95-1043. The Secretary of the Interior's Standards for Historic Preservation Projects  

  • [Federal Register Volume 60, Number 11 (Wednesday, January 18, 1995)]
    [Proposed Rules]
    [Pages 3599-3601]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-1043]
    
    
    
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    DEPARTMENT OF THE INTERIOR
    
    National Park Service
    
    36 CFR Part 68
    
    RIN 1024-AC24
    
    
    The Secretary of the Interior's Standards for Historic 
    Preservation Projects
    
    AGENCY: National Park Service, Interior.
    
    ACTION: Proposed rule.
    
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    SUMMARY: The National Park Service (NPS) proposes to revise 36 CFR part 
    68, The Secretary of the Interior's Standards for Historic Preservation 
    Projects. Published in 1978, the standards apply to all proposed grant-
    in-aid projects assisted through the National Historic Preservation 
    Fund, focusing primarily on development projects involving buildings. 
    Seven approaches to project work are defined in that document: 
    Acquisition, protection, stabilization, preservation, rehabilitation, 
    restoration, and reconstruction. Those standards are organized with 
    general standards that apply to all historic preservation grant-in-aid 
    projects, and specific standards that apply to specific grant-in aid 
    projects, as appropriate. This proposed revision reduces the work 
    approaches from seven to four: preservation, rehabilitation, 
    restoration, and reconstruction. The total number of standards is 
    subsequently reduced from 77 to 34; the acquisition section is deleted; 
    and protection and stabilization are consolidated under preservation. 
    In addition, the citation referencing the Tax Reform Act of 1976 is 
    deleted.
        The revised Standards apply to all properties defined in the 
    National Register of Historic Places: buildings, structures, sites, 
    landscapes, objects, and districts. The goal of revision is to reduce 
    the part in length, sharpen it in format and language and, in 
    consequence, make it easier to understand and apply. Because of their 
    broader application to all cultural property types, the revised 
    standards are titled, ``The Secretary of the Interior's Standards for 
    the Treatment of Historic Properties''. However, the philosophy of the 
    revised standards remains unchanged and is consistent with existing 
    historic preservation authorities.
    
    DATES: Written comments will be accepted through March 20, 1995.
    
    ADDRESSES: Comments should be addressed to: Chief, Preservation 
    Assistance Division, P.O. Box 37127, Washington, DC 20013-7127.
    
    FOR FURTHER INFORMATION CONTACT: Kay Weeks, (202) 343-9593.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        The Secretary of the Interior's Standards for Historic Preservation 
    Projects were codified December 7, 1978, at 36 CFR part 1207 (43 FR 
    57250), and redesignated at 36 CFR part 68 on July 1, 1981 (46 FR 
    34329). These Standards are applied to all proposed grant-in-aid 
    projects assisted through the National Historic Preservation Fund 
    (HPF). They have focused primarily on acquisition and development 
    projects for buildings listed in the National Register of Historic 
    Places.
        The NPS is proposing to revise 36 CFR part 68, The Secretary of the 
    Interior's Standards for Historic Preservation Projects, and replace it 
    with broader standards to include all cultural property types. The 
    proposed revision changes the title of the part to ``The Secretary of 
    the Interior's Standards for the Treatment of Historic Properties''. 
    Revisions to the existing Standards began in 1990 in conjunction with 
    the National Conference of State Historic Preservation Officers, 
    National Trust for Historic Preservation, and a number of other outside 
    organizations. Standards have been evolving over time, with the 
    majority of the concepts proposed here having been practiced 
    successfully in field application. These practices are now being 
    proposed as revisions to codified standards and are, in several ways, 
    broader in approach and, most important, easier to use.
        First, they may be applied to all historic resource types, 
    including buildings, sites, landscapes, structures, objects, and 
    districts.
        Second, they eliminate the general and specific standards format, 
    which tended to create a lengthy rule that was also confusing. In the 
    existing rule, eight general standards apply to every project, even 
    though the goals of work differ dramatically. In addition, specific 
    standards apply to specific types of projects, thus acknowledging the 
    differences in work approaches, but resulting in a total of 77 
    standards. The revised standards remedy organizational problems that 
    had existed in the earlier standards and create a clearer document for 
    the user. For example, the definitions of the different treatments are 
    expanded to assist selection of the most appropriate one; Sec. 68.4(a) 
    relating to acquisition has been deleted because it is not a treatment; 
    and protection and stabilization are consolidated under a single 
    preservation treatment rather than being cited separately. As a result, 
    the total number of treatments has been reduced from seven to four. 
    [[Page 3600]] 
        Third, the total number of standards has been reduced from 77 to 
    34, and the distinctions between the four treatments have been 
    clarified in the standards themselves. Preservation focuses on the 
    maintenance and repair of existing historic materials and retention of 
    a property's form as it has evolved over time. Rehabilitation 
    acknowledges the need to alter or add to a historic property to meet 
    continuing or changing uses while retaining the property's historic 
    character. Restoration is undertaken to depict a property at a 
    particular period of time in its history, while removing evidence of 
    other periods. Reconstruction recreates vanished or non-surviving 
    portions of a property, generally for interpretive purposes.
        In summary, the simplification and sharpened focus of these revised 
    sets of treatment Standards is intended to assist users in making sound 
    historic preservation decisions. It should be noted that a slightly 
    modified version of the Standards for Rehabilitation was codified in 36 
    CFR part 67, and focuses on ``certified historic structures'' as 
    defined by the IRS Code of 1986. These regulations are used in the 
    Preservation Tax Incentives Program. Part 67 of 36 CFR should continue 
    to be used when property owners are seeking certification for Federal 
    tax benefits.
    
    Public Participation
    
        The policy of the National Park Service is, whenever practicable, 
    to afford the public an opportunity to participate in the rulemaking 
    process. Accordingly, interested persons may submit written comments 
    regarding this proposed rule to the address noted at the beginning of 
    this rulemaking.
    
    Drafting Information
    
        The primary authors of this proposed rule are Kay D. Weeks, 
    Technical Writer-Editor, Preservation Assistance Division, and H. Ward 
    Jandl, Deputy Chief, Preservation Assistance Division.
    
    Paperwork Reduction Act
    
        This rulemaking does not contain information collection 
    requirements that require approval by the Office of Management and 
    Budget under 44 U.S.C. 3501 et seq.
    
    Compliance With Other Laws
    
        The NPS has determined that this proposed rulemaking will not have 
    a significant effect on the quality of the human environment, health 
    and safety because it is not expected to:
        (a) Increase public use to the extent of compromising the nature 
    and character of the area or causing physical damage to it;
        (b) Introduce noncompatible uses which might compromise the nature 
    and characteristics of the area, or cause physical damage to it;
        (c) Conflict with adjacent ownerships or land uses; or
        (d) Cause a nuisance to adjacent owners or occupants.
        Based on this determination, this proposed rulemaking is 
    categorically excluded from the procedural requirements of the National 
    Environmental Policy Act (NEPA) by Departmental guidelines in 516 DM 6, 
    (49 FR 21438). As such, neither an Environmental Assessment nor an 
    Environmental Impact Statement has been prepared.
        This rule was not subject to Office of Management and Budget (OMB) 
    review under Executive Order 12866.
    
    List of Subjects in 36 CFR Part 68
    
        Historic preservation.
    
        In consideration of the foregoing, 36 CFR part 68 is proposed to be 
    revised to read as follows:
    
    PART 68--THE SECRETARY OF THE INTERIOR'S STANDARDS FOR THE 
    TREATMENT OF HISTORIC PROPERTIES
    
    Sec.
    68.1  Intent.
    68.2  Definitions.
    68.3  Standards.
    
        Authority: The National Historic Preservation Act of 1966, as 
    amended (16 U.S.C. 470 et seq.); EO 11593, 3 CFR 75 (1971); sec. 2 
    of Reorganization Plan No. 3 of 1950 (64 Stat. 1262).
    
    
    Sec. 68.1  Intent.
    
        The intent of this part is to set forth standards for the treatment 
    of historic properties containing standards for preservation, 
    rehabilitation, restoration, and reconstruction. These standards apply 
    to all proposed grant-in-aid development projects assisted through the 
    National Historic Preservation Fund.
    
    
    Sec. 68.2  Definitions.
    
        The standards for the treatment of historic properties will be used 
    by the National Park Service and State historic preservation officers 
    and their staff members in planning, undertaking, and supervising 
    grant-assisted projects for preservation, rehabilitation, restoration, 
    and reconstruction. For the purposes of this part:
        (a) Preservation means the act or process of applying measures 
    necessary to sustain the existing form, integrity, and materials of an 
    historic property. Work, including preliminary measures to protect and 
    stabilize the property, generally focuses upon the ongoing maintenance 
    and repair of historic materials and features rather than extensive 
    replacement and new construction. New exterior additions are not within 
    the scope of this treatment; however, the limited and sensitive 
    upgrading of mechanical, electrical, and plumbing systems and other 
    code-required work to make properties functional is appropriate within 
    a preservation project.
        (b) Rehabilitation means the act or process of making possible an 
    efficient compatible use for a property through repair, alterations, 
    and additions while preserving those portions or features which convey 
    its historical, cultural, or architectural values.
        (c) Restoration means the act or process of accurately depicting 
    the form, features, and character of a property as it appeared at a 
    particular period of time by means of the removal of features from 
    other periods in its history and reconstruction of missing features 
    from the restoration period. The limited and sensitive upgrading of 
    mechanical, electrical, and plumbing systems and other code-required 
    work to make properties functional is appropriate within a restoration 
    project.
        (d) Reconstruction means the act or process of depicting, by means 
    of new construction, the form, features, and detailing of a non-
    surviving site, landscape, building, structure, or object for the 
    purpose of replicating its appearance at a specific period of time and 
    in its historic location.
    
    
    Sec. 68.3   Standards.
    
        One set of standards--preservation, rehabilitation, restoration, or 
    reconstruction--will apply to a property undergoing treatment, 
    depending upon the property's significance, existing physical 
    condition, the extent of documentation available, and interpretive 
    goals, when applicable. The Standards will be applied taking into 
    consideration the economic and technical feasibility of each project.
        (a) Preservation. (1) A property will be used as it was 
    historically, or be given a new use that maximizes the retention of 
    distinctive materials, features, spaces, and spatial relationships. 
    Where a treatment and use have not been identified, a property will be 
    protected and, if necessary, stabilized until additional work may be 
    undertaken.
        (2) The historic character of a property will be retained and 
    preserved. The replacement of intact or repairable historic materials 
    or alteration of features, spaces, and spatial 
    [[Page 3601]] relationships that characterize a property will be 
    avoided.
        (3) Each property will be recognized as a physical record of its 
    time, place, and use. Work needed to stabilize, consolidate, and 
    conserve existing historic materials and features will be physically 
    and visually compatible, identifiable upon close inspection, and 
    properly documented for future research.
        (4) Changes to a property that have acquired historic significance 
    in their own right will be retained and preserved.
        (5) Distinctive materials, features, finishes, and construction 
    techniques or examples of craftsmanship that characterize a property 
    will be preserved.
        (6) The existing condition of historic features will be evaluated 
    to determine the appropriate level of intervention needed. Where the 
    severity of deterioration requires repair or limited replacement of a 
    distinctive feature, the new material will match the old in 
    composition, design, color, and texture.
        (7) Chemical or physical treatments, if appropriate, will be 
    undertaken using the gentlest means possible. Treatments that cause 
    damage to historic materials will not be used.
        (8) Archeological resources shall be protected and preserved in 
    place. If such resources must be disturbed, mitigation measures shall 
    be undertaken.
        (b) Rehabilitation. (1) A property will be used as it was 
    historically or be given a new use that requires minimal change to its 
    distinctive materials, features, spaces, and spatial relationships.
        (2) The historic character of a property will be retained and 
    preserved. The removal of distinctive materials or alteration of 
    features, spaces, and spatial relationships that characterize a 
    property will be avoided.
        (3) Each property shall be recognized as a physical record of its 
    time, place, and use. Changes that create a false sense of historical 
    development, such as adding conjectural features or elements from other 
    historic properties, shall not be undertaken.
        (4) Changes to a property that have acquired historic significance 
    in their own right shall be retained and preserved.
        (5) Distinctive materials, features, finishes, and construction 
    techniques or examples of craftsmanship that characterize a property 
    shall be preserved.
        (6) Deteriorated historic features will be repaired rather than 
    replaced. Where the severity of deterioration requires replacement of a 
    distinctive feature, the new feature will match the old in design, 
    color, texture, and, where possible, materials. Replacement of missing 
    features will be substantiated by documentary and physical evidence.
        (7) Chemical or physical treatments, if appropriate, will be 
    undertaken using the gentlest means possible. Treatments that cause 
    damage to historic materials will not be used.
        (8) Archeological resources shall be protected and preserved in 
    place. If such resources must be disturbed, mitigation measures will be 
    undertaken.
        (9) New additions, exterior alterations, or related new 
    construction will not destroy historic materials, features, and spatial 
    relationships that characterize the property. The new work will be 
    differentiated from the old and will be compatible with the historic 
    materials, features, size, scale and proportion, and massing to protect 
    the integrity of the property and its environment.
        (10) New additions and adjacent or related new construction will be 
    undertaken in such a manner that, if removed in the future, the 
    essential form and integrity of the historic property and its 
    environment would be unimpaired.
        (c) Restoration. (1) A property will be used as it was historically 
    or be given a new use that interprets the property and its restoration 
    period.
        (2) Materials and features from the restoration period will be 
    retained and preserved. The removal of materials or alteration of 
    features, spaces, and spatial relationships that characterize the 
    period will be not be undertaken.
        (3) Each property will be recognized as a physical record of its 
    time, place, and use. Work needed to stabilize, consolidate and 
    conserve materials and features from the restoration period will be 
    physically and visually compatible, identifiable upon close inspection, 
    and properly documented for future research.
        (4) Materials, features, spaces, and finishes that characterize 
    other historical periods will be documented prior to their alteration 
    or removal.
        (5) Distinctive materials, features, finishes, and construction 
    techniques or examples of craftsmanship that characterize the 
    restoration period will be preserved.
        (6) Deteriorated features from the restoration period will be 
    repaired rather than replaced. Where the severity of deterioration 
    requires replacement of a distinctive feature, the new feature will 
    match the old in design, color, texture, and, where possible, 
    materials.
        (7) Replacement of missing features from the restoration period 
    will be substantiated by documentary and physical evidence. A false 
    sense of history will not be created by adding conjectural features, 
    features from other properties, or by combining features that never 
    existed together historically.
        (8) Chemical or physical treatments, if appropriate, will be 
    undertaken using the gentlest means possible. Treatments that cause 
    damage to historic materials will not be used.
        (9) Archeological resources affected by a project will be protected 
    and preserved in place. If such resources must be disturbed, mitigation 
    measures will be undertaken.
        (10) Designs that were never executed historically will not be 
    constructed.
        (d) Reconstruction. (1) Reconstruction will be used to depict 
    vanished or non-surviving portions of a property when documentary and 
    physical evidence is available to permit accurate reconstruction with 
    minimal conjecture, and such reconstruction is essential to the public 
    understanding of the property.
        (2) Reconstruction of a landscape, building, structure, or object 
    in its historic location will be preceded by a thorough archeological 
    investigation to identify and evaluate those features and artifacts 
    that are essential to an accurate reconstruction. If such resources 
    must be disturbed, mitigation measures will be undertaken.
        (3) Reconstruction will include measures to preserve any remaining 
    historic materials, features, and spatial relationships.
        (4) Reconstruction will be based on the accurate duplication of 
    historic features and elements substantiated by documentary or physical 
    evidence rather than on conjectural designs or the availability of 
    different features from other historic properties. A reconstructed 
    property will re-create the appearance of the non-surviving historic 
    property in materials, design, color, and texture.
        (5) A reconstruction will be clearly identified as a contemporary 
    re-creation.
        (6) Designs that were never executed historically will not be 
    constructed.
    
        Dated: November 9, 1994.
    George T. Frampton, Jr.,
    Assistant Secretary for Fish and Wildlife and Parks.
    [FR Doc. 95-1043 Filed 1-17-95; 8:45 am]
    BILLING CODE 4310-70-P
    
    

Document Information

Published:
01/18/1995
Department:
National Park Service
Entry Type:
Proposed Rule
Action:
Proposed rule.
Document Number:
95-1043
Dates:
Written comments will be accepted through March 20, 1995.
Pages:
3599-3601 (3 pages)
RINs:
1024-AC24
PDF File:
95-1043.pdf
CFR: (3)
36 CFR 68.1
36 CFR 68.2
36 CFR 68.3