97-64. Northeast Nuclear Energy Company, Millstone Nuclear Power Station, Unit 1; Issuance of Partial Director's Decision Under 10 CFR 2.206  

  • [Federal Register Volume 62, Number 2 (Friday, January 3, 1997)]
    [Notices]
    [Pages 424-429]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-64]
    
    
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    NUCLEAR REGULATORY COMMISSION
    
    [Docket No. 50-245]
    
    
    Northeast Nuclear Energy Company, Millstone Nuclear Power 
    Station, Unit 1; Issuance of Partial Director's Decision Under 10 CFR 
    2.206
    
        Notice is hereby given that the Acting Director, Office of Nuclear 
    Reactor Regulation, has issued a Partial Director's Decision with 
    regard to a Petition dated August 21, 1995, and supplemented on August 
    28, 1995, submitted by Mr. George Galatis and We the People, Inc. (the 
    Petitioners), requesting action under 10 CFR 2.206. The Petition 
    pertains to Millstone Nuclear Power Station, Unit 1, operated by 
    Northeast Nuclear Energy Company (Licensee).
        The Petitioners requested that the NRC (1) suspend the license for 
    the Millstone Unit 1 facility for a period of 60 days after the unit is 
    brought into compliance with the license and the design basis; (2) 
    revoke the operating license until the facility is in full compliance 
    with the terms and conditions of its license; (3) perform a detailed 
    independent analysis of the offsite dose consequences of the total loss 
    of spent fuel pool water; and (4) take enforcement action pursuant to 
    10 CFR 50.5 and 50.9. As bases for their requests, the Petitioners 
    raised the following three issues: (1) The Licensee has knowingly, 
    willingly, and flagrantly operated Millstone Unit 1 in violation of 
    License Amendments Nos. 39 and 40; (2) License Amendments Nos. 39 and 
    40 for Millstone Unit 1 are based on material false statements made by 
    the Licensee in documents submitted to the NRC; and (3) the license 
    amendment proposed in a letter dated July 28, 1995, should be denied 
    and the Licensee should be required to operate in full conformance with 
    License Amendment No. 40. Issue 3 was determined to be a request for a 
    licensing action and so was beyond the scope of 10 CFR 2.206.
        The Acting Director of the Office of Nuclear Reactor Regulation has 
    partially granted Requests 1, 2, and 3 of the Petition. The reasons for 
    this decision are explained in the ``Partial Director's Decision 
    Pursuant to 10 CFR 2.206'' (DD-96-23), the complete text of which 
    follows this notice. With regard to Petitioner's Request 4, the NRC 
    staff activities are not yet complete. A Final Director's Decision will 
    be issued upon completion of NRC activities in this area.
        A copy of this Partial Director's Decision will be available for 
    public inspection at the Commission's Public Document Room, the Gelman 
    Building, 2120 L Street, NW., Washington, D.C., and at the local public 
    document room located at the Learning Resources Center, Three Rivers 
    Community-Technical College, 574 New London Turnpike, Norwich, 
    Connecticut, and at the temporary local public document room located at 
    the Waterford Library, ATTN: Vince Juliano, 49 Rope Ferry Road, 
    Waterford, Connecticut.
        A copy of this Partial Director's Decision has been filed with the 
    Secretary of the Commission for review in accordance with 10 CFR 
    2.206(c) of the Commission's regulations. This Decision will become the 
    final action of the Commission (for Petitioners' requests dispositioned 
    in this Partial Director's Decision) 25 days after the date of issuance 
    unless the Commission, on its own motion, institutes review of the 
    Decision within that time.
    
        Dated at Rockville, Maryland, this 26th day of December 1996.
    
    
    [[Page 425]]
    
    
        For the Nuclear Regulatory Commission.
    Frank J. Miraglia, Jr.,
    Acting Director, Office of Nuclear Reactor Regulation.
    
    Partial Director's Decision Under 10 CFR 2.206
    
    I. Introduction
    
        On August 21, 1995, Mr. George Galatis and We the People, Inc. 
    (Petitioners), filed a Petition with the Executive Director for 
    Operations of the U.S. Nuclear Regulatory Commission (NRC) pursuant to 
    Section 2.206 of Title 10 of the Code of Federal Regulations (10 CFR 
    2.206). A supplement to the Petition was submitted on August 28, 1995. 
    These two submittals will hereinafter be referred to as the 
    ``Petition.''
        The Petition raised three issues regarding the Millstone Nuclear 
    Power Station, Unit 1 (Millstone Unit 1), operated by Northeast Nuclear 
    Energy Company (NNECO or Licensee). First, Petitioners asserted that 
    the Licensee has knowingly, willingly, and flagrantly operated 
    Millstone Unit 1 in violation of License Amendments Nos. 39 and 40. 
    Specifically, Petitioners assert that NNECO has offloaded more fuel 
    assemblies into the Millstone Unit 1 spent fuel pool (SFP) during 
    refueling outages than permitted under these license amendments. 
    Second, Petitioners asserted that License Amendments Nos. 39 and 40 for 
    Millstone Unit 1 are based on material false statements made by the 
    Licensee in documents submitted to the NRC. Third, the license 
    amendment proposed by the Licensee in a letter dated July 28, 1995, 
    regarding offloading of the entire core of spent fuel assemblies at 
    Millstone Unit 1 should be denied and the Licensee should be required 
    to operate in full conformance with License Amendment No. 40.
        On the basis of these assertions, the Petitioners requested that 
    the NRC institute a proceeding under 10 CFR 2.202 to suspend the 
    license for the Millstone Unit 1 facility for a period of 60 days after 
    the unit is brought into compliance with the license and the design 
    basis and to revoke the operating license for the Millstone Unit 1 
    facility until it is in full compliance with the terms and conditions 
    of its license. Petitioners also requested that before reinstatement of 
    the license, a detailed independent analysis of the offsite dose 
    consequences of the total loss of SFP water be conducted and that the 
    NRC take enforcement action against NNECO pursuant to 10 CFR 50.5 and 
    50.9. Finally, Petitioners requested that the license amendment sought 
    by NNECO be denied.
        By letter dated October 26, 1995, the NRC informed the Petitioners 
    that the Petition had been referred to the Office of Nuclear Reactor 
    Regulation pursuant to 10 CFR 2.206 of the Commission's regulations for 
    preparation of a response. The NRC also informed the Petitioners that 
    the NRC staff would take appropriate action within a reasonable time 
    regarding the specific concerns raised in the Petition. Additionally, 
    the Petitioners were informed that their request with regard to issues 
    associated with the requested license amendment (i.e., Petitioners' 
    third issue) was not within the scope of 10 CFR 2.206 and thus was not 
    appropriate for consideration under 10 CFR 2.206. See Pacific Gas and 
    Electric Co. (Diablo Canyon Nuclear Power Plant, Units 1 and 2), CLI-
    81-6, 13 NRC 443 (1981).1 Therefore, this issue will not be 
    addressed in this or any subsequent Director's Decision.
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        \1\ Petitioners' concerns related to the license amendment were 
    considered by the NRC staff during the license amendment review 
    process. A license amendment was issued by the NRC staff on November 
    9, 1995. A number of petitioners, including We the People, Inc., 
    sought to intervene in the license amendment proceeding. Two 
    petitioners, including We the People, Inc., were found to have 
    standing to intervene and were admitted to the proceeding subject to 
    the filing of at least one admissible contention. Based upon 
    confirmation by counsel for these petitioners that no contention 
    would be filed, the Atomic Safety and Licensing Board terminated the 
    proceeding on April 15, 1996.
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        Petitioners' supplement of August 28, 1995, provided additional 
    information. A portion of the Petitioners' supplemental letter of 
    August 28, 1995, contained assertions relating to the third issue. 
    Specifically, regarding Millstone Unit 3, the Petitioners asserted that 
    there is a material false statement in a submission used to support a 
    previous license amendment and that there is an unanalyzed condition in 
    the Updated Final Safety Analysis Report (UFSAR) with regard to system 
    piping not being analyzed for the full-core offload normal end-of-cycle 
    event. Also, with regard to Seabrook Station Unit 1, Petitioners 
    asserted that there are Technical Specification violations related to 
    criticality analysis and gaps in Boraflex material. As the third issue 
    is outside the scope of 10 CFR 2.206, these assertions will not be 
    addressed in this or subsequent Director's Decisions. However, the 
    staff is reviewing these assertions and the staff's findings will be 
    forwarded to the Petitioners by separate correspondence.
        Petitioners' supplemental letter also provided additional 
    information on the first issue. Specifically, the Petitioners asserted 
    that the licensees for Millstone Units 2 and 3 and Seabrook Unit 1 also 
    performed full-core offloads in violation of their licenses. These 
    assertions will be addressed in this Partial Director's Decision.
        Petitioners' issues 1 and 2 assert wrongdoing on the part of the 
    Licensee. The NRC staff has not yet completed its review of possible 
    wrongdoing on the part of the Licensee and will address this issue in a 
    subsequent Director's Decision.
        The NRC staff has, however, completed its technical assessment of 
    core offloading practices at Millstone Units 1, 2, and 3 and Seabrook 
    Unit 1 and these areas are discussed below. As explained below, the NRC 
    staff has taken actions that, in part, address the Petitioners' 
    requests.
    
    II. Discussion
    
    A. Requests To Revoke and Suspend the Operating License for Millstone 
    Unit 1
        The Petitioners based their requests on their issues that the 
    Licensee has knowingly, willingly, and flagrantly operated Millstone 
    Unit 1 in violation of License Amendments Nos. 39 and 40 and that 
    License Amendments Nos. 39 and 40 for Millstone Unit 1 are based on 
    material false statements. Specifically, the Petitioners stated that 
    the Licensee conducted full-core offloads as a routine practice when 
    its licensing basis analyses assumed one-third core offloads as the 
    normal refueling practice. In their August 28 supplemental letter, the 
    Petitioners asserted that the licensees for Millstone Units 2 and 3 and 
    Seabrook Unit 1 also performed full-core offloads in violation of their 
    licenses. The Petitioners further contend that the Licensee's actions 
    subjected the public to an unacceptable risk. As previously noted, the 
    wrongdoing aspects of the Licensee's actions will not be addressed in 
    this Director's Decision. However, the technical aspects associated 
    with core offloading practices will be addressed in the following 
    paragraphs. For perspective, the NRC staff's conclusions are prefaced 
    by an abbreviated history of this issue.
        On October 18, 1993, the Licensee issued Licensee Event Report 
    (LER) 93-11. The LER stated that the Licensee had made inappropriate 
    assumptions in the analysis that was performed in support of License 
    Amendment No. 40 for Millstone Unit 1. Specifically, the normal 
    refueling analysis assumed a one-third core offload when Unit 1 
    routinely performed full-core refueling offloads. Following issuance of 
    LER 93-11, the Licensee conducted refueling
    
    [[Page 426]]
    
    outage (RFO) 14 in 1994. The Licensee used a waiting period between the 
    one-third core offload and the full-core offload during RFO 14 to 
    ensure that the SFP bulk temperature remained within the temperature 
    design parameters identified in LER 93-11 and the UFSAR.
        On April 22, 1994, the NRC issued Inspection Report (IR) 50-245/94-
    01, 50-336/94-01, and 50-423/94-01. The NRC staff's review of LER 93-11 
    was included in this inspection report. The NRC staff found that the 
    Licensee for Millstone Unit 1 had historically removed all of the fuel 
    assemblies to the SFP during refueling outages. The NRC staff noted 
    that this operating practice was not consistent with the spent fuel 
    analysis design-basis assumptions in the UFSAR. Therefore, the NRC 
    staff concluded that the Licensee had failed to maintain spent fuel 
    analysis design assumptions in plant operating practices. However, 
    because the violation was a Licensee-identified Severity Level IV 
    violation meeting the criteria set out in Section VII.B of the NRC 
    Enforcement Policy,2 a Notice of Violation was not issued. The 
    purpose of this policy regarding NRC discretion for citing violations 
    is to encourage and support licensee initiatives for self-
    identification and correction of problems.3
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        \2\ ``General Statement of Policy and Procedure for NRC 
    Enforcement Actions,'' at that time contained in Appendix C to 10 
    CFR Part 2.
        \3\ The NRC staff, in response to Petitioners' requests, is 
    evaluating possible wrongdoing associated with this violation and 
    will reassess the appropriateness of exercising enforcement 
    discretion when the NRC staff's review is complete.
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        From July 10 through July 14, 1995, the NRC staff conducted a 
    safety inspection of several previously identified technical issues at 
    Millstone Units 1, 2, and 3, including the Licensee's refueling offload 
    practices that were reviewed previously. The results of the inspection 
    were documented in NRC IR 50-245/95-28, 50-336/95-28, and 50-423/95-28 
    issued on September 1, 1995. The staff noted that during RFOs 12, 13, 
    and 14, the Licensee performed full-core offloads at Millstone Unit 1. 
    The staff concluded that these outages may have been performed outside 
    the design basis of Millstone Unit 1. The staff also concluded that the 
    Licensee did not completely and accurately describe in its submittals 
    for License Amendments Nos. 39 and 40 the refueling activities as they 
    were actually conducted. The Licensee was routinely performing full-
    core offloads during refueling outages, but the amendment submittals 
    stated that ``normal'' refueling offloads were one-third core offloads. 
    Enforcement action associated with the staff's findings will be taken, 
    as appropriate, upon final resolution of the Petitioners' contentions 
    regarding possible wrongdoing.
        On July 28, 1995, the Licensee requested a license amendment to use 
    full-core offloads as the normal refueling practice at Millstone Unit 
    1. The Licensee proposed plant modifications to support this license 
    amendment. The staff granted the Licensee's amendment request on 
    November 9, 1995. The NRC's approval of the Licensee's request was 
    based on design changes, procedure revisions, and enhanced 
    administrative controls that did not exist during prior refueling 
    activities. In the cover letter forwarding the granted license 
    amendment, the staff noted that NNECO's design and operational 
    practices for full-core offloads were more conservative than NRC 
    recommendations and industry standards.
        On November 4, 1995, the Licensee shut down Millstone Unit 1 for 
    the planned 50-day RFO 15. The Licensee for Millstone Unit 1 has not 
    yet restarted the plant from this shutdown.
        In part, in response to the concerns the Petitioners raised, from 
    October 24 to November 10, 1995, the NRC staff performed an inspection 
    at Millstone Unit 1 to ensure the Licensee's planned refueling 
    operation would be done safely and in accordance with its license, 
    design basis, and plant procedures. The inspection was continued from 
    March 4 to 14, 1996. The results of this Millstone Unit 1 inspection 
    were documented in NRC IR 50-245/95-82, issued July 10, 1996. The NRC 
    staff concluded that the Licensee could safely offload fuel for RFO 15. 
    However, the inspection identified design control questions related to 
    the SFP cooling system. Consequently, the staff concluded that 
    additional Licensee efforts were needed to identify and correct 
    deficiencies related to the Licensee's SFP cooling systems and their 
    operation. Two areas of concern involved the Licensee's failure (1) to 
    conduct adequate safety evaluations in accordance with 10 CFR 50.59 and 
    (2) to take adequate design control measures in accordance with 
    Appendix B of 10 CFR Part 50. These items were cited as apparent 
    violations. NRC is considering enforcement action associated with the 
    staff's findings.
        At a public meeting on December 5, 1995, the NRC's Acting Inspector 
    General stated that, based on an investigation conducted by his office, 
    refueling activities at Millstone Unit 1 may not have been conducted 
    consistent with the Millstone Unit 1 UFSAR.4
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        \4\ The results of the investigation were documented on December 
    21, 1995, in Office of Inspector General Event Inquiry, ``NRC 
    Failure to Adequately Regulate--Millstone Unit 1,'' Case No. 95-77I.
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        On December 13, 1995, pursuant to 10 CFR 50.54(f), the NRC required 
    that NNECO provide the NRC with additional information to describe the 
    actions taken to ensure that future operation of Millstone Unit 1 will 
    be conducted in accordance with the terms and conditions of the 
    Millstone Unit 1 operating license, the Commission's regulations, and 
    the Millstone Unit 1 UFSAR. NRC concerns related to past refueling 
    activities at Millstone Unit 1 were a major impetus for this request. 
    The December 13, 1995, letter required this information to be submitted 
    before the plant's restart.
        In January 1996, the NRC placed the Millstone facility on NRC's 
    ``Watch List'' as a Category 2 facility. Plants in this category have 
    been identified as having weaknesses that warrant increased NRC 
    attention. The NRC staff based its actions on the numerous problems 
    identified by both the NRC and the Licensee and the repeated failure of 
    the Licensee's corrective action programs to prevent recurrence of 
    these problems.
        On February 20, 1996, the Licensee shut down Millstone Unit 2 when 
    both trains of the high-pressure safety injection (HPSI) system were 
    declared inoperable due to the potential to clog the HPSI discharge 
    throttle valves during the recirculation phase following a loss-of-
    coolant accident. The Licensee for Millstone Unit 2 has not yet 
    restarted the plant from this shutdown.
        On February 22, 1996, the Licensee issued ``ACR 7007--Event 
    Response Team Report,'' which describes the underlying causes for 
    numerous inaccuracies contained in Millstone Unit 1's UFSAR. The 7007 
    Report also acknowledged that because of the nature of the identified 
    causes, the potential existed for the presence of similar configuration 
    management problems at the Haddam Neck Plant and Millstone Units 2 and 
    3. In response to the 7007 Report and on the basis the NRC's own 
    inspections of Millstone Unit 2 indicating problems such as those 
    described in the 7007 Report, the NRC issued a letter on March 7, 1996, 
    to NNECO, pursuant to 10 CFR 50.54(f), requiring that the type of 
    information requested for Millstone Unit 1 on December 13, 1995, also 
    be provided for Millstone Unit 2. This information had to be submitted 
    before the plant's restart. In addition, although the NRC's
    
    [[Page 427]]
    
    inspection history did not indicate that similar problems existed at 
    Millstone Unit 3 and Haddam Neck Plant, the NRC issued a separate 
    letter on March 7, 1996, pursuant to 10 CFR 50.54(f) requiring the 
    Licensee to address the applicability of the conclusions of the 7007 
    Report to these plants.
        Following the March 7 letters, the NRC conducted a special 
    inspection at Millstone Unit 3 that identified design and other 
    deficiencies similar to those reported in the 7007 Report. On March 30, 
    1996, the Licensee for Millstone Unit 3 shut down the plant after it 
    was determined that containment isolation valves for the auxiliary 
    feedwater turbine-driven pump were inoperable because the valves did 
    not meet NRC requirements. The Licensee for Millstone Unit 3 has not 
    yet restarted the plant from this shutdown.
        In a letter dated April 4, 1996, to the Licensee pursuant to 10 CFR 
    50.54(f), the NRC stated that an NRC special inspection team found 
    programmatic issues and design deficiencies at Millstone Unit 3 that 
    were similar to those at Millstone Units 1 and 2. Thus, by this letter, 
    the NRC required information for Millstone Unit 3 that was similar to 
    that previously required for Millstone Units 1 and 2. This information 
    had to be submitted before the plant's restart.
        On April 8, 1996, the NRC staff held the informal public hearing 
    that the Petitioners requested. Information gained at this hearing was 
    considered in the preparation of this Partial Director's Decision and 
    will be considered in the preparation of the Final Director's Decision.
        On May 21, 1996, pursuant to 10 CFR 50.54(f), the NRC issued a 
    letter to the Licensee requiring specific information regarding design 
    and configuration deficiencies identified at each of the Millstone 
    units, as well as a detailed description of the Licensee's plans for 
    completion of the work required to respond to the NRC's previous 
    letters.
        By letters dated June 20 and July 2, 1996, the Licensee responded 
    to the NRC's letter of May 21, 1996. In its letters, the Licensee 
    informed the NRC that Millstone Unit 3 would be the first Millstone 
    unit that the Licensee planned to restart. The Licensee also described 
    its configuration management plan (CMP) that is intended to provide 
    reasonable assurance that the future operation of Millstone Unit 3 will 
    be conducted in accordance with its design basis.
        In June 1996, at the direction of the Commission, the staff 
    informed the Licensee that the Millstone facility had been designated a 
    ``Watch List'' Category 3 facility. Plants in this category have been 
    identified as having significant weaknesses that warrant keeping the 
    plant shut down until the licensee can demonstrate to the NRC that 
    adequate programs have been established and implemented to ensure 
    substantial improvement in the plant. This designation also requires 
    the NRC staff to obtain the Commission's approval before restart of the 
    facility.
        During an August 12, 1996, meeting with the Licensee, the staff 
    informed the Licensee that the NRC staff believed NNECO should 
    establish an independent corrective action verification program to 
    provide additional assurance that the Licensee has effectively 
    corrected its configuration management problems at all Millstone units. 
    The NRC concluded that the Licensee's CMP was not sufficient to ensure 
    the correction of the problems noted at the Millstone units, given the 
    Licensee's history of poor performance in ensuring complete 
    implementation of the corrective action for both known degraded and 
    non-conforming conditions and past violations of NRC requirements.
        In response to the staff's comments in the August 12 meeting, in a 
    letter dated August 13, 1996, the Licensee submitted its plan for 
    conducting an independent review of the results of the Licensee's CMP 
    regarding establishment of adequate design bases and design controls.
        On August 14, 1996, the NRC issued a Confirmatory Order 
    Establishing an Independent Corrective Action Verification Program 
    (Effective Immediately) for Millstone Units 1, 2, and 3 (ICAVP Order). 
    The NRC issued the order because of the Licensee's history of poor 
    performance in ensuring complete implementation of corrective actions 
    for both known degraded and non-conforming conditions and past 
    violations of NRC requirements. In addition, the magnitude and scope of 
    the design and configuration deficiencies identified at the Millstone 
    units indicated ineffective implementation of oversight programs, 
    including the NRC-approved quality assurance program. Thus, the NRC 
    ordered the Licensee to obtain the services of an organization 
    independent of the Licensee and its design contractors to conduct a 
    multi-disciplinary review of Millstone Units 1, 2, and 3. The ICAVP is 
    to provide independent verification that for the selected systems, the 
    Licensee's CMP has identified and resolved existing problems, 
    documented licensing and design bases, and established programs, 
    processes, and procedures for effective configuration management in the 
    future.
        Additionally, on the basis, in part, of the UFSAR compliance 
    deficiencies found at Millstone Units 1, 2, and 3, on October 9, 1996, 
    pursuant to 10 CFR 50.54(f), the NRC issued letters to all operating 
    reactor licensees. The letters required licensees to submit information 
    to provide confidence and assurance that licensees are operating and 
    maintaining their plants within the design bases and that any design-
    bases deviations are reconciled in a timely manner. Specifically, the 
    NRC staff required licensees to describe their configuration management 
    processes, provide their rationale for concluding that the design-bases 
    requirements have been translated into procedures, provide their 
    rationale for concluding that the plant configuration and performance 
    are consistent with the design-bases, describe their processes for 
    identifying and correcting design-bases problems, and provide their 
    assessment of the effectiveness of their current programs.
        On the basis of its review and inspections of the Millstone Unit 1 
    SFP issues, the NRC staff has concluded that the design of the SFP and 
    related systems at Millstone Unit 1 was adequate to protect public 
    health and safety during full-core offloads.5 The staff concluded 
    that the probability of reaching boiling conditions in the SFP when 
    there has been a full-core offload would be low.
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        \5\ Based on its inspection and Licensee submittals, the NRC 
    staff has identified some instances when the Licensee prematurely 
    performed full-core offloads at Millstone Unit 1. Although the 
    safety significance of these offloads was low, there is a regulatory 
    concern associated with this practice and the NRC staff is 
    considering enforcement action with regard to it.
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        At Millstone Unit 1, the systems that have an SFP cooling 
    capability (i.e., SFP cooling system (SFPCS) and shutdown cooling 
    system (SDCS)) are designed to receive power from two separate and 
    independent emergency buses that can receive power from either of two 
    onsite power supplies following a loss of normal power. The 
    independence of the systems reduces the probability of an event capable 
    of causing a sustained loss of SFP cooling. Assuming the SFP cooling 
    function is lost, despite this feature, there would be a substantial 
    period of time available in which to restore cooling before boiling 
    occurs because of the large volume of water in the SFP and the reactor 
    cavity during refueling outages. In the unlikely event that boiling 
    occurs, the adverse safety impact of a boiling SFP is relatively low 
    because the safety systems subject to adverse environmental conditions 
    from
    
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    SFP boiling would not have a necessary function when irradiated fuel 
    has been transferred from the reactor vessel to the SFP. The water lost 
    because of boiling can be replaced by the condensate system, which is a 
    seismic Category I safety-related makeup source, or from the fire 
    protection system.
        In addition to the design features previously discussed, to support 
    its license amendment request of July 28, 1995, to conduct full-core 
    offloads as the normal refueling practice at Millstone Unit 1, the 
    Licensee further upgraded its SFP cooling capability by installing a 
    cross-connect between the SDCS and the SFPCS. This modification 
    provided a redundant train of shutdown cooling for use during full-core 
    offloads.
        The Petitioners' supplemental letter of August 28, 1995, contained 
    three allegations regarding core offloading practices at other 
    facilities. The Petitioners noted that the allegations were given to 
    Mr. Galatis and that he had no firsthand knowledge of the veracity of 
    the allegations and did not, himself, allege the conditions exist or 
    existed. However, Mr. Galatis contended that, considering the source, 
    the allegations would appear to have substantial merit. These 
    allegations are addressed in the following paragraphs.
        The Petitioners asserted that at Millstone Unit 2, the Licensee 
    engaged in violations of its Technical Specifications by offloading 
    more than one-third of the core into the SFP during normal end-of-cycle 
    refueling outages.
        On the basis of the NRC staff's review of Licensee documentation, 
    the NRC staff found that the Licensee routinely, with justified 
    exceptions, conducted one-third core offloads for the Millstone Unit 2 
    refueling outages in accordance with its licensing basis.
        The Petitioners asserted that at Millstone Unit 3, the Licensee 
    also engaged in full-core offloads during normal refueling outages in 
    violation of the applicable license amendment.
        The staff found that License Amendment No. 60, dated March 31, 
    1991, was the applicable license amendment for current SFP storage 
    issues. The Licensee requested this amendment in a letter dated 
    November 30, 1990. In this letter, the Licensee stated that, although 
    the design basis had assumed that normal refueling outages would use 
    partial-core offloads, for Millstone Unit 3, a full-core discharge is 
    the actual normal refueling practice. The design-bases analyses limited 
    the allowed number of full-core discharges to six for the 40-year life 
    of the plant. The Licensee stated that, if it decides to continue 
    offloading a full-core as a normal event, the design basis would be 
    changed before it exceeded the design-basis limit of six full-core 
    offloads. The staff did not object to the Licensee's use of full-core 
    offloads when License Amendment No. 60 was issued.
        The staff notes that the practice at Millstone Unit 3 is 
    inconsistent with the original design-basis assumptions regarding 
    normal RFO offloads. As was the case with Millstone Unit 1, the 
    Licensee was routinely performing full-core RFO offloads when the 
    design basis assumed partial-core offloads would be the normal RFO 
    offload. Since the plant was analyzed for at least six full-core 
    offloads and the Licensee has not exceeded this number of full-core 
    offloads, the safety significance of this issue is low. The staff, on a 
    generic basis, is considering the appropriate actions for licensees 
    that have been conducting full-core offloads as their routine refueling 
    practice when their design-basis assumptions for normal fuel offloads 
    were based on partial RFO offloads. The staff will take appropriate 
    action for Millstone Unit 3 once it makes this generic determination.
        The Petitioners asserted that Seabrook Unit 1, which is operated by 
    the North Atlantic Energy Service Corporation, was also operated in 
    violation of the terms of its operating license by discharging the 
    full-core to the SFP during routine refueling outages.
        The NRC staff found that all RFOs at Seabrook Unit 1 have involved 
    discharge of the entire core to the SFP. Neither the Seabrook Unit 1 
    operating license nor the plant Technical Specifications contain a 
    limit on the fraction of the core that may be discharged to the SFP 
    during refueling. The UFSAR originally did not state which type of 
    offload would be performed routinely. However, the UFSAR did contain 
    heat load assumptions. Before the first two RFO offloads, the Licensee 
    verified that these assumptions would not be exceeded during the RFO. 
    Before the third refueling outage, under the provisions of 10 CFR 
    50.59, the UFSAR was revised to explicitly state that full-core 
    discharge is routinely performed as part of a normal refueling. On the 
    basis of its review, the staff found that the Licensee for Seabrook 
    Unit 1 has conducted its core offloads in accordance with the 
    facility's design basis.
        The Petitioners requested suspension and revocation of the 
    operating license for Millstone Unit 1. As previously discussed, the 
    relative safety significance of the full-core offloads performed at 
    Millstone Unit 1 is low. However, all three Millstone units have been 
    found to have significant design-basis deficiencies. The NRC has issued 
    letters to NNECO for each Millstone facility requiring that certain 
    information pertaining to actions taken to address design configuration 
    issues be submitted to the NRC and requesting its submittal before the 
    restart of the facilities. Additionally, the NRC has issued the ICAVP 
    Order to the Licensee requiring an independent verification of its 
    broad configuration management corrective actions before restarting of 
    any Millstone units.
        These actions taken by the NRC are relevant to the issues raised by 
    the Petitioners regarding adherence by the Licensee to its licensing 
    basis. Further, the actions taken are much broader than those requested 
    by Petitioners in that Petitioners' requests were limited to the SFP 
    design basis at Millstone Unit 1. Thus, the NRC's actions to date 
    constitute a partial grant of the Petitioners' requests regarding 
    suspension and revocation of the operating license for Millstone Unit 
    1.
    B. Request to Perform a Detailed Independent Analysis of the Offsite 
    Dose Consequences of the Total Loss of Spent Fuel Pool Water
        The risk of accidents in spent fuel storage pools beyond the design 
    basis was examined in WASH-1400.6 In this study, it was concluded 
    that the risks associated with the spent fuel are orders of magnitude 
    below those involving the reactor core because of the simplicity of the 
    SFP.
    ---------------------------------------------------------------------------
    
        \6\ U.S. Nuclear Regulatory Commission (USNRC), ``Reactor Safety 
    Study--An Assessment of Accident Risk in U.S. Commercial Nuclear 
    Power Plants,'' WASH-1400, October 1975.
    ---------------------------------------------------------------------------
    
        This issue was reexamined in the late 1980s because (1) spent fuel 
    was being stored onsite instead of being reprocessed and (2) some 
    laboratory studies provided evidence of the possibility of fire 
    propagation between assemblies stored in an air-cooled environment. The 
    dose estimate portions of the study were performed by the Brookhaven 
    National Laboratory. The results of this reexamination were published 
    in NUREG-1353.7 The NRC staff concluded that SFP accidents beyond 
    the design basis did not warrant additional regulatory action because 
    of the large inherent safety margins in the design and construction of 
    the SFP.
    ---------------------------------------------------------------------------
    
        \7\ U.S. Nuclear Regulatory Commission (USNRC), ``Regulatory 
    Analysis for the Resolution of Generic Issue 82, `Beyond Design 
    Basis Accidents in Spent Fuel Pools,' '' NUREG-1353, April 1989.
    ---------------------------------------------------------------------------
    
        Additionally, because of SFP safety questions that were first 
    reported to the NRC staff in November 1992 by two engineers who 
    formerly worked under contract for the Pennsylvania Power & Light 
    Company, the NRC again revisited
    
    [[Page 429]]
    
    this issue. The principal safety concern the staff reviewed involved 
    the potential for a sustained loss of SFP cooling and the potential for 
    a substantial loss of spent fuel coolant inventory that could expose 
    irradiated fuel.8
    ---------------------------------------------------------------------------
    
        \8\ ``Task Action Plan for Spent Fuel Storage Pool Safety.''
    ---------------------------------------------------------------------------
    
        The NRC staff completed its work under the task action plan in July 
    1996. The staff forwarded the results of its review to the Commission 
    on July 26, 1996.9 In the report, the staff concluded that 
    existing SFP structures, systems, and components provide adequate 
    protection for public health and safety. Protection is provided by 
    several layers of defense involving accident prevention (e.g., quality 
    controls on design, construction, and operation), accident mitigation 
    (e.g., multiple cooling systems and multiple makeup water paths), 
    radiation protection, and emergency preparedness. The staff has 
    reviewed and approved design features addressing each of these areas 
    for spent fuel storage for each operating reactor. In addition, the 
    limited risk analyses available for spent fuel storage suggest that 
    current design features and operational constraints cause issues 
    related to SFP storage to be a small fraction of the overall risk 
    associated with an operating light-water reactor.
    ---------------------------------------------------------------------------
    
        \9\ Memorandum to the Commission from J. Taylor, ``Resolution of 
    Spent Fuel Storage Pool Action Plan Issues,'' dated July 26, 1996.
    ---------------------------------------------------------------------------
    
        The NRC's actions to date in evaluating SFP accidents beyond the 
    design basis constitute a partial grant of the Petitioners' request to 
    perform analyses of such accidents.
    C. Request for Enforcement Action Pursuant to 10 CFR 50.5 and 50.9
        The NRC staff is still considering the Petitioners' assertions that 
    the Licensee knowingly, willfully, and flagrantly operated Millstone 
    Unit 1 in violation of License Amendments Nos. 39 and 40 and submitted 
    material false statements to obtain License Amendments Nos. 39 and 40, 
    which will be addressed in a subsequent Director's Decision.
    
    III. Conclusion
    
        The staff has completed its technical review of the full-core 
    offload issue at Millstone Units 1, 2, and 3, and Seabrook Unit 1. The 
    staff has concluded that Millstone Unit 1 could safely offload a full 
    core. The staff also found that Millstone Unit 3 and Seabrook Unit 1 
    could safely offload full cores. Additionally, the staff found that 
    Millstone Unit 2 was not routinely performing full-core offloads as 
    asserted by the Petitioners. However, the staff followup of spent fuel 
    pool issues raised by the Petitioners led, in part, to the 
    identification of a broad spectrum of configuration management concerns 
    that must be corrected before the restart of any Millstone unit.
        The three Millstone units are currently shut down and the NRC staff 
    has issued a Confirmatory Order establishing an ICAVP for each 
    Millstone unit to ensure that the plant's physical and functional 
    characteristics are in conformance with its licensing and design basis. 
    The ICAVP shall be performed and completed for each unit, to the 
    satisfaction of the NRC, before restart of any unit. To this extent, 
    Petitioners' requests for suspension and revocation of the Millstone 
    Unit 1 operating license are granted. In addition, the staff has 
    evaluated spent fuel accidents beyond the design bases and, to this 
    extent, Petitioners' request to perform analyses of such accidents is 
    granted.
        A copy of this Partial Director's Decision will be placed in the 
    Commission's Public Document Room, the Gelman Building, 2120 L Street, 
    NW., Washington, D.C., and at the local public document room located at 
    the Learning Resources Center, Three Rivers Community-Technical 
    College, 574 New London Turnpike, Norwich, Connecticut, and at the 
    temporary local public document room located at the Waterford Library, 
    ATTN: Vince Juliano, 49 Rope Ferry Road, Waterford, Connecticut.
        A copy of this Partial Director's Decision will also be filed with 
    the Secretary of the Commission for review in accordance with 10 CFR 
    2.206(c) of the Commission's regulations. This Partial Decision will 
    become the final action of the Commission (for Petitioners' requests 1, 
    2, and 3) 25 days after its issuance, unless the Commission, on its own 
    motion, institutes review of the Decision within that time.
    
        Dated at Rockville, Maryland, this 26th day of December 1996.
    
        For the Nuclear Regulatory Commission.
    Frank J. Miraglia, Jr.,
    Acting Director, Office of Nuclear Reactor Regulation.
    [FR Doc. 97-64 Filed 1-2-97; 8:45 am]
    BILLING CODE 7590-01-P
    
    
    

Document Information

Published:
01/03/1997
Department:
Nuclear Regulatory Commission
Entry Type:
Notice
Document Number:
97-64
Pages:
424-429 (6 pages)
Docket Numbers:
Docket No. 50-245
PDF File:
97-64.pdf