 1999.
    
    ADDRESSES: All filings must be sent to the Commission's Secretary, 
    Magalie Roman Salas, Office of the Secretary, Federal Communications 
    Commission, 445 12th Street, SW, Room TW-A325, Washington, DC 20554.
    
    FOR FURTHER INFORMATION CONTACT: Tom Mooring, Office of Engineering and 
    Technology, (202) 418-2450.
    
    SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice 
    of Proposed Rule Making and Order, ET Docket No. 98-237, FCC 98-337, 
    adopted December 17, 1998, and released December 18, 1998. The full 
    text of this Commission decision is available for inspection and 
    copying during normal business hours in the FCC Reference Center (Room 
    239), 1919 M Street, NW, Washington, DC, and also may be purchased from 
    the Commission's duplication contractor, International Transcription 
    Service, (202) 857-3800, 1231 20th Street, NW, Washington, DC 20036.
    
    Summary of the Notice of Proposed Rule Making and Order
    
        1. Introduction. By this action, we propose to allocate the 3650-
    3700 MHz band to the non-Government fixed service on a primary basis. 
    We envision that this spectrum will be used to provide a broad range of 
    new fixed point-to-point and point-to-multipoint services, directly 
    linking residences, businesses, and other fixed locations to an ever-
    developing array of networks. Through these new links, traditional 
    voice telephony and a wide variety of new broadband, high-speed, data 
    and video services, such as Internet access and video conferencing, 
    could be delivered to the home and to small businesses. This new fixed 
    service may thus lead to new and more effective competition to existing 
    wireline local exchange carrier services by providing for an economical 
    means to offer competitive ``local loop'' or ``last-mile'' facilities. 
    One such service that could operate in this band is Fixed Wireless 
    Access (``FWA''), but we do not intend to constrain use of the band 
    only to that purpose. In addition, we intend that this proposal will be 
    helpful in achieving the overarching goal of section 706 of the 
    Telecommunications Act of 1996, to ``encourage the deployment on a 
    reasonable and timely basis of advanced telecommunications capability 
    to all Americans * * * by utilizing * * * measures that promote 
    competition in the local telecommunications market.''
        2. To ensure that adequate opportunities exist for the provision of 
    fixed services in the 3650-3700 MHz band, we will no longer accept 
    applications for use of this band by new or major modified earth 
    station facilities in the FSS, as of December 18, 1998, the release 
    date of the Notice of Proposed Rule Making and Order. Existing earth 
    stations, however, will be grandfathered. We also propose to delete the 
    existing Government and non-Government radiolocation service 
    allocations from the 3650-3700 MHz band, but will grandfather three 
    existing Government radiolocation sites. In addition, we propose to 
    delete the unused Government aeronautical radionavigation service 
    allocation from the 3650-3700 MHz band. Finally, we request comment on 
    whether, to realize the full potential benefits of this spectrum, the 
    band should be offered for license as a single 50 megahertz block on 
    either a nationwide or large regional service area basis.
    
    A. Fixed Service Proposal
    
        3. An important spectrum management goal of the Commission for 
    terrestrial commercial wireless services is to promote efficient and 
    flexible use of the electromagnetic spectrum while enabling licensees 
    to use the spectrum free of harmful interference. Specifically for the 
    3650-3700 MHz band, our reallocation decision must accommodate 
    continued use of the band for incumbent earth station reception of FSS 
    signals--which are significantly weaker than the anticipated 
    terrestrial service signals--and for incumbent high-powered Government 
    radars transmitting from three grandfathered sites. Moreover, our 
    decision must account for the extremely high emissions that are 
    produced by high-powered Government fixed and mobile radar operations 
    in adjacent spectrum below 3650 MHz. In light of this challenging 
    spectrum sharing environment, we tentatively find that mobile service 
    use of the 3650-3700 MHz band would be severely constrained but that 
    the band is well suited for fixed service use. Nonetheless, we believe 
    that there is a broad range of fixed services that could operate in 
    this spectrum. In particular, a fixed service allocation in this band 
    may facilitate an alternative means of providing basic telephone 
    service, thus mitigating the impact of the local loop bottleneck and 
    fostering a competitive market structure for direct PSTN access to 
    residential and small business consumers. A fixed service allocation 
    also may be used to provide broadband access to the Internet, thus 
    furthering the general objectives of section 706 to bring competitive, 
    advanced telecommunications capability to all Americans.
        4. Internationally, this type of fixed service is known as FWA and 
    there is strong interest in providing for these services in the 3400-
    3700 MHz frequency range, especially the 3400-3600 MHz band. In the 
    United States, the 3400-3600 MHz band is not available because it is 
    heavily used by the military, thus allocation of alternative or 
    additional spectrum that could be used for this type of service may be 
    desirable. We believe that the 3650-3700 MHz band is viable for the 
    provision of some types of FWA services. Accordingly, we propose to 
    allocate the 3650-3700 MHz band to the fixed service on a co-primary 
    basis with incumbent non-Government FSS earth stations and with 
    Government radiolocation operations from three grandfathered sites. 
    However, in keeping with our policy favoring a licensee's innovative 
    use of the spectrum in response to consumer market demand, we do not 
    intend to designate the allocation for, or to limit use of this 
    spectrum to, FWA services. Thus, the extent to which FWA--or any other 
    particular fixed services--would be implemented in the proposed
    
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    allocation would be determined solely by market forces. We anticipate 
    that this spectrum will be initially licensed by competitive bidding 
    pursuant to the authority granted under section 309(j) of the 
    Communications Act. We seek comment on our proposal.
        5. During the coordination process, NTIA informed us that the 
    recently enacted statutory provision concerning payment of the 
    relocation costs of Federal entities does not apply to the 3650-3700 
    MHz band. Based on our own independent analysis, we reach the same 
    conclusion.
        6. Commenters should also address various technical issues 
    pertinent to fixed service use of the 3650-3700 MHz band, including 
    FWA. For example, we are aware that existing FWA technology deployed 
    internationally in the 3400-3600 MHz band uses Frequency Division 
    Duplex (``FDD'') technology with either a 50- or 100-megahertz 
    separation between transmit and receive channels. The amount of 
    spectrum available in the instant allocation, however, lends itself to 
    a maximum separation of 25-megahertz, which may be insufficient to 
    support traditional FDD technology. Nevertheless, fixed services using 
    Time Division Duplex (``TDD'') technology may be viable in the band. We 
    request comment on these technical issues. Commenters should address 
    whether FDD technology could be successfully developed and deployed in 
    this band and whether TDD technology deployment in the band is likely 
    to be viable for service to consumers.
        7. We also want to consider the ramifications of our allocation 
    proposal for the development of service rules in a subsequent 
    rulemaking proceeding. Generally, we request comment on whether the 
    Local Multipoint Distribution Service (``LMDS'') (Part 101, Subparts L 
    and M) or Wireless Communications Service (``WCS'') (Part 27) service 
    rules, modified as necessary, or an entirely new set of service rules, 
    should be applied to the fixed services offered pursuant to the new 
    allocation. Specifically, in view of the limited amount of spectrum 
    subject to the proposed allocation and the significant pertinent 
    technical constraints, we request comment on how a choice of initial 
    spectrum licensing blocks and geographic service areas will, in light 
    of the current state of technology, affect the viability in the band of 
    the various fixed services, including FWA. In particular, we seek 
    comment on the size of the spectrum blocks within the 3650-3700 MHz 
    band that should be offered for initial licensing. For instance, should 
    the spectrum be initially licensed as a single 50-megahertz block or 
    would the various fixed services still be viable if initially licensed 
    as two or more blocks of spectrum? If the latter, should the spectrum 
    be initially offered as contiguous or paired blocks and, if paired 
    blocks, should they be symmetric or asymmetric in size. In addition, we 
    seek comment on the appropriate geographic size of service areas for 
    initial licensing. Specifically, we request comment on whether, in 
    order to facilitate widespread competition in the ``local loop'' or 
    ``last-mile'' facilities market, the band should be initially licensed 
    for a single nationwide service area, or for several large regional 
    service areas, or for some other choice of smaller geographic service 
    areas. We invite comment on the competitive ramifications of offering 
    only a single license, covering the entire 50 megahertz of spectrum 
    nationwide. For example, could such a sole licensee garner an economic 
    monopoly or have undue market power, or would it face adequate 
    competition from wireline and wireless service providers? To what 
    extent, if any, would imposition of licensee eligibility requirements 
    affect the answer to the preceding question?
        8. The specific radio frequency environment for the 3650-3700 MHz 
    band in the United States raises additional technical issues. Any new 
    service in the band must be able to co-exist with extremely high-
    powered Government mobile radar systems in the adjacent 3300-3650 MHz 
    band, as well as with occasional high-powered in-band use at three 
    grandfathered sites (Pascagoula, Mississippi; Pensacola, Florida; and 
    Saint Inigoes, Maryland). We request comment on what actions we should 
    take to promote the ability of new services to co-exist with these 
    radars. Also, given the need to protect adjacent band FSS earth station 
    reception, we request comment on whether the out-of-band emissions 
    limit of 43 + 10 log (P) dB should be applied to the proposed fixed 
    service allocation. In addition, we request comment on whether Very 
    Small Aperture Terminals (``VSATs'') should be precluded from operating 
    in spectrum immediately adjacent to the new fixed service allocation, 
    perhaps by requiring a 3.5-meter diameter minimum antenna size for 
    earth stations licensed to receive the 3700-3720 MHz segment.
        9. As part of our evaluation of the 3650-3700 MHz band for the 
    proposed fixed service, we are cognizant of the need to protect earth 
    station reception of very weak signals transmitted by geostationary 
    orbit FSS satellites in the band. We are disinclined, however, to apply 
    to this band the spectrum sharing criteria now used in the adjacent 
    3700-4200 MHz band. In particular, we note that the maximum equivalent 
    isotropically radiated power limit now employed for long-haul fixed 
    point-to-point transmissions in the 3700-4200 MHz band--55 dBW per 
    polarization--appears inappropriate for short-haul fixed point-to-
    multipoint services that licensees may wish to provide in the 3650-3700 
    MHz band. Specifically, we observe that high-power, fixed point-to-
    point operations co-exist with C-band earth stations because of the 
    extremely large coordination distances employed in siting new 
    facilities; but these coordination distances may unnecessarily 
    constrain the deployment in the band of fixed links that require less 
    power. For instance, one frequency coordinator, Comsearch, requires 
    coordination of all new C-band microwave stations that would be located 
    within a 125-mile radius around any FSS earth station operating in C-
    band. This coordination method, however, appears too onerous for other 
    fixed services that could use the 3650-3700 MHz band. Instead, if 
    appropriately more restrictive power limits were imposed on some fixed 
    service uses of this band, e.g., FWA, we believe that the viability of 
    these services in the band would be unaffected and that the 
    coordination distance requirement could be significantly reduced. For 
    example, we could subject certain fixed stations transmitting in the 
    3650-3700 MHz band to power limits similar to those now employed for 
    Broadband PCS, i.e., a base station height/power limit of 1640 watts 
    peak e.i.r.p. with an antenna height up to 300 meters (984 feet). We 
    request comment on this issue, and on the appropriate coordination 
    distances needed to protect in-band FSS earth station reception if the 
    above height/power limit and the associated height/power reduction 
    table are ultimately adopted. Commenters should address how the choice 
    of technical parameters affects the viability in the band of various 
    fixed services and their ability to coordinate or share spectrum with 
    FSS earth stations.
    
    B. Other Services
    
        10. FSS. In order to preserve the availability of the 3650-3700 MHz 
    band for the proposed fixed service, license applications for new earth 
    stations, major amendments to pending earth station facilities 
    applications,1 or
    
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    applications for major modifications to existing earth station 
    facilities 2 filed on or after December 18, 1998, the 
    release date of the Notice of Proposed Rule Making and Order will not 
    be accepted. The imposition of this interim change in application 
    processing is procedural in nature and, therefore, not subject to the 
    notice and comment and effective date requirements of the 
    Administrative Procedure Act (``APA''). In addition, we find good cause 
    for imposing immediately this processing change without following these 
    APA requirements because the changes are necessary to preserve the 
    status quo availability of the spectrum for terrestrial wireless 
    services pending the Commission's ultimate determination in this 
    proceeding.3 Also, in order to permanently implement this 
    action, we propose to add to the United States Table of Frequency 
    Allocations a new non-Government footnote, which would read as follows:
    
        \1\ See 47 CFR 25.116(b)(1),(4). Major amendments resulting from 
    ownership changes or arising under our environmental processing rule 
    may still be filed and will be accepted. See 47 CFR 
    25.116(b)(2),(3).
        \2\ See 47 CFR 25.117. Modifications not requiring prior 
    authorization pursuant to 47 CFR 25.118 would be unaffected.
        \3\ See 5 U.S.C. 553 (b) and (d).
    
        In the 3650-3700 MHz band and for the fixed-satellite service 
    (space-to-Earth), license applications for new earth stations, major 
    amendments to pending earth station facilities applications, or 
    applications for major modifications to existing earth station 
    facilities filed on or after December 18, 1998 shall not be 
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    accepted.
    
    We request comment on this proposal, including on how it affects the 
    ability of FSS licensees to satisfy the demand for international 
    intercontinental downlink capacity in this region of the spectrum. In 
    addition, we seek comment on alternative methods to meet the 
    terrestrial fixed service's needs in the 3650-3700 MHz band while 
    minimizing the effect on FSS operations. Commenters should provide 
    detailed supporting engineering data and analysis in support of their 
    positions.
        11. We also seek comment on whether the FSS allocation in the band 
    should be deleted. If so, we seek comment on whether we should propose 
    to grandfather the existing earth stations operating in the band, or 
    allow new fixed service licensees to have the right to require 
    grandfathered earth stations to vacate the band, subject to 
    reimbursement in a manner consistent with the Commission's Emerging 
    Technologies, see ET Docket No. 92-9, First Report and Order and Third 
    Notice of Proposed Rulemaking, 7 FCC Rcd 6886 (1992), 57 FR 49020, 
    October 29, 1992, relocation policies, or whether, in any event, the 
    allocation status of these earth stations should be changed to 
    secondary after a specified time period, for example, 10 years.
        12. Commercial Radar. Also in order to preserve the availability of 
    this spectrum for the proposed fixed service, we propose to delete the 
    unused secondary non-Government radiolocation service allocation at 
    3650-3700 MHz. We note that there would remain 550 megahertz of 
    secondary non-Government radiolocation service spectrum at 3100-3650 
    MHz, which we believe is adequate to accommodate current and future 
    non-Government radiolocation services in this frequency range. Further, 
    because we anticipate that the 3650-3700 MHz band is likely to be 
    intensively utilized by the fixed service, deleting this radiolocation 
    allocation would eliminate potential interference problems between 
    these services. We seek comment on this proposal.
        13. Government Operations. We propose to delete the Government 
    radiolocation service allocation from the 3650-3700 MHz mixed-use band, 
    except for grandfathering three Government radiolocation sites that 
    would continue operations in the band. This proposal would be 
    implemented by adding a new United States footnote to the Table of 
    Frequency Allocations, which would read as follows:
    
        In the 3650-3700 MHz band, after January 1, 1999, Government 
    operations in the radiolocation service may continue on a primary 
    basis at three sites: Pascagoula, Mississippi (30 deg. 22' North 
    Latitude, 88 deg. 29' West Longitude); Pensacola, Florida (30 deg. 
    21' 28'' North Latitude, 87 deg. 16' 26'' West Longitude); and Saint 
    Inigoes, Maryland (38 deg. 10' North Latitude, 76 deg. 23' West 
    Longitude). The Commission shall coordinate non-Government fixed 
    stations within 80 kilometers of the grandfathered sites on a case-
    by-case basis with NTIA through the Frequency Assignment 
    Subcommittee. Naval vessels shall not transmit in the 3650-3700 MHz 
    band until the vessel is at least [distance to be determined] 
    4 nautical miles off the coasts of the United States, 
    Puerto Rico, the U.S. Virgin Islands, Guam, the Northern Mariana 
    Islands, and American Samoa.
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        \4\ The Commission and NTIA are discussing this issue in the 
    coordination process. We anticipate adopting the distance developed 
    in the coordination process in the Report and Order in this 
    proceeding.
    
    In addition, we propose to delete the unused Government aeronautical 
    radionavigation service (ground-based) allocation from the band. We 
    seek comment on these proposals.
    
    C. Possibility of Land Mobile Use
    
        14. We observe that in ITU Region 2 (the Americas) the 3650-3700 
    MHz band is also allocated to the mobile except aeronautical mobile 
    service on a primary basis. We have considered whether to propose 
    domestic adoption of this allocation, i.e., an allocation in the United 
    States for land mobile and maritime mobile uses, but not for 
    aeronautical mobile use. We are aware of the difficulties of sharing 
    spectrum between low-power FSS satellite signals and mobile units. 
    Thus, the Commission has traditionally licensed satellite downlinks in 
    bands that are not used by mobile units. Additionally, during the 
    coordination process, NTIA indicated that mobile service operations 
    within 80 kilometers of the three grandfathered sites should be 
    prohibited in order to protect the low-level radar return signals. In 
    this instant proceeding, we tentatively find that allocating the 3650-
    3700 MHz band to the fixed service only, and not to the land mobile 
    service, would better protect incumbent Government radar operations and 
    non-Government FSS reception from harmful interference. We request 
    comment on this conclusion and, alternatively, on whether we should 
    allocate the 3650-3700 MHz band to the land mobile service. Commenters 
    supporting a land mobile service allocation should submit detailed 
    supporting engineering data and analysis.
    
    D. Receiver Standards
    
        15. We decline to propose the transmitter emission and receiver 
    selectivity standards that NTIA requested in the Final Report because 
    we continue to believe that this matter is best left to market forces. 
    Specifically, we believe that, by making the appropriate technical 
    information available to manufacturers, they will, as a matter of 
    course, take into account the electromagnetic environment when 
    designing and building equipment for the 3650-3700 MHz 
    band.5 This process, we believe, is most likely to encourage 
    the development and implementation of innovative technology that will 
    promote coexistence with high-powered in-band
    
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    and adjacent band Government radar operations. We request comment on 
    our proposal.
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        \5\ We are working closely with NTIA to make available the 
    information that potential non-Government licensees will need in 
    order to evaluate the viability of new commercial services in the 
    3650-3700 MHz band. Specifically, we intend to obtain (1) the 
    coordinates of those geographic areas that would be affected by 
    Government systems (assuming signal line-of-sight propagation for an 
    effective 4/3 Earth radius); and (2) the equipment operating 
    characteristics of the Government systems, including the values of 
    radar broadband transmit noise, the radar's e.i.r.p. and spectral 
    characteristics of the e.i.r.p. as a function of frequency. Once 
    NTIA has provided this information, Commission staff will plot the 
    impacted areas and we will make this information available to the 
    public.
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    E. RF Safety
    
        16. With regard to RF safety requirements, we propose to treat 
    stations operating in the 3650-3700 MHz band in a comparable manner to 
    other services and devices that have similar operating characteristics. 
    Sections 1.1307(b), 2.1091, and 2.1093 of our rules list the services 
    and devices for which an environmental evaluation must be performed. 
    Accordingly, we propose that an environmental evaluation for RF 
    exposure would be required for the following operations: (1) Fixed 
    stations and base stations (if land mobile operations are permitted) 
    that have an e.i.r.p. greater than 1640 watts; and, (2) land mobile 
    stations (if land mobile operations are permitted), including portable 
    devices, that have operating characteristics or functions similar to 
    cellular, PCS or ``covered'' SMR services, i.e., operations that are 
    typified by long periods of use or are interconnected to the public 
    switched telephone network. We invite comment on this proposal and 
    welcome the submission of alternative proposals that would ensure 
    public safety with respect to exposure to RF radiation.
        17. Accordingly, it is ordered that, pursuant to sections 4(i), 
    7(a), 303(c), 303(f), 303(g), and 303(r) of the Communications Act of 
    1934, as amended, 47 U.S.C. 154(i), 157(a), 303(c), 303(f), 303(g), and 
    303(r), the Notice of Proposed Rule Making and Order is adopted.
        18. It is further ordered that, in the 3650-3700 MHz band and for 
    the fixed-satellite service (space-to-Earth), license applications for 
    new earth stations, major amendments to pending earth station 
    applications, or applications for major modifications to existing earth 
    station facilities filed on or after December 18, 1998 shall not be 
    accepted.
        19. It is further ordered that, in accordance with section 603(a) 
    of the Regulatory Flexibility Act, 5 U.S.C. 603(a), the Office of 
    Public Affairs, Reference Operations Division, shall send a copy of the 
    Notice of Proposed Rule Making and Order, including the Initial 
    Regulatory Flexibility Analysis, to the Chief Counsel for Advocacy of 
    the Small Business Administration.
    
    Initial Regulatory Flexibility Analysis
    
        20. As required by the Regulatory Flexibility Act 
    (``RFA''),6 the Commission has prepared an Initial 
    Regulatory Flexibility Analysis (``IRFA'') of the possible significant 
    economic impact on small entities by the policies and rules proposed in 
    the Notice of Proposed Rule Making and Order (ET Docket No. 98-237). 
    Written public comments are requested on this IRFA. Comments must be 
    identified as responses to the IRFA and must be filed by the deadlines 
    for comments on this Notice of Proposed Rule Making and Order. The 
    Office of Public Affairs, Reference Operations Division, shall send a 
    copy of the Notice of Proposed Rule Making and Order, including the 
    Initial Regulatory Flexibility Analysis, to the Chief Counsel for 
    Advocacy of the Small Business Administration. See 5 U.S.C. 603(a). The 
    Notice of Proposed Rule Making and Order and the IRFA will be published 
    in the Federal Register.
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        \6\ See 5 U.S.C. 603. The RFA, see 5 U.S.C. 601 et. seq., has 
    been amended by the Contract With America Advancement Act of 1996, 
    Public Law 104-121, 110 Stat. 847 (1996) (``CWAAA'') Title II of the 
    CWAAA is the Small Business Regulatory Enforcement Fairness Act of 
    1996 (``SBREFRA'').
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    Need for and Objectives of the Proposed Rules
    
        21. This Notice proposes to allocate the 3650-3700 MHz band to the 
    fixed service on a primary basis. We take this action on our own 
    initiative in order to make this transfer spectrum available for 
    commercial services. The adoption of this proposal would accommodate 
    growing demand for fixed services.
    
    Legal Basis
    
        22. This action is taken pursuant to sections 4(i), 7(a), 303(c), 
    303(f), 303(g), and 303(r) of the Communications Act of 1934, as 
    amended, 47 U.S.C. 154(i), 157(a), 303(c), 303(f), 303(g), and 303(r).
    
    Description and Estimate of the Number of Small Entities to Which the 
    Proposed Rules Will Apply
    
        23. The RFA generally defines the term ``small entity'' as having 
    the same meaning as the terms ``small business,'' ``small 
    organization,'' and ``small governmental jurisdiction.'' 7 
    For the purposes of this Notice, the IRFA defines a ``small business'' 
    to be the same as a ``small business concern'' under the Small Business 
    Act,8 unless the Commission has developed one or more 
    definitions that are appropriate to its activities.9 Under 
    the Small Business Act, a ``small business concern'' is one that: (1) 
    is independently owned and operated; (2) is not dominant in its field 
    of operation; and (3) meets any additional criteria established by the 
    Small Business Administration (``SBA'').10
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        \7\ Id. Sec. 601(6).
        \8\ 15 U.S.C. 632.
        \9\ See 5 U.S.C. 601(3) (incorporating by reference the 
    definition of ``small business concern'' in 5 U.S.C. 632).
        \10\ 15 U.S.C. 632.
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        24. The Commission has not developed a definition of small entities 
    applicable to Fixed Satellite Service licensees. Therefore, the 
    applicable definition of small entity is the definition under the SBA 
    rules applicable to Communications services, Not Elsewhere Classified. 
    This definition provides that a small entity is one with no more than 
    $11.0 million in annual receipts.11 According to Census 
    Bureau data, there are 848 firms that fall under the category of 
    Communications Services, Not Elsewhere Classified. Of those, 
    approximately 775 reported annual receipts of $11 million or less and 
    qualify as small entities.12 We note that new services will 
    be permitted under the adopted designations for FSS, and we are unable 
    at this time to provide a more precise estimate of how many potential 
    small entities will be providing these services.
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        \11\ 13 CFR 121.201, Standard Industrial Classification (SIC) 
    Code 4899.
        \12\ U.S. Bureau of the Census, U.S. Department of Commerce, 
    1992 Census of Transportation, Communications, and Utilities, UC92-
    S-1, Subject Series, Establishment and Firm Size, Table 2D, 
    Employment Size of Firms, 1992, SIC Code 4899 (issued May 1995).
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        25. As described, the designations we hereby adopt will permit 
    wireless services, as broadly defined. Neither the Commission nor the 
    SBA has developed a definition of small entities applicable to wireless 
    services licensees. Therefore, the applicable definition of small 
    entity is the definition under the SBA rules applicable to 
    radiotelephone (wireless) companies. This provides that a small entity 
    is a radiotelephone company employing no more than 1,500 
    persons.13 According to the Bureau of the Census, only 
    twelve radiotelephone firms out of a total of 1,178 such firms which 
    operated during 1992 had 1,000 or more employees.14 We note 
    that new services will be permitted under the adopted designations for 
    wireless services, and we are unable at this time to provide a more 
    precise estimate of how many potential small entities will be providing 
    these services.
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        \13\ 13 CFR 121.201, SIC code 4812.
        \14\ 1992 Census, Series UC92-S-1, at Table 5, SIC code 4812.
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        26. The Commission has not yet determined or proposed how many 
    licenses will be awarded, nor will it know how many licensees will be 
    small businesses until the auction, if required, is held. Even after 
    that, the Commission will not know how many licensees will partition 
    their license areas or
    
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    disaggregate their spectrum blocks, if partitioning and disaggregation 
    are allowed. This proceeding proposes only to allocate the 3650-3700 
    MHz band to the non-Government fixed service generally. A future 
    proceeding will address service rules specifically, and we will address 
    small business concerns at that time. We invite comment on this 
    analysis.
    
    Description of Projected Reporting, Recordkeeping and Other Compliance 
    Requirements
    
        27. Rules that may apply to the licensing of these operations or 
    other operating requirements will likely be addressed in a separate 
    rule making proceeding and any reporting, recordkeeping and other 
    compliance requirements will be addressed therein.
    
    Significant Alternatives to Proposed Rules Which Minimize Significant 
    Economic Impact on Small Entities and Accomplish Stated Objectives
    
        28. No Petitions for Rulemaking were filed to initiate this 
    proceeding and there are no comments in this proceeding that suggest 
    alternatives to this proposed allocation and associated technical 
    requirements. We request comment on alternatives that might minimize 
    the amount of economic impact on small entities.
    
    Federal Rules That May Duplicate, Overlap, or Conflict With the 
    Proposed Rules
    
        29. None.
    
    List of Subjects in 47 CFR Part 2
    
        Communications equipment, reporting and recordkeeping requirements.
    
    Federal Communications Commission.
    Magalie Roman Salas,
    Secretary.
    [FR Doc. 99-837 Filed 1-13-99; 8:45 am]
    BILLING CODE 6712-01-U
    
    
    

Document Information

Published:
01/14/1999
Department:
Federal Communications Commission
Entry Type:
Proposed Rule
Action:
Proposed rule.
Document Number:
99-837
Dates:
Comments are due February 16, 1999, reply comments are due March 1, 1999.
Pages:
2462-2466 (5 pages)
Docket Numbers:
ET Docket No. 98-237, FCC 98-337
PDF File:
99-837.pdf
CFR: (1)
47 CFR 2