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66 FR (10/25/2001) » C1-24808. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Amending NASD Code of Procedure Rule 9216 and NASD Code of Procedure Rule 9270 To ...
C1-24808. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Amending NASD Code of Procedure Rule 9216 and NASD Code of Procedure Rule 9270 To ...
[Federal Register Volume 66, Number 207 (Thursday, October 25, 2001)]
[Corrections]
[Pages 54061-54062]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: C1-24808]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-44867; File No. SR-NASD-2001-58]
Self-Regulatory Organizations; Notice of Filing and Immediate
Effectiveness of Proposed Rule Change by the National Association of
Securities Dealers, Inc. Amending NASD Code of Procedure Rule 9216 and
NASD Code of Procedure Rule 9270 To Substitute the Office of
Disciplinary Affairs for the Office of General Counsel for Review of
Proposed Acceptance, Waivers and Consents, Proposed Minor Rule
Violation Letters, and Offers of Settlement
September 27, 2001.
Correction
In notice document 01-24808 beginning on page 50699 in the issue of
Thursday, October 4, 2001, make the following corrections:
(1) On page 50700, in the first column, in the sixth line from the
bottom, ``Subcommittee of the [General Counsel]'' should read
``Subcommittee or the [General Counsel]''.
[[Page 54062]]
(2)On the same page, in the second column, under the
II. Self-Regulatory Organization's Statement of the Purpose of,
and Statuatory Basis for, the Proposed Rule Change
heading, in the first paragraph, in the second line ``Regulations''
should read ``Regulation''.
[FR Doc. C1-24808 Filed 10-24-01; 8:45 am]
BILLING CODE 1505-01-D
Document Information
- Published:
- 10/25/2001
- Department:
- Securities and Exchange Commission
- Entry Type:
- Correction
- Document Number:
- C1-24808
- Pages:
- 54061-54062 (2 pages)
- Docket Numbers:
- Release No. 34-44867, File No. SR-NASD-2001-58
- PDF File:
-
c1-24808.pdf