98-1082. Two-Way End-of-Train Telemetry Devices and Certain Passenger Train Operations  

  • [Federal Register Volume 63, Number 11 (Friday, January 16, 1998)]
    [Proposed Rules]
    [Pages 2647-2651]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-1082]
    
    
    
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    DEPARTMENT OF TRANSPORTATION
    
    Federal Railroad Administration
    
    49 CFR Part 232
    
    [FRA Docket No. PB-9, Notice No. 10]
    RIN 2130-AB22
    
    
    Two-Way End-of-Train Telemetry Devices and Certain Passenger 
    Train Operations
    
    AGENCY: Federal Railroad Administration (FRA), DOT.
    
    ACTION: Notice of proposed rulemaking.
    
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    SUMMARY: FRA proposes to revise the regulations regarding the use and 
    design of two-way end-of-train telemetry devices (two-way EOTs) to 
    specifically address certain passenger train operations where multiple 
    units of freight-type equipment, material handling cars, or express 
    cars are part of a passenger train's consist. Trains of this nature are 
    currently being operated by the National Railroad Passenger Corporation 
    (Amtrak), and swift action is necessary to clarify and address the 
    applicability of the two-way EOT requirements to these types of 
    operations.
    
    DATES: Written comments regarding this proposal must be filed no later 
    than February 2, 1998. Comments received after that date will be 
    considered to the extent possible without incurring additional expense 
    or delay.
    
    ADDRESSES: Written comments should identify the docket number and the 
    notice number and must be submitted in triplicate to the Docket Clerk, 
    Office of Chief Counsel, FRA, 400 Seventh Street, S.W., Stop 10, 
    Washington, D.C. 20590.
    
    FOR FURTHER INFORMATION CONTACT: James Wilson, Motive Power and 
    Equipment Division, Office of Safety, RRS-14, FRA, 400 Seventh Street, 
    S.W., Stop 25, Washington, D.C. 20590 (telephone 202-632-3367), or 
    Thomas Herrmann, Trial Attorney, Office of the Chief Counsel, RCC-12, 
    FRA, 400 Seventh Street, S.W., Stop 10, Washington, D.C. 20590 
    (telephone 202-632-3178).
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        On January 2, 1997, FRA published a final rule amending the 
    regulations governing train and locomotive power braking systems at 49 
    CFR part 232 to add provisions pertaining to the use and design of two-
    way end-of-train telemetry devices (two-way EOTs). See 62 FR 278. The 
    purpose of the revisions was to improve the safety of railroad 
    operations by requiring the use of two-way EOTs on a variety of freight 
    trains pursuant to 1992 legislation, and by establishing minimum 
    performance and operational standards related to the use and design of 
    the devices. See Pub. L. No. 102-365 (September 3, 1992); 49 U.S.C. 
    20141. In this document, FRA proposes to revise the regulations on two-
    way EOTs to specifically address certain passenger train operations 
    where numerous freight-type cars, material handling cars, or express 
    cars are part of a train's consist. Trains of this nature are currently 
    being operated by the National Railroad Passenger Corporation (Amtrak), 
    and prompt action is necessary to clarify and address the applicability 
    of two-way EOT requirements to these types of operations.
        The current regulations regarding two-way EOTs provide an exception 
    from the requirements for ``passenger trains with emergency brakes.'' 
    See 49 CFR 232.23(e)(9). The language used in this exception was 
    extracted in total from the statutory exception contained in the 
    statutory provisions mandating that FRA develop regulations addressing 
    the use and operation of two-way EOTs or similar technology. See 49 
    U.S.C. 20141(c)(2). A review of the legislative history reveals that 
    there was no discussion by Congress as to the precise meaning of the 
    phrase ``passenger trains with emergency brakes.'' Consequently, FRA is 
    required to effectuate Congress' intent based on the precise language 
    used in that and the other express exceptions and based on the overall 
    intent of the statutory mandate. See 49 U.S.C. 20141(c)(1)-(c)(5). 
    Furthermore, any exception contained in a specific statutory mandate 
    should be narrowly construed. See Chesapeake & Ohio Ry. v. United 
    States, 248 F. 85 (6th Cir. 1918) cert. den., 248 U.S. 580; DRG R.R. v. 
    United States, 249 F. 822 (8th Cir. 1918); United States v. ATSF Ry., 
    156 F.2d 457 (9th Cir. 1946).
        The intent of the statutory provisions related to two-way EOTs was 
    to ensure that trains operating at a speed over 30 mph or in heavy 
    grade territory were equipped with the technology to effectuate an 
    emergency application of the train's brakes starting from both the 
    front and rear of the train. The specific exceptions contained in the 
    statute were aimed at trains (i) that do not operate within the express 
    parameters or (ii) that are equipped or operated in a fashion that 
    provides the ability to effectuate an emergency brake application that 
    commences at the rear of the train without the use of a two-way EOT. 
    See 49 U.S.C. 20141(c)(1)-(c)(5). Based on the intent of the statute 
    and based upon a consistent and narrow construction of the specific 
    language used by Congress in the express exceptions, FRA believes it is 
    clear that Congress did not intend the phrase ``passenger trains with 
    emergency brakes'' to constitute a blanket exception for all passenger 
    trains. If that was Congress' intent, it would not have added the 
    qualifying phrase ``with emergency brakes.'' In FRA's view, this 
    language limits the specific statutory exception to passenger trains 
    equipped with a separate emergency brake valve in each car throughout 
    the train and, thus, to passenger trains possessing the ability to 
    effectuate an emergency application of the train's brakes from the rear 
    of the train. Therefore, passenger trains that include 
    RoadRailers, auto racks, express cars, or other similar 
    vehicles that are designed to carry freight that are placed at the rear 
    of the train, that are not equipped with emergency brake valves, would 
    not fall within the specific statutory or regulatory exception as they 
    are incapable of effectuating an emergency brake application that 
    commences at the rear of the train. Further, FRA does not believe that 
    Congress envisioned freight-type equipment being hauled at the rear of 
    passenger trains when the specific exception was included in the 
    statute.
        FRA believes that Congress intended to except only those trains 
    traditionally considered to be passenger trains, which would include 
    passenger trains containing baggage and mail cars as these have 
    consistently been considered passenger equipment with emergency brakes. 
    However, passenger trains which operate with numerous inaccessible 
    baggage or mail cars attached to the rear of the train that lack any 
    ability to effectuate an emergency brake application from the rear of 
    the train would, in FRA's view, fall outside the specific statutory and 
    regulatory exception for ``passenger trains with emergency brakes.''
        Subsequent to the issuance of the final rule and the period 
    permitted for the submission of petitions for reconsideration of the 
    rule, Amtrak raised concerns regarding the applicability of the final 
    rule to some of its passenger train operations, particularly those 
    which recently began to operate with numerous express, material 
    handling cars, or RoadRailers entrained in the consist. 
    These concerns focused on FRA's enforcement guidance provided to its 
    field inspectors, which stated that the exception for ``passenger 
    trains with emergency brakes'' was intended to apply only to trains 
    traditionally considered to be passenger trains, a category that would 
    include passenger trains containing a limited
    
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    number of baggage and mail cars at the rear of the train. This guidance 
    was based on the reasoning provided in the preceding discussion. Amtrak 
    contended that FRA's interpretive guidance was an improper reading of 
    the statutory and regulatory exception and did not adequately consider 
    the superior braking capabilities of passenger equipment. Although FRA 
    disagrees that its guidance was improper, FRA does agree that a closer 
    examination of the applicability of the two-way EOT requirements to 
    passenger trains needed to be performed in light of the superior 
    braking ratios of passenger cars and the presence of emergency brake 
    valves on the passenger cars in mixed train consists which provide 
    certain safety assurances that are not present in traditional freight 
    operations. Consequently, FRA agrees that the mixed passenger and 
    ``express'' service currently being operated by Amtrak is unique and 
    needs to be handled separately from traditional freight operations.
        None of the consists proposed to be excepted raises any issue with 
    respect to the ability to stop on grade using the rearmost available 
    conductor's valve. The issue is the ability to stop within normal 
    signal spacing after determining that there is a blockage in the train 
    line. To gain a perspective on the stopping characteristics and safety 
    implications of the ``mixed'' passenger train operations, FRA requested 
    the Volpe National Transportation Systems Center (Volpe) to review the 
    information and procedures used by Amtrak in developing various 
    stopping distance calculations submitted to FRA. In addition, FRA 
    requested that Volpe develop and analyze its own data regarding these 
    types of ``mixed'' passenger trains. In making their calculations, both 
    Volpe and Amtrak used variables of grade; train configuration; and the 
    number, weight, and types of cars and locomotives expected to be used 
    in these types of operations. Although all of the calculations were 
    based on worse-case scenarios (e.g., the angle cock was assumed to be 
    closed just behind the last car with an accessible emergency brake 
    valve, and only friction braking--tread or disc brakes of locomotives 
    and cars--was considered available to stop the train), all stops were 
    achieved on the specified grade used in the calculation.
        In making its calculations Volpe used a MathCad program to compute 
    stopping distances. Volpe used the results of its calculations as a 
    check against the results Amtrak had produced and submitted to FRA. 
    Volpe concluded that Amtrak's procedures predicted longer (more 
    conservative) stopping distances than the approach taken by Volpe. 
    Amtrak's results were also compared to the requirements of the Amtrak 
    Communication and Signal Department, Specification S-603, Curve 8, 
    which is used to determine stopping distances for passenger equipment 
    for signal block spacing. Curve 8 values for stopping distances are 
    augmented by a factor of 25 percent to account for conditions which may 
    impair brake performance. The absolute (actual) signal block spacing on 
    the Northeast Corridor is actually greater than any of the stopping 
    distances produced by either Volpe or Amtrak in their calculations. 
    Therefore, stopping distances within established signal blocks should 
    not be a problem. The process Amtrak used was sufficiently conservative 
    so that predicted stopping distances were greater than would be 
    experienced in reality. Nevertheless, FRA has worked with Amtrak to 
    define further limitations adequate to ensure safety under identified 
    worst-case conditions, and these limitations are set forth in this 
    proposal.
    
    Need for 15-Day Comment Period
    
        As previously discussed, Amtrak currently operates a number of 
    trains that include numerous material handling cars, express cars, auto 
    racks, mail cars, and/or RoadRailer equipment. These types 
    of rolling equipment are either not equipped with emergency brake 
    valves or, if equipped with such valves, they are not accessible to any 
    member of the train crew. Amtrak expects that the operation of this 
    type of rolling equipment will continue to grow and that many of its 
    trains will eventually have a number of these vehicles in their 
    consists. As explained earlier, FRA believes that a passenger train 
    operated with this rolling equipment falls outside the statutory and 
    regulatory exception to the two-way EOT requirement for ``passenger 
    trains with emergency brakes,'' and thus, would be required under the 
    existing rules to be equipped with an operative two-way EOT or 
    alternative technology. However, FRA also recognizes the unique nature 
    of these types of ``mixed'' operations and realizes that the safety 
    assurances provided by the braking ratios and the presence of emergency 
    brake valves at various locations through much of the consist on 
    certain mixed passenger trains make requiring the use of a two-way EOT 
    unnecessary.
        As will be further clarified, FRA believes that swift action must 
    be taken with regard to the provisions proposed in this document and 
    that a lengthy comment period would be impracticable, unnecessary, and 
    contrary to the public interest. A number of freight railroads are 
    currently expressing concern and apprehension over permitting these 
    ``mixed'' passenger trains to operate over their rails in light of 
    FRA's above-mentioned interpretive guidance. In fact, at least one 
    instance has occurred in which a ``mixed'' Amtrak train was detained 
    for six hours by a freight railroad until a two-way EOT was applied 
    because the freight railroad refused to permit the train to operate 
    without the device. In addition, requiring Amtrak to acquire a number 
    of two-way EOTs and operate under the provisions of the current 
    regulatory scheme during a lengthy comment period would impose a 
    substantial and unwarranted financial and operational burden without 
    improving the safety of Amtrak operations. Furthermore, the proposals 
    contained in this document include certain restrictions on the 
    operation and make-up of certain passenger trains that are proposed for 
    exception from the two-way EOT requirements, restrictions that FRA 
    believes enhance the safety of those operations and that are not 
    currently mandated.
        The current situation mandates swift action to address both safety 
    concerns and practical operating concerns. On the one hand, Amtrak is 
    continuing to take delivery of express and other equipment and to build 
    this line of business in order to close its operating deficit and to 
    support continued intercity rail passenger service in a time of 
    declining support from the public treasury. The public's interest in 
    continued rail passenger service warrants reasonable flexibility to 
    achieve this business objective. This development has corresponded with 
    the implementation of two-way EOT requirements, rapidly complicating 
    what appeared at the outset to be a relatively straightforward issue. 
    Prior to the effective date of the rule, Amtrak had implemented a two-
    way EOT system on its AutoTrain, previously the only Amtrak train 
    operated with any significant number of unoccupied cars at the rear of 
    the train. Anticipating the need to equip other trains as the express 
    business grows, Amtrak is equipping over 100 locomotives and deploying 
    rear-end units at appropriate points along its lines where trains are 
    built. Meanwhile, Amtrak has committed to FRA to operate cars with 
    cables for head-end power transmission (such as mail and baggage cars) 
    at the front of trains where practicable given constraints on loading 
    and unloading, in order limit the number of cars to the rear of the 
    train
    
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    that are beyond the last car with an accessible emergency valve. As 
    noted above, passenger trains have historically operated with small 
    numbers of unoccupied cars at the rear and without difficulty from the 
    point of view of effective braking. However, as express service grows 
    and Amtrak builds trains responsive to that growth (a phenomenon that 
    is well underway), the danger increases that Amtrak's own internal 
    policies for use of available two-way EOT systems may not be honored in 
    the field through oversight. That is, having clear and certain Federal 
    requirements becomes essential to public safety. FRA recognizes that 
    previous interpretive guidance has been excessively narrow in relation 
    to the safety issues presented by mixed consists.
        In conclusion, FRA believes that prompt action is necessary in 
    order to alleviate and avoid the concerns noted above. Consequently, 
    FRA is issuing this NPRM with a comment period of only 15 days in order 
    to quickly address the applicability of the two-way EOT requirements to 
    ``mixed'' passenger train operations.
        FRA wishes to make clear that if no substantive adverse comments 
    are received on this proposal within the 15-day comment period, it will 
    immediately issue a final rule containing the provisions of this 
    proposal. Any comments received during this 15-day comment period will 
    be fully considered prior to the issuance of a final rule. FRA intends 
    for any final rule issued to take effect immediately upon publication. 
    FRA is now soliciting comments on this proposal and will consider those 
    comments in determining whether there is a need to amend the proposal 
    at the final rule stage. It should be noted that, FRA will continue to 
    exercise its enforcement discretion pursuant to 49 CFR part 209, 
    Appendix A, and not require strict adherence to the current 
    requirements by certain ``mixed'' passenger train operations in order 
    to prevent further confusion within the industry regarding FRA's 
    previous interpretative guidance while ensuring the continued safety of 
    such operations.
    
    Section-by-Section Analysis
    
        FRA proposes to amend Sec. 232.23 by revising paragraphs (e) and 
    (g) and by adding a new paragraph (h) to specifically address passenger 
    train operations that include using cars that do not have readily 
    accessible emergency brake valves.
        Paragraph (e) of Sec. 232.23 contains a listing of the trains that 
    are excepted from the two-way EOT requirements. FRA proposes conforming 
    changes to paragraphs (e)(8) and (e)(9). In paragraph (e)(9) FRA 
    proposes to retain the exception for passenger trains in which all of 
    the cars in the train are equipped with a readily accessible emergency 
    brake valve, as discussed in detail above.
        In paragraph (e)(10) FRA proposes an exception to the requirements 
    regarding two-way EOTs for passenger trains that operate with a car 
    placed at the rear of the train that is equipped with an emergency 
    brake valve readily accessible to a crew member in radio communication 
    with the locomotive engineer of the train. FRA intends for this 
    proposed exception to be applicable to passenger trains containing cars 
    that do have a readily accessible emergency brake valve at the rear of 
    the train. FRA believes this proposed exception is justified as it is 
    virtually identical to the exception granted to freight trains with an 
    occupied caboose (contained in paragraph (e)(3)) since it would permit 
    an emergency application of brakes to be initiated from the occupied 
    car at the rear of the passenger train.
        In paragraph (e)(11) FRA proposes to except certain passenger 
    trains that have cars placed at the rear of the train that do not have 
    readily accessible emergency brake valves. This proposed exception is 
    intended to recognize the safety of these types of trains if configured 
    and operated in accordance with the provisions of this exception. The 
    proposed exception contained in this subparagraph applies only to 
    trains of twenty-four (24) cars or fewer. Therefore, passenger trains 
    that have more than 24 cars in the consist and that do not fall within 
    the exceptions contained in subparagraphs (e)(9) or (e)(10) would be 
    required to be equipped with an operative two-way EOT device or 
    alternative technology. It should be noted that FRA intends that each 
    bogie used in RoadRailer operation be counted as a car for 
    purposes of calculating the number of cars in a passenger train 
    consist. Furthermore, FRA proposes that a locomotive that is not 
    designed to carry passengers should not be considered a car for 
    purposes of these calculations.
        Based on data and information submitted by Amtrak and reviewed by 
    Volpe and based upon Volpe's independent analysis regarding passenger 
    train braking ratios and the response of passenger train brakes, FRA 
    believes that certain ``mixed'' passenger trains can be safely operated 
    without being required to be equipped with a two-way EOT or alternative 
    technology provided certain operational and train configuration 
    restrictions are maintained. Paragraph (e)(11)(i) proposes that if the 
    total number of cars in a passenger train consist is twelve (12) or 
    fewer, a car located no less than halfway through the consist must be 
    equipped with an emergency brake valve readily accessible to a crew 
    member. For example, in a consist containing twelve (12) cars, the 
    sixth (6th) car (or a car closer to the rear) in the consist must have 
    a readily accessible emergency brake valve; likewise, in an eleven (11) 
    car consist, the sixth (6th) car (or a car closer to the rear) must 
    have a readily accessible emergency brake valve, since all half numbers 
    will be rounded up. Paragraph (e)(11)(ii) proposes that if the total 
    number of cars in a passenger train consist is from thirteen (13) to 
    twenty-four (24), a car located no less than two-thirds (\2/3\) of the 
    way through the consist (counting from the first car in the train) must 
    be equipped with an emergency brake valve readily accessible to a crew 
    member. For example, in a twenty-one (21) car consist, the fourteenth 
    (14th) car (or a car closer to the rear) must have a readily accessible 
    emergency brake valve.
        In addition to these train-configuration requirements, paragraphs 
    (e)(11)(iii) and (iv) contain certain proposed operating requirements 
    that must be followed by any passenger train operating pursuant to this 
    specific exception. Such trains would be required to have a train crew 
    member occupy the rearmost car equipped with a readily accessible 
    emergency brake valve and remain in constant radio communication with 
    the locomotive engineer whenever the train is operating over a section 
    of track with an average grade of two percent or higher over two 
    continuous miles. FRA recommends that the engineer alert the train crew 
    member approximately ten (10) minutes prior to descending the heavy 
    grade, so the crew member will be in place at the crest of the grade. 
    Furthermore, FRA proposes that the crew member not leave his or her 
    position until the locomotive engineer advises that the train has 
    traversed the grade. FRA believes that these proposed operational 
    requirements will ensure that immediate action can be taken by a member 
    of the train crew to effectuate an emergency brake application whenever 
    the train is descending a heavy grade.
        FRA proposes to amend paragraph (g) to indicate that the operating 
    limitations that will be imposed on a passenger train required to be 
    equipped with a two-way EOT that experiences an en route failure of the 
    device will be
    
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    contained in paragraph (h). It should be noted that FRA intends that 
    the criteria contained paragraph (g) to determine when a loss of 
    communication between the front and rear units will be considered an en 
    route failure will be applicable to passenger train operations.
        Paragraph (h) contains the operational limitations and restrictions 
    that are proposed to be placed on passenger trains that experience en 
    route failures of two-way EOTs. Due to the time-sensitive nature of 
    passenger operations, FRA believes that placing a speed restriction on 
    these trains would not be the most effective method of handling en 
    route failures of a device. Rather, FRA believes that other operating 
    restrictions can be imposed to ensure the safety of these trains. FRA 
    believes that in order to realize the benefits of a two-way EOT as 
    contemplated by Congress, the device must be operative when the train 
    descends a heavy grade. Therefore, FRA proposes that if a passenger 
    train is required to be equipped with an operable device, it shall not 
    be permitted to descend an average grade of two percent or more for two 
    continuous miles until an operable device is installed or an 
    alternative method of initiating an emergency brake application from 
    the rear of the train is achieved. However, FRA further proposes that 
    passenger trains that develop an en route failure of the two-way EOT 
    may continue to operate over track that is not in heavy grade territory 
    as long as a crew member occupies the rearmost car with a readily 
    accessible emergency brake valve and remains in constant radio 
    communication with the locomotive engineer. FRA also believes that 
    since the train no longer has the safety assurances provided by a two-
    way EOT, the engineer must periodically test the braking 
    characteristics of the train by making running brake tests. If the 
    engineer suspects the brakes are not functioning properly, immediate 
    action shall be taken to bring the train to a stop until corrections 
    can be made. FRA also proposes that all en route failures of the 
    devices must be corrected either at the next location where the 
    necessary repairs can be made or at the next location where a required 
    brake test of the train is to be conducted, whichever point the train 
    arrives at first.
    
    Regulatory Impact
    
    Executive Order 12866 and DOT Regulatory Policies and Procedures
    
        This proposal has been evaluated in accordance with existing 
    policies and procedures. Because the requirements contained in this 
    proposal clarify the applicability of the two-way EOT regulations to a 
    specific segment of the industry and generally reduce the regulatory 
    burden on these operators, FRA has concluded that this NPRM does not 
    constitute a significant rule under either Executive Order 12866 or 
    DOT's policies and procedures.
    
    Regulatory Flexibility Act
    
        The Regulatory Flexibility Act of 1980 (5 U.S.C. 601 et seq.) 
    requires a review of rules to assess their impact on small entities. 
    FRA certifies that this proposal does not have a significant impact on 
    a substantial number of small entities. Because the requirements 
    contained in this proposal clarify the applicability of the two-way EOT 
    regulations to a specific segment of the industry and generally reduce 
    the regulatory burden on these operators, FRA has concluded that there 
    are no substantial economic impacts for small units of government, 
    businesses, or other organizations.
    
    Paperwork Reduction Act
    
        This proposal does not change any information collection 
    requirements.
    
    Environmental Impact
    
        FRA has evaluated this proposal in accordance with its procedures 
    for ensuring full consideration of the potential environmental impacts 
    of FRA actions, as required by the National Environmental Policy Act 
    (42 U.S.C. 4321 et seq.), other environmental statutes, Executive 
    Orders, and DOT Order 5610.1c. It has been determined that this 
    proposal does not have any effect on the quality of the environment.
    
    Federalism Implications
    
        This proposal does not have a substantial effect on the States, on 
    the relationship between the national government on the States, or on 
    the distribution of power and responsibilities among the various levels 
    of government. Thus, in accordance with Executive Order 12612, 
    preparation of a Federalism Assessment is not warranted.
    
    Request for Public Comments
    
        FRA proposes to revise part 232 regarding two-way EOTs as set forth 
    below. FRA is contemplating eventually moving the two-way EOT 
    requirements related to passenger train operations to proposed part 238 
    containing the Passenger Equipment Safety Standards and would 
    potentially seek the consultation of the working group currently 
    involved with finalizing those standards on the issues addressed in 
    this proposal. Consequently, FRA solicits comments on all aspects of 
    this proposal whether through written submissions, participation in the 
    passenger equipment working group, or both.
    
    List of Subjects in 49 CFR Part 232
    
        Penalties, Railroad power brakes, Railroad safety, Two-way end-of-
    train devices.
    
    The Proposal
    
        In consideration of the foregoing, FRA proposes to amend part 232, 
    title 49, Code of Federal Regulations to read as follows:
    
    PART 232--RAILROAD POWER BRAKES AND DRAWBARS
    
        1. The authority citation for part 232 is revised to read as 
    follows:
    
        Authority: 49 U.S.C. 20102, 20103, 20107, 20108, 20110-20112, 
    20114, 20133, 20141, 20301-20304, 20701-20703, 21301, 21302, 21304, 
    and 21311; and 49 CFR 1.49 (c), (g), and (m).
    
        2. Section 232.23 is amended by revising paragraphs (e) 
    introductory text, (e)(8), and (e)(9); adding a new sentence to the 
    beginning of the introductory text of paragraph (g) and adding and 
    reserving paragraph (g)(2); and adding new paragraphs (e)(10), (e)(11), 
    and (h) to read as follows:
    
    
    Sec. 232.23  Operations requiring use of two-way end-of-train devices; 
    prohibition on purchase of nonconforming devices.
    
    * * * * *
        (e) The following types of trains are excepted from the requirement 
    for the use of a two-way end-of-train device:
    * * * * *
        (8) Trains that operate exclusively on track that is not part of 
    the general railroad system;
        (9) Passenger trains in which all of the cars in the train are 
    equipped with an emergency brake valve readily accessible to a crew 
    member;
        (10) Passenger trains that have a car at the rear of the train, 
    readily accessible to one or more crew members in radio contact with 
    the engineer, that is equipped with an emergency brake valve readily 
    accessible to such a crew member; and
        (11) Passenger trains that have twenty-four (24) or fewer cars (not 
    including locomotives) in the consist and that are equipped and 
    operated in accordance with the following:
        (i) If the total number of cars in a passenger train consist is 
    twelve (12) or fewer, a car located no less than halfway through the 
    consist (counting from the first car in the train) must be equipped 
    with an emergency brake valve readily accessible to a crew member;
        (ii) If the total number of cars in a passenger train consist is 
    thirteen (13) to
    
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    twenty-four (24), a car located no less than two-thirds (\2/3\) of the 
    way through the consist (counting from the first car in the train) must 
    be equipped with an emergency brake valve readily accessible to a crew 
    member;
        (iii) Prior to descending a section of track with an average grade 
    of two percent or greater over a distance of two continuous miles, the 
    engineer of the train shall communicate with the conductor, to ensure 
    that a member of the crew with a working two-way radio is stationed in 
    the car with the rearmost readily accessible emergency brake valve on 
    the train when the train begins its descent; and
        (iv) While the train is descending a section of track with an 
    average grade of two percent or greater over a distance of two 
    continuous miles, a member of the train crew shall occupy the car that 
    contains the rearmost readily accessible emergency brake valve on the 
    train and be in constant radio communication with the locomotive 
    engineer. The crew member shall remain in this car until the train has 
    completely traversed the heavy grade.
    * * * * *
        (g) Except on passenger trains required to be equipped with a two-
    way end-of-train device (which are provided for in paragraph (h) of 
    this section), en route failures of a two-way end-of-train device shall 
    be handled in accordance with this paragraph. * * *
    * * * * *
        (2) [Reserved]
        (h) A passenger train required to be equipped with a two-way end-
    of-train device that develops an en route failure of the device (as 
    explained in paragraph (g) of this section) shall be operated in 
    accordance with the following:
        (1) The train shall not operate over a section of track with an 
    average grade of two percent or greater over a distance of two 
    continuous miles until an operable two-way end-of-train device is 
    installed on the train;
        (2) A member of the train crew will be immediately positioned in 
    the car which contains the rearmost readily accessible emergency brake 
    valve on the train and shall be equipped with an operable two-way radio 
    that communicates with the locomotive engineer;
        (3) The locomotive engineer shall periodically make running tests 
    of the train's air brakes until the failure is corrected; and
        (4) Each en route failure shall be corrected at the next location 
    where the necessary repairs can be conducted or at the next location 
    where a required brake test is to be performed, whichever is reached 
    first.
        3. Appendix A to Part 232, ``Schedule of Civil Penalties,'' is 
    amended by revising the heading of the entry for Sec. 232.23 and 
    revising the entry for Sec. 232.23(g) and adding an entry for 
    Sec. 232.23(h), to read as follows:
    
    Appendix--A to Part 232--Schedule of Civil Penalties
    
    * * * * *
    
    ------------------------------------------------------------------------
                                                                   Willful  
                        Section                      Violation    violation 
    ------------------------------------------------------------------------
                                                                            
    *                  *                  *                  *              
                     *                  *                    *              
    232.23 Operating standards:                                             
                                                                            
    *                  *                  *                  *              
                     *                  *                    *              
      (g) En route failure, freight...............        5,000        7,500
      (h) En route failure, passenger.............        5,000        7,500
                                                                            
    *                  *                  *                  *              
                     *                  *                    *              
    ------------------------------------------------------------------------
    
        Issued in Washington, DC, on January 12, 1998.
    Jolene M. Molitoris,
    Administrator.
    [FR Doc. 98-1082 Filed 1-15-98; 8:45 am]
    BILLING CODE 4901-06-P
    
    
    

Document Information

Published:
01/16/1998
Department:
Federal Railroad Administration
Entry Type:
Proposed Rule
Action:
Notice of proposed rulemaking.
Document Number:
98-1082
Dates:
Written comments regarding this proposal must be filed no later than February 2, 1998. Comments received after that date will be considered to the extent possible without incurring additional expense or delay.
Pages:
2647-2651 (5 pages)
Docket Numbers:
FRA Docket No. PB-9, Notice No. 10
RINs:
2130-AB22: Two-Way End-of-Train Telemetry Devices and Certain Passenger Train Operations
RIN Links:
https://www.federalregister.gov/regulations/2130-AB22/two-way-end-of-train-telemetry-devices-and-certain-passenger-train-operations
PDF File:
98-1082.pdf
CFR: (2)
49 CFR 232.23(h)
49 CFR 232.23