99-26670. 1999 Amendments to the Manual for Courts-Martial, United States

  • [Federal Register Volume 64, Number 196 (Tuesday, October 12, 1999)]
    [Presidential Documents]
    [Pages 55115-55123]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-26670]
    
    
    
    
                            Presidential Documents 
    
    
    
    Federal Register / Vol. 64, No. 196 / Tuesday, October 12, 1999 / 
    Presidential Documents
    
    ___________________________________________________________________
    
    Title 3--
    The President
    
    [[Page 55115]]
    
                    Executive Order 13140 of October 6, 1999
    
                    
    1999 Amendments to the Manual for Courts-Martial, 
                    United States
    
                    By the authority vested in me as President by the 
                    Constitution and the laws of the United States of 
                    America, including chapter 47 of title 10, United 
                    States Code (Uniform Code of Military Justice, 10 
                    U.S.C. 801-946), in order to prescribe amendments to 
                    the Manual for Courts-Martial, United States, 
                    prescribed by Executive Order 12473, as amended by 
                    Executive Order 12484, Executive Order 12550, Executive 
                    Order 12586, Executive Order 12708, Executive Order 
                    12767, Executive Order 12888, Executive Order 12936, 
                    Executive Order 12960, and Executive Order 13086, it is 
                    hereby ordered as follows:
    
                    Section 1. Part II of the Manual for Courts-Martial, 
                    United States, is amended as follows:
    
                        a. R.C.M. 502(c) is amended to read as follows:
    
                      L``(c) Qualifications of military judge. A military 
                        judge shall be a commissioned officer of the armed 
                        forces who is a member of the bar of a Federal 
                        court or a member of the bar of the highest court 
                        of a State and who is certified to be qualified for 
                        duty as a military judge by the Judge Advocate 
                        General of the armed force of which such military 
                        judge is a member. In addition, the military judge 
                        of a general court-martial shall be designated for 
                        such duties by the Judge Advocate General or the 
                        Judge Advocate General's designee, certified to be 
                        qualified for duty as a military judge of a general 
                        court-martial, and assigned and directly 
                        responsible to the Judge Advocate General or the 
                        Judge Advocate General's designee. The Secretary 
                        concerned may prescribe additional qualifications 
                        for military judges in special courts-martial. As 
                        used in this subsection ``military judge'' does not 
                        include the president of a special court-martial 
                        without a military judge.''
    
                        b. R.C.M. 804 is amended by redesignating the 
                    current subsection (c) as subsection (d) and inserting 
                    after subsection (b) the following new subsection (c):
    
                      L``(c) Voluntary absence for limited purpose of child 
                        testimony.
    
                      L  (1) Election by accused. Following a determination 
                        by the military judge that remote live testimony of 
                        a child is appropriate pursuant to Mil. R. Evid. 
                        611(d)(3), the accused may elect to voluntarily 
                        absent himself from the courtroom in order to 
                        preclude the use of procedures described in R.C.M. 
                        914A.
    
                      L  (2) Procedure. The accused's absence will be 
                        conditional upon his being able to view the 
                        witness' testimony from a remote location. 
                        Normally, a two-way closed circuit television 
                        system will be used to transmit the child's 
                        testimony from the courtroom to the accused's 
                        location. A one-way closed circuit television 
                        system may be used if deemed necessary by the 
                        military judge. The accused will also be provided 
                        private, contemporaneous communication with his 
                        counsel. The procedures described herein shall be 
                        employed unless the accused has made a knowing and 
                        affirmative waiver of these procedures.
    
                      L  (3) Effect on accused's rights generally. An 
                        election by the accused to be absent pursuant to 
                        subsection (c)(1) shall not otherwise affect the 
                        accused's right to be present at the remainder of 
                        the trial in accordance with this rule.''
    
    
    [[Page 55116]]
    
    
    
                        c. The following new rule is inserted after R.C.M. 
                    914:
    
                      L``Rule 914A. Use of remote live testimony of a child
    
                      L(a) General procedures. A child shall be allowed to 
                        testify out of the presence of the accused after 
                        the military judge has determined that the 
                        requirements of Mil. R. Evid. 611(d)(3) have been 
                        satisfied. The procedure used to take such 
                        testimony will be determined by the military judge 
                        based upon the exigencies of the situation. 
                        However, such testimony should normally be taken 
                        via a two-way closed circuit television system. At 
                        a minimum, the following procedures shall be 
                        observed:
    
                      L  (1) The witness shall testify from a remote 
                        location outside the courtroom;
    
                      L  (2) Attendance at the remote location shall be 
                        limited to the child, counsel for each side (not 
                        including an accused pro se), equipment operators, 
                        and other persons, such as an attendant for the 
                        child, whose presence is deemed necessary by the 
                        military judge;
    
                      L  (3) Sufficient monitors shall be placed in the 
                        courtroom to allow viewing and hearing of the 
                        testimony by the military judge, the accused, the 
                        members, the court reporter and the public;
    
                      L  (4) The voice of the military judge shall be 
                        transmitted into the remote location to allow 
                        control of the proceedings; and
    
                      L  (5) The accused shall be permitted private, 
                        contemporaneous communication with his counsel.
    
                      L(b) Prohibitions. The procedures described above 
                        shall not be used where the accused elects to 
                        absent himself from the courtroom pursuant to 
                        R.C.M. 804(c).''
    
                        d. R.C.M. 1001(b)(4) is amended by inserting the 
                    following sentences between the first and second 
                    sentences:
    
                      L``Evidence in aggravation includes, but is not 
                        limited to, evidence of financial, social, 
                        psychological, and medical impact on or cost to any 
                        person or entity who was the victim of an offense 
                        committed by the accused and evidence of 
                        significant adverse impact on the mission, 
                        discipline, or efficiency of the command directly 
                        and immediately resulting from the accused's 
                        offense. In addition, evidence in aggravation may 3
    
                      Linclude evidence that the accused intentionally 
                        selected any victim or any property as the object 
                        of the offense because of the actual or perceived 
                        race, color, religion, national origin, ethnicity, 
                        gender, disability, or sexual orientation of any 
                        person.''
    
                        e. R.C.M. 1003(b) is amended--
    
                      L  (1) by striking subsection (4) and
    
                      L  (2) by redesignating subsections (5), (6), (7), 
                        (8), (9), (10), and (11) as subsections (4), (5), 
                        (6), (7), (8), (9), and (10), respectively.
    
                        f. R.C.M. 1004(c)(7) is amended by adding at end 
                    the following new subsection:
    
                      L``(K) The victim of the murder was under 15 years of 
                        age.''
    
                    Sec. 2. Part III of the Manual for Courts-Martial, 
                    United States, is amended as follows:
    
                        a. Insert the following new rule after Mil. R. 
                    Evid. 512:
    
                      L``Rule 513. Psychotherapist-patient privilege
    
                      L(a) General rule of privilege. A patient has a 
                        privilege to refuse to disclose and to prevent any 
                        other person from disclosing a confidential 
                        communication made between the patient and a 
                        psychotherapist or an assistant to the 
                        psychotherapist, in a case arising under the UCMJ, 
                        if such communication was made for the purpose of 
                        facilitating diagnosis or treatment of the 
                        patient's mental or emotional condition.
    
                      L(b) Definitions. As used in this rule of evidence:
    
    
    [[Page 55117]]
    
    
                      L  (1) A ``patient'' is a person who consults with or 
                        is examined or interviewed by a psychotherapist for 
                        purposes of advice, diagnosis, or treatment of a 
                        mental or emotional condition.
    
                      L  (2) A ``psychotherapist'' is a psychiatrist, 
                        clinical psychologist, or clinical social worker 
                        who is licensed in any state, territory, 
                        possession, the District of Columbia or Puerto Rico 
                        to perform professional services as such, or who 
                        holds credentials to provide such services from any 
                        military health care facility, or is a person 
                        reasonably believed by the patient to have such 
                        license or credentials.
    
                      L  (3) An ``assistant to a psychotherapist'' is a 
                        person directed by or assigned to assist a 
                        psychotherapist in providing professional services, 
                        or is reasonably believed by the patient to be 
                        such.
    
                      L  (4) A communication is ``confidential'' if not 
                        intended to be disclosed to third persons other 
                        than those to whom disclosure is in furtherance of 
                        the rendition of professional services to the 
                        patient or those reasonably necessary for such 
                        transmission of the communication.
    
                      L  (5) ``Evidence of a patient's records or 
                        communications'' is testimony of a psychotherapist, 
                        or assistant to the same, or patient records that 
                        pertain to communications by a patient to a 
                        psychotherapist, or assistant to the same for the 
                        purposes of diagnosis or treatment of the patient's 
                        mental or emotional condition.
    
                      L(c) Who may claim the privilege. The privilege may 
                        be claimed by the patient or the guardian or 
                        conservator of the patient. A person who may claim 
                        the privilege may authorize trial counsel or 
                        defense counsel to claim the privilege on his or 
                        her behalf. The psychotherapist or assistant to the 
                        psychotherapist who received the communication may 
                        claim the privilege on behalf of the patient. The 
                        authority of such a psychotherapist, assistant, 
                        guardian, or conservator to so assert the privilege 
                        is presumed in the absence of evidence to the 
                        contrary.
    
                      L(d) Exceptions. There is no privilege under this 
                        rule:
    
                      L  (1) when the patient is dead;
    
                      L  (2) when the communication is evidence of spouse 
                        abuse, child abuse, or neglect or in a proceeding 
                        in which one spouse is charged with a crime against 
                        the person of the other spouse or a child of either 
                        spouse;
    
                      L  (3) when federal law, state law, or service 
                        regulation imposes a duty to report information 
                        contained in a communication;
    
                      L  (4) when a psychotherapist or assistant to a 
                        psychotherapist believes that a patient's mental or 
                        emotional condition makes the patient a danger to 
                        any person, including the patient;
    
                      L  (5) if the communication clearly contemplated the 
                        future commission of a fraud or crime or if the 
                        services of the psychotherapist are sought or 
                        obtained to enable or aid anyone to commit or plan 
                        to commit what the patient knew or reasonably 
                        should have known to be a crime or fraud;
    
                      L  (6) when necessary to ensure the safety and 
                        security of military personnel, military 
                        dependents, military property, classified 
                        information, or the accomplishment of a military 
                        mission;
    
                      L  (7) when an accused offers statements or other 
                        evidence concerning his mental condition in 
                        defense, extenuation, or mitigation, under 
                        circumstances not covered by R.C.M. 706 or Mil. R. 
                        Evid. 302. In such situations, the military judge 
                        may, upon motion, order disclosure of any statement 
                        made by the accused to a psychotherapist as may be 
                        necessary in the interests of justice; or
    
                      L  (8) when admission or disclosure of a 
                        communication is constitutionally required.
    
                      L(e) Procedure to determine admissibility of patient 
                        records or communications.
    
                      L  (1) In any case in which the production or 
                        admission of records or communications of a patient 
                        other than the accused is a matter in dis
    
    [[Page 55118]]
    
                        pute, a party may seek an interlocutory ruling by 
                        the military judge. In order to obtain such a 
                        ruling, the party shall:
    
                      L  (A) file a written motion at least 5 days prior to 
                        entry of pleas specifically describing the evidence 
                        and stating the purpose for which it is sought or 
                        offered, or objected to, unless the military judge, 
                        for good cause shown, requires a different time for 
                        filing or permits filing during trial; and
    
                      L  (B) serve the motion on the opposing party, the 
                        military judge and, if practical, notify the 
                        patient or the patient's guardian, conservator, or 
                        representative that the motion has been filed and 
                        that the patient has an opportunity to be heard as 
                        set forth in subparagraph (e)(2).
    
                      L  (2) Before ordering the production or admission of 
                        evidence of a patient's records or communication, 
                        the military judge shall conduct a hearing. Upon 
                        the motion of counsel for either party and upon 
                        good cause shown, the military judge may order the 
                        hearing closed. At the hearing, the parties may 
                        call witnesses, including the patient, and offer 
                        other relevant evidence. The patient shall be 
                        afforded a reasonable opportunity to attend the 
                        hearing and be heard at the patient's own expense 
                        unless the patient has been otherwise subpoenaed or 
                        ordered to appear at the hearing. However, the 
                        proceedings shall not be unduly delayed for this 
                        purpose. In a case before a court-martial composed 
                        of a military judge and members, the military judge 
                        shall conduct the hearing outside the presence of 
                        the members.
    
                      L  (3) The military judge shall examine the evidence 
                        or a proffer thereof in camera, if such examination 
                        is necessary to rule on the motion.
    
                      L  (4) To prevent unnecessary disclosure of evidence 
                        of a patient's records or communications, the 
                        military judge may issue protective orders or may 
                        admit only portions of the evidence.
    
                      L  (5) The motion, related papers, and the record of 
                        the hearing shall be sealed and shall remain under 
                        seal unless the military judge or an appellate 
                        court orders otherwise.''
    
                        b. Mil. R. Evid. 611 is amended by inserting the 
                    following new subsection at the end:
    
                      L(d) Remote live testimony of a child.
    
                      L  (1) In a case involving abuse of a child or 
                        domestic violence, the military judge shall, 
                        subject to the requirements of subsection (3) of 
                        this rule, allow a child victim or witness to 
                        testify from an area outside the courtroom as 
                        prescribed in R.C.M. 914A.
    
                      L  (2) The term ``child'' means a person who is under 
                        the age of 16 at the time of his or her testimony. 
                        The term ``abuse of a child'' means the physical or 
                        mental injury, sexual abuse or exploitation, or 
                        negligent treatment of a child. The term 
                        ``exploitation'' means child pornography or child 
                        prostitution. The term ``negligent treatment'' 
                        means the failure to provide, for reasons other 
                        than poverty, adequate food, clothing, shelter, or 
                        medical care so as to endanger seriously the 
                        physical health of the child. The term ``domestic 
                        violence'' means an offense that has as an element 
                        the use, attempted use, or threatened use of 
                        physical force against a person and is committed by 
                        a current or former spouse, parent, or guardian of 
                        the victim; by a person with whom the victim shares 
                        a child in common; by a person who is cohabiting 
                        with or has cohabited with the victim as a spouse, 
                        parent, or guardian; or by a person similarly 
                        situated to a spouse, parent, or guardian of the 
                        victim.
    
                      L  (3) Remote live testimony will be used only where 
                        the military judge makes a finding on the record 
                        that a child is unable to testify in open court in 
                        the presence of the accused, for any of the 
                        following reasons:
    
                      L  (A) The child is unable to testify because of 
                        fear;
    
                      L  (B) There is substantial likelihood, established 
                        by expert testimony, that the child would suffer 
                        emotional trauma from testifying;
    
                      L  (C) The child suffers from a mental or other 
                        infirmity; or
    
    
    [[Page 55119]]
    
    
                      L  (D) Conduct by an accused or defense counsel 
                        causes the child to be unable to continue 
                        testifying.
    
                      L  (4) Remote live testimony of a child shall not be 
                        utilized where the accused elects to absent himself 
                        from the courtroom in accordance with R.C.M. 
                        804(c).''
    
                    Sec. 3. Part IV of the Manual for Courts-Martial, 
                    United States, is amended as follows:
    
                        a. Insert the following new paragraph after 
                    paragraph 100:
    
                      L100a. Article 134--(Reckless endangerment)
    
                      La. Text. See paragraph 60.
    
                      Lb. Elements.
    
                      L  (1) That the accused did engage in conduct;
    
                      L  (2) That the conduct was wrongful and reckless or 
                        wanton;
    
                      L  (3) That the conduct was likely to produce death 
                        or grievous bodily harm to another person; and
    
                      L  (4) That under the circumstances, the conduct of 
                        the accused was to the prejudice of good order and 
                        discipline in the armed forces or was of a nature 
                        to bring discredit upon the armed forces.
    
                      Lc. Explanation.
    
                      L  (1) In general. This offense is intended to 
                        prohibit and therefore deter reckless or wanton 
                        conduct that wrongfully creates a substantial risk 
                        of death or serious injury to others.
    
                      L  (2) Wrongfulness. Conduct is wrongful when it is 
                        without legal justification or excuse.
    
                      L  (3) Recklessness. ``Reckless'' conduct is conduct 
                        that exhibits a culpable disregard of foreseeable 
                        consequences to others from the act or omission 
                        involved. The accused need not intentionally cause 
                        a resulting harm or know that his conduct is 
                        substantially certain to cause that result. The 
                        ultimate question is whether, under all the 
                        circumstances, the accused's conduct was of that 
                        heedless nature that made it actually or imminently 
                        dangerous to the rights or safety of others.
    
                      L  (4) Wantonness. ``Wanton'' includes ``reckless,'' 
                        but may connote willfulness, or a disregard of 
                        probable consequences, and thus describe a more 
                        aggravated offense.
    
                      L  (5) Likely to produce. When the natural or 
                        probable consequence of particular conduct would be 
                        death or grievous bodily harm, it may be inferred 
                        that the conduct is ``likely'' to produce that 
                        result. See paragraph 54c(4)(a)(ii).
    
                      L  (6) Grievous bodily harm. ``Grievous bodily harm'' 
                        means serious bodily injury. It does not include 
                        minor injuries, such as a black eye or a bloody 
                        nose, but does include fractured or dislocated 
                        bones, deep cuts, torn members of the body, serious 
                        damage to internal organs, and other serious bodily 
                        injuries.
    
                      L  (7) Death or injury not required. It is not 
                        necessary that death or grievous bodily harm be 
                        actually inflicted to prove reckless endangerment.
    
                      Ld. Lesser included offenses. None.
    
                      Le. Maximum punishment. Bad-conduct discharge, 
                        forfeiture of all pay and allowances, and 
                        confinement for 1 year.
    
                      Lf. Sample specification. In that 
                        ______________________ (personal jurisdiction 
                        data), did, (at/on board--location) (subject-matter 
                        jurisdiction data, if required), on or about 
                        ________________________ 19____, wrongfully and 
                        recklessly engage in conduct, to wit:
    
                      L(he/she)(describe conduct) and that the accused's 
                        conduct was likely to cause death or serious bodily 
                        harm to __________________.''
    
                    Sec. 4. These amendments shall take effect on 1 
                    November 1999, subject to the following:
    
    [[Page 55120]]
    
                        a. The amendments made to Military Rule of Evidence 
                    611, shall apply only in cases in which arraignment has 
                    been completed on or after 1 November 1999.
                        b. Military Rule of Evidence 513 shall only apply 
                    to communications made after 1 November 1999.
                        c. The amendments made to Rules for Courts-Martial 
                    502, 804, and 914A shall only apply in cases in which 
                    arraignment has been completed on or after 1 November 
                    1999.
                        d. The amendments made to Rules for Courts-Martial 
                    1001(b)(4) and 1004(c)(7) shall only apply to offenses 
                    committed after 1 November 1999.
                        e. Nothing in these amendments shall be construed 
                    to make punishable any act done or omitted prior to 1 
                    November 1999, which was not punishable when done or 
                    omitted.
                        f. The maximum punishment for an offense committed 
                    prior to 1 November 1999, shall not exceed the 
                    applicable maximum in effect at the time of the 
                    commission of such offense.
                        g. Nothing in these amendments shall be construed 
                    to invalidate any nonjudicial punishment proceeding, 
                    restraint, investigation, referral of charges, trial in 
                    which arraignment occurred, or other action begun prior 
                    to 1 November 1999, and any such nonjudicial 
                    punishment, restraint, investigation, referral of 
                    charges, trial, or other action may proceed in the same 
                    manner and with the same effect as if these amendments 
                    had not been prescribed.
    
                        (Presidential Sig.)
    
                    THE WHITE HOUSE,
    
                        October 6, 1999.
                    Changes to the Analysis Accompanying the Manual for 
                    Courts-Martial, United States.
    
                    1. Changes to Appendix 21, the Analysis accompanying 
                    the Rules for Courts-Martial, United States (Part II, 
                    MCM).
    
                        a. R.C.M. 502(c). The analysis accompanying R.C.M. 
                    502(c) is amended by inserting the following at the end 
                    thereof:
                        L   ``1999 Amendment: R.C.M. 502(c) was amended to 
                    delete the requirement that military judges be ``on 
                    active duty'' to enable Reserve Component judges to 
                    conduct trials during periods of inactive duty for 
                    training (IDT) and inactive duty training travel 
                    (IATT). The active duty requirement does not appear in 
                    Article 26, UCMJ which prescribes the qualifications 
                    for military judges. It appears to be a vestigial 
                    requirement from paragraph 4e of the 1951 and 1969 MCM. 
                    Neither the current MCM nor its predecessors provide an 
                    explanation for this additional requirement. It was 
                    deleted to enhance efficiency in the military justice 
                    system.''
                        b. R.C.M. 804(c). The analysis accompanying R.C.M. 
                    804 is amended by redesignating the current subsection 
                    (c) as subsection (d) and by inserting after subsection 
                    (b) the following new subsection (c):
                        L  ``(c) Voluntary absence for limited purpose of 
                    child testimony.
                        L  1999 Amendment: The amendment provides for two-
                    way closed circuit television to transmit a child's 
                    testimony from the courtroom to the accused's location. 
                    The use of two-way closed circuit television, to some 
                    degree, may defeat the purpose of these alternative 
                    procedures, which is to avoid trauma to children. In 
                    such cases, the judge has discretion
    
    [[Page 55121]]
    
                    to direct one-way television communication. The use of 
                    one-way closed circuit television was approved by the 
                    Supreme Court in Maryland v. Craig, 497 U.S. 836 
                    (1990). This amendment also gives the accused the 
                    election to absent himself from the courtroom to 
                    prevent remote testimony. Such a provision gives the 
                    accused a greater role in determining how this issue 
                    will be resolved.''
                        c. R.C.M. 914A. Insert the following analysis after 
                    the analysis to R.C.M. 914:
                        L  ``1999 Amendment: This rule allows the military 
                    judge to determine what procedure to use when taking 
                    testimony under Mil. R. Evid. 611(d)(3). It states that 
                    normally such testimony should be taken via a two-way 
                    closed circuit television system. The rule further 
                    prescribes the procedures to be used if a television 
                    system is employed. The use of two-way closed circuit 
                    television, to some degree, may defeat the purpose of 
                    these alternative procedures, which is to avoid trauma 
                    to children. In such cases, the judge has discretion to 
                    direct one-way television communication. The use of 
                    one-way closed circuit television was approved by the 
                    Supreme Court in Maryland v. Craig, 497 U.S. 836 
                    (1990). This amendment also gives the accused an 
                    election to absent himself from the courtroom to 
                    prevent remote testimony. Such a provision gives the 
                    accused a greater role in determining how this issue 
                    will be resolved.''
                        d. R.C.M. 1001(b)(4). The analysis to R.C.M. 
                    1001(b)(4) is amended by inserting the following 
                    paragraph before the analysis of R.C.M. 1001(b)(5):
                        L  ``1999 Amendment: R.C.M. 1001(b)(4) was amended 
                    by elevating to the Rule language that heretofore 
                    appeared in the Discussion to the Rule. The Rule was 
                    further amended to recognize that evidence that the 
                    offense was a ``hate crime'' may also be presented to 
                    the sentencing authority. The additional ``hate crime'' 
                    language was derived in part from section 3A1.1 of the 
                    Federal Sentencing Guidelines, in which hate crime 
                    motivation results in an upward adjustment in the level 
                    of the offense for which the defendant is sentenced. 
                    Courts-martial sentences are not awarded upon the basis 
                    of guidelines, such as the Federal Sentencing 
                    Guidelines, but rather upon broad considerations of the 
                    needs of the service and the accused and on the premise 
                    that each sentence is individually tailored to the 
                    offender and offense. The upward adjustment used in the 
                    Federal Sentencing Guidelines does not directly 
                    translate to the court-martial presentencing procedure. 
                    Therefore, in order to adapt this concept to the court-
                    martial process, this amendment was made to recognize 
                    that ``hate crime'' motivation is admissible in the 
                    court-martial presentencing procedure. This amendment 
                    also differs from the Federal Sentencing Guideline in 
                    that the amendment does not specify the burden of proof 
                    required regarding evidence of ``hate crime'' 
                    motivation. No burden of proof is customarily specified 
                    regarding aggravating evidence admitted in the 
                    presentencing procedure, with the notable exception of 
                    aggravating factors under R.C.M. 1004 in capital 
                    cases.''
                        e. R.C.M. 1003(b). The analysis accompanying R.C.M. 
                    1003 is amended by adding the following as the last 
                    paragraph of the analysis:
                        L  ``1999 Amendment: Loss of numbers, lineal 
                    position, or seniority has been deleted. Although loss 
                    of numbers had the effect of lowering precedence for 
                    some purposes, e.g., quarters priority, board and court 
                    seniority, and actual date of promotion, loss of 
                    numbers did not affect the officer's original position 
                    for purposes of consideration for retention or 
                    promotion. Accordingly, this punishment was deleted 
                    because of its negligible consequences and the 
                    misconception that it was a meaningful punishment.''
                        f. R.C.M. 1004. The analysis to R.C.M. 1004(c)(7) 
                    is amended by adding the following as the last 
                    paragraph of the analysis:
                        L  ``1999 Amendment: R.C.M. 1004(c)(7)(K) was added 
                    to afford greater protection to victims who are 
                    especially vulnerable due to their age.''
    
    [[Page 55122]]
    
                    2. Changes to Appendix 22, the Analysis accompanying 
                    the Military Rules of Evidence (Part III, MCM).
    
                        a. Mil. R. Evid. 501. The analysis to Mil. R. Evid. 
                    501 is amended--
                          (1) by striking:
                        L``The privilege expressed in Rule 302 and its 
                    conforming Manual change in Para. 121, is not a doctor-
                    patient privilege and is not affected by Rule 501(d).''
                          (2) by adding at the end:
                        L  ``1999 Amendment: The privileges expressed in 
                    Rule 513 and Rule 302 and the conforming Manual change 
                    in R.C.M. 706, are not physician-patient privileges and 
                    are not affected by Rule 501(d).''
                        b. Mil. R. Evid. 513. Insert the following analysis 
                    after the analysis of Mil. R. Evid. 512:
                        L  ``1999 Amendment: Military Rule of Evidence 513 
                    establishes a psychotherapist-patient privilege for 
                    investigations or proceedings authorized under the 
                    Uniform Code of Military Justice. Rule 513 clarifies 
                    military law in light of the Supreme Court decision in 
                    Jaffee v. Redmond, 518 U.S. 1, 116 S. Ct. 1923, 135 
                    L.Ed.2d 337 (1996). Jaffee interpreted Federal Rule of 
                    Evidence 501 to create a federal psychotherapist-
                    patient privilege in civil proceedings and refers 
                    federal courts to state laws to determine the extent of 
                    privileges. In deciding to adopt this privilege for 
                    courts-martial, the committee balanced the policy of 
                    following federal law and rules, when practicable and 
                    not inconsistent with the UCMJ or MCM, with the needs 
                    of commanders for knowledge of certain types of 
                    information affecting the military. The exceptions to 
                    the rule have been developed to address the specialized 
                    society of the military and separate concerns that must 
                    be met to ensure military readiness and national 
                    security. See Parker v. Levy, 417 U.S. 733, 743 (1974); 
                    U.S. ex rel. Toth v. Quarles, 350 U.S. 11, 17 (1955); 
                    Dept. of the Navy v. Egan, 484 U.S. 518, 530 (1988). 
                    There is no intent to apply Rule 513 in any proceeding 
                    other than those authorized under the UCMJ. Rule 513 
                    was based in part on proposed Fed. R. Evid. (not 
                    adopted) 504 and state rules of evidence.
                        L  Rule 513 is not a physician-patient privilege. 
                    It is a separate rule based on the social benefit of 
                    confidential counseling recognized by Jaffee, and 
                    similar to the clergy-penitent privilege. In keeping 
                    with American military law since its inception, there 
                    is still no physician-patient privilege for members of 
                    the Armed Forces. See the analyses for Rule 302 and 
                    Rule 501.
                        L(a) General rule of privilege. The words ``under 
                    the UCMJ'' in this rule mean Rule 513 applies only to 
                    UCMJ proceedings, and do not limit the availability of 
                    such information internally to the services, for 
                    appropriate purposes.
                        L(d) Exceptions. These exceptions are intended to 
                    emphasize that military commanders are to have access 
                    to all information that is necessary for the safety and 
                    security of military personnel, operations, 
                    installations, and equipment. Therefore, 
                    psychotherapists are to provide such information 
                    despite a claim of privilege.''
                        c. Mil. R. Evid. 611. The analysis accompanying 
                    Rule 611 is amended by adding at the end of the 
                    analysis the following:
                        L  ``1999 Amendment: Rule 611(d) is new. This 
                    amendment to Rule 611 gives substantive guidance to 
                    military judges regarding the use of alternative 
                    examination methods for child victims and witnesses in 
                    light of the U.S. Supreme Court's decision in Maryland 
                    v. Craig, 497 U.S. 836 (1990) and the change in Federal 
                    law in 18 U.S.C. section 3509. Although Maryland v. 
                    Craig dealt with child witnesses who were themselves 
                    the victims of abuse, it should be noted that 18 U.S.C. 
                    section 3509, as construed by Federal courts, has been 
                    applied to allow non-victim child
    
    [[Page 55123]]
    
                    witnesses to testify remotely. See, e.g., United States 
                    v. Moses, 137 F.3d 894 (6th Cir. 1998) (applying 
                    section 3509 to a non-victim child witness, but 
                    reversing a child sexual assault conviction on other 
                    grounds) and United States v. Quintero, 21 F.3d 885 
                    (9th Cir. 1994) (affirming conviction based on remote 
                    testimony of non-victim child witness, but remanding 
                    for re-sentencing). This amendment recognizes that 
                    child witnesses may be particularly traumatized, even 
                    if they are not themselves the direct victims, in cases 
                    involving the abuse of other children or domestic 
                    violence. This amendment also gives the accused an 
                    election to absent himself from the courtroom to 
                    prevent remote testimony. Such a provision gives the 
                    accused a greater role in determining how this issue 
                    will be resolved.''
    
                    3. Changes to Appendix 23, the Analysis accompanying 
                    the Punitive Articles (Part IV, MCM).
    
                        The following paragraph is inserted after the 
                    analysis of paragraph 100:
                        L``100a. Article 134--(Reckless endangerment)
                        Lc. Explanation. This paragraph is new and is based 
                    on United States v. Woods, 28 M.J. 318 (C.M.A. 1989); 
                    see also Md. Ann. Code art. 27, sect. 120. The 
                    definitions of ``reckless'' and ``wanton'' have been 
                    taken from Article 111 (drunken or reckless driving). 
                    The definition of ``likely to produce grievous bodily 
                    harm'' has been taken from Article 128 (assault).''
                    Changes to Forms of Sentences of the Manual for Courts-
                    Martial, United States
    
                        a. Paragraph b of Appendix 11, Forms of Sentences, 
                    is amended--
                        L  (1) by striking the catch phrase ``Loss of 
                    Numbers, Etc.''
                        L  (2) by striking subparagraph 6;
                        L  (3) by striking subparagraph 7;
                        L  (5) by striking the last sentence from the Note 
                    at the end of Paragraph b.
                        b. Paragraph b of Appendix 11, Forms of Sentences, 
                    is amended by redesignating paragraphs 8, 9, 10, 11, 
                    12, 13, 14, 15, and 16 as paragraphs 6, 7, 8, 9, 10, 
                    11, 12, 13, and 14 respectively.
                    Changes to the Maximum Punishment Chart of the Manual 
                    for Courts-Martial, United States
    
                        Appendix 12, the Maximum Punishment Chart, is 
                    amended by adding after Art. 134 (Quarantine, breaking) 
                    the following:
                        ``Reckless endangerment . . . . BCD 1 yr. Total''
                    Changes to the Discussion Accompanying the Manual for 
                    Courts-Martial, United States
    
                        a. The Discussion following R.C.M. 1001(b)(4) is 
                    amended by striking the first paragraph.
                        b. The Discussion to R.C.M. 1003(b) is amended by 
                    striking subparagraph (4).
    
    [FR Doc. 99-26670
    Filed 10-8-99; 8:45 am]
    Billing code 3195-01-P
    
    
    

Document Information

Published:
10/12/1999
Department:
Executive Office of the President
Entry Type:
Presidential Document
Document Type:
Executive Order
Document Number:
99-26670
Pages:
55115-55123 (9 pages)
EOCitation:
E.O. 13140 of 1999-10-06
EONotes:
Amends: EO 12473, April 13, 1984 See: EO 12484, July 13, 1984; EO 12550, February 19, 1986; EO 12586, March 3, 1987; EO 12708, March 23, 1990; EO 12767, June 27, 1991; EO 12888, December 23, 1993; EO 12936, November 10, 1994; EO 12960, May 12, 1995; EO 13086, May 27, 1998
PDF File:
99-26670.pdf