2023-00639. Cadre Horizon Fund, Inc., et al.  

  • Start Preamble January 10, 2023.

    AGENCY:

    Securities and Exchange Commission (“Commission” or “SEC”).

    ACTION:

    Notice.

    Notice of an application under section 6(c) of the Investment Company Act of 1940 (the “Act”) for an exemption from sections 18(a)(2), 18(c) and 18(i) of the Act, pursuant to sections 6(c) and 23(c) of the Act for certain exemptions from rule 23c-3 under the Act, and pursuant to section 17(d) of the Act and rule 17d-1 under the Act.

    Summary of Application: Applicants request an order to permit certain registered closed-end management investment companies to issue multiple classes of shares and to impose asset-based service and distribution fees, and early withdrawal charges.

    Applicants: Cadre Horizon Fund, Inc., CCV, LLC, and RealCadre LLC.

    Filing Dates: The application was filed on November 29, 2022.

    Hearing or Notification of Hearing: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing on any application by emailing the SEC's Secretary at Secretarys-Office@sec.gov and serving the Applicants with a copy of the request by email, if an email address is listed for the relevant Applicant below, or personally or by mail, if a physical address is listed for the relevant Applicant below. Hearing requests should be received by the Commission by 5:30 p.m. on, February 6, 2023, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to rule 0-5 under the Act, hearing requests should state the nature of the writer's interest, any fact bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission's Secretary at Secretarys-Office@sec.gov.

    ADDRESSES:

    The Commission: Secretarys-Office@sec.gov. Applicants: Benjamin Wells, bwells@stblaw.com.

    Start Further Info

    FOR FURTHER INFORMATION CONTACT:

    Jennifer O. Palmer, Senior Counsel, or Terri G. Jordan, Branch Chief, at (202) 551-6825 (Division of Investment Management, Chief Counsel's Office).

    End Further Info End Preamble Start Supplemental Information Start Printed Page 2688

    SUPPLEMENTARY INFORMATION:

    For Applicants' representations, legal analysis, and conditions, please refer to Applicants' application, dated November 29, 2022, which may be obtained via the Commission's website by searching for the file number at the top of this document, or for an Applicant using the Company name search field, on the SEC's EDGAR system. The SEC's EDGAR system may be searched at http://www.sec.gov/​edgar/​searchedgar/​legacy/​companysearch.html. You may also call the SEC's Public Reference Room at (202) 551-8090.

    Start Signature

    For the Commission, by the Division of Investment Management, under delegated authority.

    Sherry R. Haywood,

    Assistant Secretary.

    End Signature End Supplemental Information

    [FR Doc. 2023-00639 Filed 1-13-23; 8:45 am]

    BILLING CODE 8011-01-P

Document Information

Published:
01/17/2023
Department:
Securities and Exchange Commission
Entry Type:
Notice
Action:
Notice.
Document Number:
2023-00639
Dates:
The application was filed on November 29, 2022.
Pages:
2687-2688 (2 pages)
Docket Numbers:
Investment Company Act Release No. 34801, File No. 812-15412
PDF File:
2023-00639.pdf