94-367. Control, Custody, Care, Treatment and Instruction of Inmates; Drug Abuse Treatment Programs  

  • [Federal Register Volume 59, Number 5 (Friday, January 7, 1994)]
    [Proposed Rules]
    [Pages 1240-1242]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 94-367]
    
    
    [[Page Unknown]]
    
    [Federal Register: January 7, 1994]
    
    
    DEPARTMENT OF JUSTICE
    
    Bureau of Prisons
    
    28 CFR Part 545, 550
    
    RIN 1120-AA16
    
     
    
    Control, Custody, Care, Treatment and Instruction of Inmates; 
    Drug Abuse Treatment Programs
    
    AGENCY: Bureau of Prisons, Justice.
    
    ACTION: Proposed rule.
    
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    SUMMARY: In this document, the Bureau of Prisons is proposing to amend 
    its rule on Chemical Abuse Programs by renaming it as Drug Abuse 
    Treatment Programs, by expanding programming available to inmates, and 
    by requiring participation from certain inmates. Any inmate who has 
    been recommended for drug programming by the sentencing judge, or whose 
    presentence investigation contains evidence that alcohol or other drug 
    use contributed to the commission of the instant offense, or for whom 
    alcohol or drug abuse was a reason for violation of parole or probation 
    will be required to participate in drug abuse education courses. 
    Further program opportunities are presented through voluntary 
    participation in residential and non-residential programs and through 
    transitional services. This amendment also proposes conforming changes 
    with respect to program eligibility and inmate financial responsibility 
    requirements and with respect to mandatory work requirements. This 
    amendment is intended to fulfill statutory requirements to make 
    available to inmates appropriate substance abuse treatment.
    
    DATES: Comments due by March 8, 1994.
    
    ADDRESSES: Office of General Counsel, Bureau of Prisons, HOLC room 754, 
    320 First Street, NW., Washington, DC 20534.
    
    FOR FURTHER INFORMATION CONTACT: Roy Nanovic, Office of General 
    Counsel, Bureau of Prisons, phone (202) 514-6655.
    
    SUPPLEMENTARY INFORMATION: The Bureau of Prisons is proposing to amend 
    its regulations on Chemical Abuse Programs. A final rule on this 
    subject was published in the Federal Register on July 18, 1986 (51 FR 
    26129). The Bureau is also proposing conforming or related amendments 
    to its regulations on Inmate Financial Responsibility and on Inmate 
    Work and Performance Pay Program. A final rule on Inmate Financial 
    Responsibility was published in the Federal Register on May 21, 1991 
    (56 FR 23477). A final rule on Inmate Work and Performance Pay was 
    published in the Federal Register on October 1, 1984 (49 FR 38915), and 
    was amended on May 21, 1991 (56 FR 23478) and on July 10, 1991 (56 FR 
    31531).
        Section 2903 of Public Law 101-647 (18 U.S.C. 3621(b)) requires the 
    Bureau to make available appropriate substance abuse treatment for each 
    inmate the Bureau determines has a treatable condition of substance 
    addiction or abuse. Existing Bureau regulations in subpart F 
    (Secs. 550.50 through 550.51) of 28 CFR part 550 allow for the 
    voluntary participation by inmates in chemical abuse programs. This 
    proposed amendment renames such programming as drug abuse treatment 
    programs and distinguishes between mandatory and voluntary requirements 
    for inmate participation in these programs.
        Proposed Sec. 550.52 requires participation in a drug abuse 
    education course by any inmate who has been recommended for drug 
    programming by the sentencing judge, or whose presentence investigation 
    contains evidence that alcohol or other drug use contributed to the 
    commission of the instant offense, or for whom alcohol or drug abuse 
    was a reason for violation of parole or probation. This section 
    includes provision for exemption to the mandatory requirement. 
    Participation by other inmates in drug abuse treatment programs remains 
    voluntary, but such participation requires recommendation by the 
    screening psychologist or drug abuse treatment staff. The section 
    defines program completion and notes the effects of program failure for 
    inmates whose participation is required.
        Section 550.53 specifies requirements for participation in an 
    institution's residential and non-residential program, while 
    Sec. 550.54 covers transitional services available to inmates.
        This proposed amendment makes conforming changes to the Bureau's 
    provisions on inmate financial responsibility (28 CFR 545.11) to 
    specify that an inmate must meet his or her financial program 
    responsibility obligations before being able to receive an incentive 
    for his or her residential program participation. Another conforming 
    change is being made to the provisions on institution work and 
    performance pay (28 CFR 545.23) to allow for an inmate's voluntary 
    participation in drug programming in lieu of working full time.
        Interested persons may participate in this proposed rulemaking by 
    submitting data, views, or arguments in writing to the Bureau of 
    Prisons, 320 First Street, NW., HOLC Room 754, Washington, DC 20534. 
    Comments received during the comment period will be considered before 
    final action is taken. All comments received remain on file for public 
    inspection at the above address. The proposed rule may be changed in 
    light of the comments received. No oral hearings are contemplated.
        The Bureau of Prisons has determined that this rule is not a 
    significant regulatory action for the purpose of E.O. 12866. After 
    review of the law and regulations, the Director, Bureau of Prisons has 
    certified that this rule, for the purpose of the Regulatory Flexibility 
    Act (Pub. L. 96-354), does not have a significant impact on a 
    substantial number of small entities.
    
    List of Subjects in 28 CFR Parts 545 and 550
    
        Prisoners.
    Kathleen M. Hawk,
    Director, Bureau of Prisons.
    
        Accordingly, pursuant to the rulemaking authority vested in the 
    Attorney General in 5 U.S.C. 552(a) and delegated to the Director, 
    Bureau of Prisons in 28 CFR 0.96(p), parts 545 and 550 in subchapter C 
    of 28 CFR, chapter V are proposed to be amended as set forth below.
    
    SUBCHAPTER C--INSTITUTIONAL MANAGEMENT
    
    PART 550--DRUG PROGRAMS
    
        1. The authority citation for 28 CFR part 550 is added to read as 
    follows, and all other authority citations within the part are removed:
    
        Authority: 5 U.S.C. 301; 18 U.S.C. 3621, 3622, 3624, 4001, 4042, 
    4081, 4082 (Repealed in part as to offenses committed on or after 
    November 1, 1987), 4251-4255, 5006-5024 (repealed October 12, 1984 
    as to conduct occurring after that date), 5039; 28 U.S.C. 509, 510; 
    28 CFR 0.95-0.99.
    
        2. Subpart F, consisting of Secs. 550.50 and 550.51, is revised to 
    consist of Secs. 550.50 through 550.54 as follows:
    
    Subpart F--Drug Abuse Treatment Programs
    
    Sec.
    550.50  Purpose and scope.
    550.51  Institution staff roles/responsibilities.
    550.52  Drug abuse education course.
    550.53  Institution residential and non-residential program.
    550.54  Transitional services.
    
    Subpart F--Drug Abuse Treatment Programs
    
    
    Sec. 550.50  Purpose and scope.
    
        The Bureau of Prisons provides, to the extent practicable, 
    appropriate drug abuse treatment programs to inmates.
    
    
    Sec. 550.51  Institution staff roles/responsibilities.
    
        (a) The Warden shall designate a Drug Abuse Treatment Program 
    Coordinator (DATC) for his/her institution.
        (b) The DATC shall ensure that:
        (1) Each institution shall provide new inmates during the Admission 
    and Orientation information about drug abuse treatment opportunities 
    and procedures available at the institution and throughout the Bureau; 
    and
        (2) A psychologist or drug abuse treatment staff member shall 
    screen all new institution admissions for drug abuse problems.
        (c) The DATC may designate a drug abuse treatment specialist to 
    conduct drug education or drug abuse treatment in non-residential or 
    residential settings.
    
    
    Sec. 550.52  Drug abuse education course.
    
        (a) An inmate is required to participate in the institution's drug 
    abuse education course if that inmate has been sentenced or returned to 
    custody as a violator after September 30, 1991 and it is determined by 
    unit and/or drug abuse treatment program staff, through a combination 
    of interview and file review, that:
        (1) There is evidence in the Presentence Investigation that alcohol 
    or other drug use contributed to the commission of the instant offense;
        (2) Alcohol or other drug use was a reason for violation of either 
    supervision or BOP community status (CCC placement) for which the 
    inmate is now incarcerated; or
        (3) The inmate was recommended for drug programming during 
    incarceration by the sentencing judge. An inmate may be exempted from 
    the required drug abuse education course due to cognitive impairment or 
    other learning disabilities only after evaluation and recommendation by 
    a psychologist. An inmate may also be exempted from the drug abuse 
    education course if that inmate has volunteered for immediate admission 
    to a residential drug abuse treatment program, and then proceeds to 
    complete that program.
        (b) An inmate who is not required by paragraph (a) of this section 
    to participate in the drug abuse education course, but for whom 
    participation is recommended or approved by the screening psychologist 
    or drug abuse treatment staff for participation, shall be offered the 
    opportunity to participate voluntarily in the drug abuse education 
    course, provided it is approved by the DATC, space is available, and 
    the inmate signs an agreement acknowledging the requirements for 
    participating in this course.
        (c) Completion of the drug abuse education course requires 
    participating in, and passing an examination on the course. A 
    certificate of achievement will be awarded to all who successfully 
    complete the program. Inmates required to participate in this program 
    ordinarily are provided at least three chances to pass the final 
    examination before privileges are lost (see paragraph (d) of this 
    section).
        (d) Any inmate who is required by paragraph (a) of this section to 
    participate in the drug abuse education course, but who refuses this 
    participation, who withdraws, who is expelled, or who otherwise fails 
    to meet the attendance and testing standards shall be held at the 
    lowest pay grade within the institution and shall be ineligible for 
    community programs. The Warden, for good cause, may make exception to 
    this paragraph, with such exemptions documented in writing.
    
    
    Sec. 550.53  Institution residential and non-residential program.
    
        (a) Participation by an inmate in an institution's residential and/
    or nonresidential drug treatment program is voluntary, but such 
    participation must be recommended by unit and/or drug treatment staff.
        (1) An inmate may apply for these programs by submitting a request 
    to a staff member (ordinarily, a member of the inmate's unit team or 
    the DATC).
        (2) An inmate who volunteers to participate in one of the drug 
    abuse treatment programs is required to sign an agreement acknowledging 
    his/her program responsibility.
        (b) An inmate may apply for an institution's residential treatment 
    program at any time during that inmate's incarceration. Residential 
    treatment ordinarily consists of treatment in a unit-based setting 
    within the institution. Where an institution does not have a 
    residential program, the unit team, in coordination with the DATC, may 
    consider the inmate for transfer to an institution with this type of 
    program.
        (c) An inmate may receive incentives for his or her involvement in 
    the residential program. These incentives may include, but are not 
    limited to, the following.
        (1) Limited financial awards, based upon the inmate's achievement/
    completion of program phases.
        (2) Consideration for the maximum period of time (currently 180 
    days) in a Community Corrections Center placement, provided the inmate 
    is otherwise eligible for this designation.
        (3) Local institution incentives such as preferred living quarters 
    or special recognition privileges. An inmate must meet his/her 
    financial program responsibility obligations (see 28 CFR part 545) 
    prior to being able to receive an incentive for his/her residential 
    program participation.
        (d) An inmate may voluntarily withdraw from a residential drug 
    abuse program or, based on disruptive or negative behavior, may be 
    removed by staff. Removal from the residential program is within the 
    discretion of the DATC, and may result, in part, in the inmate's being 
    returned to his/her prior institution (when the inmate had been 
    specifically transferred for the purpose of program participation), 
    and/or return of tangible incentives previously achieved.
        (e) When residential treatment programming cannot be used due to 
    time constraints, staff may refer the inmate for the institution's non-
    residential drug treatment. Non-residential treatment ordinarily 
    consists of individual and/or group counseling and self-help 
    programming.
    
    
    Sec. 550.54  Transitional services.
    
        (a) Transitional treatment programming is required for all inmates 
    completing an institutions's residential treatment program. 
    Transitional treatment includes treatment provided to inmates who, upon 
    completing the residential program, return to the general population of 
    that or another institution. An inmate's refusal to participate in this 
    program is considered a program failure and disqualifies the inmate for 
    any additional incentives consideration, and may result in the inmate's 
    redesignation.
        (b) An inmate who successfully completes a residential drug abuse 
    program and who, based on eligibility, is transferred to a Community 
    Corrections Center (CCC), is required to participate in a community-
    based treatment program each week, in addition to the required 
    employment and other program activities of the CCC. The inmate's 
    failure to meet the requirements of treatment may result in the 
    inmate's being returned to the institution for refusing a program 
    assignment.
        (c) Staff may offer an inmate who has not been involved in the 
    institution's drug abuse treatment program the opportunity to become 
    involved in the transitional drug treatment program as part of the 
    inmate's CCC placement. In addition, with DATC approval, an inmate may 
    volunteer, and be accepted for transitional drug treatment programming.
        3. The authority citation for 28 CFR part 545 continues to read as 
    follows:
    
        Authority: 5 U.S.C. 301; 18 U.S.C. 3013, 3571, 3621, 3622, 3624, 
    3663, 4001, 4042, 4081, 4082 (Repealed in part as to offenses 
    committed on or after November 1, 1987), 4126, 5006-5024 (Repealed 
    October 12, 1984 as to offenses committed after that date), 5039; 28 
    U.S.C. 509, 510; 28 CFR 0.95-0.99.
    
    
        4. In Sec. 545.11, a new paragraph (d)(11) is added to read as 
    follows:
    
    
    Sec. 545.11  Procedures.
    
    * * * * *
        (d) * * *
        (11) The inmate will not receive an incentive for participation in 
    residential drug treatment programs.
        5. In Sec. 545.23, paragraph (a) is amended by revising the last 
    sentence to read as follows:
    
    
    Sec. 545.23  Inmate work/program assignment.
    
        (a) * * * An inmate, for whom educational, vocational, or drug 
    treatment participation is not required by either policy or statute, 
    may request and, upon approval of the Warden or designee, participate 
    in an educational or vocational training program or drug treatment 
    program rather than work full-time.
    * * * * *
        6. In Sec. 545.25, new paragraph (d) is added to read as follows:
    
    
    Sec. 545.25  Eligibility for performance pay.
    
    * * * * *
        (d) An inmate who is required by 28 CFR 550.51 (c)(1) to 
    participate in drug education programming but who fails to do so 
    because he or she refuses participation, withdraws, is expelled, or 
    fails to meet attendance and testing standards, shall be held at the 
    lowest pay grade within the institution.
    
    [FR Doc. 94-367 Filed 1-6-94; 8:45 am]
    BILLING CODE 4410-05-P
    
    
    

Document Information

Published:
01/07/1994
Department:
Prisons Bureau
Entry Type:
Proposed Rule
Action:
Proposed rule.
Document Number:
94-367
Dates:
Comments due by March 8, 1994.
Pages:
1240-1242 (3 pages)
Docket Numbers:
Federal Register: January 7, 1994
RINs:
1120-AA16
CFR: (1)
28 CFR 550.54