[Federal Register Volume 59, Number 196 (Wednesday, October 12, 1994)]
[Unknown Section]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-25181]
[[Page Unknown]]
[Federal Register: October 12, 1994]
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SECURITIES AND EXCHANGE COMMISSION
Forms Under Review by Office of Management and Budget
Acting Agency Clearance Officer: David T. Copenhafer, (202) 942-8800
Upon written request copy available from: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC
20549
Extensions:
Rule 206(4)-2--File No. 270-217
Rule 02 and Forms 4-R, 5-R, 6-R and 7-R--File No. 270-214
Form 2-E--File No. 270-222
Notice is hereby given pursuant to the Paperwork Reduction Act of
1980 (44 U.S.C. 3501 et seq.), that the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget approval for extensions on the following previously approved
rules and forms:
Rule 206(4)-2 governs the custody or possession of funds or
securities by registered investment advisers. There are approximately
604 registrants subject to rule 206(4)-2 for a total of 75,500 burden
hours.
Rule 0-2 requires certain non-resident persons to furnish to the
Commission a written irrevocable consent and power of attorney that
designates the Commission as an agent for service of process, and that
stipulates and agrees that any civil suit or action against such person
may be commenced by service of process on the Commission. Regulations
279.4, 279.5, 279.6, and 279.7 designate Forms 4-R, 5-R, 6-R, and 7-R
as the irrevocable appointments of agent for service of process,
pleadings and other papers to be filed by an individual nonresident
adviser or an unincorporated nonresident investment adviser, a
partnership nonresident investment adviser, or a nonresident general
partner of an investment adviser, or a nonresident ``managing agent''
of an unincorporated investment adviser, respectively, which is
registered or applying for registration with the Commission as an
investment adviser. There are approximately 300 registrants subject to
rule 0-2 for a total of 300 burden hours.
Form 2-E is the form that a small business investment company that
has engaged in a limited offering of its securities uses to report
semiannually the progress of the offering, including the number of
shares sold. Each respondent spends approximately 10 hours annually
reporting on Form 2-E.
Direct general comments to the Desk Officer for the Securities and
Exchange Commission at the address below. Direct any comments
concerning the accuracy of the estimated average burden hours for
compliance with the Commission rules and forms to David T. Copenhafer,
Acting Director, Office of Information Technology, Securities and
Exchange Commission, 450 Fifth Street, N.W., Washington, D.C. 20549 and
Desk Officer for the Securities and Exchange Commission, (Project
Numbers 3235-0241, 3235-0240, and 3235-0233), Office of Management and
Budget, Room 3208, New Executive Office Building, Washington, D.C.
20503.
Dated: September 30, 1994.
Margaret H. McFarland,
Deputy Secretary
[FR Doc. 94-25181 Filed 10-11-94; 8:45 am]
BILLING CODE 8010-01-M