99-27689. Endangered and Threatened Wildlife and Plants; Final Listing Priority Guidance for Fiscal Year 2000  

  • [Federal Register Volume 64, Number 204 (Friday, October 22, 1999)]
    [Notices]
    [Pages 57114-57119]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-27689]
    
    
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    DEPARTMENT OF THE INTERIOR
    
    Fish and Wildlife Service
    
    
    Endangered and Threatened Wildlife and Plants; Final Listing 
    Priority Guidance for Fiscal Year 2000
    
    AGENCY: Fish and Wildlife Service, Interior.
    
    ACTION: Notice.
    
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    SUMMARY: We (the U.S. Fish and Wildlife Service) announce final 
    guidance for assigning relative priorities to listing actions conducted 
    under section 4 of the Endangered Species Act of 1973 as amended (Act) 
    during fiscal year (FY) 2000. We have returned to a more balanced 
    listing program and have reduced the serious backlogs that remained 
    from the 1995-96 moratorium and funding rescission. Nevertheless, a 
    method for prioritizing among the various listing activities remains 
    necessary because it is still extremely important for us to focus our 
    efforts on listing actions that will provide the greatest conservation 
    benefits to imperiled species in the most expeditious and biologically 
    sound manner. We will no longer recognize tiers and, nationwide, we 
    will undertake all listing activities in all priority levels 
    simultaneously; however, we will observe relative priorities among 
    various listing actions as described in this guidance. The highest 
    priority will be processing emergency listing rules for any species 
    determined to face a significant and imminent risk to its well being. 
    Second priority is the processing
    
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    of final determinations on proposed additions to the lists of 
    endangered and threatened wildlife and plants. Third priority is 
    processing new proposals to add species to the lists. The processing of 
    administrative petition findings (petitions filed under section 4 of 
    the Act) is the fourth priority. The processing of critical habitat 
    determinations (prudency and determinability decisions) and proposed or 
    final designations of critical habitat will be funded separately from 
    other section 4 listing actions and will no longer be subject to 
    prioritization under Listing Priority Guidance. Critical habitat 
    determinations, which were previously included in final listing rules 
    published in the Federal Register, may now be processed separately, in 
    which case stand alone critical habitat determinations will be 
    published as notices in the Federal Register. We will undertake 
    critical habitat determinations and designations during FY 2000 as 
    conservation efforts demand and in light of resource constraints. 
    Delisting activities are no longer part of the listing program and have 
    been undertaken by the recovery program since FY 1999. In addition, all 
    listing and delisting of foreign species are carried out by the 
    Service's International Affairs program and are not addressed in this 
    notice.
    
    DATES: This Listing Priority Guidance is effective immediately upon 
    publication and will remain in effect until modified or terminated. 
    This is internal Service guidance that will neither invoke nor relieve 
    restrictions on the private or public sector. Therefore, in accordance 
    with 5 U.S.C. 553(d), we have determined that good cause exists to make 
    the effective date of this notice immediate.
    
    ADDRESSES: Submit questions regarding this guidance to the Chief, 
    Division of Endangered Species, U.S. Fish and Wildlife Service, 1849 C 
    Street, NW, Mailstop ARLSQ-420, Washington, D.C. 20240.
    
    FOR FURTHER INFORMATION CONTACT: Nancy Gloman, Chief, Division of 
    Endangered Species, U.S. Fish and Wildlife Service, 703-358-2171 (see 
    ADDRESSES section).
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        We adopted guidelines on September 21, 1983 (48 FR 43098-43105), 
    that govern the assignment of priorities to species under consideration 
    for listing as endangered or threatened under section 4 of the Act. We 
    adopted those guidelines to establish a rational system for allocating 
    available appropriations to the highest priority species when adding 
    species to the lists of endangered or threatened wildlife and plants or 
    reclassifying threatened species to endangered status. The system 
    places greatest importance on the immediacy and magnitude of threats, 
    but also factors in the level of taxonomic distinctiveness by assigning 
    priority in descending order to monotypic genera, full species, and 
    subspecies (or, equivalently, distinct population segments of 
    vertebrates). However, this system does not provide for prioritization 
    among different types of listing actions such as preliminary 
    determinations, proposed listings, and final listings.
        Serious backlogs of listing actions resulted from the 1995-96 
    listing moratorium and funding rescission. The enactment of Public Law 
    104-6 in April 1995 rescinded $1.5 million from our budget for carrying 
    out listing activities through the remainder of FY 1995. Public Law 
    104-6 prohibited the expenditure of the remaining appropriated funds 
    for final determinations to list species or designate critical habitat 
    which, in effect, placed a moratorium on those activities. For more 
    than half of FY 1996, we operated without a final budget due to a 
    series of continuing resolutions. Those continuing resolutions 
    continued the moratorium and provided almost no funds for listing. The 
    net effect of the moratorium and the limited funding provided by 
    continuing resolutions was that our listing program was essentially 
    shut down. The moratorium on final listings and the budget constraints 
    remained in effect until April 26, 1996, when President Clinton 
    approved the Omnibus Budget Reconciliation Act of 1996 and waived the 
    moratorium. At that time, we had accrued a backlog of proposed listings 
    for 243 species. The limited funding available for listing activities 
    generally precluded petition processing and the development of proposed 
    listings from October 1, 1995, through April 26, 1996.
        When the moratorium was lifted and funds were appropriated for the 
    administration of the listing program, we faced the considerable task 
    of allocating the available resources to the significant backlog of 
    listing activities. The Final Listing Priority Guidance for FY 1996 was 
    published on May 16, 1996 (61 FR 24722). We followed that three-tiered 
    approach until the Final Listing Priority Guidance for FY 1997 was 
    published on December 5, 1996 (61 FR 64475). The FY 1997 Listing 
    Priority Guidance employed four tiers for assigning relative priorities 
    to listing actions to be carried out under section 4 of the Act. Tier 
    1, the highest priority, was the processing of emergency listings for 
    species facing a significant risk to their well-being. Processing final 
    decisions on pending proposed listings was assigned to Tier 2. Tier 3 
    was to resolve the conservation status of species identified as 
    candidates and processing 90-day or 12-month administrative findings on 
    petitions to list or reclassify species from threatened to endangered 
    status. Preparation of proposed or final critical habitat designations 
    and processing reclassifications were assigned lowest priority (Tier 
    4). We published Listing Priority Guidance for FY 1998 and 1999 on May 
    8, 1998 (63 FR 25502), and employed a three-tiered system. Emergency 
    actions comprised Tier 1, all other listing actions except critical 
    habitat designation were included in Tier 2, and critical habitat 
    designation was the lowest priority, or Tier 3.
        While operating the listing program under the Final FY 1998 and FY 
    1999 Listing Priority Guidance, we focused our resources on completing 
    Tier 2 activities. Two emergency listing actions (for the San 
    Bernardino kangaroo rat (63 FR 3835) and Jarbidge population of bull 
    trout (63 FR 42757)) were necessary in FY 1998. During FY 1998, we made 
    final determinations for 57 species (47 final listings and 10 
    withdrawals). As a result of this expeditious progress, only 84 
    proposed species remained at the end of FY 1998 (including 42 newly 
    proposed species). We published petition findings for 18 species (11 
    90-day findings and seven 12-month findings). We proposed one species, 
    the peregrine falcon in North America, for delisting during FY 1998. 
    Since the end of FY 1998, and up to July 31, 1999, 38 final 
    determinations, 18 proposed rules, 15 petition findings, five proposed 
    delistings, one final delisting, and two proposed and three final 
    critical habitat designations have been completed. The proposed 
    critical habitat designations, Tier 3 activities, were undertaken to 
    comply with court orders. However, we did make critical habitat 
    determinations (prudency and/or determinability decisions) for each 
    final listing during FY 1998 and through July 30, 1999.
        Despite the return to a more balanced listing program, backlogs 
    remain. As of July 31, 1999, there are 66 proposed species awaiting 
    final determinations, and 154 candidates awaiting resolution of their 
    conservation status. Fifty-three species have pending 90-day petition 
    findings and 22 species have pending 12-month petition findings. 
    Various district courts and appellate courts have
    
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    remanded not prudent critical habitat determinations to us for 
    reconsideration. Currently, we have to reconsider not prudent 
    determinations for 245 Hawaiian Island plants and four vernal pool 
    fairy shrimp that courts have remanded.
        As stated in the FY 1998 and FY 1999 Listing Priority Guidance, it 
    is important to recognize that we face even greater backlogs in our 
    responsibilities to implement other aspects of the Act. The section 7 
    consultation and habitat conservation planning (HCP) backlogs continue 
    to grow. The backlog of species awaiting Recovery Plans and the 
    shortage of funding used for recovery implementation make the recovery 
    backlog most severe. We base our funding requests on the workloads 
    faced by all activities of the endangered species program. In FY 1999, 
    the Department of the Interior requested significant increases in 
    funding for all endangered species activities, but proportionally less 
    for the listing program. The magnitude of the other endangered species 
    backlogs exceeds the listing backlog, and was therefore reflected in 
    the overall Department of the Interior funding request that included 
    larger increases for the other endangered species programs.
        In enacting the Department of the Interior's FY 1999 Omnibus and 
    Emergency Supplemental Appropriations Act (Public Law 105-277), 
    Congress provided only modest increases. Congress included in the 
    Department of the Interior's FY 1998 appropriation an express limit on 
    the amount to be spent on listing actions (including the designation of 
    critical habitat); that continues this year, and the limit is $5.756 
    million.
        Even with the gradual reduction of the backlogs of proposed species 
    pending final action, candidate species awaiting proposal, and 
    petitions awaiting administrative findings, it is extremely important 
    for us to focus our efforts on listing actions that will provide the 
    greatest conservation benefits to imperiled species in the most 
    expeditious and biologically sound manner. It has been longstanding 
    policy (1983 Listing and Recovery Priority Guidelines (48 FR 43098)) 
    that the order in which species should be processed for listing is 
    based primarily on the immediacy and magnitude of the threats they 
    face. We will continue to base decisions regarding the order in which 
    species will be proposed or listed on the 1983 listing priority 
    guidelines. We also must continue to prioritize among types of listing 
    actions and this level of relative prioritization is the guidance 
    provided below.
    
    Analysis of Public Comments
    
        On May 20, 1999, we published a notice in the Federal Register (63 
    FR 10931) announcing proposed listing priority guidance for FY 1999 and 
    FY 2000 and solicited public comment on that proposed guidance. We 
    received two letters of comment on the proposed guidance (in two 
    separate mailings) within the 30-day comment period specified in the 
    Notice of Proposed LPG for FY 1999 and 2000. One letter was generally 
    in favor of the proposed guidance and one letter was generally opposed. 
    A summary of the issues raised and our response follows.
        Issue 1: The order for processing species listings should be based 
    on the immediacy and magnitude of the threats facing the species, as 
    outlined in the proposed Listing Priority Guidance. The priorities for 
    listing proposed in the guidance (emergency listings, final decisions, 
    resolving the status of candidate species, processing administrative 
    petition findings) will help to ensure the greatest conservation 
    benefits for imperiled species in the most expeditious and biologically 
    sound manner.
        Response 1. We agree that the priorities outlined in the proposed 
    Listing Priority Guidance are sound. We developed our priority system 
    in order to provide the Act's protection to the most imperiled species 
    as quickly as possible. We received no additional information or 
    comments during the comment period that required the re-examination or 
    revision of these priorities.
        Issue 2. Delisting activities are most appropriately undertaken by 
    the Service's Recovery Program, and the Service should provide a 
    funding amount that will be allocated within the Recovery Program 
    specifically for completing delisting actions.
        Response 2. We agree that delisting actions should be accomplished 
    through our recovery program, instead of the listing program. Although 
    delisting activity is not a separate line item in Service budget 
    requests or Congressional appropriations, beginning in 1999, work on 
    delisting was included in the line item for the recovery program. Prior 
    to that time it was included in the line item for the listing program. 
    For Fiscal Year 1999, a total of $1 million was allocated to our 
    regions for work specifically related to delisting or reclassification 
    actions, and we plan to continue allocating a specific amount of 
    recovery funds for this purpose in future years.
        Issue 3. Many of the Service's administrative and funding problems 
    related to listing activities are indicative of the larger problem of 
    insufficient attention to species prior to the need to list them. The 
    Service should continue to construct conservation agreements and 
    habitat conservation plans, and should seek additional ways to address 
    conservation issues proactively, in a manner that will preclude the 
    need for listing whenever possible.
        Response 3. Efforts to conserve species and their habitats prior to 
    the need to list are extremely important. Initiating or expanding 
    conservation actions before a species and its habitat are critically 
    imperiled makes it more likely that simpler, more cost-effective 
    conservation options will still be available and that conservation will 
    ultimately be successful. In addition, removing the need to list a 
    species through early conservation actions maintains land use and 
    development flexibility for landowners. Our candidate conservation 
    program involves a collaborative approach with States and Territories, 
    other Federal agencies, and the private sector to identify species that 
    are in need of conservation actions. In cooperation with our partners, 
    we plan and implement conservation actions to stabilize or conserve 
    species and their habitats, thus reducing and removing threats so that 
    Federal listing is not necessary. We note that our efforts to conserve 
    candidate species do not come at the expense of the listing program, as 
    candidate conservation is funded by a separate budget line-item.
        We recently published final policies on Safe Harbor Agreements and 
    Candidate Conservation Agreements with Assurances (CCAA) (June 17, 
    1999; 64 FR 32726). These Agreements are becoming extremely important 
    and effective candidate conservation tools. The CCAA policy offers 
    assurances as an incentive for non-Federal property owners to implement 
    conservation measures for species that are proposed for listing, 
    species that are candidates for listing, and species that are likely to 
    become candidates in the near future. In turn, property owners receive 
    assurances that additional conservation measures will not be required 
    and additional land, water, or resource use restrictions will not be 
    imposed should the species become listed in the future. We agree that 
    proactive conservation actions are vitally important and should be 
    initiated as early as possible. We encourage Federal, State, and 
    private partners to continue working with us to remove and reduce 
    threats to imperiled species so that listings may be precluded.
    
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        Issue 4. If the Service's Listing Priority Guidance permits 
    statutorily defined deadlines to be exceeded, the Listing Priority 
    Guidance violates the Act. The Service should establish a listing 
    procedure that guarantees that each deadline will be met. This 
    procedure should include the following: uniform intermediate deadlines 
    that Service listing staff must meet, elimination of multiple 
    intermediate reviews, elimination of multiple public comment periods 
    and comment period extensions, and elimination of reviews as required 
    under various Executive Orders (Executive Orders provide that they 
    cannot cause non-compliance with statutes). If necessary, imperfect 
    decisions can be made in order to comply with the mandated deadlines, 
    and remedied later with revisions.
        Response 4. Contrary to the commenter's assertion, the Listing 
    Priority Guidance does not ``permit'' statutorily defined deadlines to 
    be exceeded. It is an unfortunate fact that some of those deadlines 
    will be exceeded with or without the Listing Priority Guidance. The 
    conflict between the listing actions required and deadlines imposed by 
    the Act and the appropriations provided by Congress make it impossible 
    for the Service to avoid delaying compliance with the Act. Therefore, 
    until Congress provides adequate funding, the relevant question is not 
    whether we will delay taking some listing actions required by the Act, 
    but what actions will we delay and with respect to what species. In the 
    Listing Priority Guidance, we have created a uniform policy for 
    answering these questions. The Listing Priority Guidance improves our 
    efficiency, thereby minimizing the need for such delays, and helps us 
    determine which delays of the Act will be of the least consequence to 
    imperiled species. Thus, the LPG is our blueprint for working to comply 
    with the Act while providing the most conservation benefit in 
    furthering the purposes of the Act.
        We have established a listing procedure through which we endeavor 
    to meet statutory and regulatory guidelines to the extent made possible 
    by the annual appropriations for listing activities. We are committed 
    to making listing determinations based on the best available scientific 
    and commercial information as required by the Act. Violation of this 
    standard is no less a violation of the Act than missing a statutory 
    deadline. The opening of public comment periods is necessary to ensure 
    that the public has ample opportunity to provide us with any pertinent 
    information of which we may not be aware. Our agency review process, 
    which does contain internal deadlines for certain review stages, is 
    necessary to ensure that the best available information has been used 
    to make the most appropriate listing decision. In addition, various 
    Executive Orders, such as Executive Order 12866, require that we obtain 
    external review prior to publication of proposed and final listing 
    rules. Under this Executive Order, the Office of Management and Budget 
    must review significant regulatory actions. Coordinated review of 
    agency rulemaking is necessary to ensure that regulations are 
    consistent with applicable law and the President's priorities, and that 
    decisions made by one agency do not conflict with the policies or 
    actions taken or planned by another agency. This Executive Order 
    requires the Office of Management and Budget to complete its review 
    within 90 calendar days of receipt of the rule. In cases where a 
    statutory or court-ordered deadline is applicable, this Executive Order 
    directs agencies to schedule rulemakings, to the extent practicable, so 
    as to permit sufficient time for the Office of Management and Budget to 
    complete its review prior to the deadline. In some cases where courts 
    have imposed very short deadlines for completion of rules, this has not 
    been practicable. Lastly, we regularly review and revise the status of 
    species after they have been listed when additional information is 
    obtained that indicates such revision is appropriate. We will not 
    knowingly issue ``imperfect decisions'' in order to expedite listing 
    actions to meet mandated deadlines as suggested by the commenter.
        Issue 5. The proposed Listing Priority Guidance states that 
    ``[c]ritical habitat determinations, which were previously included in 
    final listing rules published in the Federal Register, may now be 
    processed separately.'' The Act does not allow this separation.
        Response 5. It is true that Section 4(a)(3) of the Act requires 
    that critical habitat be designated concurrently with listing to the 
    maximum extent prudent and determinable. However, as discussed in our 
    response to Issue 4, we are unable to comply with all of the 
    requirements of the Act at current funding levels. In some cases, 
    making prudency and determinability findings, as well as actual 
    critical habitat designations, will divert limited listing resources 
    from other listing actions required by the Act. Therefore, in 
    appropriate cases, we will delay all critical habitat determinations 
    for a species in order to comply with other statutory requirements that 
    provide greater conservation benefit in furtherance of the purposes of 
    the Act.
        Issue 6. The Service's position that critical habitat is relatively 
    unimportant is contradicted by the Act and its legislative history.
        Response 6. We believe that protection of habitat is paramount to 
    successful species' conservation. On June 14, 1999, we published a 
    Notice of Intent to Clarify the Role of Habitat in Endangered Species 
    Conservation (64 FR 31871). As we stated in that notice, we believe 
    that the process of habitat protection via critical habitat designation 
    is most properly examined in the broad context of the overall 
    importance of habitat in endangered species conservation.
    
        Habitat considerations are a key part of virtually every process 
    called for in the Act. We describe the habitat needs of species, and 
    threats to habitat, in detail in all listing rules. In fact, Factor 
    A of the ``Summary of Factors Affecting the Species'' section of all 
    proposed and final listing rules discusses ``The Present or 
    Threatened Destruction, Modification, or Curtailment of the Habitat 
    or Range'' of the species. For most species, the threats to habitat 
    are the most important consideration when determining if a species 
    qualifies for protection under the Act. Habitat considerations are 
    prominent in all recovery plans, and recovery plans include maps and 
    descriptions of the habitat needed to recover the species. The 
    section 7 consultation process addresses the dynamic and seasonal 
    characteristics of the habitat needs of listed species. New 
    information concerning species' habitat use becomes available 
    throughout the listing, consultation, habitat conservation planning, 
    and recovery processes. It is essential that we consider current and 
    complete habitat information in these processes. The analysis of 
    habitat alteration and/or destruction is the cornerstone of the 
    Act's section 7 consultation process and the section 10 habitat 
    conservation planning process; this is true for species that have 
    designated critical habitat, as well as for those species that do 
    not. Habitat is identified, communicated to affected parties, 
    protected, and conserved through all phases of applying the Act's 
    protections. The conservation and recovery of imperiled species are 
    dependent upon habitat protection and restoration. When species are 
    listed as threatened or endangered, the habitats or ecosystems upon 
    which they depend are recognized. Conservation and recovery actions 
    are directed not only to the imperiled species, but to the species' 
    habitat, as well. (64 FR 31871).
    
        The designation of critical habitat has only one regulatory impact: 
    under section 7(a) (2), Federal agencies must, in consultation with us, 
    insure that any action they authorize, fund, or carry out is not likely 
    to result in the destruction or adverse modification of critical 
    habitat. Destruction or adverse modification is a direct or indirect 
    alteration that appreciably diminishes the value of critical habitat 
    for both the
    
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    survival and recovery of a listed species. However, section 7 also 
    prohibits Federal agencies from taking actions that jeopardize the 
    continued existence of a listed species. To jeopardize the continued 
    existence of a species is to engage in an action that reasonably would 
    be expected, directly or indirectly, to reduce appreciably the 
    likelihood of both the survival and recovery of a listed species in the 
    wild by reducing the reproduction, numbers, or distribution of species. 
    For almost all species, the section 7 critical habitat adverse 
    modification and jeopardy standards are the same, resulting in an 
    unnecessarily duplicative and expensive regulatory process.
        Therefore, while we firmly believe that attention to and protection 
    of habitat is paramount to successful conservation actions, we have 
    found that, in most circumstances, the designation of ``official'' 
    critical habitat is of little additional value for most listed species.
        Issue 7. The Service's position that it will not allow litigation 
    to affect its priorities violates the Act's citizen suit provision, and 
    unnecessarily burdens the courts and others with protracted litigation. 
    The Service should respond to 60-day notices and enter into settlement 
    agreements to avoid protracted litigation.
        Response 7. As we stated in the proposed Listing Priority Guidance 
    (64 FR 27596), we will not adjust our biological priorities to reflect 
    the threat of litigation. This position does not violate the Act's 
    provision that allows for citizen suits. According to section 11 (g) 
    (1) (c), any person may commence a civil suit on his own behalf against 
    the Secretary where there is alleged a failure of the Secretary to 
    perform any act or duty under section 4 which is not discretionary with 
    the Secretary. In cases where such citizen suits have been filed 
    regarding the processing of listing actions in accordance with our 
    Listing Priority Guidance, we continue to seek from the courts 
    recognition of our need to allocate our limited listing budget so as to 
    best fulfill the spirit and intent of the Act. We will, of course, 
    comply with all court orders. When possible and when consistent with 
    our biologically-based priorities, we have entered into, and will 
    continue to seek settlement agreements to resolve outstanding 
    litigation. However, adopting the commenter's position would result in 
    allocating scarce resources based on litigation rather than biology. 
    For instance, in response to litigation, we might spend our entire 
    listing budget designating critical habitat for species already listed 
    and therefore subject to most of the protections of the Act, while a 
    gravely imperilled species without the benefit of an interested 
    litigant would be denied the Act's protection.
    
    Final Listing Priority Guidance for Fiscal Year 2000
    
    Relative Listing Priorities
    
        Nationwide in FY 2000, we will undertake the full array of listing 
    actions consistent with the relative priority guidance described below. 
    However, some Regions and some Field Offices within Regions have 
    significant backlogs of proposed species, candidates, and petitions. 
    Therefore, additional guidance is needed to clarify the relative 
    priorities among the various listing activities.
        Completion of emergency listings for species facing a significant 
    risk to their well-being remains our highest priority. Emergency 
    actions take precedence over all other section 4 listing actions. With 
    the exception of emergency actions, all other listing activities may be 
    undertaken simultaneously. Regions should assign relative priorities 
    for their remaining non-emergency listing actions based on the 
    following priority levels. Processing final decisions on pending 
    proposed listings are Priority 2 actions. Priority 3 actions are the 
    resolution of the conservation status of species identified as 
    candidates (resulting in a new proposed rule or a candidate removal). 
    Priority 4 actions are the processing of 90-day or 12-month 
    administrative findings on petitions.
        The processing of petitions requesting critical habitat 
    designations and the preparation of proposed and final critical habitat 
    determinations and/or designations will no longer be prioritized with 
    other section 4 listing actions. Critical habitat actions will be 
    conducted within a specified amount of funding ($979,000 (17% of total) 
    for FY99) which has been set aside out of the listing subactivity.
    Priority 1--Emergency Listing Actions
        We will immediately process emergency listings for any species of 
    fish, wildlife, or plant that faces a significant and imminent risk to 
    its well-being under the emergency listing provisions of section 
    4(b)(7) of the Act. This includes preparing a proposed rule to list the 
    species. Every petition to list a species or reclassify a threatened 
    species to endangered will be reviewed in order to determine whether an 
    emergency situation exists. If the initial review indicates an 
    emergency situation, the action will be a Priority 1 action and an 
    emergency rule to list the species will be prepared immediately. 
    Emergency listings are effective for 240 days. A proposed rule to list 
    the species is usually published concurrently with the emergency rule 
    to ensure that the final listing and full protection of the Act are 
    established before the 240-day emergency protection expires. If the 
    initial review does not indicate that emergency listing is necessary, 
    processing of the petition will be assigned to Priority 4 as discussed 
    below.
    Priority 2--Processing Final Decisions on Proposed Listings
        Proposed species are just one step away from receiving the most 
    important protections under the Act. The majority of the unresolved 
    proposed species face high-magnitude threats. By focusing our efforts 
    on completing final determinations, we can provide the maximum 
    conservation benefits to the largest numbers of those species that are 
    in greatest need of the Act's protections. As proposed listings are 
    reviewed and processed, they will be completed through publication of 
    either a final listing or a withdrawal of the proposed listing. 
    Completion of a withdrawal may not appear consistent with the 
    conservation intent of this guidance. However, once a determination not 
    to make a proposed listing final has been made, publishing the 
    withdrawal of the proposed listing takes minimal time and 
    appropriations. Thus, it is more cost effective and efficient to bring 
    closure to the proposed listing than it is to postpone the action and 
    take it up at some later time.
    Priority 3--Resolving the Conservation Status of Candidate Species 
    (Resulting in a New Proposed Rule or a Candidate Removal)
        The publication of new proposals (candidate conservation 
    resolution) to add species to the lists of threatened and endangered 
    species has significant conservation benefit. Under the 1983 listing 
    priority guidelines, proposed rules dealing with taxa believed to face 
    imminent, high-magnitude threats have the highest relative priority 
    within Priority 3. If an emergency situation exists, the species will 
    be elevated to Priority 1. Proposed listings that cover multiple 
    species facing high-magnitude threats have priority over single-species 
    proposed rules unless we have reason to believe that the single-species 
    proposal should be processed first to avoid possible extinction. 
    Proposed listings for species facing high-magnitude threats that can be 
    quickly completed have higher priority than proposed rules for species 
    with equivalent listing
    
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    priorities that require extensive work to complete.
        Issuance of a new proposed listing is the first formal step in the 
    regulatory process for listing a species. It provides some protection 
    in that all Federal agencies must ``confer'' with us on actions that 
    are likely to jeopardize the continued existence of proposed species. 
    The resolution of a candidate species' conservation status will be 
    accomplished through the publication of new proposed rules or the 
    processing of candidate removal forms (which, when signed by the 
    Director, remove species from the candidate list). Candidate species 
    include species petitioned for listing, for which we have made a 
    warranted but precluded finding pursuant to section 4(b)(3)(B)(iii) of 
    the Act.
    Priority 4--Processing Administrative Findings on Petitions to Add 
    Species to the Lists and Petitions to Reclassify Species
        The processing of 90-day petition findings and 12-month petition 
    findings to add species to the lists or reclassify species will be 
    Priority 4 activities. Once a 90-day petition finding is published, we 
    will make every reasonable effort to complete the 12-month finding in 
    the appropriate time frame. When it is practicable for us to complete a 
    90-day finding within 90 days, we are statutorily afforded a 12-month 
    period from the receipt of a petition to completion of the 12-month 
    finding. However, in those cases in which it is not practicable for us 
    to complete a 90-day finding within 90 days of receipt of the petition, 
    after the 90-day finding is completed, we will require 9 months to 
    complete a thorough biological status review and issue a 12-month 
    finding.
    
    Allocating Listing Resources Among Regions
    
        We allocate the listing appropriation among our seven Regions based 
    strictly on the number of proposed and candidate species for which the 
    Region has lead responsibility, with the exception of providing minimum 
    ``capability funding'' for each Region. The objective is to ensure that 
    those areas of the country with the largest percentage of known 
    imperiled species will receive a correspondingly high level of listing 
    resources. Our experience in administering the Act for the past twenty 
    five years has shown, however, that we need to maintain at least a 
    minimal listing program in each Region in order to respond to 
    emergencies and to retain a level of expertise that permits the overall 
    program to function effectively over the longer term, thus the 
    ``capability funding'' to each Region. In the past, when faced with 
    seriously uneven workloads, we have experimented with reassigning 
    workloads from heavily burdened Regions to less burdened Regions. This 
    approach has proven to be very inefficient because the expertise 
    developed by a biologist who works on a species' listing is useful in 
    recovery planning and other conservation activities for that species. 
    Additionally, biologists in a Region are familiar with other species in 
    that Region that interact with the species proposed for listing, and 
    that knowledge is useful in processing a final decision. For these 
    reasons, we have found it unwise to reassign one Region's workload to 
    personnel in another Region. Because we must maintain a listing program 
    in each Region, Regions with few outstanding proposed listings may be 
    able to address more lower priority listing actions, while Regions with 
    many outstanding proposed listings will use most of their allocated 
    funds on Priority 2 actions (finalizing proposed listings) or Priority 
    3 actions (completing new proposals to add species to the lists). It is 
    the responsibility of individual Regions to recognize their workloads 
    and backlogs and undertake priorities (1-4) as their regional workloads 
    permit. We will provide critical habitat funding on a project-by-
    project basis in FY 2000.
    
    Addressing Matters in Litigation
    
        The numerous statutory responsibilities we bear under the Act do 
    not come with an unlimited budget. We are sometimes required to make 
    difficult choices about how to prioritize carrying out those statutory 
    responsibilities in order to make the best use of our limited 
    resources. Under these circumstances, technical compliance with the 
    various sections of the Act with respect to one species can mean 
    failure to comply with the other technical requirements of the Act for 
    the same or another species. This guidance is part of a continuing 
    effort to strive to achieve compliance with the Act in the manner that 
    best fulfills the spirit of the Act, using our best scientific 
    expertise.
        Individuals or organizations occasionally bring suit against us for 
    failing to carry out specific actions with regard to specific species. 
    Many of these suits question our judgment and priorities, and seek 
    compliance with the Act in circumstances that do not, in our judgment, 
    lead to the best use of our resources to provide the maximum 
    conservation benefit to all species. In many of the outstanding section 
    4 matters currently in litigation, the effect of what the plaintiff 
    seeks is to require us to postpone or sacrifice conservation actions 
    that we believe would have major conservation benefits in favor of 
    actions that we believe would have lesser conservation benefits.
        In no case will we adjust our biological priorities to reflect the 
    threat of litigation. We have sought and will continue to seek from the 
    courts recognition of our need to allocate our limited listing budget 
    so as to best fulfill the spirit of the Act. We will, of course, comply 
    with all court orders.
    
    National Environmental Policy Act
    
        We do not consider the implementation of this guidance to be a 
    major Federal action significantly affecting the quality of the human 
    environment for the purposes of the National Environmental Policy Act 
    (NEPA) of 1969 (42 U.S.C. 4321 et seq.). Further, the Department of the 
    Interior's Departmental Manual (DM) categorically excludes from 
    consideration under NEPA, ``Policies, directives, regulations, and 
    guidelines of an administrative, financial, legal, technical, or 
    procedural nature or the environmental effects of which are too broad, 
    speculative, or conjectural to lend themselves to meaningful analysis 
    and will be subject later to the NEPA process, either collectively or 
    case-by-case.'' This guidance clearly qualifies as an administrative 
    matter under this exclusion. We also believe that the exceptions to 
    categorical exclusions (DM 2 Appendix 2) would not be applicable to 
    such a decision, especially in light of environmental effects for such 
    action.
    
    Authority
    
        The authority for this notice is the Endangered Species Act of 
    1973, as amended, 16 U.S.C. 1531 et seq.
    
        Dated: September 15, 1999.
    Marshall P. Jones,
    Acting Director,
    U.S. Fish and Wildlife Service.
    [FR Doc. 99-27689 Filed 10-21-99; 8:45 am]
    BILLING CODE 4310-55-P
    
    
    

Document Information

Published:
10/22/1999
Department:
Fish and Wildlife Service
Entry Type:
Notice
Action:
Notice.
Document Number:
99-27689
Dates:
This Listing Priority Guidance is effective immediately upon publication and will remain in effect until modified or terminated. This is internal Service guidance that will neither invoke nor relieve restrictions on the private or public sector. Therefore, in accordance with 5 U.S.C. 553(d), we have determined that good cause exists to make the effective date of this notice immediate.
Pages:
57114-57119 (6 pages)
PDF File:
99-27689.pdf