[Federal Register Volume 60, Number 190 (Monday, October 2, 1995)]
[Notices]
[Page 51507]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 95-24347]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 21375; 811-6301]
Neuberger & Berman Series Trust; Notice of Application
September 25, 1995.
AGENCY: Securities and Exchange Commission (``SEC'').
ACTION: Notice of application for deregulation under the Investment
Company Act of 1940 (the ``Act'').
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APPLICANT: Neuberger & Berman Series Trust.
RELEVANT ACT SECTION: Section 8(f).
SUMMARY OF APPLICATION: Applicant requests an order declaring it has
ceased to be an investment company.
FILING DATE: The application was filed on September 11, 1995.
HEARING OR NOTIFICATION OF HEARING: An order granting the application
will be issued unless the SEC orders a hearing. Interested persons may
request a hearing by writing to the SEC's Secretary and serving
applicant with a copy of the request, personally or by mail. Hearing
requests should be received by the SEC by 5:30 p.m. on October 20,
1995, and should be accompanied by proof of service on the applicant,
in the form of an affidavit or, for laywers, a certificate of service.
Hearing requests should state the nature of the writer's interest, the
reason for the request, and the issues contested. Persons may request
notification of a hearing by writing to the SEC's Secretary.
ADDRESSES: Secretary, SEC, 450 Fifth Street, NW., Washington, DC 20549.
Applicant, 605 Third Avenue, New York, New York 10158-0006.
FOR FURTHER INFORMATION CONTACT:
Diane L. Titus, Paralegal Specialist, at (202) 942-0584, or C. David
Messman, Branch Chief, at (202) 942-0564 (Division of Investment
Management, Office of Investment Company Regulation).
SUPPLEMENTARY INFORMATION: The following is a summary of the
application. The complete application may be obtained for a fee from
the SEC's Public Reference Branch.
Applicant's Representations
1. Applicant is an open-end, non-diversified management investment
company, organized as a business trust under the laws of the
Commonwealth of Massachusetts. On April 19, 1991, applicant registered
under the Act and filed a registration statement under the Securities
Act of 1933. Applicant's registration statement was never declared
effective, and applicant has not issued any securities. The SEC has
deemed applicant's registration statement to be abandoned.
2. Applicant has not, within the past 18 months, transferred any of
its assets to a separate trust, the beneficiaries of which were or are
securityholders of applicant. Applicant has no assets, debts or
liabilities and has no securityholders. Applicant is not a party to any
litigation or administrative proceedings.
3. Applicant is not now engaged, and does not propose to engage, in
any business activities other than those necessary for the winding up
of its affairs.
For the SEC, by the Division of Investment Management, under
delegated authority.
Margaret M. McFarland,
Deputy Secretary.
[FR Doc. 95-24347 Filed 9-29-95; 8:45 am]
BILLING CODE 8010-01-M
