00-165. Agency Information Collection; Activity Under OMB Review; Report of Traffic and Capacity StatisticsThe T-100 System  

  • [Federal Register Volume 65, Number 3 (Wednesday, January 5, 2000)]
    [Notices]
    [Pages 555-557]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 00-165]
    
    
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    DEPARTMENT OF TRANSPORTATION
    
    Bureau of Transportation Statistics
    
    
    Agency Information Collection; Activity Under OMB Review; Report 
    of Traffic and Capacity Statistics--The T-100 System
    
    AGENCY: Bureau of Transportation Statistics (BTS), DOT.
    
    ACTION: Notice.
    
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    SUMMARY: In compliance with the Paperwork Reduction Act of 1995, Public 
    Law 104-13, the Bureau of Transportation Statistics (BTS) invites the 
    general public, industry and other Federal Agencies to comment on the 
    continuing need for and usefulness of collecting market and segment 
    traffic statistics from U.S. and foreign air carriers.
    
    DATES: Written comments should be submitted by March 6, 2000.
    
    ADDRESSES: Comments should be directed to: Office of Airline 
    Information, K-25, Room 4125, Bureau of Transportation Statistics, 
    Department of Transportation, 400 Seventh Street, SW., Washington, DC 
    20590-0001, FAX NO. (202) 366-3383 or EMAIL bernard.stankus@bts.gov.
    
    COMMENTS: Comments should identify the OMB # 2138-0040 and submit a 
    duplicate copy to the address listed above. Commenters wishing the 
    Department to acknowledge receipt of their comments must submit with 
    those comments a self-addressed stamped postcard on which the following 
    statement is made: Comments on OMB # 2138-0040. The postcard will be 
    date/time stamped and returned to the commenter.
    
    FOR FURTHER INFORMATION CONTACT: Bernie Stankus, Office of Airline 
    Information, K-25, Bureau of Transportation Statistics, 400 Seventh 
    Street, SW., Washington, DC 20590-0001, (202) 366-4387.
    
    SUPPLEMENTARY INFORMATION:
    
    OMB Approval No. 2138-0040
    
        Title: Report of Traffic and Capacity Statistics--The T-100 System.
        Form No.: Schedule T-100 and Schedule T-100(f).
        Type of Review: Extension of a currently approved collection.
        Respondents: U.S. certificated and foreign air carriers.
        Number of Respondents: 90 U.S. certificated air carriers 176 
    foreign air carriers.
        Number of Responses: 3192.
        Estimated Time Per Response: 10 hours per U.S. carrier 1.5 hours 
    per foreign carrier.
        Total Annual Burden: 14,000 hours.
        Needs and Uses: Air services between the United States and most 
    foreign countries are governed by bilateral aviation agreements. 
    Evaluations of existing bilateral agreements and proposed changes to 
    such agreements are based on a determination of the traffic and 
    revenues between the United States and foreign countries for scheduled 
    passenger and cargo flights as well as charter services. In order to 
    determine conditions of reciprocity and the overall balance of trade, 
    DOT conducts similar analyses for countries with which the United 
    States does not have bilateral aviation agreements. Information used in 
    these analyses includes traffic volume by countries and by city-pairs 
    for passenger and cargo services and the corresponding traffic yields. 
    Data such as passenger and cargo load factors, aircraft seating 
    configurations, cargo capacities, and aircraft unit costs are also 
    used.
    
    Air Carrier Safety
    
        The Department is responsible for monitoring the safety levels and 
    continuing fitness of individual air carrier operators. These programs 
    conduct risk analysis and evaluations based on air carrier traffic and 
    capacity statistics. For instance, if a carrier is rapidly expanding 
    its operations, traffic data may indicate whether its expansion is 
    exceeding its capacity for growth. Further, Departmental decisions as 
    to the frequency and intensity of in-depth inspections are affected by 
    such activity indicators.
    
    International Routes
    
        In air carrier selection cases for limited entry international 
    routes, the competing air carriers are required to submit an operating 
    plan. To analyze a proposed operating plan, the Department uses current 
    and historical traffic and capacity data of the applicant and other air 
    carriers serving the relevant markets to determine the reliability of 
    the applicant's financial and traffic forecasts and to evaluate the 
    applicant's competing fare and service proposals.
        In a route case where an air carrier proposes ``primary service'' 
    and ``behind gateway'' service, timely and consistent data are 
    essential for the Department to respond to the procedural deadlines 
    mandated by the Airline Deregulation Act in route application 
    proceedings, such as the 150 days given to the Administrative Law Judge 
    to receive evidence, conduct a hearing, and issue a Recommended 
    Decision.
    
    International/Alaska Mail Rates
    
        The Department is responsible for establishing international and 
    intra-Alaska mail rates. Separate international mail rates are set 
    based on scheduled operations in four geographic areas: Transborder, 
    Latin America, the Atlantic, and the Pacific. The rate structure is 
    updated biannually to reflect changes in unit costs in each ratemaking 
    entity. In the rate-making process, the investment base and area cost 
    calculations use traffic and capacity data, such as enplaned tons and 
    available ton-miles, to develop the required unit cost data, as well as 
    to evaluate the reasonableness of carrier cost allocations between 
    entities.
    
    International Fares and Rates
    
        The Department is charged with establishing regulatory benchmarks 
    (zones of reasonableness) for its review of international fares and 
    rates for passenger and cargo traffic, respectively. The benchmark for 
    passenger fares is
    
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    the Standard Foreign Fare Level (SFFL) and the benchmark for cargo 
    rates is the Standard Foreign Rate Level (SFRL). Both establish levels 
    below which proposed fares or rates normally will not be suspended. 
    These standards rely upon cost and capacity data by entity (i.e., Latin 
    America, Pacific and Atlantic), and require that such data be uniform 
    among the various air carrier submissions.
    
    Review of IATA Agreements
    
        The Department reviews all of the International Air Transport 
    Association (IATA) agreements on fares, rates and rules governing 
    international air transportation to ensure that such agreements meet 
    the public interest criteria set forth in the Federal Aviation Act of 
    1958, as amended (FAAct). Current and historical summary traffic and 
    capacity data, such as revenue ton-miles and available ton-miles, by 
    type of aircraft, type of service, and length of haul are needed in 
    these analyses: (1) To develop the volume elements that are required 
    for making various passenger/cargo cost allocations, (2) to evaluate 
    fluctuations in volume of scheduled and charter services, (3) to assess 
    the competitive impact of different operations such as charter versus 
    scheduled, (4) to calculate load factors by aircraft type, and (5) to 
    monitor traffic in specific markets.
    
    Foreign Air Carriers Applications
    
        Foreign air carriers are required to submit to the Department 
    applications for operating authority to the United States. In reviewing 
    foreign air carrier applications, the Department must find that the 
    requested authority is encompassed in a bilateral aviation agreement or 
    other intergovernmental understanding, or, in the absence of such an 
    agreement or an understanding, that granting the application is 
    consistent with the public interest. In these latter cases, T-100 data 
    are used in assessing the level of benefits that carriers of the 
    applicant's homeland presently are receiving from their United States 
    operations. In addition, those benefits, coupled with the value of the 
    authority requested by the applicant carrier, are compared to the 
    benefits accruing to U.S. carriers from their operations in the 
    applicant's homeland. This assessment is critical in making the 
    necessary public interest determination.
    
    Air Carrier Fitness
    
        The Department is required to determine whether or not applicants 
    for certificate authority are fit, willing and able to conduct the 
    proposed level of service, and whether current certificate holders 
    remain fit. The requirement also applies to all established air 
    carriers that propose a substantial change in operations, or whose 
    certificates have been dormant for over one year and want to resume 
    service.
        In air carrier fitness determinations, T-100 nonstop segment and 
    on-flight market statistics are reviewed to analyze an air carrier's 
    level of traffic and capacity. Load factors (passenger and cargo) are 
    compared with those of other air carriers with similar operating 
    characteristics, and used to assess trends in the level of operations.
    
    Acquisitions and Mergers
    
        While the Justice Department has primary responsibility over air 
    carrier acquisitions and mergers, the Department reviews the transfer 
    of international routes involved in acquisitions and mergers to 
    determine if they would substantially reduce competition, or if they in 
    some other way would be inconsistent with the public interest. In 
    making these determinations, the proposed transaction's effect on 
    competition in the markets served by the affected air carriers is 
    analyzed. This analysis includes, among other things, a consideration 
    of the volume of traffic and available capacity, the flight segments 
    and origins-destinations involved, and the existence of entry barriers, 
    such as limited airport slots or gate capacity. Also included is a 
    review of the volume of traffic handled by each air carrier at specific 
    airports and in specific markets which would be affected by the 
    proposed acquisition or merger.
        The Justice Department also uses T-100 data in carrying out its 
    responsibilities relating to airline competition and consolidation.
    
    Airline Industry Status Evaluations
    
        The Department apprizes Congress, the Administration and others of 
    the effect major changes or innovations are having on the air 
    transportation industry. For this purpose, summary traffic and capacity 
    data as well as the detailed segment and market data are essential. 
    These data must be timely to be relevant for analyzing emerging issues 
    and must be based upon uniform and reliable data submissions that are 
    consistent with the Department's regulatory requirements.
    
    Safety Surveillance and Inspection/Operational Safety Analysis
    
        The FAA uses summary traffic and capacity statistics and total 
    airborne hours, broken down by air carrier, as important safety 
    indicators. The FAA uses these data in allocating inspection resources 
    and in making decisions as to increased safety surveillance. Similarly, 
    airport activity statistics are used by the FAA to develop airport 
    profiles and establish priorities for airport inspections.
    
    Safety Forecasting and Regulatory Analysis
    
        The FAA uses summary traffic, capacity and airport activity 
    statistics to prepare the air carrier traffic and operation forecasts 
    that are used in developing its budget and staffing plans, facility and 
    equipment funding levels, and environmental impact and policy studies.
    
    National Plan of Integrated Airport Systems
    
        The FAA is responsible for preparing and updating the National Plan 
    of Integrated Airport Systems (NPIAS), a 10-year planning document, 
    that forecasts the developmental needs for maintaining and upgrading 
    the national system of integrated airports. Reported air carrier 
    traffic and capacity data are used to continuously update the NPIAS for 
    system changes such as current air carrier hub transportation 
    practices. In projecting future airport service levels and the impact 
    of seasonal flight schedule adjustments on operations, the aircraft 
    types handled and services available by airport are considered.
    
    System Planning at Airports
    
        Under the Airport and Airways Improvement Act of 1982 (Pub. L. 97-
    248), the FAA is charged with administering a series of grants that are 
    designed to accomplish the necessary airport planning for future 
    development and growth. These grants are made to state, metropolitan, 
    and regional aviation authorities to fund needed airport systems 
    planning work. Individual airport activity statistics, nonstop market 
    data and service segment data are used to prepare airport activity 
    level forecasts.
    
    Airport Capacity Analysis
    
        Aircraft type operating data (the mix of aircraft at an airport) 
    are used in determining the practical annual capacity (PANCAP) at 
    airports as prescribed in FAA Advisory Circular ``Airport Capacity 
    Criteria Used in Preparing the National Airport Plan.'' The PANCAP is a 
    safety-related benchmark measure of the annual airport capacity or 
    level of operations. It is a predictive measure which indicates 
    potential capacity problems, delays, and possible airport expansion or 
    runway construction needs. If the level of
    
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    operations at an airport exceeds PANCAP significantly, the frequency 
    and length of delays will increase, with a potential concurrent risk of 
    accidents. Under this program, FAA develops ways of increasing airport 
    capacity at congested airports.
    
    Airport Improvement
    
        The Airport and Airway Improvement Act of 1982 includes a revenue 
    passenger enplanement formula that is used by the FAA to allocate 
    airport improvement program (entitlement) funds to owners of primary 
    airports. A primary airport is one which accounts for more than 0.01 
    percent of the total passengers enplaned at U.S. airports. The 
    passenger enplanement data, both summary and by airport, contained in 
    T-100, T-100(f) and the supplementary schedules are used in calculating 
    the monies due each primary airport. The T-100 System is the sole data 
    base used by FAA in determining U.S. certificated and foreign air 
    carrier enplanements.
    
    War Air Service Program
    
        The Department is responsible under Executive Order 11490, as 
    amended, for emergency preparedness planning in the event of war or 
    national emergency. To fulfill its mobilization responsibilities for 
    airlift in the event of a national emergency, the Department needs 
    timely traffic and capacity data. Data elements used in assessing total 
    available airlift capacity include for each aircraft operator: the 
    number of aircraft by type, the airframe license number, the payload or 
    capacity (passenger and/or cargo), and whether or not the aircraft is 
    approved for over-water operations. Revenue aircraft miles, revenue 
    aircraft hours (airborne), aircraft fuels issued (gallons), aircraft 
    days assigned to service, and aircraft hours (ramp-to-ramp) are also 
    needed for each reported aircraft type to assess aircraft fleet 
    mobilization characteristics and capabilities.
    
    International Civil Aviation Organization
    
        Under Article 67 of the 1944 Chicago Convention, the United States 
    is obligated to report certain individual U.S. air carrier data to the 
    International Civil Aviation Organization (ICAO). Much of the traffic 
    data supplied to ICAO are extracted from T-100 and the supplementary 
    schedules.
    Donald W. Bright,
    Acting Director, Office of Airline Information, Bureau of 
    Transportation Statistics.
    [FR Doc. 00-165 Filed 1-4-00; 8:45 am]
    BILLING CODE 4910-FE-P
    
    
    

Document Information

Published:
01/05/2000
Department:
Transportation Statistics Bureau
Entry Type:
Notice
Action:
Notice.
Document Number:
00-165
Dates:
Written comments should be submitted by March 6, 2000.
Pages:
555-557 (3 pages)
PDF File:
00-165.pdf