94-26002. Archaeological Resource Surveys and Reports on Outer Continental Shelf Lease Tracts  

  • [Federal Register Volume 59, Number 203 (Friday, October 21, 1994)]
    [Unknown Section]
    [Page 0]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 94-26002]
    
    
    [[Page Unknown]]
    
    [Federal Register: October 21, 1994]
    
    
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    DEPARTMENT OF THE INTERIOR
    
    Minerals Management Service
    
    30 CFR Parts 250, 256, 280, and 281
    
    RIN 1010-AB63
    
     
    
    Archaeological Resource Surveys and Reports on Outer Continental 
    Shelf Lease Tracts
    
    AGENCY: Minerals Management Service, Interior.
    
    ACTION: Final rule.
    
    -----------------------------------------------------------------------
    
    SUMMARY: This rule amends the regulatory program of the Minerals 
    Management Service (MMS) to state specifically the authority of MMS to 
    require lessees or operators to conduct archaeological resource surveys 
    and submit reports prior to exploration, development and production, or 
    installation of lease term or right-of-way pipelines. This rule also 
    standardizes the definition and use of the term ``archaeological 
    resources'' within MMS's regulatory program.
    
    EFFECTIVE DATE: November 21, 1994.
    
    FOR FURTHER INFORMATION CONTACT:Kumkum Ray, Engineering and Standards 
    Branch, telephone (703) 787-1600.
    
    SUPPLEMENTARY INFORMATION: Since 1973, the Department of the Interior 
    (DOI) has included a stipulation on the Outer Continental Shelf (OCS) 
    mineral lease tracts to notify potential lessees that, where 
    applicable, archaeological resource surveys and reports will be 
    required. Lessees and operators have, since that time, submitted this 
    information when the stipulation was invoked by MMS.
        The authority to require this information was identified, in a 
    general fashion, in a final rule published by MMS in the Federal 
    Register on April 1, 1988 (53 FR 10596). That rule granted authority to 
    MMS Regions to ensure safety and environmental protection by requiring 
    OCS lessees and operators to conduct needed surveys and submit reports 
    when seeking approval of their plans to explore or develop and produce 
    hydrocarbons or to install lease term or right-of-way pipelines.
        The MMS Regions issue further guidance in the form of Notices to 
    Lessees and Operators (NTL's). These NTL's provide detailed information 
    on archaeological resource requirements.
        In order to convert the requirements contained in the 
    archaeological lease stipulation into regulations, a proposed rule was 
    published by MMS on October 12, 1993 (58 FR 52731). The proposed rule 
    sought to grant specific authority to each MMS Regional Director to 
    require archaeological resource surveys and reports. The proposed rule 
    also made minor modifications in 30 CFR parts 256 and 280 to 
    standardize the use of the term ``archaeological resource,'' eliminate 
    use of other terms such as ``cultural resources,'' and provide uniform 
    definitions. The routine requirements for surveys and reports that were 
    proposed in 30 CFR 250.26 are not located in Secs. 250.33 and 250.34. 
    These surveys and reports, when required, will normally be included in 
    the exploration report or the development and production report. Since 
    Secs. 250.33 and 250.34 pertain to Exploration Plan and Development and 
    Production Plan respectively, the change will help to clarify the 
    requirements.
        The comments received during the public comment period were 
    reviewed, and an analysis was conducted within MMS. The following is a 
    discussion of the responses to comments received and any resultant text 
    changes.
    
    Narrative Response to Comments
    
    Authority Citation
    
        Comment: One commenter suggested that we expand the authority 
    section to include other applicable archaeological resource 
    legislation.
        Response: The MMS has used the requirements of the National 
    Historic Preservation Act of 1966 (NHPA) 16 U.S.C. 470 et seq., the 
    Archaeological and Historic Preservation Act 16 U.S.C. 469-469c, and 
    the Archaeological Resources Protection Act of 1979 (ARPA) 16 U.S.C. 
    470aa-mm in developing the requirements in the regulations. However, 
    MMS believes that the Outer Continental Shelf Lands Act provides 
    sufficient authority for all requirements in the regulation.
    
    Changes in Definitions
    
        Comment: Two commenters suggested that we define the term 
    ``archaeological resource'' to be consistent with the definition 
    provided in implementing regulations for the ARPA, 16 U.S.C. 470aa-mm, 
    43 CFR 7.3.
        Response: We have changed the definition of ``archaeological 
    resource'' to the wording recommended by the commenters with one 
    exception (with regard to the age criterion), to correspond to the 
    definition provided in 43 CFR 7.3(a) (1) and (2). The exception was to 
    change the 100-year-old criterion for the age of an archaeological 
    resource to a 50-year-old criterion so that the MMS regulation is 
    consistent with the NHPA criteria for eligibility to the National 
    Register of Historic Places. To improve the clarity of the rule, MMS 
    added a definition of significant archaeological resource.
    
    Archaeological Report Standards
    
        Comment: One commenter suggested that we include documentation 
    (report) standards in the archaeology rule. Another commenter suggested 
    that the reports submitted conform to the ``Secretary of the Interior's 
    Standards and Guidelines for Archaeology and Historic Preservation.''
        Response: The MMS has developed detailed survey and report 
    standards for OCS archaeological surveys based on more than 20 years 
    experience. These standards are contained in Region-specific NTL's. The 
    MMS has chosen not to include the survey and report standards in the 
    rule. These standards are very detailed and vary from region to region 
    due to differences in regional geology and environmental conditions.
    
    Basis for Requiring Archaeological Report
    
        Comment: One commenter was concerned that in the proposed rule, the 
    Regional Director would be permitted to make the determination of 
    whether an archaeological survey/report would be required. Another 
    commenter suggested that we provide improved guidance about the basis 
    upon which a Regional Director would make the regulatory determination 
    that an archaeological resource exists in the proposed lease area.
        Response: This decision as to whether or not a report is required 
    is not made arbitrarily by the Regional Director. The MMS conducts 
    regional archaeological baseline studies to compile information on the 
    locations of historic shipwrecks and coastal prehistoric archaeological 
    sites. These data are also used to construct predictive criteria for 
    the occurrence of unknown sites on the continental shelf.
        Using these predictive criteria, MMS can identify portions of the 
    continental shelf having potential for archaeological resources. These 
    ``archaeologically sensitive'' areas are used as the basis for 
    requiring marine remote sensing surveys to evaluate the archaeological 
    site potential of individual lease tracts before permitting lease 
    activities.
    
    Information Submitted With the Archaeological Report
    
        Comment: One commenter suggested that a new Sec. 250.26(c) be added 
    to require that the reports submitted to the Regional Director include 
    all the data, artifacts, records, and remains obtained during the 
    investigations conducted pursuant to 256.26 (a) and (b), pertaining to 
    reporting requirements for the protection of possible or discovered 
    archaeological resources.
        Response: The marine remote sensing survey data collected to 
    evaluate archaeological resources is maintained by the lessee or right-
    of-way holder; however, the data must be made available to MMS upon 
    request. The MMS maintains copies of the archaeological reports 
    prepared from the remote sensing survey data. Because the 
    archaeological surveys conducted prior to OCS activities are 
    reconnaissance surveys, evidence of potential resources is used to 
    avoid lessee activity that could harm or disturb artifacts or remains. 
    Thus, artifacts or remains are rarely recovered or disturbed.
    
    Archaeological Surveys and Grandfathered Leases
    
        Comment: One commenter suggested that MMS should continue its 
    practice of requiring no archaeological surveys for grandfathered 
    leases. (The commenter's view is that a grandfathered lease is any 
    lease issued by MMS prior to December 1973, the date the first lease 
    with an archaeological resource stipulation was issued). The commenter 
    also indicated that existing survey data on older leases should 
    continue to be acceptable to MMS for exploration and most development 
    activities for as long as the lease remains in force. The commenter 
    believes that although the aforementioned practices are not 
    specifically addressed or confirmed in the proposed regulations, it is 
    implicit in the provisions thereof that MMS does not intend for the 
    proposed changes to the regulations to change these existing 
    procedures. It is the commenter's position that to do otherwise would 
    directly impair existing lease contract rights.
        Response: The MMS does not agree that any lease issued prior to the 
    inclusion of an archaeological resource lease stipulation in December 
    1973 is grandfathered and exempt from the requirement to protect and 
    preserve resources under either the existing or proposed regulations. 
    The archaeological stipulations included in OCS leases in December 1973 
    were designed to ensure that lessees and other interested parties were 
    aware of the need to protect and preserve archaeological resources. The 
    absence of an archaeological stipulation in an OCS lease issued prior 
    to December 1973 does not free the lessee of its obligation to protect 
    and preserve resources. In accordance to Sec. 250.33(b)(15) or 
    Sec. 250.34(b)(8)(v)(A), if the Regional Director notifies the lessee 
    that an archaeological resource may exist in the lease area, prior to 
    commencing any operations, the lessee is required to prepare a report 
    as specified by the Regional Director to determine the potential 
    existence of any archaeological resource that may be affected by 
    operations. Thus, the regulations are applicable to any new exploration 
    or development operations except preliminary activities (250.31). If 
    there are no new activities, production operations will continue with 
    no changes in the status quo.
    
    Chance Find Clause
    
        Comment: One commenter recommended that treatment of unanticipated 
    discoveries of archaeological resources during operations be made 
    consistent with DOI procedures by requiring a halt to operations until 
    the Regional Director has told the lessee how to protect the resource. 
    Other commenters suggested that this clause, commonly called the 
    ``chance finds clause,'' be changed to reflect the fact that not all 
    discoveries made during operations will require protection.
        Response: In response to these comments, wording changes were made 
    to clarify that not all discoveries made during operations, including 
    operations conducted within a right-of-way, would require protection. 
    To provide consistency between sections, the wording of Secs. 250.26(b) 
    and 250.159(c)(4) has been changed.
    
    Author
    
        This document was prepared by Kumkum Ray, Engineering and 
    Technology Division, MMS and Melanie Stright, Environmental Policy 
    and Programs Division, MMS.
    
    Executive Order (E.O.) 12866
    
        This final rule was reviewed under E.O. 12866. The final rule was 
    determined to not be a significant rule under the criteria of E.O. 
    12866.
    
    Regulatory Flexibility Act
    
        The DOI has determined that this rule will not have a significant 
    effect on a substantial number of small entities. In general, the 
    entities that engage in offshore activities are not considered small 
    due to the technical and financial resources and experience necessary 
    to safely conduct such activities.
    
    Paperwork Reduction Act
    
        The collections of information contained in Secs. 250.26, 250.33 
    and 250.34 have been approved by the Office of Management and Budget 
    (OMB) under 44 U.S.C. 3501 et seq., and assigned clearance number 1010-
    0049. The information will be used to protect archaeological resources. 
    Response is mandatory in accordance with Sec. 204, Public Law 95-372, 
    92 Stat. 629 (43 U.S.C. 1334).
        Public reporting burden for this collection of information is 
    estimated to average 1 hour per response, including the time for 
    reviewing instructions, searching existing data sources, gathering and 
    maintaining the data needed, and completing and reviewing the 
    collection of information. Send comments regarding this burden estimate 
    or any other aspect of this collection of information, including 
    suggestions for reducing the burden, to the Information Collection 
    Clearance Officer; Minerals Management Service; Mail Stop 2053, 381 
    Elden Street; Herndon, Virginia 22070-4817, and the Office of 
    Management and Budget; Paperwork Reduction Project (1010-0049); 
    Washington, DC 20503, telephone (202) 395-7340.
    
    Takings Implication Assessment
    
        The DOI has determined that the rule does not represent a 
    governmental action capable of interference with constitutionally 
    protected property rights. Thus, a Takings Implication Assessment has 
    not been prepared pursuant to E.O. 12630, Government Action and 
    Interference with Constitutionally Protected Property Rights.
    
    E.O. 12778
    
        The DOI has certified to OMB that this final rule meets the 
    applicable civil justice reform standards provided in sections 2(a) and 
    2(b)(2) of E.O. 12778.
    
    National Environmental Policy Act
    
        The DOI has determined that this action does not constitute a major 
    Federal action affecting the quality of the human environment; 
    therefore, preparation of an Environmental Impact Statement is not 
    required.
    
    List of Subjects
    
    30 CFR Part 250
    
        Continental shelf, Environmental impact statements, Environmental 
    protection, Government contracts, Incorporation by reference, 
    Investigations, Mineral royalties, Oil and gas development and 
    production, Oil and gas exploration, Oil and gas reserves, Penalties, 
    Pipelines, Public lands--mineral resources, Public lands--rights-of-
    way, Reporting and recordkeeping requirements, Sulphur development and 
    production, Sulphur exploration, Surety bonds.
    
    30 CFR Part 256
    
        Administrative practice and procedure, Continental shelf, 
    Government contracts, Oil and gas exploration, Public lands--mineral 
    resources, Reporting and recordkeeping requirements, Surety bonds.
    
    30 CFR Part 280
    
        Administrative practice and procedure, Bonds, Continental shelf, 
    Environmental protection, Mines, Public lands--mineral resources, 
    Reporting and recordkeeping requirements.
    
    30 CFR Part 281
    
        Administrative practice and procedure, Bonds, Continental shelf, 
    Mineral royalties, Mines, Public lands--mineral resources, Reporting 
    and recordkeeping requirements.
    
        Dated: September 9, 1994.
    Bob Armstrong,
    Assistant Secretary, Land and Minerals Management.
    
        For the reasons set out in the preamble, 30 CFR parts 250, 256, 
    280, and 281 are amended as follows:
    
    PART 250--OIL AND GAS AND SULPHUR OPERATIONS IN THE OUTER 
    CONTINENTAL SHELF
    
        1. The authority citation for part 250 is revised to read as 
    follows:
    
        Authority: 43 U.S.C. 1334.
    
        2. Section 250.2 is amended by adding the following definitions, in 
    alphabetical order, to read as follows:
    
    
    Sec. 250.2  Definitions.
    
    * * * * *
        Archaeological resource means any material remains of human life or 
    activities that are at least 50 years of age and that are of 
    archaeological interest.
    * * * * *
        Material remains means physical evidence of human habitation, 
    occupation, use, or activity, including the site, location, or context 
    in which such evidence is situated.
    * * * * *
        Of archaeological interest means capable of providing scientific or 
    humanistic understanding of past human behavior, cultural adaptation, 
    and related topics through the application of scientific or scholarly 
    techniques, such as controlled observation, contextual measurement, 
    controlled collection, analysis, interpretation, and explanation.
    * * * * *
        Significant archaeological resource means those archaeological 
    resources that meet the criteria of significance for eligibility to the 
    National Register of Historic Places as defined in 36 CFR 60.4.
    * * * * *
        3. A new Sec. 250.26 is added to subpart A to read as follows:
    
    
    Sec. 250.26  Archaeological reports and surveys.
    
        (a) If the Regional Director believes that an archaeological 
    resource may exist in the lease area, the Regional Director will notify 
    the lessee in writing. The lessee shall include an archaeological 
    report in the Exploration Plan or Development and Production Plan and 
    shall comply with the following:
        (1) If the evidence suggests that an archaeological resource may be 
    present, the lessee shall either:
        (i) Locate the site of any operation so as not to affect adversely 
    the area where the archaeological resource may be; or
        (ii) Establish to the satisfaction of the Regional Director that an 
    archaeological resource does not exist or will not be adversely 
    affected by operations. This shall be done by further archaeological 
    investigation, conducted by an archaeologist and a geophysicist, using 
    survey equipment and techniques deemed necessary by the Regional 
    Director. A report on the investigation shall be submitted to the 
    Regional Director for review.
        (2) If the Regional Director determines that an archaeological 
    resource is likely to be present in the lease area and may be adversely 
    affected by operations, the Regional Director will notify the lessee 
    immediately. The lessee shall take no action that may adversely affect 
    the archaeological resource until the Regional Director has told the 
    lessee how to protect it.
        (b) If the lessee discovers any archaeological resource while 
    conducting operations in the lease area, the lessee shall immediately 
    halt operations within the area of the discovery and report the 
    discovery to the Regional Director. If investigations determine that 
    the resource is significant, the Regional Director will inform the 
    lessee how to protect it.
        4. Section 250.33 is amended by revising paragraphs (b)(15) and (o) 
    to read as follows:
    
    
    Sec. 250.33  Exploration Plan.
    
    * * * * *
        (b) * * *
        (15) If the Regional Director believes that an archaeological 
    resource may exist in the lease area, the Regional Director will notify 
    the lessee in writing. Prior to commencing any operations, the lessee 
    shall prepare a report, as specified by the Regional Director, to 
    determine the potential existence of any archaeological resource that 
    may be affected by operations. The report shall be prepared by an 
    archaeologist and geophysicist and shall be based on an assessment of 
    data from remote-sensing surveys and of other pertinent archaeological 
    and environmental information.
    * * * * *
        (o) To ensure safety and protection of the environment and 
    archaeological resources, the Regional Director may authorize or direct 
    the lessee to conduct geological, geophysical, biological, 
    archaeological, or other surveys or monitoring programs. The lessee 
    shall provide the Regional Director, upon request, with copies of any 
    data obtained as a result of those surveys and monitoring programs.
    * * * * *
        5. Section 250.34 is amended by revising paragraphs (b)(8)(v)(A) 
    and (s) to read as follows:
    
    
    Sec. 250.34  Development and Production Plan.
    
    * * * * *
        (b) * * *
        (8) * * *
        (v) * * *
        (A) If the Regional Director believes that an archaeological 
    resource may exist in the lease area, the Regional Director will notify 
    the lessee in writing. Prior to commencing any operations, the lessee 
    shall prepare a report, as specified by the Regional Director, to 
    determine the potential existence of any archaeological resource that 
    may be affected by operations. The report shall be prepared by an 
    archaeologist and geophysicist and shall be based on an assessment of 
    data from remote-sensing surveys and of other pertinent archaeological 
    and environmental information.
    * * * * *
        (s) To ensure safety and protection of the environment and 
    archaeological resources, the Regional Director may authorize or direct 
    the lessee to conduct geological, geophysical, biological, 
    archaeological, or other surveys or monitoring programs. The lessee 
    shall provide the Regional Director, upon request, copies of any data 
    obtained as a result of those surveys and monitoring programs.
    * * * * *
        6. Section 250.157 is amended by revising paragraph (a)(5) to read 
    as follows:
    
    
    Sec. 250.157  Applications.
    
        (a) * * *
        (5) The application shall include a shallow hazards survey report 
    and, if required by the Regional Director, an archaeological resource 
    report that covers the entire length of the pipeline. A shallow hazards 
    analysis may be included in a lease term pipeline application in lieu 
    of the shallow hazards survey report with the approval of the Regional 
    Director. The Regional Director may require the submission of the data 
    upon which the report or analysis is based.
    * * * * *
        7. Section 250.159 is amended by revising paragraph (c)(4) to read 
    as follows:
    
    
    Sec. 250.159  General requirements for a pipeline right-of-way grant.
    
    * * * * *
        (c) * * *
        (4) If the right-of-way holder discovers any archaeological 
    resource while conducting operations within the right-of-way, the 
    right-of-way holder shall immediately halt operations within the area 
    of the discovery and report the discovery to the Regional Director. If 
    investigations determine that the resource is significant, the Regional 
    Director will inform the lessee how to protect it.
    * * * * *
    
    PART 256--OUTER CONTINENTAL SHELF MINERALS AND RIGHTS-OF-WAY 
    MANAGEMENT, GENERAL
    
        9. The authority citation for part 256 is revised to read as 
    follows:
    
        Authority: 43 U.S.C. 1331 et seq.
    
        9. Section 256.23 is amended by revising the last sentence in 
    paragraph (b) to read as follows:
    
    
    Sec. 256.23  Information on areas.
    
    * * * * *
        (b) * * * For an oil and gas lease sale Call Area, the Director may 
    request comments concerning geological conditions, including bottom 
    hazards; archaeological sites on the seabed or nearshore; multiple uses 
    of the proposed leasing area, including navigation, recreation, and 
    fisheries; and other socioeconomic, biological, and environmental 
    information.
    
    PART 280--PROSPECTING FOR MINERALS OTHER THAN OIL, GAS, AND SULPHUR 
    IN THE OUTER CONTINENTAL SHELF
    
        10. The authority citation for part 280 is revised to read as 
    follows:
    
        Authority: 43 U.S.C. 1331 et seq., 42 U.S.C. 4332 et seq.
    
        11. Section 280.2 is amended by revising the definition of 
    ``archaeological resource'' and adding the following definitions in 
    alphabetical order, to read as follows:
    
    
    Sec. 280.2  Definitions.
    
    * * * * *
        Archaeological resource means any material remains of human life or 
    activities that are at least 50 years of age and that are of 
    archaeological interest.
    * * * * *
        Material remains means physical evidence of human habitation, 
    occupation, use, or activity, including the site, location, or context 
    in which such evidence is situated.
    * * * * *
        Of archaeological interest means capable of providing scientific or 
    humanistic understanding of past human behavior, cultural adaptation, 
    and related topics through the application of scientific or scholarly 
    techniques, such as controlled observation, contextual measurements, 
    controlled collection, analysis, interpretation, and explanation.
    * * * * *
        Significant archaeological resource means those archaeological 
    resources that meet the criteria of significance for eligibility to the 
    National Register of Historic Places as defined in 36 CFR 60.4.
    * * * * *
    
    PART 281--LEASING OF MINERALS OTHER THAN OIL, GAS, AND SULPHUR IN 
    THE OUTER CONTINENTAL SHELF
    
        12. The authority citation for part 281 is revised to read as 
    follows:
    
        Authority: 43 U.S.C. 1331 et seq.
    
    
    Sec. 281.12  [Amended]
    
        13. In Sec. 281.12, paragraph (c) is amended by removing the word 
    ``archeological'' and adding in its place the word ``archaeological''.
    
    [FR Doc. 94-26002 Filed 10-20-94; 8:45 am]
    BILLING CODE 4310-MR-M
    
    
    

Document Information

Published:
10/21/1994
Department:
Minerals Management Service
Entry Type:
Uncategorized Document
Action:
Final rule.
Document Number:
94-26002
Dates:
November 21, 1994.
Pages:
0-0 (1 pages)
Docket Numbers:
Federal Register: October 21, 1994
RINs:
1010-AB63
CFR: (9)
30 CFR 250.2
30 CFR 250.26
30 CFR 250.33
30 CFR 250.34
30 CFR 250.157
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