98-34784. National Research Initiative Competitive Grants Program Fiscal Year 1999: Amendment of Solicitation of Applications and Request for Input  

  • [Federal Register Volume 64, Number 1 (Monday, January 4, 1999)]
    [Notices]
    [Pages 326-329]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-34784]
    
    
    
    [[Page 325]]
    
    _______________________________________________________________________
    
    Part VI
    
    
    
    
    
    Department of Agriculture
    
    
    
    
    
    _______________________________________________________________________
    
    
    
    Cooperative State Research, Education, and Extension Service
    
    
    
    _______________________________________________________________________
    
    
    
    National Research Initiative Competitive Grants Program Fiscal Year 
    1999: Amendment of Solicitation of Applications and Request for Input; 
    Notice
    
    Federal Register / Vol. 64, No. 1 / Monday, January 4, 1999 / 
    Notices
    
    [[Page 326]]
    
    
    -----------------------------------------------------------------------
    
    
    DEPARTMENT OF AGRICULTURE
    
    Cooperative State Research, Education, and Extension Service
    
    
    National Research Initiative Competitive Grants Program Fiscal 
    Year 1999: Amendment of Solicitation of Applications and Request for 
    Input
    
    AGENCY: Cooperative State Research, Education, and Extension Service, 
    USDA.
    
    ACTION: Notice of Amendment of Solicitation of Applications Fiscal Year 
    1999 National Research Initiative Competitive Grants Program and 
    Request for Input.
    
    -----------------------------------------------------------------------
    
    SUMMARY: This notice amends the fiscal year (FY) 1999 Solicitation of 
    Applications for competitive grant awards in agricultural, forest, and 
    related environmental sciences under the National Research Initiative 
    (NRI) Competitive Grants Program published at 63 FR 46110, August 28, 
    1998. This amendment replaces the estimated amounts of funds available 
    in each research program area with the actual amounts available and 
    imposes a lower indirect cost ceiling in accordance with subsequent 
    legislation. This amendment also adds a new research program area and 
    new topics within two previously published research program areas. By 
    this notice, the Cooperative State Research, Education, and Extension 
    Service (CSREES) additionally solicits stakeholder input from any 
    interested party regarding the FY 1999 NRI solicitation of applications 
    for use in the development of the next request for proposals for this 
    program.
    
    DATES: This amendment does not alter the original deadlines for receipt 
    of proposals as set forth previously in this solicitation of 
    applications as published on August 28, 1998 (63 FR 46110). Proposals 
    submitted in response to the amended research topics for animal genome 
    and genetic mechanisms and for agricultural systems must be postmarked 
    by February 15, 1999. Proposals submitted in response to the new 
    research program area Epidemiological Approaches to Food Safety must be 
    postmarked by April 5, 1999. Comments regarding this solicitation of 
    applications are requested within six months from the issuance of this 
    notice. Comments received after that date will be considered to the 
    extent practicable.
        For Further Information Contact: USDA/CSREES/NRI, Stop 2241, 1400 
    Independence Ave., SW, Washington, D.C. 20250-2241. Phone: (202) 401-
    5022. E-mail: nricgp@reeusda.gov. Written comments should be submitted 
    by first-class mail to: Office of Extramural Programs; Competitive 
    Research Grants and Awards Management; USDA-CSREES; STOP 2299; 1400 
    Independence Avenue, SW; Washington, D.C. 20250-2299, or via e-mail to: 
    [email protected] In your comments, please include the name of the 
    program and the fiscal year solicitation of applications to which you 
    are responding.
    
    SUPPLEMENTARY INFORMATION:
    
    Table of Contents
    
    Stakeholder Input
    Authority and Applicable Regulations
    Conflicts of Interest
    Project Types and Eligibility Requirements
        I. Conventional Projects
        II. Agricultural Research Enhancement Awards
    Funding Categories for FY 1999
    Research Opportunities
    Application Materials
    Materials Available on Internet
    Electronic Subscription to NRI Documents
    NRI Deadline Dates
    
    Stakeholder Input
    
        CSREES is soliciting comments regarding this solicitation of 
    applications from any interested party. These comments will be 
    considered in the development of the next request for proposals for the 
    program. Such comments will be forwarded to the Secretary or his 
    designee for use in meeting the requirements of section 103(c)(2) of 
    the Agricultural Research, Extension, and Education Reform Act of 1998 
    (Pub. L. 105-185). This section requires the Secretary to solicit and 
    consider input on a current request for proposals from persons who 
    conduct or use agricultural research, education, or extension for use 
    in formulating the next request for proposals for an agricultural 
    research program funded on a competitive basis.
        In your comments, please include the name of the program and the 
    fiscal year solicitation of applications to which you are responding. 
    Comments are requested within six months from the issuance of the 
    solicitation of applications. Comments received after that date will be 
    considered to the extent practicable.
    
    Authority and Applicable Regulations
    
        The authority for this program is contained in 7 U.S.C. 450i(b). 
    Under this program, subject to the availability of funds, the Secretary 
    may award competitive research grants, for periods not to exceed five 
    years, for the support of research projects to further the programs of 
    the United States Department of Agriculture (USDA).
        Regulations applicable to this program include the following: (a) 
    the regulations governing the NRI, 7 CFR part 3411, which set forth 
    procedures to be followed when submitting grant proposals, rules 
    governing the evaluation of proposals and the awarding of grants, and 
    regulations relating to the post-award administration of grant 
    projects; (b) the USDA Uniform Administrative Requirements for Grants 
    and Agreements with Institutions of Higher-Education, Hospitals, and 
    Other Non-Profit Organizations, 7 CFR part 3019; (c) the USDA Uniform 
    Federal Assistance Regulations, 7 CFR part 3015; (d) the USDA Uniform 
    Administrative Requirements for Grants and Cooperative Agreements to 
    State and Local Governments, 7 CFR part 3016; and (e) 7 U.S.C. 3103, 
    which defines ``sustainable agriculture.''
    
    Conflicts of Interest
    
        For the purpose of determining conflicts of interest in accordance 
    with 7 CFR part 3411.12, the academic and administrative autonomy of an 
    institution shall be determined by reference to the January 1998 issue 
    of the Codebook for Compatible Statistical Reporting of Federal Support 
    to Universities, Colleges, and Nonprofit Institutions, prepared by 
    Quantum Research Corporation for the National Science Foundation. 
    Copies may be obtained from Quantum Research Corporation, 7315 
    Wisconsin Avenue, Suite 400W, Bethesda, MD 20814.
    
    Project Types and Eligibility Requirements
    
        The project types for which proposals are solicited include:
    
    I. Conventional Projects
    
        (a) Standard Research Grants: Research will be supported that is 
    fundamental or mission-linked, and that is conducted by individual 
    investigators, co-investigators within the same discipline, or 
    multidisciplinary teams. Any State agricultural experiment station, 
    college, university, other research institution or organization, 
    Federal agency, national laboratory, private organization, corporation, 
    or individual may apply. Proposals submitted by non-United States 
    organizations will not be considered for support.
        (b) Conferences: Scientific meetings that bring together scientists 
    to identify research needs, update information, or advance an area of 
    research are recognized as integral parts of research efforts. Any 
    State agricultural experiment station, college, university,
    
    [[Page 327]]
    
    other research institution or organization, Federal agency, national 
    laboratory, private organization, corporation, or individual is an 
    eligible applicant in this area. Proposals submitted by non-United 
    States organizations will not be considered for support.
    
    II. Agricultural Research Enhancement Awards
    
        To contribute to the enhancement of research capabilities in the 
    research program areas described herein, applications are solicited for 
    Agricultural Research Enhancement Awards. Such applications may be 
    submitted by any State agricultural experiment station, college, 
    university, other research institution or organization, Federal agency, 
    national laboratory, private organization, corporation, or individual; 
    however, further eligibility requirements are defined in 7 CFR part 
    3411.3(d) and restated in the FY 1999 NRI Program Description. 
    Applications submitted by non-United States organizations will not be 
    considered for support. However, United States citizens applying as 
    individuals for Postdoctoral Fellowships may perform all or part of the 
    proposed work at a non-United States organization. Agricultural 
    Research Enhancement Awards are available in the following categories:
        (a) Postdoctoral Fellowships
        (b) New Investigator Awards
        (c) Strengthening Awards: Institutions in USDA EPSCoR entities are 
    eligible for strengthening awards. For FY 1999, USDA EPSCoR states 
    consist of the following:
    
    Alaska
    Arkansas
    Connecticut
    Delaware
    Hawaii
    Idaho
    Maine
    Mississippi
    Montana
    Nevada
    New Hampshire
    New Mexico
    North Dakota
    Rhode Island
    South Carolina
    South Dakota
    Utah
    Vermont
    West Virginia
    Wyoming
    
        For FY 1999, other USDA-EPSCoR entities consist of the following:
    
    American Samoa
    District of Columbia
    Guam
    Micronesia
    Northern Marianas
    Puerto Rico
    Virgin Islands
    
        Investigators at small and mid-sized institutions (total enrollment 
    of 15,000 or less) may also be eligible for Strengthening Awards. An 
    institution in this instance is an organization that possesses a 
    significant degree of autonomy, as determined by reference to the 
    January 1998 issue of the ``Codebook for Compatible Statistical 
    Reporting of Federal Support to Universities, Colleges, and Nonprofit 
    Institutions'', prepared by Quantum Research Corporation for the 
    National Science Foundation. Copies may be obtained from Quantum 
    Research Corporation; 7315 Wisconsin Avenue; Suite 400W; Bethesda, MD 
    20814.
        Institutions which are among the top 100 universities and colleges, 
    except those in USDA EPSCoR states, are ineligible for strengthening 
    awards. The top 100 institutions excluding those in USDA EPSCoR states, 
    as listed in the table ``Federal obligations for science and 
    engineering research and development to the 100 universities and 
    colleges receiving the largest amounts, ranked by total amount 
    received, by agency: fiscal year 1996'' of the ``Survey of Federal 
    Science and Engineering Support to Universities, Colleges, and 
    Nonprofit Institutions'' (National Science Foundation, accessible 
    through the Internet at www.nsf.gov/sbe/srs/sfsucni/start.htm), are as 
    follows:
    
    Baylor College of Medicine
    Boston University
    California Institute of Technology
    Carnegie-Mellon University
    Case Western Reserve University
    Colorado State University
    Columbia University
    Cornell University
    CUNY Mount Sinai School of Medicine
    Duke University
    Emory University
    Florida State University
    Georgia Institute of Technology
    Harvard University
    Indiana University
    Iowa State University of Science and Technology
    Johns Hopkins University
    Louisiana State University (All Campuses)
    Massachusetts Institute of Technology
    Medical College of Wisconsin
    Michigan State University
    New York University
    North Carolina State University at Raleigh
    Northwestern University
    Ohio State University
    Oregon Health Sciences University
    Oregon State University
    Pennsylvania State University
    Princeton University
    Purdue University
    Rockefeller University
    Rutgers, the State University of New Jersey
    Stanford University
    State University of New York at Stony Brook
    State University of New York at Buffalo
    Texas A&M University
    Thomas Jefferson University
    Tufts University
    Tulane University
    University of Alabama Birmingham
    University of Arizona
    University of California Santa Barbara
    University of California San Francisco
    University of California Irvine
    University of California San Diego
    University of California Davis
    University of California Los Angeles
    University of California Berkeley
    University of Chicago
    University of Cincinnati
    University of Colorado
    University of Florida
    University of Georgia
    University of Illinois Urbana-Champaign
    University of Illinois Chicago
    University of Iowa
    University of Kansas
    University of Kentucky (All Campuses)
    University of Maryland Baltimore Prof Sch
    University of Maryland College Park
    University of Massachusetts Amherst
    University of Massachusetts Med Schl Worcester
    University of Medicine and Dentistry of New Jersey
    University of Miami
    University of Michigan
    University of Minnesota
    University of North Carolina Chapel Hill
    University of Pennsylvania
    University of Pittsburgh
    University of Rochester
    University of Southern California
    University of Texas at Austin
    University of Texas Health Science Center Houston
    University of Texas Health Sci. Center San Antonio
    University of Texas MD Anderson Cancer Center
    University of Texas Medical Branch Galveston
    University of Texas SW Medical Center Dallas
    University of Virginia
    University of Washington
    University of Wisconsin Madison
    Vanderbilt University
    Virginia Polytech Institute and State University
    Virginia Commonwealth University
    Wake Forest University
    Washington University
    Wayne State University
    Woods Hole Oceanographic Institute
    Yeshiva University, New York
    
        See the FY 1999 NRI Program Description for complete details on 
    programs and eligibility.
    
    Funding Categories for FY 1999
    
        CSREES is soliciting proposals, subject to the availability of 
    funds, for support of high priority research of importance to 
    agriculture, forestry, and related environmental sciences, in the 
    following research categories with the available funding:
    
    [[Page 328]]
    
         Natural Resources and the Environment ($19,177,982).
         Nutrition, Food Quality, and Health ($14,947,581).
         Plant Systems ($38,255,800).
         Animal Systems ($27,076,707).
         Markets, Trade, and Policy ($4,304,510).
         New Products and Processes ($7,670,370).
        Support for research opportunities listed below may be derived from 
    one or more of the above funding categories based on the nature of the 
    scientific topic to be supported.
        Pursuant to 7 U.S.C. 450i(b)(10), no less than 10 percent ($11.1M) 
    of the available funds listed above will be made available for 
    Agricultural Research Enhancement Awards (excluding New Investigator 
    Awards), and no more than 2 percent ($2.2M) of the available funds 
    listed above will be made available for equipment grants. Further, no 
    less than 30 percent ($33.4M) of the funds listed above shall be made 
    available for grants for research to be conducted by multidisciplinary 
    teams, and no less than 40 percent ($44.6M) of the funds listed above 
    shall be made available for grants for mission-linked systems research.
        Pursuant to section 711 of the Agriculture, Rural Development, Food 
    and Drug Administration, and Related Agencies Appropriations Act for 
    Fiscal Year 1999, (section 101(a) of Pub. L. No. 105-277), CSREES is 
    prohibited from paying indirect costs exceeding 14 per centum of the 
    total Federal funds provided under each award on competitively awarded 
    research grants.
        Research Opportunities: In addition to those published in the 
    Federal Register August 28, 1998, (63 FR 46110) CSREES is soliciting 
    proposals, for support of high priority research of importance to 
    agriculture, forestry, and related environmental sciences, in the 
    following Research Program areas:
        Epidemiological Approaches for Food Safety: Deadline date: April 5, 
    1999.
        Anticipated Program: Based on availability of funds, CSREES 
    anticipates a future NRICGP solicitation of applications for a United 
    States Rice Genome Sequencing Project Program, to be jointly 
    administered by USDA, the National Science Foundation and Department of 
    Energy.
        CSREES is broadening the scope of existing program areas in the 
    following manner:
        Animal Genetics and Genome: In addition to topics solicited in the 
    Federal Register announcement of August 28, 1998, (63 FR 46110) CSREES 
    encourages research proposals on Animal Genome Basic Reagents and 
    Tools. Deadline Date remains at February 15, 1999.
        Agricultural Systems: In addition to topics solicited in the 
    Federal Register announcement of August 28, 1998, (63 FR 46110) CSREES 
    encourages systems research that will impact the small or mid-sized 
    producer, land manager or land owner. Deadline date remains at February 
    15, 1999.
    
    Application Materials
    
        The FY 1999 Supplemental NRI Program Description, which contains 
    research topic descriptions, and the NRI Application Kit, which 
    contains detailed instructions on how to apply and the requisite forms, 
    are available on the NRI home page, www.reeusda.gov/nri. Paper copies 
    of these application materials may be obtained by sending an e-mail 
    with your name, complete mailing address (not e-mail address), phone 
    number, and materials that you are requesting to psb@reeusda.gov. 
    Materials will be mailed to you (not e-mailed) as quickly as possible. 
    Alternatively, paper copies may be obtained by writing or calling the 
    office indicated below.
    
    Proposal Services Unit, Office of Extramural Programs, Cooperative 
    State Research, Education, and Extension Service, U.S. Department of 
    Agriculture, STOP 2245, 1400 Independence Ave., SW, Washington, D.C. 
    20250-2245, Telephone: (202) 401-5048.
    
    Materials Available on Internet
    
        The following are among the materials available on the NRI home 
    page (www.reeusda.gov/nri).
    
    NRI Program Description
    
        This document is available for the current fiscal year, and 
    describes all of the NRI funding programs. To apply for a grant, it is 
    also necessary to obtain the NRI Application Kit.
    
    NRI Supplemental Program Description
    
        This document is available for supplemental programs or emphasis 
    areas offered for the current fiscal year. To apply for a grant, it is 
    also necessary to obtain the NRI Application Kit.
    
    NRI Application Kit
    
        This document contains guidelines for proposal preparation and the 
    requisite forms.
    
    NRI Abstracts of Funded Research
    
        The abstracts available on this searchable database are 
    nontechnical abstracts written by the principal investigator of each 
    individual grant, starting with FY 1993. Each entry also includes the 
    title, principal investigator(s), awardee institution, dollar amount, 
    and proposal number for each grant. The first two digits of the 
    proposal number indicate the fiscal year in which the proposal was 
    submitted.
    
    NRI Annual Report
    
        The NRI Annual Reports starting with FY 1995 are available. These 
    reports include descriptions of the program concept, the authorization, 
    policy, inputs to establish research needs, program execution, and 
    outcomes, including relevant statistics. Also included are examples of 
    recent research funded by the NRI.
    
    Electronic Subscription to NRI Documents
    
        The NRI mailserver will notify subscribers when publications such 
    as its Program Description or Abstracts of Funded Research are 
    available electronically on the World Wide Web. Subscribers will not 
    receive the document itself, but instead will receive an e-mail 
    containing an announcement regarding the document's availability on the 
    NRI home page.
        To subscribe:
        Send an e-mail message to: majordomo@reeusda.gov
        In the body of the message, include only the words: subscribe nri-
    epubs.
        To unsubscribe:
        Send an e-mail message to: majordomo@reeusda.gov
        In the body of the message, include only the words: unsubscribe 
    nri-epubs.
        Please note that this is not a forum. Messages, other than those 
    related to subscription, can not be posted to this address.
    
    NRI Deadline Dates
    
        The following fixed dates have been established for proposal 
    submission deadlines for this supplementary Solicitation of 
    Applications. To be considered for funding in any fiscal year, 
    proposals must be transmitted by the date listed below (as indicated by 
    postmark or date on courier bill of lading). When the deadline date 
    falls on a weekend or Federal holiday, transmission must be made by the 
    following business day.
        Programs offered in any fiscal year depend on availability of funds 
    and deadlines may be delayed due to unforeseen circumstances. Consult 
    the pertinent NRI solicitation in the Federal Register, the NRI Program 
    Description, or the NRI home page (www.reeusda.gov/nri) for up-to-date 
    information.
    
    [[Page 329]]
    
    
    
    ----------------------------------------------------------------------------------------------------------------
                 Postmarked dates               Program codes                      Program areas
    ----------------------------------------------------------------------------------------------------------------
    February 15, 1999........................            43.0  Animal Genome and Genetic Mechanisms.
                                                        100.0  Agricultural Systems.
    April 5, 1999............................            31.1  Epidemiological Approaches to Food Safety.
    ----------------------------------------------------------------------------------------------------------------
    
        Done at Washington, D.C., this 28 day of December 1998.
    Colien Hefferan,
    Acting Administrator, Cooperative State Research, Education, and 
    Extension Service.
    [FR Doc. 98-34784 Filed 12-31-98; 8:45 am]
    BILLING CODE 3410-22-P